State v. Champagne ( 2023 )


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  •                                       76
    Argued and submitted October 21, 2022, affirmed March 29, 2023
    STATE OF OREGON,
    Plaintiff-Respondent,
    v.
    MICHAEL WAYNE CHAMPAGNE,
    Defendant-Appellant.
    Clackamas County Circuit Court
    19CR60073; A175059
    527 P3d 1067
    Defendant was convicted of committing various sexual offenses against two
    children, both of whom were under 12 years old at the time of the charges. On
    appeal, defendant argues that (1) the trial court erred in admitting evidence
    that defendant had previously sexually abused a third child; (2) the court erred
    in failing to strike, sua sponte, testimony of the mother of one of the victims
    that amounted to impermissible vouching; and (3) the court erred in entering an
    amended judgment without providing written notice to him. Held: The trial court
    did not err in admitting evidence of previous sexual abuse or commit plain error
    by failing to strike the testimony of the mother. The trial court erred in amend-
    ing the judgment pursuant to ORS 137.172(1) without providing written notice to
    all parties as required by the statute. However, the error was harmless because
    the amendment involved fixing a clerical error, and defendant had no basis for
    arguing that the trial court lawfully could have entered any other judgment.
    Affirmed.
    Katherine E. Weber, Judge.
    Morgen E. Daniels, Deputy Public Defender, argued the
    cause for appellant. Also on the brief was Ernest G. Lannet,
    Chief Defender, Criminal Appellate Section, Office of Public
    Defense Services.
    Michael A. Casper, Assistant Attorney General, argued
    the cause for respondent. Also on the brief were Ellen F.
    Rosenblum, Attorney General, and Benjamin Gutman,
    Solicitor General.
    Before Ortega, Presiding Judge, and Hellman, Judge,
    and Landau, Senior Judge.
    LANDAU, S. J.
    Affirmed.
    Cite as 
    325 Or App 76
     (2023)                                 77
    LANDAU, S. J.
    In this criminal case, defendant was convicted of
    committing various sexual offenses against two children,
    both of whom were under 12 years old at the time of the
    charges. On appeal, defendant argues that the court erred
    in three ways: First, the trial court erred in admitting evi-
    dence that defendant had previously sexually abused a third
    child; second, the court erred in failing to strike, sua sponte,
    testimony of the mother of one of the victims that amounted
    to impermissible vouching; third, the court erred in enter-
    ing an amended judgment without providing written notice
    to him. For the reasons that follow, we affirm.
    I. BACKGROUND
    We begin with a brief description of the relevant
    facts and leave a detailed description of those facts that are
    pertinent to each assignment of error in our discussion of
    each assignment.
    The state charged defendant with multiple sex-
    ual offenses, including first-degree rape and first-degree
    sodomy, against his granddaughter A and his step-grand-
    daughter O. The children were between the ages of six and
    nine when the offenses occurred. At trial, the court admit-
    ted the testimony of B, who testified that defendant had
    sexually abused her as well, some years earlier. The court
    also admitted the testimony of O’s mother, who described
    how O and A had reported that defendant had been abusing
    them. The prosecutor asked O’s mother about her daugh-
    ter’s “character for truthfulness,” and O’s mother replied
    that she believed her daughter to be truthful. There was no
    objection to the question or the answer. A jury ultimately
    found defendant guilty of all counts, and the trial court
    orally imposed a sentence of 25 years in prison on each of
    four of the counts, as required by ORS 137.700. The written
    judgment, however, erroneously sentenced defendant to 25
    months in prison on those counts. A month later, the trial
    court entered an amended judgment that reflected the sen-
    tence that had been announced at the sentencing hearing.
    The court did not provide defendant with prior notice that it
    planned to amend the judgment.
    78                                       State v. Champagne
    II. ANALYSIS
    A. Admission of Evidence of Prior Abuse
    Defendant first assigns error to the admission of B’s
    testimony that, some years earlier, defendant had abused
    her. Before trial, the state filed a motion to admit that testi-
    mony, arguing that the evidence was relevant and admissi-
    ble as nonpropensity evidence under OEC 404(3) and, in the
    alternative, as propensity evidence under OEC 404(4).
    As to OEC 404(3), the state argued that the evi-
    dence was admissible to show defendant’s sexual purpose,
    which the state argued was “different than using the evi-
    dence to establish defendant’s character and propensity to
    act accordingly.” The state argued that the evidence should
    not be excluded under OEC 403 because it had significant
    probative value, in that it showed a consistent and repeated
    pattern of inappropriate conduct around children and
    described acts that were “uncannily similar” to some of the
    acts described by O, and that evidence, although prejudicial,
    was not unfairly so and did not improperly appeal to the
    preferences of the trier of fact for reasons unrelated to the
    power of the evidence to establish a material fact.
    As to admissibility under OEC 404(4), the state
    argued that defendant’s sexual interest in children was
    highly relevant to prove that he acted on that interest
    and with that purpose on the charged occasion, citing
    State v. Williams, 
    357 Or 1
    , 346 P3d 455 (2015). The state
    again argued that such propensity evidence should not
    be excluded under OEC 403 for two reasons. First, citing
    United States v. LeMay, 260 F3d 1018, 1029 (9th Cir 2001),
    the state argued that defendant was expected to suggest
    that O and A were fabricating, and so the evidence was nec-
    essary to bolster the credibility of the victims. Second, in a
    related vein, the state noted that defendant was expected
    to call an expert witness, Dr. Bourg, who would opine that
    the victims’ reports had been tainted by O’s mother’s belief
    that defendant was someone who might sexually abuse chil-
    dren. According to the state, the evidence of defendant’s
    prior sexual interest was necessary to counter Bourg’s
    testimony.
    Cite as 
    325 Or App 76
     (2023)                                        79
    Defendant responded that the prior-acts evidence
    was relevant but not for “a noncharacter purpose.” Defendant
    argued that “if the Court allows [B] to testify, * * * I just
    think it’s impossible for him to have a fair trial in this
    matter.”
    Judge Rastetter, who heard the pretrial motion,
    agreed with the state, ruling as follows:
    “On the other bad acts, I find that it is relevant under
    [OEC] 404(3) for the nonpropensity purpose of showing
    Defendant’s alleged sexual interest in children and that he
    acted with a sexual purpose.
    “On the [OEC] 404(4) issue, the other act evidence has
    significant [probative] value, since it shows a pattern of
    inappropriate conduct toward children. The State needs the
    evidence. It doesn’t [sic] need to show that the Defendant
    acted with a desire or that he was aroused or gratified by
    sexual acts with—or aroused or gratified by children.
    “On balancing, I find that the probative value of the evi-
    dence is not outweighed by the danger of unfair prejudice.
    The allegations in the case are already appalling and sim-
    ply adding one more instance of that kind of behavior really
    doesn’t add much more outrage to the alleged conduct.
    “I also find that the evidence is admissible under [OEC]
    404(4), since it is relevant and that it shows sexual interest
    in children and will tend to show that he acted on that
    interest.
    “The State also needs the evidence in order to cross-
    examine Dr. Bourg. So the probative value of the evidence
    is not outweighed by the danger of unfair prejudice as I
    have already stated.”
    Judge Weber later presided over defendant’s trial,
    and she and the parties attempted to determine the exact
    scope of Rastetter’s pretrial ruling. Weber explained that
    she was “simply interpreting his ruling and making a deci-
    sion based on the evidence the State seeks to introduce.”
    Weber ultimately concluded that the pretrial rul-
    ing “clearly allows [B] to testify” but that the ruling also
    “clearly requires me to severely limit what may be presented
    80                                       State v. Champagne
    through [B’s] testimony,” such that B was allowed to testify
    as to her “age, basis of relationship, number of times, cir-
    cumstances, how it was initiated and progressed, and that
    it was essentially always the same and that’s it.” B testified
    at trial in a manner consistent with that ruling.
    The trial court later instructed the jury that it “can-
    not use evidence relating to [defendant’s] past conviction or
    conduct for the purpose of concluding that because [defen-
    dant] sexually abused [B] in 2002, he is guilty of sexually
    abusing [A or O] in this case” but “may take into account
    evidence that [defendant] has a sexual interest in children
    to determine whether he was acting on that interest on the
    occasion of each charge—each charge[d] act involving [A
    and O].”
    On appeal, defendant argues that the trial court
    erred in admitting evidence of his sexual abuse of B under
    either OEC 404(3) or OEC 404(4). In light of intervening case
    law, the state does not attempt to defend the trial court’s
    reasoning under OEC 404(3), and we accept that concession
    of error. See State v. Powers, 
    323 Or App 553
    , 563-64, 523
    P3d 1112 (2023) (holding that the trial court erred in con-
    cluding that evidence of prior sexual abuse of a child was
    admissible under OEC 404(3) for a nonpropensity purpose).
    Rather, the state’s position is that the trial court’s admis-
    sion of the evidence was permissible under OEC 404(4) as
    propensity evidence.
    Defendant acknowledges that the evidence is rele-
    vant under OEC 404(4) as propensity evidence. He argues
    that the evidence nevertheless is inadmissible because the
    trial court failed to separately balance the relevance of that
    evidence as propensity evidence against its potential preju-
    dice under OEC 403. According to defendant, the court (first
    Rastetter, and then Weber adhering to that ruling) admit-
    ted the evidence as both propensity and nonpropensity evi-
    dence and failed to conduct distinct OEC 403 balancing for
    purposes of OEC 404(4).
    Evidence that is not relevant for a nonpropensity
    purpose may still be admissible under OEC 404(4) as pro-
    pensity evidence, provided—among other things—the pro-
    bative value of that evidence is not substantially outweighed
    Cite as 
    325 Or App 76
     (2023)                                 81
    by the danger of unfair prejudice under OEC 403. State v.
    Baughman, 
    361 Or 386
    , 405, 393 P3d 1132 (2017). More spe-
    cifically, in child sex abuse cases, evidence of prior sexual
    misconduct may be admissible under OEC 404(4) to prove
    a defendant’s character and propensity, provided that the
    evidence is not subject to exclusion under the balancing
    required under OEC 403. Williams, 
    357 Or at 20
    .
    The balancing process under OEC 403 is distinct
    in the case of propensity evidence, however, because of the
    significant due process concerns that are associated with its
    highly prejudicial nature. State v. Skillicorn, 
    367 Or 464
    , 477-
    78, 482 n 4, 479 P3d 254 (2021). Thus, for example, in State v.
    Cave, 
    321 Or App 81
    , 516 P3d 279 (2022), the defendant was
    charged with sexually abusing two of his granddaughters.
    The trial court admitted testimony from the defendant’s
    daughter that the defendant had abused her, as well, con-
    cluding that the evidence was being offered for a nonpropen-
    sity purpose under OEC 404(3) and was not subject to exclu-
    sion under OEC 403. 
    Id. at 83
    . On appeal, the state conceded
    that the evidence was not admissible under OEC 404(3) but
    argued that it was still admissible as propensity evidence
    under OEC 404(4). 
    Id. at 86-87
    . According to the state, it did
    not matter whether the evidence at issue was labeled “non-
    propensity” or “propensity” evidence, because in either case
    the probative value of the evidence was the same; that is, it
    was offered to show the defendant’s sexual purpose. 
    Id. at 87
    .
    As a result, the state contended, the trial court’s balancing
    under OEC 403 sufficed, whether the evidence was admitted
    under either category. 
    Id.
     We rejected the state’s contention.
    The distinction between the two categories of evidence goes
    beyond mere labeling, we explained. 
    Id. at 84
    . Moreover, the
    record showed that the trial court had declined to reach the
    admissibility of the evidence as propensity evidence under
    OEC 404(4). Cave, 
    321 Or App at 88-89
    ; see also State v.
    Travis, 
    320 Or App 460
    , 469-70, 513 P3d 614 (2022) (evidence
    erroneously admitted under OEC 404(3), remanded for trial
    court to determine admissibility under OEC 404(4)).
    In contrast, in Powers, 
    323 Or App 553
    , another
    sexual abuse case, the trial court admitted court-certified
    copies of the defendant’s prior convictions for sexual abuse.
    The court ruled that the evidence was admissible on two
    82                                            State v. Champagne
    separate grounds: (1) under OEC 404(3), to prove that the
    defendant had acted intentionally in engaging in sexual
    contact with the victim in that case; and (2) under OEC
    404(4), to prove the defendant’s sexual interest in children.
    
    Id. at 562
    . After concluding that the evidence was admissi-
    ble under OEC 404(3), the court concluded that it was not
    subject to exclusion under OEC 403. 
    Id. at 563
    . Then, after
    concluding that the evidence was also admissible under
    OEC 404(4), the court explained that “[t]he court does not
    reach a different analysis for admissibility for that purpose
    under OEC 403 and incorporates its analysis above.” 
    Id.
    On appeal, the defendant argued that the trial court had
    erred in admitting the evidence. 
    Id. at 562
    . The state did not
    defend the trial court’s ruling under OEC 404(3) but main-
    tained that the evidence remained admissible under OEC
    404(4). 
    Id. at 563-64
    . In response, the defendant argued that
    the evidence was not admissible under OEC 404(4), because
    the trial court had failed to separately balance its proba-
    tive value against the danger of prejudice under that rule.
    
    Id. at 564
    . We rejected the defendant’s argument. Where
    it is clear that the trial court understood the distinct pur-
    poses of admitting the evidence, “the fact that the trial court
    incorporated its previous OEC 403 balancing does not itself
    demonstrate that the trial court failed to appreciate the pro-
    pensity nature of the evidence.” 
    Id. at 565
    . A trial court “is
    not required to explicitly recite those differences as part of
    its balancing,” as long as it is clear from the record that the
    court understood those differences in evaluating the admis-
    sibility of the evidence. 
    Id.
    This case is much more like Powers than Cave. As
    in Powers, the trial court clearly understood the state’s two
    distinct theories of admissibility—as nonpropensity evi-
    dence under OEC 404(3) and as propensity evidence under
    OEC 404(4). The final two paragraphs of Rastetter’s ruling
    reflect an explicit OEC 404(4) ruling that includes balancing
    directed specifically at propensity purposes under that rule:
    “I also find that the evidence is admissible under [OEC]
    404(4), since it is relevant and that it shows sexual interest
    in children and will tend to show that he acted on that
    interest.
    Cite as 
    325 Or App 76
     (2023)                                     83
    “The State also needs the evidence in order to cross-
    examine Dr. Bourg. So the probative value of the evidence
    is not outweighed by the danger of unfair prejudice as I
    have already stated.”
    That leaves the question whether the trial court
    erred in concluding that the probative value of the evidence
    substantially outweighed the danger of prejudice in admit-
    ting it. We review that determination for an abuse of dis-
    cretion. State v. Terry, 
    309 Or App 459
    , 461, 482 P3d 105
    (2021). In this case, we conclude that the court’s balancing
    fell within the permissible range of the court’s discretion,
    particularly in light of the state’s need to cross-examine
    Bourg, the limitations imposed on B’s testimony, and the use
    of a limiting instruction. See Powers, 
    323 Or App at 567-68
    (holding that, in light of the LeMay factors, the court acted
    within its discretion to admit evidence of past abuse to show
    sexual purpose); Terry, 
    309 Or App at 465
     (same); State v.
    Moles, 
    295 Or App 606
    , 620, 435 P3d 782, rev den, 
    365 Or 194
     (2019), rev’d on other grounds, 
    366 Or 549
    , 466 P3d 61
    (2020) (same). We therefore affirm with regard to the trial
    court’s admission of evidence of defendant’s sexual abuse
    of B.
    B.    Vouching
    In his next assignment, defendant argues that “[t]he
    trial court erred when it allowed [O’s mother] to vouch for
    [O’s] truthfulness.” Defendant acknowledges that he did
    not object to O’s mother’s testimony at trial but argues that
    we should exercise our discretion to reverse on plain-error
    grounds. We are not persuaded that, under the circum-
    stances, the trial court committed plain error by failing
    to interject and strike O’s mother’s testimony; and, in any
    event, it is not an error that we would exercise our discretion
    to correct in this case.
    C. Entry of Amended Judgment
    At sentencing, the trial court indicated that it was
    imposing a sentence of 300 months (25 years) on each of
    Counts 1, 2, 3, and 4, pursuant to ORS 137.700. However,
    the trial court’s written judgment imposed a sentence of 25
    months in prison on each count. A month later, the court
    84                                            State v. Champagne
    amended the judgment to comport with the sentence that
    it pronounced orally, but there is no indication in the record
    that defendant was provided written notice before that
    change was made.
    On appeal, defendant argues that the trial court
    erred when it entered that amended judgment without the
    written notice required by ORS 137.172(1). That statute
    provides:
    “The trial court retains authority after entry of judg-
    ment of conviction or a supplemental judgment, including
    during the pendency of an appeal, to modify the judgment,
    including the sentence, to correct any arithmetic or cleri-
    cal errors or to delete or modify any erroneous term in the
    judgment. The court may correct the judgment either on
    the motion of one of the parties or on the court’s own motion
    after written notice to all of the parties.”
    ORS 137.172(1) (emphasis added). Defendant argues that,
    because the trial court failed to provide the required written
    notice, it lacked authority to enter the amended judgment,
    so we must vacate and remand for further proceedings. In
    support, defendant relies on State v. Pryor, 
    310 Or App 403
    ,
    484 P3d 1123 (2021); State v. Nobles, 
    264 Or App 580
    , 333
    P3d 1077 (2014); and State v. Whitlock, 
    187 Or App 265
    , 65
    P3d 1114, rev den, 
    336 Or 17
     (2003), in which we held that
    written notice to all parties is a prerequisite to exercising
    authority under ORS 137.172(1) and its statutory predeces-
    sor, ORS 137.083 (2007), repealed by Or Laws 2017, ch 529,
    § 26.
    The state argues that any failure in not providing
    notice was harmless because the court was required by stat-
    ute to impose mandatory 25-year prison sentences for the
    crimes of first-degree rape, sodomy, and unlawful sexual
    penetration if the victim is under 12 years of age, as was the
    case here. In the state’s view, notice would not have changed
    anything because the sentence modification was one that
    occurred solely by operation of law and involved no discre-
    tion on the part of the trial court. In support, the state relies
    on State v. Riley, 
    195 Or App 377
    , 384, 97 P3d 1269 (2004),
    rev den, 
    340 Or 673
     (2006), in which we concluded that the
    trial court’s failure to provide the written notice required
    Cite as 
    325 Or App 76
     (2023)                                 85
    by ORS 138.083, the predecessor statute to ORS 137.172(1),
    amounted to harmless error when the modification to the
    judgment was required by law.
    Both parties fairly claim some support from the
    precedents that they cite, and neither line of cases engages
    with the other. And, at least on the surface, there does
    appear to be some tension in the case law—between cases
    that, on the one hand, say that a prerequisite for exercising
    authority under ORS 137.172(1) or its predecessor is provid-
    ing notice to all parties and, on the other hand, cases hold-
    ing that a failure to provide such notice may be subject to
    harmless-error analysis.
    Given the parties’ competing but distinct lines of
    cases, we take this opportunity to reconcile them. As we
    will explain, there is no inconsistency in the cases. The
    authorities on which defendant relies hold that, for a trial
    court to exercise authority to amend a judgment under ORS
    137.172(1), the court must satisfy the statutory requirement
    for doing so, in this case, providing notice to the parties. To
    the extent that a trial court purports to exercise authority
    under that statute without providing the required notice, the
    trial court errs. That does not mean that the error always
    requires reversal. If the trial court possessed authority
    independently of ORS 137.172(1), failure to comply with the
    requirements of the statute may be harmless.
    In fact, ORS 137.172(1) is not the only source of
    authority for trial courts to amend a judgment. At common
    law, if a trial court entered a judgment that was legally erro-
    neous, the court could correct the error. Gladden v. Kelly, 
    213 Or 197
    , 200, 
    324 P2d 486
     (1958). This was regarded as an
    exception to the general rule that trial courts lose authority
    once a defendant begins serving a sentence. 
    Id.
     The ratio-
    nale was that, if the court entered an unlawful judgment,
    it never lost its authority in the first place. State v. Nelson,
    
    246 Or 321
    , 324, 
    424 P2d 223
    , cert den, 
    389 US 964
     (1967).
    In such circumstances, the fact that notice was not provided
    to the parties did not affect the court’s authority to correct
    the error. As the Supreme Court explained in Daugharty v.
    Gladden, 
    217 Or 567
    , 578, 
    341 P2d 1069
     (1959):
    86                                             State v. Champagne
    “While it is a general rule that to protect interested par-
    ties notice should be given when an application is made to
    correct a judgment or its record, such notice is not necessary
    where the error is apparent on the face of the entire court
    record and the correction thereof could not be successfully
    opposed. * * * Stated simply, the law will not require the
    doing of a useless act.”
    The enactment of what is now ORS 137.172(1) did
    not affect that authority. As originally enacted in 1989, the
    statute provided:
    “The sentencing court retains authority irrespective of any
    notice of appeal after entry of judgment of conviction to
    modify its judgment and sentence to correct any arithme-
    tic or clerical errors or to delete or modify any erroneous
    term in the judgment. The court may correct the judgment
    either on the motion of one of the parties or on the court’s
    own motion after written notice to all the parties.”
    Former ORS 137.083 (2007). We have concluded that the
    effect of that statute was to expand, not limit, a trial court’s
    authority to correct clerical errors. As we noted in State v.
    Pinkowsky, 
    111 Or App 166
    , 170, 
    826 P2d 10
     (1992), “nothing
    in the statute provides that it is the exclusive authority for
    corrections to be made” in a judgment. Instead, ORS 138.083
    “permits a trial court to act on specific issues, even though
    jurisdiction is in an appellate court. * * * ORS 138.083 is not
    a limitation but is an expansion of trial courts’ authority
    to correct clerical errors.” Id.; see also State v. Johnson, 
    242 Or App 279
    , 286, 255 P3d 547, rev den, 
    350 Or 530
     (2011)
    (“[T]he legislature is free to create additional exceptions to
    the common-law rule, and, indeed, it did so with the enact-
    ment of ORS 138.083.”); Whitlock, 
    187 Or App at 268-69
     (dis-
    cussing the common-law rule and statute).
    In 2017, the Oregon legislature overhauled the
    state’s statutes concerning criminal appeals, and in the pro-
    cess, what was originally former ORS 138.083 was slightly
    reworded and codified at what is now ORS 137.172. Nothing
    in the text or history of the current statute suggests that
    the legislature intended any substantive changes to the
    original. See Exhibit 37, Senate Committee on Judiciary,
    SB 896, Apr 6, 2017 (Report of the Direct Criminal Appeals
    Work Group on SB 896 (2017), Oregon Law Commission)
    Cite as 
    325 Or App 76
     (2023)                                                    87
    (Criminal Appeals Report) (“Section 20 recodifies the pro-
    visions of ORS 138.083(1)(a) and (b), relating to trial court
    authority to correct or modify judgments, including during
    the pendency of an appeal.”).1
    What follows from all this is that there are two
    independent sources of trial court authority to modify a
    judgment after a defendant begins serving a sentence—the
    common law and ORS 137.172(1). Certainly, if a court pur-
    ports to modify a sentence under the authority conferred by
    the statute, the court must comply with any requirements
    in that statute, and a failure to do so will be error. But the
    error in failing to comply with the statute may be harm-
    less, because the court possessed common-law authority to
    do the same thing anyway—indeed, was required by law to
    do so—and there was no cognizable prejudice from the lack
    of notice.
    Our cases are generally consistent with that dis-
    tinction, even if they have not always said as much. In Riley,
    the trial court modified a judgment to conform to what the
    law required. 
    195 Or App at 383
    . It did so under the ear-
    lier version of the statute and did not provide the required
    notice. The court thus erred. 
    Id. at 384
    . But because the
    court had inherent authority to make the change anyway—
    because the law required it—we deemed the error harmless.
    
    Id.
    The cases cited by defendant are not to the contrary.
    In Pryor, the trial court amended a judgment of conviction
    and imposed an upward departure sentence. 
    310 Or App at 405
    . On appeal, the defendant argued that the sentence
    was in excess of what the law allowed and, in any event,
    had been imposed without the required notice under ORS
    137.172(1). 
    Id. at 404-05
    . The state conceded the error, and
    we accepted the concession. 
    Id. at 405
    . The issue turned to
    the appropriate remedy. The state argued that it was pos-
    sible that the amended judgment reflected a clerical error
    which could be remedied by an amended judgment following
    1
    The primary legislative history for the bill that resulted in ORS 137.172(1)
    is the report of the work group. See State v. Colgrove, 
    370 Or 474
    , 492, 521 P3d 456
    (2022) (explaining the history of SB 896).
    88                                       State v. Champagne
    the notice required by ORS 137.172(1). Id. at 406. We agreed,
    vacated the sentence, and remanded. Id. at 407.
    In Nobles, the defendant pleaded no contest to a
    murder charge and was sentenced to 144 months in prison
    followed by a life term of post-prison supervision (PPS). 
    264 Or App at 581
    . The defendant asked the trial court to reduce
    the PPS term to three years, and the trial court agreed. 
    Id.
    Two days later, the court changed its mind and, invoking
    ORS 138.083, reinstated the lifetime PPS, but without giv-
    ing notice to the defendant. 
    Id.
     We concluded that the court
    lacked authority to modify the judgment under the statute,
    because notice was “an explicit prerequisite” to exercising
    authority under that statute. 
    Id. at 581-82
    . There was a
    hotly contested dispute between the parties as to whether
    the sentence that the trial court had entered in the amended
    judgment was required by law, and the possibility of harm-
    less error was not discussed in the opinion; however, it was
    not the kind of error that could be described as clerical or for
    which the lack of advance notice could be deemed harmless.
    See State v. Nobles, 
    306 Or App 1
    , 5, 473 P3d 1108 (2020)
    (subsequently addressing the merits of the same substan-
    tive legal dispute).
    In Whitlock, after the defendant began serving his
    sentence, the trial court was advised that the defendant
    had previously been convicted of first-degree burglary some
    years earlier and concluded that the additional conviction
    brought the defendant within the ambit of a statute, ORS
    137.635, that foreclosed any eligibility for reductions of the
    term of incarceration or early release. 
    187 Or App at 267
    .
    Citing ORS 137.083, the court issued an amended judgment
    that added a sentence to the effect that the defendant was
    subject to the limitations of ORS 137.635. 
    Id. at 268
    . The
    court, however, did not notify the defendant of the modifi-
    cation. 
    Id.
     The defendant, when he learned of the change,
    challenged the authority of the court to alter the original
    judgment without notice to him. 
    Id.
     On appeal, the state
    asserted the trial court’s inherent authority to modify an
    erroneous judgment. 
    Id. at 270
    . The defendant did not con-
    test the existence of that authority but argued that, unless
    the original sentence was unlawful based on the record
    before the court at the time the judgment was originally
    Cite as 
    325 Or App 76
     (2023)                                                     89
    entered, that authority did not apply. Id. at 269-70. We
    agreed that trial courts possess inherent authority to cor-
    rect an invalid sentence and commented further that the
    parties’ disagreement presented an “interesting question.”
    Id. at 270. But ultimately, we did not address the issue
    and reversed on other grounds, because the defendant was
    entitled to an opportunity to be heard on the merits of the
    modification—including arguing about the state of the record
    and contesting any evidence offered by the state in support
    of the modification. Id. at 271 (“Further, we are unaware
    of any reason why, at that time, the state will be precluded
    from introducing evidence of defendant’s prior conviction,
    nor of any reason why defendant will be precluded from con-
    testing the admissibility or accuracy of that evidence.”).2
    Returning to this case, the trial court did err in
    amending the judgment pursuant to ORS 137.172(1) with-
    out providing all parties the written notice that the statute
    requires. But that error was harmless given that the court
    was required by law to impose prison terms of 25 years on
    each count, consistent with its pronouncement in court. As
    in Riley, defendant has no basis for arguing that the trial
    court lawfully could have entered any other judgment.
    Affirmed.
    2
    We note that, in a number of instances, we have described the conditions
    on exercising authority under ORS 137.172(1) as “jurisdictional.” See, e.g., State v.
    French, 
    208 Or App 652
    , 656, 145 P3d 305 (2006) (referring to the issue “whether
    the trial court had jurisdiction to amend the sentence under ORS 138.083(1)”).
    The term should not be understood in the sense of subject matter jurisdiction.
    State v. Keys, 
    368 Or 171
    , 180, 489 P3d 83 (2021) (explaining that “courts have
    not always been precise in their use of the term ‘jurisdiction’ ”); Dept. of Human
    Services v. C. M. H., 
    368 Or 96
    , 108-09, 486 P3d 772 (2021) (describing various
    ways that courts historically used the term “jurisdiction”). Rather, the references
    should be understood to concern the trial court’s authority to correct judgment
    when jurisdiction lies elsewhere, for example, in this court. See, e.g., Pinkowsky,
    
    111 Or App at 169-70
     (“The statute [ORS 138.083] permits a trial court to act on
    specific issues, even though jurisdiction is in an appellate court.”).
    

Document Info

Docket Number: A175059

Judges: Landau, S. J.

Filed Date: 3/29/2023

Precedential Status: Precedential

Modified Date: 10/15/2024