State v. Shine ( 2024 )


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  • 360                  August 14, 2024              No. 566
    IN THE COURT OF APPEALS OF THE
    STATE OF OREGON
    STATE OF OREGON,
    Plaintiff-Respondent,
    v.
    DEREK MITCHELL SHINE,
    Defendant-Appellant.
    Washington County Circuit Court
    19CR42716; A178033
    Andrew Erwin, Judge.
    Argued and submitted January 24, 2024.
    Zachary Lovett Mazer, Deputy Public Defender, argued
    the cause for appellant. Also on the briefs was Ernest G.
    Lannet, Chief Defender, Criminal Appellate Section, Office
    of Public Defense Services.
    Patrick M. Ebbett, Assistant Attorney General, argued
    the cause for respondent. Also on the brief were Ellen F.
    Rosenblum, Attorney General, and Benjamin Gutman,
    Solicitor General.
    Before Aoyagi, Presiding Judge, Joyce, Judge, and
    Jacquot, Judge.
    JACQUOT, J.
    Reversed and remanded.
    Cite as 
    334 Or App 360
     (2024)   361
    362                                                          State v. Shine
    JACQUOT, J.
    Defendant was convicted by a jury of multiple sex
    crimes against a child. In his sixth assignment of error,
    defendant argues that the trial court erred by refusing to
    read aloud all of the jury instructions at the end of trial.
    We agree that the trial court erred in failing to read aloud
    the instructions at the end of trial, and that error was not
    harmless. Therefore, we reverse defendant’s convictions and
    remand for a new trial.
    Defendant also raises various other assignments of
    error which, having determined that we must reverse and
    remand on his sixth assignment of error, we do not reach. In
    the first, he argues that the trial court erred by precluding
    him from impeaching a witness’s opinion statement. In the
    second, third, and fourth, he argues that the court erred by
    admitting certain evidence under OEC 404(4) and OEC 403.
    In the fifth, he assigns error to the court’s refusal to give the
    witness-false-in-part jury instruction. In the seventh, defen-
    dant argues that the trial court erred when it overruled his
    objection to a statement that the prosecutor made in clos-
    ing arguments that he contends constituted burden shifting,
    and, finally, in the eighth assignment, defendant argues that
    the court plainly erred by permitting the prosecutor to make
    other statements in closing arguments that he contends mis-
    stated the jury’s function and the burden of proof.1
    In light of our disposition on the sixth assignment
    of error, and the Supreme Court’s recent decision in State
    v. Davis, 
    372 Or 618
    , ___ P3d ___ (2024), we do not reach
    assignments two, three, and four, which allows the parties
    to argue under the new standard upon remand. The remain-
    ing assignments relate to events that occurred during the
    trial and, because they may not reoccur on remand, we do
    not reach them.
    We begin—and end—with defendant’s sixth assign-
    ment of error, challenging the trial court’s failure to reread
    some jury instructions aloud before closing arguments. At
    the beginning of defendant’s trial and prior to jury selection,
    1
    Defendant raised six assignments of error in his opening brief and then two
    supplemental assignments in a supplemental brief filed after argument in the
    case.
    Cite as 
    334 Or App 360
     (2024)                             363
    the trial court informed the parties that its practice is to
    provide the jury with “procedural” but not “substantive”
    instructions up front, and that it provides the substantive
    instructions before closing arguments. That way, the court
    explained, rather than the jury listening to the court “dron-
    ing on for the next hour on instructions” at the end of the
    trial, during closing arguments the attorneys can simply
    point to a page of the instructions when referencing the infor-
    mation for the jury. As procedural instructions, it identified
    “from, you know, functions of the Court and jury, circum-
    stantial evidence, proof beyond a reasonable doubt, all the
    way through, you know, evaluating witnesses’ testimony.”
    After the jury was selected and before opening
    statements, the court provided the jury with written copies
    of those instructions and invited the jurors to read along
    to themselves or just to listen, “[h]owever you process the
    information.” The court then read aloud to the jury the stan-
    dard preliminary instructions, including the precautionary
    instructions and functions of court and jury, along with the
    standard instructions on the presumption of innocence and
    proof beyond a reasonable doubt, defendant’s statements,
    defendant not testifying, evaluating witness testimony,
    inferences, direct and circumstantial evidence, and the
    definition of “knowingly and with knowledge.” The court
    informed the jury that, at the conclusion of the evidence, it
    would instruct the jury on the law that applied to this case.
    A week later, at the end of the trial and prior to
    delivering final jury instructions and closing arguments,
    the parties and court discussed the final instructions. The
    court informed the parties that it would not reread the
    instructions it had read to the jury at the beginning of trial,
    pages one through five, but would include them in the final
    written instructions because of the length of time since the
    jury had received the instructions. The prosecuting attor-
    ney requested that the court review which instructions were
    included in the first five pages. Defense counsel clarified
    with the court that it did not plan to reread pages four and
    five, which included the instructions on the presumption of
    innocence and proof beyond a reasonable doubt, defendant’s
    statements, defendant not testifying, evaluating witness
    364                                               State v. Shine
    testimony, inferences, direct and circumstantial evidence,
    and the definition of “knowingly and with knowledge.”
    Defense counsel began to say “I would ask that—”, but the
    court interrupted, stating:
    “Nope, I’ve already read it to them. It’s already been
    done, it’s in the record, you absolute—they—I’ll give them
    a copy of it, and if you think that there’s an argument that
    you wish to make you could point out, when we started this
    trial, the judge read these instructions, but I’ve already
    read the instructions to them.”
    Once the jury returned, the court invited the jurors to
    reread to themselves the instructions it had provided at the
    beginning of the trial and the attorneys to refer to them in
    their closing arguments:
    “So you all have that second set of instructions that I
    promised you. The first pages 1 through 5, when we began
    this trial last week, I read those instructions to you. I have
    simply included those so you have a complete set of the
    instructions that I’ve given in this case.
    “I’m not going to go back and read those, but they are
    there for you to re-read and for the attorneys to argue as to
    how those apply to their case at this point. I’m beginning
    on page 6, where it says ‘Definitions.’
    “So same rules apply as I read through this second set of
    instructions. You can read along silently with yourself, you
    can just listen, however you process the information.”
    The trial court then read the remaining jury instructions
    aloud, beginning with definitions of sexual terms in the
    offenses and the elements of the offenses themselves. The
    parties made closing arguments and the jury was sent to
    deliberate. Defendant was convicted on all counts.
    Defendant assigns error to the trial court’s refusal
    to reread aloud the instructions on the presumption of inno-
    cence and proof beyond a reasonable doubt, defendant’s
    statements, defendant not testifying, evaluating witness
    testimony, inferences, direct and circumstantial evidence,
    and the definition of “knowingly and with knowledge.” To
    put defendant’s argument in context, we begin with the rel-
    evant law.
    Cite as 
    334 Or App 360
     (2024)                                              365
    ORCP 58 B2 and ORCP 59 B, made applicable to
    criminal trials by ORS 136.330, provide two important
    rules governing the structure of trials and requirements for
    instructing the jury.
    ORCP 58 B provides the manner of proceedings
    and the order in which stages of a jury trial must generally
    occur. It provides that the court must instruct the jury at
    two distinct times: after the jury is sworn and after the evi-
    dence is concluded. First, “[a]fter the jury is sworn, the court
    will instruct the jury concerning its duties, its conduct, the
    order of proceedings, the procedure for submitting written
    questions to witnesses if permitted, and the legal principles
    that will govern the proceedings.” ORCP 58 B(2). Second,
    “[a]fter the evidence is concluded, the court will instruct the
    jury. The court may instruct the jury before or after the clos-
    ing arguments.” ORCP 58 B(8). The second set of instruc-
    tions is the court’s “charge” to the jury. Webster’s Third New
    Int’l Dictionary 377 (unabridged ed 2002) (A “charge” is “a
    formal address containing instruction or exhortation: such
    as * * * an instruction given by the court to the jury in order
    to govern their action in coming to or making their decision;
    specifically : the statement made by the judge to the jury
    at the close of a trial of the principles of law that the latter
    are bound to apply to the facts as determined by them in
    deciding upon their verdict”); Black’s Law Dictionary 295
    (4th ed 1968) (“Charge. In Common-law Practice. The final
    address by judge to jury before verdict, in which he sums
    up the case, and instructs jury as to the rules of law which
    apply to its various issues, and which they must observe.”);
    see also ORCP 58 B(6) (1978) (providing that, after the close
    of evidence, “[t]he court then shall charge the jury”).
    ORCP 58 B provides trial courts with discretion to
    deviate from the prescribed order of proceedings “for good
    cause stated in the record.” ORCP 58 B (“Trial by a jury shall
    proceed in the following manner unless the court, for good
    cause stated in the record, otherwise directs.”). Additionally,
    ORCP 58 B(8) provides the court with discretion, after the
    2
    ORCP 58 was amended in 2022, after defendant’s trial. The amendments
    changed the word “shall” to “will” in subsections B(2) and B(8). Those amend-
    ments do not affect our analysis; consequently, throughout this opinion, we refer
    to the current version.
    366                                                State v. Shine
    evidence is concluded, to provide its final jury instructions
    either before or after closing arguments. ORCP 58 B(8)
    (“After the evidence is concluded, the court will instruct the
    jury. The court may instruct the jury before or after the clos-
    ing arguments.”).
    ORCP 59 B also applies to the court’s final jury
    instructions, and it requires the court to instruct the jury
    on “all matters of law necessary for its information in giving
    its verdict” both orally and in writing:
    “Charging the jury. In charging the jury, the court shall
    state to the jury all matters of law necessary for its infor-
    mation in giving its verdict. * * * . The court shall reduce,
    or require a party to reduce, the instructions to writing.
    The jury shall take the court’s written instructions with it
    while deliberating upon the verdict.”
    Unlike ORCP 58 B, ORCP 59 B does not provide that a
    court may exercise discretion and deviate from its require-
    ments.
    Defendant argues that the court erred as a matter
    of law by declining to read aloud to the jury, after the close of
    evidence, the pages of jury instructions that included infor-
    mation about the presumption of innocence and proof beyond
    a reasonable doubt, defendant’s statements, defendant not
    testifying, evaluating witness testimony, inferences, direct
    and circumstantial evidence, and the definition of “know-
    ingly and with knowledge.” Defendant argues that, under
    ORCP 58 B and 59 B, at the close of evidence, the court was
    required to read those instructions to the jury in addition
    to providing a written copy, regardless of the fact that the
    court had read those same instructions to the jury at the
    beginning of the trial. He argues that the court’s refusal
    prejudiced him because it minimized the importance of
    those fundamental legal principles, all of which relate spe-
    cifically and indispensably to a criminal defendant’s rights.
    The state, on the other hand, characterizes the
    issue as a discretionary timing choice. The state agrees that
    the court was required to read the instructions aloud but
    argues that, under ORCP 58 B, the court had discretion to
    determine when it would do so and, because it read them
    Cite as 
    334 Or App 360
     (2024)                               367
    on the first day of the trial, it fulfilled that requirement.
    Additionally, the state argues that, because the court pro-
    vided the jury with a written copy of the instructions to
    reread independently, even if the court did err by only pro-
    viding written instructions after the close of the evidence,
    the error was harmless.
    The parties’ arguments raise a question of statutory
    interpretation, which we review as a matter of law. See State
    v. Gaines, 
    346 Or 160
    , 162, 206 P3d 1049 (2009) (so review-
    ing); see also A. G. v. Guitron, 
    351 Or 465
    , 471, 268 P3d 589
    (2011) (“we apply the usual method of statutory interpreta-
    tion” to rules of civil procedure). We begin with ORCP 59 B.
    As noted above, that rule’s reference to “charging the jury”
    addresses the court’s second set of instructions to the jury.
    At that point, the trial court “shall state to the jury all mat-
    ters of law necessary for its information in giving its verdict,”
    and “shall” reduce the instructions to writing. ORCP 59 B
    (emphases added). ORCP 59 B contains no indication that
    the court has discretion to deviate from its requirements.
    Absent some textual indication to the contrary, a
    court does not have discretion to ignore mandatory lan-
    guage. See Coleman and Coleman, 
    117 Or App 333
    , 335, 
    844 P2d 234
     (1992) (concluding that trial court does not have
    discretion to ignore UTCRs using mandatory language of
    “shall”); State ex rel AFSD v. Buethe, 
    307 Or 89
    , 92, 
    763 P2d 723
     (1988) (mandatory language of ORS 109.155 that
    admission of paternity “shall be reduced to writing” does not
    grant discretion to accept oral admission rather than writ-
    ten). Thus, ORCP 59 B does not provide the trial court with
    discretion to alter the method by which it provides instruc-
    tions after the close of evidence: It must provide all of the
    instructions “necessary for [the jury’s] information in giving
    its verdict” both orally and in writing.
    With that in mind, we consider ORCP 58 B, which
    uses mandatory language but also, as noted above, expressly
    provides the court with discretion in two respects: The trial
    court “may” give its post-close-of-evidence instructions to
    the jury before or after closing arguments, ORCP 58 B(8),
    and may alter the order in which the proceedings take place
    368                                                            State v. Shine
    “for good cause stated in the record,” ORCP 58 B.3 The state
    contends that the court’s discretion to alter the order of
    events at trial granted by ORCP 58 B includes discretion
    to orally state some of the instructions “necessary for [the
    jury’s] information in giving its verdict” at the start of trial,
    rather than as part of the charge to the jury after the close
    of evidence, as required by ORCP 59 B. In support of that
    view, it cites State v. Stevens, 
    311 Or 119
    , 145, 
    806 P2d 92
    (1991), and State v. 
    Thompson, 328
     Or 248, 266, 
    971 P2d 879
    , cert den, 
    527 US 1042
     (1999).
    The question, then, is whether the discretion to
    alter the order of trial granted in ORCP 58 B supersedes
    the requirement of ORCP 59 B to provide the jury with all
    the necessary instructions, both orally and in writing, after
    the close of evidence. As a textual matter, it does not appear
    to. As noted above, the text of ORCP 59 B is mandatory.
    Further, ORCP 58 B(8)’s specific inclusion of a limited dis-
    cretionary choice regarding charging the jury—the court
    may choose whether to do it before or after closing argu-
    ments, but always after the close of evidence—confirms
    ORCP 59 B’s textual indication that courts lack discretion
    to deviate from its requirement that, in “charging the jury,”
    the court “shall state to the jury all matters of law necessary
    3
    For example, ORCP 58 B(4) directs that “[t]he plaintiff will introduce the
    evidence on plaintiff’s case in chief, and when plaintiff has concluded, the defen-
    dant may do likewise.” However, a trial court, for good cause stated in the record,
    may allow parties to call witnesses out of order. See Dominguez and Fields, 
    286 Or App 504
    , 513, 399 P3d 472 (2017) (parent allowed to examine a witness out
    of order); Whaley v. Russell Stover Candies, Inc., 
    44 Or App 541
    , 547, 
    606 P2d 667
     (1980) (defense expert witness was “called out of order as an accommodation
    during plaintiff’s case”). Despite ORCP 58 B(6)’s instruction that, after the evi-
    dence is concluded, unless both sides waive closing arguments, the plaintiff will
    “commence and conclude the argument to the jury,” a trial court may vary the
    manner in which closing arguments are conducted for good cause stated in the
    record. State v. Stacey, 
    302 Or App 470
    , 478, 459 P3d 261 (2020); see also State
    v. Ness, 
    54 Or App 530
    , 535, 
    635 P2d 1025
     (1981), aff’d on other grounds, 
    294 Or 8
    , 
    653 P2d 548
     (1982) (recognizing trial court’s discretion to vary which party
    made the last argument under ORCP 58 B). Additionally, although ORCP 58 B(3)
    instructs that, after the jury is sworn, “[t]he plaintiff may concisely state plain-
    tiff’s case and the issues to be tried; the defendant then, in like manner, may
    state defendant’s case based upon any defense or counterclaim or both,” a trial
    court may allow the defense to defer its opening statement until after the state
    puts on its case in chief. See State v. Seeger, 
    4 Or App 336
    , 337-39, 
    479 P2d 240
    (1971) (trial court erred by allowing the prosecutor to argue that by “permitting
    defendant to defer making his opening statement, the court was ‘allowing the
    defendant to make up a story while the case is going on’ ”).
    Cite as 
    334 Or App 360
     (2024)                             369
    for its information in giving its verdict” and also provide the
    instructions in writing. (Emphasis added.)
    Further, contrary to the state’s argument, nei-
    ther Stevens nor Thompson suggests otherwise. Although
    those cases demonstrate that trial courts have discretion in
    whether, and when, to give instructions at times other than
    at the close of evidence, they do not address whether ORCP
    58 B gives courts discretion not to comply with the manda-
    tory jury-charge provision of ORCP 59 B.
    In Stevens, in response to the state’s objection that
    a defense witness’s testimony was relevant to a defense
    that the defendant had chosen not to raise, the trial court
    instructed the jury by reading a statute describing the per-
    missible use of the evidence. 
    311 Or at 143-44
    . On appeal,
    the defendant argued that, by reading the instruction mid-
    trial, the court had deviated from the “normal procedure”
    of proceedings without good cause. 
    Id. at 145
    . The Supreme
    Court accepted, for the sake of argument, the defendant’s
    contention that the instruction was not a properly given lim-
    iting instruction but was, instead, “a final instruction given
    out of order,” but explained that the court’s reason for giving
    it—allowing the defense witness to testify broadly “while
    helping the jury to focus on the relevance of the evidence”—
    constituted good cause for the change from the “customary
    order” of proceedings. 
    Id.
    Stevens demonstrates that a court’s discretion to
    change the order of trial for good cause includes the abil-
    ity to instruct the jury when it becomes necessary during
    testimony. However, it does not address whether the court’s
    discretion under ORCP 58 B permits deviation from the
    requirements of ORCP 59 B, because the court’s instructions
    at the close of evidence—its “charge” to the jury—were not at
    issue.
    In Thompson, the trial court inadvertently failed
    to provide the jury with certain statutory definitions and,
    during deliberations, the jury asked a question demonstrat-
    ing that it needed them. 
    328 Or at 265
    . The court provided
    the missing definitions. 
    Id.
     On appeal, the defendant argued
    that the court improperly gave the instructions during
    370                                                         State v. Shine
    deliberations, because giving them at that time unduly
    emphasized them. Id. at 266. The state argued that, under
    ORCP 59 B, it would have been error for the trial court not to
    provide the instructions when requested by the jury.4 Id. at
    266 n 11. The Supreme Court explained that the issue impli-
    cated a trial court’s power to provide “jury reinstruction,”
    which is a discretionary question. Id. at 266; see ORCP 59 D
    (if, after the jury retires for deliberation, the jury “requests
    information on any point of law,” the court “may” provide
    further information). The court disagreed with the defen-
    dant that the timing of the reinstruction was prejudicial,
    and, apparently for that reason, held that the trial court did
    not abuse its discretion in deciding whether to reinstruct
    the jury. 
    Thompson, 328
     Or at 266-67. Thus, Thompson, like
    Stevens, does not address ORCP 59 B.
    Based on the text of the rules, we conclude that a
    trial court lacks discretion to omit “matters of law necessary
    for [the jury’s] information in giving its verdict” from its oral
    presentation of the instructions to the jury after the close of
    evidence. The court, therefore, erred.
    However, our inquiry does not end there. The state
    further argues that, even if the trial court erred by refusing
    to read the instructions orally to the jury at the close of evi-
    dence, that error is harmless. An error is harmless if there
    is “little likelihood” that it affected the jury’s verdict. State v.
    Davis, 
    336 Or 19
    , 33, 77 P3d 1111 (2003). “Instructional error,
    like any other error, does not justify reversal unless the error
    was prejudicial.” State v Guckert, 
    260 Or App 50
    , 60, 316 P3d
    373 (2013), rev den, 
    354 Or 840
     (2014). To constitute reversible
    error, an instructional error must have prejudiced the party
    when the instructions are considered as a whole. 
    Thompson, 328
     Or at 266. “[C]ases should not be reversed upon instruc-
    tions, despite technical imperfections, unless the appellate
    court can fairly say that the instruction probably created an
    erroneous impression of the law in the minds of the jur[ors]
    which affected the outcome of the case.” Waterway Terminals
    v. P. S. Lord, 
    256 Or 361
    , 370, 
    474 P2d 309
     (1970). The state
    argues that, because the trial court read the instructions at
    4
    It does not appear that the defendant argued that the trial court erred
    under ORCP 59 B and, regardless, the court based its ruling on the trial court’s
    discretionary power to reinstruct the jury, implicating ORCP 59 D.
    Cite as 
    334 Or App 360
     (2024)                                  371
    the beginning of the trial and provided the instructions in
    written form at the end, when the instructions are consid-
    ered as a whole, there is no reason to believe that the court’s
    “minor departure from the procedures set forth in ORCP 58
    and 59” had any effect on the verdict.
    The trial court characterized the instructions in
    question, including the presumption of innocence and rea-
    sonable doubt, as “procedural.” However, “[t]he presumption
    of innocence is not a mere form, but a substantial part of the
    law, that remains with the defendant from the beginning
    of the trial until a verdict is found.” State v. Rosasco, 
    103 Or 343
    , 357, 
    205 P 290
     (1922). “[P]roof of a criminal charge
    beyond a reasonable doubt is constitutionally required.” In
    re Winship, 
    397 US 358
    , 362, 
    90 S Ct 1068
    , 
    25 L Ed 2d 368
    (1970). It is important “in our free society that every indi-
    vidual going about his ordinary affairs have confidence that
    his government cannot adjudge him guilty of a criminal
    offense without convincing a proper factfinder of his guilt
    with utmost certainty.” 
    Id. at 364
    .
    Providing instructions orally serves specific and
    indispensable functions that providing written instructions
    cannot. Because of the jury’s critical role, “[i]t is essential
    to the administration of justice that a jury scrupulously fol-
    low the law as given to it by the judge, and to that end his
    instructions should be clear and firmly fixed in the mind of
    each juror.” United States v. Becerra, 939 F3d 995, 1000 (9th
    Cir 2019) (quoting Babson v. United States, 330 F2d 662, 666
    (9th Cir 1964)). “Since before the founding of our Republic,
    courts have universally met the need to educate jurors
    by orally advising jurors” for multiple “excellent reasons.”
    Becerra, 939 F3d at 1000. Some jurors may not adequately
    understand written instructions, and
    “many of us at times succumb to the temptation to glaze
    over a long paragraph of text or flip over a few pages of a
    lengthy stack of papers. When the instructions are read
    orally, tonal inflection can make the content of the instruc-
    tions more accessible, as well as discourage the ‘tuning out’
    common when reading dense material. Oral instruction in
    the formal courtroom setting thus assures that jurors are
    exposed to the substance of the essential instructions by at
    least one sensual route.
    372                                                 State v. Shine
    “The oral charge also performs a second, signaling
    function that cannot be replaced by a printout or a pam-
    phlet. Jury instructions are not the judicial equivalent of a
    car manual or a cookbook. When an enrobed judge orally
    charges the jury, the jurors are impressed with the fact
    that they have been entrusted with the power to decide the
    defendant’s fate. This oral, public ritual helps ensure that
    jurors recognize the enormity of their task and take that
    task seriously. * * *
    “For these reasons, the historic practice of oral jury
    instruction remains central to the fairness of jury trials.
    That conclusion does not mean that procedures for instruct-
    ing juries have remained static—or should. Additions to
    oral instructions have enhanced the likelihood that jury
    instructions will effectively communicate to jurors the
    legal principles governing their critical task. * * *. But even
    as the exact form of a trial court’s jury charge has evolved,
    there has always been a bedrock recognition that the trial
    court must orally charge the jury before deliberations
    commence.”
    Id. at 1001-02 (internal citations and quotation marks
    omitted).
    Here, we cannot say that the error had little likeli-
    hood of affecting the verdict, nor that the written instruc-
    tions and preliminary instructions remedied the error when
    considered as a whole. When providing its precautionary
    instructions, the trial court recognized the importance and
    impact of providing instructions in both written and oral
    form for effective communication when it told the jury: “As
    I read through these instructions, you’re welcome to read
    along to yourself. You’re welcome to just listen. However you
    process the information.” Eight days later, when discuss-
    ing final instructions with the parties, the trial court rec-
    ognized that the length of the trial may have affected the
    jury’s knowledge of the instructions, stating “I am going to
    attach the first five pages that I gave them before, because—
    it’s been two weeks.” Both attorneys, who were undoubtably
    more familiar with those instructions than the jury, also
    needed to refresh their memories on which instructions had
    been given at the beginning of the trial, with the prosecut-
    ing attorney requesting, “Can you review for us which are
    included in those first five [pages]? Like the—the kind of
    Cite as 
    334 Or App 360
     (2024)                                             373
    generalized instruction?” At the close of evidence, the trial
    court provided the final instructions and again invited the
    jury: “So same rules apply as I read through this second set
    of instructions. You can read along silently with yourself,
    you can just listen, however you process the information.”
    As the Supreme Court has recognized, “[r]esearch
    shows that people tend to remember best, and be influenced
    most, by the latest event in a sequence.” State v. Chitwood,
    
    370 Or 305
    , 318, 518 P3d 903 (2022). Here, the final instruc-
    tions read to the jury, eight days after the preliminary
    instructions, did not communicate all of the information
    fundamental to the fairness of our criminal justice system.
    Rather, the jury, to the extent that it remembered them,
    was left with the impression that those instructions, includ-
    ing the presumption of innocence, proof beyond a reason-
    able doubt, and defendant not testifying, are not important
    enough to be impressed upon it again. The jury was sent to
    deliberate without the instructions most foundational to a
    defendant’s rights “firmly fixed in the mind of each juror.”
    Becerra, 939 F3d at 1000.
    In effect, the trial court recognized and accepted a
    legitimate risk that individual jurors would not remember,
    understand, and apply the basic constitutional principles
    that underlie a defendant’s rights in our criminal justice
    system based upon their individual method of processing
    information.5 To find this error harmless would dilute the
    public’s confidence that their “government cannot adjudge
    [them] guilty of a criminal offense without convincing a
    proper factfinder of [their] guilt with utmost certainty.” In re
    Winship, 
    397 US at 362
    . We will not do so.
    In sum, the trial court erred when it did not read
    aloud all of the final instructions to the jury as required by
    ORCP 59 B. That error is not harmless because, although
    the court read the instructions aloud at the very beginning
    of the trial and then provided them in writing, substantial
    time had passed, and—as ORCP 59 B recognizes—written
    5
    Even were written instructions sufficient, the trial court did not provide
    any time for the jury to reread those instructions before closing arguments and
    immediately began reading definitions of terms included in the charges for sex-
    ual crimes.
    374                                            State v. Shine
    instructions are not a substitute for oral instructions. In
    light of the extreme importance and fundamental constitu-
    tional basis of the legal principles at issue specifically to a
    criminal defendant, and the reality of recency bias, there
    was more than “little likelihood” that the error affected the
    jury’s verdict, and that defendant was prejudiced. Davis,
    
    336 Or at 33
    .
    Reversed and remanded.
    

Document Info

Docket Number: A178033

Filed Date: 8/14/2024

Precedential Status: Precedential

Modified Date: 8/14/2024