State v. Beckner ( 2020 )


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  •                                        744
    Submitted December 6, 2018, reversed and remanded with instructions to
    enter judgment of conviction for third-degree sexual abuse and for resentencing
    April 29, petition for review denied August 27, 2020 (
    366 Or 826
    )
    STATE OF OREGON,
    Plaintiff-Respondent,
    v.
    BRANDON TAYLOR BECKNER,
    Defendant-Appellant.
    Linn County Circuit Court
    16CR35023; A164610
    466 P3d 1000
    Defendant was convicted of one count of sexual abuse in the first degree,
    ORS 163.427, and sentenced to life in prison without the possibility of parole. On
    appeal, he argues that the trial court erred in denying his motion for judgment of
    acquittal, because the evidence was insufficient to establish forcible compulsion.
    Viewed in the light most favorable to the state, the evidence showed that defen-
    dant approached the victim in a women’s restroom, placed a finger to his lips in
    a “stay quiet” gesture, grabbed the victim by the hips with both hands, and then
    put both hands on her breasts. The victim fled the restroom as soon as defendant
    touched her breasts. Held: The trial court erred in denying the motion for judg-
    ment of acquittal. Regarding defendant’s finger-to-lips gesture, the evidence was
    insufficient to establish that that gesture was an express or implied threat that
    placed the victim in fear of immediate or future death, physical injury, or kidnap
    and caused her to submit to the touching of her breasts. Regarding defendant’s
    grabbing of the victim’s hips, the evidence was insufficient to establish that that
    unwanted contact was an act of physical force that compelled the victim to submit
    to the touching of her breasts.
    Reversed and remanded with instructions to enter judgment of conviction for
    third-degree sexual abuse and for resentencing.
    Daniel R. Murphy, Judge.
    Ernest G. Lannet, Chief Defender, Criminal Appellate
    Section, and Morgen E. Daniels, Deputy Public Defender,
    Office of Public Defense Services, filed the brief for appellant.
    Ellen F. Rosenblum, Attorney General, Benjamin Gutman,
    Solicitor General, and Susan G. Howe, Assistant Attorney
    General, filed the brief for respondent.
    Before DeHoog, Presiding Judge, and Egan, Chief Judge,
    and Aoyagi, Judge.
    Cite as 
    303 Or App 744
     (2020)                        745
    AOYAGI, J.
    Reversed and remanded with instructions to enter judg-
    ment of conviction for third-degree sexual abuse and for
    resentencing.
    746                                            State v. Beckner
    AOYAGI, J.
    Defendant was convicted of one count of sexual
    abuse in the first degree, ORS 163.427, and sentenced to
    life in prison without the possibility of parole. On appeal,
    he assigns error to the trial court’s denial of his motion
    for judgment of acquittal, asserting that there was insuf-
    ficient evidence of forcible compulsion. He also challenges
    his sentence as constitutionally disproportionate, citing the
    nature of the offense, the specifics of his criminal history,
    and his significant mental health issues. For the reasons
    that follow, we agree that the trial court erred in denying
    the motion for judgment of acquittal. Given our disposition,
    we do not reach defendant’s other assignment of error. We
    reverse and remand for the trial court to enter a conviction
    for sexual abuse in the third degree, ORS 163.415, and for
    resentencing.
    FACTS
    In reviewing the denial of a motion for judgment of
    acquittal, we view the evidence in the light most favorable
    to the state to determine whether a rational factfinder could
    find that the state had proven the essential elements of the
    offense beyond a reasonable doubt. State v. Lupoli, 
    348 Or 346
    , 366, 234 P3d 117 (2010). We state the facts in accor-
    dance with that standard.
    Defendant entered a women’s restroom in a mar-
    ket building in Albany and went inside one of the stalls.
    Subsequently, the victim, who worked in the building, came
    into the restroom. She noticed that one of the stalls was occu-
    pied. The victim went into the fifth stall, used the toilet, and
    exited the stall. As she was walking to the sinks, the victim
    saw a head pop up from the occupied stall. She did not see the
    person, but it seemed odd. She went to the far right sink clos-
    est to the door and started washing her hands. While washing
    her hands, the victim looked in the mirror and saw defendant
    come out of the occupied stall and approach her from behind.
    At that point, she could see clearly that it was a man. The vic-
    tim, who is 5' 7", described the man as a “little bit taller” than
    her and “a bit thicker * * * [b]ut not fat.” Defendant silently
    put his finger to his lips. The victim was “shocked” and “star-
    tled” by the gesture, which she interpreted as threatening
    Cite as 
    303 Or App 744
     (2020)                                          747
    and understood to mean “stay quiet.” If he had not made the
    gesture, she would have thought he was “someone who associ-
    ates with being a woman.” Once he made the gesture, she did
    not know his intentions.
    As the victim turned to face him, defendant grabbed
    the victim’s hips with both of his hands in “a pretty firm
    grab” for “maybe a couple of seconds.” The victim was “just
    so in shock” when he grabbed her hips that she “felt like [she]
    couldn’t move.” Defendant released her hips and grabbed her
    breasts with both hands. He grabbed her breasts less firmly
    than he had her hips. As soon as defendant touched her
    breasts, the victim turned and ran out the door. Defendant
    did not tighten his grip or do anything to try to stop her
    leaving. The victim could not say whether the entire inci-
    dent lasted more or less than 10 seconds; she could only say
    that everything happened “very quickly.”
    Defendant was charged with one count of sex-
    ual abuse in the first degree. Specifically, the indictment
    charged him with “unlawfully and knowingly, by means of
    forcible compulsion, subject[ing the victim], to sexual con-
    tact by touching her breasts, a sexual or intimate part of
    [the victim].” See ORS 163.427(1)(a)(B) (“A person commits
    the crime of sexual abuse in the first degree when that
    person * * * [s]ubjects another person to sexual contact and
    * * * [t]he victim is subjected to forcible compulsion by the
    actor[.]”). “Forcible compulsion” is compulsion by either
    (1) “physical force,” or (2) “[a] threat, express or implied, that
    places a person in fear of immediate or future death or phys-
    ical injury to self or another person, or in fear that the per-
    son or another person will immediately or in the future be
    kidnapped.” ORS 163.305(1).1
    Defendant waived jury and proceeded to a bench
    trial. At the close of the state’s evidence, defendant moved
    for a judgment of acquittal, arguing that the evidence was
    insufficient to prove forcible compulsion and that, conse-
    quently, the court should consider only the lesser-included
    offense of third-degree sexual abuse. See ORS 163.415(1)
    (“A person commits the crime of sexual abuse in the third
    1
    ORS 163.305 was amended in 2017, but those amendments do not affect our
    analysis, so we refer to the current version of the statute.
    748                                                         State v. Beckner
    degree if * * * [t]he person subjects another person to sexual
    contact and * * * [t]he victim does not consent to the sexual
    contact[.]”). The state opposed the motion. It argued that, by
    grabbing the victim’s hips, defendant physically compelled
    her to submit to the grabbing of her breasts. Alternatively,
    the state pointed to defendant’s finger-to-lips gesture as a
    threat of harm.
    The trial court denied defendant’s motion. The
    court explained that its interpretation of the caselaw was
    that forcible compulsion comes down to whether the victim
    was “reasonably coerced under the circumstances,” which
    is a “contextual determination.” The court then identified
    the evidence that it considered relevant to the analysis and
    concluded that the victim reasonably felt coerced in these
    circumstances:
    “[S]he’s alone with a man in a bathroom where he has no
    business being, and he’s telling her through a gesture to
    be silent. The reasonable person would be coerced by that.
    A reasonable person would find that to be a coercive act
    under those circumstances. He then—if there was any
    doubt up until then, the doubt totally evaporates as soon
    as he grabs her by the hips. As soon as he grabs her by
    the hips, he is now exercising coercive physical control over
    her, which not only significantly exacerbates the level of
    coercion but also removes any ambiguity that may have
    previously existed concerning the meaning of his shushing
    gesture or anything else that he did. At that point there is
    complete reasonable objective and subjective basis for fear
    and coercion.”
    The trial proceeded. Sitting as factfinder, the trial
    court found defendant guilty of sexual abuse in the first
    degree. He was convicted and sentenced to life in prison
    without the possibility of parole.2
    ANALYSIS
    On appeal, defendant assigns error to the trial
    court’s denial of his motion for judgment of acquittal on
    2
    “The presumptive sentence for a sex crime that is a felony is life imprison-
    ment without the possibility of release or parole if the defendant has been sen-
    tenced for sex crimes that are felonies at least two times prior to the current sen-
    tence.” ORS 137.719(1). Sexual abuse in the first degree is a Class B felony, ORS
    163.427(2), and defendant has two prior convictions for felony public indecency.
    Cite as 
    303 Or App 744
     (2020)                              749
    first-degree sexual abuse, arguing that the evidence was
    insufficient to establish forcible compulsion. Specifically,
    defendant argues that the evidence was insufficient to
    establish (1) that his grabbing of the victim’s hips was an
    act of physical force that compelled the victim to submit to
    defendant’s grabbing of her breasts, or (2) that his finger-to-
    lips gesture was a threat of death, physical injury, or kidnap
    that compelled the victim to submit to defendant’s grabbing
    of her breasts. The state responds that the evidence was suf-
    ficient to prove forcible compulsion, because it showed that
    defendant used the element of surprise, an implicit threat of
    harm, and the physical force of grabbing the victim’s hips to
    “immobilize” the victim in order to grab her breasts.
    This is a difficult case that requires a close analysis
    of the requirements to establish forcible compulsion for the
    crime of first-degree sexual abuse, ORS 163.427(1)(a)(B).
    Ultimately, however, we agree with defendant that the state’s
    evidence was insufficient to establish forcible compulsion.
    There is no question that the evidence was suffi-
    cient to establish sexual abuse. That is, defendant does not
    dispute (nor could he) that there was evidence that he sub-
    jected the victim to nonconsensual sexual contact when he
    grabbed her breasts. The only question on appeal is whether
    there was evidence that defendant used forcible compulsion,
    i.e., that he compelled the victim to submit to the grabbing
    of her breasts by using either “physical force” or a qualifying
    “threat.” ORS 163.305(1).
    Given the sequence of events, we begin with whether
    the evidence was sufficient to establish forcible compulsion
    by threat. Not all threats qualify for forcible compulsion.
    Rather, the statute requires “[a] threat, express or implied,
    that places a person in fear of immediate or future death or
    physical injury to self or another person, or in fear that the
    person or another person will immediately or in the future
    be kidnapped.” ORS 163.305(1)(b). In light of the statutory
    context, the threat must go beyond the threat of sexual con-
    tact itself. That is, forcible compulsion by threat requires
    the perpetrator to say or do something that places the vic-
    tim in fear that she or someone else will be killed, physically
    injured, or kidnapped unless she submits to or engages in
    750                                                         State v. Beckner
    the sexual contact. It is not enough that the perpetrator says
    or does something that places the victim in fear that the
    perpetrator is going to sexually touch her.3
    Here, defendant placed a finger to his lips in a “stay
    quiet” gesture as he silently approached the victim from
    behind while they were alone in a women’s restroom. That
    is an incredibly unsettling thing to experience. The victim
    perceived the gesture as threatening, and there is no dis-
    pute that such a gesture in such circumstances reasonably
    would cause a person to feel fear and trepidation, as the
    victim did. However, the statute requires more than gen-
    eralized fear and trepidation, or even a fear of imminent
    nonconsensual contact. The statute requires the defendant
    to have made an express or implied threat of immediate or
    future death, physical injury, or kidnapping of the victim or
    another person. ORS 163.305(1)(b); see also State v. Magel,
    
    246 Or App 725
    , 734-35, 268 P3d 666 (2011) (concluding
    that the evidence was insufficient to support a conviction
    for first-degree rape based on forcible compulsion by threat,
    where the victim subjectively believed that the defendant
    would physically force her to engage in sexual intercourse if
    she tried to resist, but where the defendant had not actually
    said or done anything that “qualif[ied] as an implied threat
    in the legal sense”).
    The evidence in this case was insufficient to meet
    that legal standard. The victim did not testify that defen-
    dant putting his finger to his lips caused her to fear that he
    would kill, physically injure, or kidnap her unless she sub-
    mitted to unwanted sexual contact.4 Nor could a factfinder
    reasonably infer that, when defendant put his finger to his
    lips, he was implicitly threatening to kill, physically injure,
    3
    We express no opinion as to whether, in a different statutory context, a
    threat of unwanted sexual contact might constitute a threat of “physical injury.”
    In this context—a statute in which sexual abuse is a given and only the degree of
    the crime is at issue—it is evident that the legislature intended a threat of “phys-
    ical injury” to mean injury beyond the sexual contact itself. Otherwise, every act
    of sexual abuse would be forcibly compelled by threat, because, at some point, the
    victim would fear that she was about to be sexually abused.
    4
    The victim did testify to a generalized “concern” that “possibly” “some-
    thing” could happen to her if she ran out of the restroom. As discussed, however,
    ORS 163.305(1)(b) requires more than generalized fear and trepidation.
    Cite as 
    303 Or App 744
     (2020)                                             751
    or kidnap the victim if she did not submit to sexual contact.
    The line between speculation and reasonable inference is
    “sometimes faint” and may be “difficult to articulate with
    precision,” but “we have held evidence insufficient to sup-
    port an inference when the conclusion to be drawn from it
    requires too great an inferential leap.” State v. Bivins, 
    191 Or App 460
    , 467-68, 83 P3d 379 (2004) (internal quotation
    marks omitted). Here, inferring that, when defendant put
    his finger to his lips, he was threatening to kill, physically
    injure, or kidnap the victim if she did not submit to sex-
    ual contact is too great an inferential leap.5 The evidence
    was therefore insufficient to establish forcible compulsion by
    threat as defined in ORS 163.305(1)(b).
    The next question is whether the evidence was suf-
    ficient to establish forcible compulsion by physical force.
    Forcible compulsion by physical force occurs when a person
    uses “physical force” to “compel” someone to “submit to or
    engage in” sexual contact. ORS 163.305(1)(a); see State v.
    Marshall, 
    350 Or 208
    , 217-18, 253 P3d 1017 (2011) (conclud-
    ing that, although ORS 163.427 does not specify what the
    victim is being forcibly “compelled” to do, the “only possible”
    meaning in context is that the victim is being compelled by
    force to “submit to or engage in” sexual contact). The state
    is no longer required to prove that the person used enough
    physical force to “overcome earnest resistance,” as was
    required prior to 1999. ORS 163.305(2) (1997) (“ ‘Forcible
    compulsion’ means physical force that overcomes earnest
    resistance * * *.”). Rather, the state must prove that the per-
    son used enough force to overcome the victim’s will, i.e., the
    victim’s desire not to engage in the sexual contact, regard-
    less whether the victim was actively resisting, passively sub-
    mitting to, or unwillingly engaging in the sexual contact.
    Marshall, 
    350 Or at 225
     (stating that the statute requires
    the use of physical force “of a degree or quality that is suffi-
    cient to compel the act at issue—sufficient, that is, to cause
    5
    We note that defendant and the victim were strangers to each other, so
    defendant’s gesture carried no special significance. The victim understood it to
    have its usual meaning of “stay quiet.” See State v. Jimenez, 
    247 Or App 738
    ,
    745-46, 270 P3d 405 (2012) (considering earlier interactions between the vic-
    tim and the defendant as relevant to whether defendant’s conduct involved an
    implicit threat).
    752                                                         State v. Beckner
    a victim to submit to, or to engage in, the sexual contact
    against his or her will” (emphasis in original)).6
    How much force was necessary to overcome the
    victim’s will is ordinarily a question of “degree” and highly
    context dependent. 
    Id.
     The force “need not [have risen] to
    the level of violence,” but it “must [have been] sufficient to
    ‘compel’ the victim, against the victim’s will, to submit to or
    engage in the sexual contact.” 
    Id.
     Factors such as the vic-
    tim’s age, differences in age, size, and strength between the
    victim and the defendant, and the relationship between the
    victim and the defendant all may be relevant to whether
    the amount of force was “sufficient to ‘compel’ [the victim] to
    submit to or engage in a sexual contact against his or her
    will.” Id. at 226; see, e.g., State v. O’Hara, 
    251 Or App 244
    ,
    250-51, 283 P3d 396 (2012), abrogated on other grounds by
    State v. Varnornum, 
    354 Or 614
    , 317 P3d 889 (2013) (hold-
    ing that there was sufficient evidence of forcible compulsion
    where the defendant, a physically large man in his mid-40s,
    used his body weight to push the teenaged victim down onto
    a bed, and then held her arms above her head while having
    intercourse with her). The force used by the defendant also
    must have been “greater than or qualitatively different from
    the simple movement and contact that is inherent in the
    action of touching an intimate part of another.” Marshall,
    
    350 Or at 227
    .
    In addition to needing to prove that the perpetrator
    used enough physical force to overcome the victim’s will—
    however much force that might have been under the par-
    ticular circumstances—the state also must prove a causal
    relationship between the defendant’s use of physical force
    and the victim’s submission to or engagement in the sexual
    contact. 
    Id. at 217
    . In Marshall, the state argued against
    a causation requirement, asserting “that first-degree sex-
    ual abuse can be proved by showing an act of physical com-
    pulsion that was part of the circumstances surrounding
    6
    The “earnest resistance” requirement was removed due to its deleterious
    effects on victims of sexual assault. Marshall, 
    350 Or at 223
     (describing the legis-
    lative history of the 1999 amendment, including that it was “promoted by a group
    of rape victim advocates and district attorneys, who argued that the requirement
    of proving earnest resistance was unfair to, and actually could endanger, victims
    of sexual assault”).
    Cite as 
    303 Or App 744
     (2020)                                                 753
    the particular sexual contact at issue, without regard to
    whether the act of compulsion had any causal relationship
    to the sexual contact.” Id. at 216. The Supreme Court dis-
    agreed, expressly concluding that ORS 163.427 requires a
    causal relationship between the defendant’s use of physical
    force and the victim’s submission to or engagement in the
    sexual contact. Id. at 217-18. It is not enough that “the sexual
    contact be accompanied by some degree of forcible compul-
    sion,” id. at 216 (emphasis in original), or that the “totality of
    the circumstances” included some act of forcible compulsion,
    id. at 214-15. The use of physical force must cause the victim
    to submit to or engage in the sexual contact. Id. at 218.7
    Turning to the facts of this case, we reiterate that
    this is a difficult case, but we ultimately agree with defen-
    dant that the evidence was insufficient to establish forcible
    compulsion by physical force based on defendant’s grabbing
    of the victim’s hips.
    When defendant approached the victim in the rest-
    room, he could have grabbed her breasts directly. Instead,
    he grabbed her hips, released them, and then grabbed her
    breasts. Although the two contacts occurred in close suc-
    cession, they did not occur simultaneously, and the first
    was not a necessary predicate to the second. As such, this
    case directly implicates the causation issue addressed in
    Marshall.
    In Marshall, the Supreme Court explained that,
    when a person engages in multiple nonconsensual contacts
    with a victim, the fact that the person used physical force in
    connection with one of the contacts is not enough to establish
    forcible compulsion by physical force as to all subsequent
    contacts. Id. at 219. Rather, the state must prove a causal
    relationship as to each contact.
    “[C]ontrary to the state’s argument, a single act of forcible
    compulsion that accompanies multiple acts of sexual con-
    tact does not necessarily transform each of those sexual
    7
    Of course, a single threat or a single act of physical force may compel a vic-
    tim to submit to or engage in multiple sexual contacts. Marshall, 
    350 Or at 219
    .
    For example, a person could threaten to kill someone unless she engages in both
    oral sex and sexual intercourse, or a person could hold someone down while he
    engages in both sexual intercourse and sodomy.
    754                                              State v. Beckner
    contacts into separate instances of first-degree sexual
    abuse. Instead, for each of the sexual contacts that the
    state charges, the state must rely on an act of ‘forcible com-
    pulsion’ that bears some causal relationship to the sexual
    contact: It must, in some sense, result in that particular
    sexual contact.”
    
    Id.
     (emphasis in original).
    Applying that principle in Marshall, where the
    defendant had been convicted of two counts of first-degree
    sexual abuse based on two sexual contacts with the same
    victim during the same criminal episode, the Supreme
    Court concluded that there was sufficient evidence of forc-
    ible compulsion for that issue to go to the jury on the first
    charge, but not on the second charge. 
    Id. at 227
    . The first
    count was based on the defendant having forced the young
    victim’s hand down his pants to make her touch his penis,
    while the second count was based on the defendant hav-
    ing grabbed the victim’s buttocks. 
    Id.
     Although the defen-
    dant’s use of physical force to force the victim’s hand down
    his pants was sufficient to establish forcible compulsion for
    the first count, it was insufficient to establish forcible com-
    pulsion for the second count. 
    Id.
     That is, even though the
    defendant grabbed the victim’s buttocks after he had used
    physical force against her, there was insufficient evidence
    of a causal relationship between the two events, and so the
    trial court erred in not granting the defendant’s motion for
    judgment of acquittal on the second count. 
    Id.
    In this case, the defendant’s first nonconsensual
    contact with the victim—grabbing her hips—was not
    charged as an act of sexual abuse, whether as a matter of
    prosecutorial discretion or because the state did not believe
    that it could prove that that was “sexual contact.” See ORS
    163.305(6) (defining “sexual contact” as including “any touch-
    ing of the sexual or other intimate parts of a person * * * for
    the purpose of arousing or gratifying the sexual desire of
    either party”); State v. Woodley, 
    306 Or 458
    , 463, 
    760 P2d 884
     (1988) (recognizing that what constitutes an “intimate
    part” is largely subjective). That procedural wrinkle com-
    plicates the forcible-compulsion analysis, in that it raises
    the issue whether the first contact should be treated as non-
    consensual sexual contact or just nonconsensual physical
    Cite as 
    303 Or App 744
     (2020)                             755
    contact. The distinction is potentially relevant, because
    sexual contact that involves only the amount of force nec-
    essary for the sexual contact itself is not an act of “physical
    force” constituting forcible compulsion. Marshall, 
    350 Or at 227
    . Thus, in normal circumstances, if a person subjected
    a victim to two different nonconsensual sexual contacts in
    immediate succession—such as touching two different body
    parts—the first contact would simply be its own act of sex-
    ual abuse and would not constitute “physical force” for pur-
    poses of the second contact.
    Ultimately, however, we conclude that the distinc-
    tion is one without a difference as far as the outcome of this
    case. Whether defendant’s grabbing of the victim’s hips is
    viewed as nonconsensual sexual contact or just noncon-
    sensual physical contact, the fact remains that defendant
    engaged in two nonconsensual contacts with the victim that
    were separate and distinct in nature, albeit close together
    in time. Even assuming that the hip-grabbing qualified as
    an act of physical force (rather than another sexual contact),
    the trial court’s forcible-compulsion ruling depends on an
    overly broad view of causation that is inconsistent with the
    statute.
    In concluding that there was sufficient evidence
    of forcible compulsion, the trial court wrongly focused on
    whether the victim reasonably felt afraid and coerced during
    her encounter with defendant. Any victim of nonconsensual
    sexual contact may reasonably feel afraid and coerced, pre-
    cisely because the contact is nonconsensual. See Marshall,
    
    350 Or at 218-19
     (trial court erred in relying on evidence
    that the victim did not want the contact as evidence of forc-
    ible compulsion). Nonconsensual sexual contact is criminal
    regardless of whether it involves forcible compulsion. See
    ORS 163.415(1) (subjecting another person to sexual contact
    without the person’s consent is third-degree sexual abuse).
    Forcible compulsion is an additional factor in some sexual
    abuse cases, but the absence of forcible compulsion does not
    mean that the victim was not afraid or that the victim was a
    willing participant in the sexual abuse. The absence of evi-
    dence of forcible compulsion means only that the defendant
    did not engage in a particular use of physical force or make
    a particular type of threat as part of the crime.
    756                                          State v. Beckner
    On appeal, the state presents a somewhat differ-
    ent theory of forcible compulsion than the trial court relied
    on. The state argues that there was sufficient evidence of
    a causal relationship between defendant’s grabbing of the
    victim’s hips and the victim’s submission to the grabbing
    of her breasts, because the victim testified that, as soon as
    defendant got so close to her (less than six inches away), she
    would have run out of the restroom if he had not put his
    hands on her hips. But, because the victim was so shocked
    by defendant grabbing her hips, she hesitated before fleeing
    the restroom, which allowed time for defendant to grab her
    breasts.
    There is a logical flaw in the state’s argument, in
    that defendant did not need to grab the victim’s hips to keep
    her there long enough to grab her breasts—he could have
    just grabbed her breasts directly. Putting that aside, the
    state’s view of causation is impermissibly broader than that
    contemplated by Marshall.
    Any type of unwanted touching is potentially shock-
    ing and may cause a person to freeze as he or she considers
    how best to negotiate the situation and get out of it. But,
    relevant to forcible compulsion, the question, properly, is
    not whether an act of unwanted touching gave the victim
    pause and therefore created a window of opportunity for the
    defendant to engage in a different act of unwanted touching.
    The question is whether the defendant’s use of physical force
    was such that it caused the victim to submit to or engage
    in sexual contact. Marshall, 
    350 Or at 217-18
     (what must
    be compelled is the victim’s submission to or engagement
    in the sexual contact); see, e.g., State v. Digesti, 
    267 Or App 516
    , 517-18, 522-23, 340 P3d 762 (2014) (there was sufficient
    evidence to go to the jury on forcible compulsion, where the
    48-year-old defendant used his foot to block the door and
    physically struggled with the 15-year-old victim while he
    sexually groped her and she tried unsuccessfully to escape).
    Consider a simplified hypothetical. If a person
    approached another person, touched her hand and made eye
    contact, and then put his hands on her breasts, the victim
    might well not run away until the unlawful sexual contact,
    no matter how alarmed she was by the initial touch. For a
    Cite as 
    303 Or App 744
     (2020)                              757
    variety of reasons, it simply takes time to react in a confus-
    ing situation. But that does not make the touching of the
    victim’s hand an act of physical force that compelled the vic-
    tim to submit to sexual contact for purposes of first-degree
    sexual abuse. The unwanted touching of the hand might
    have had the practical effect of delaying the victim’s reac-
    tion to flee, but the touching of the hand alone would not be
    enough to establish that the perpetrator used physical force
    to compel the victim to submit to the sexual abuse. That
    is, there is a difference between being startled by physical
    contact into a slightly delayed reaction and being forcibly
    compelled by physical force to submit to or engage in sexual
    contact. Both situations involve crimes, but only the latter
    involves first-degree sexual abuse by forcible compulsion by
    physical force.
    Here, the victim never suggested that she felt com-
    pelled to submit to defendant touching her breasts because
    defendant had previously grabbed her hips. To the contrary,
    the victim fled the restroom as soon as defendant touched
    her breasts. When defendant grabbed the victim’s hips,
    she was “just so in shock” that she did not run out of the
    restroom immediately. But, when he grabbed her breasts,
    she overcame the shock and immediately turned, opened
    the door, and ran away. On that record, there is no evidence
    that the victim felt compelled to submit to the grabbing of
    her breasts because of defendant’s earlier grabbing of her
    hips. The possibility that she might have left the restroom
    sooner if defendant had not shocked her by making physical
    contact with her is not sufficient to establish causation for
    forcible compulsion.
    “[T]o prove that a particular sexual contact was
    first-degree sexual abuse, the state must prove not only that
    the defendant subjected the victim to an act of forcible com-
    pulsion, but also that that act resulted in the sexual contact
    that is the focus of the charge, in the sense that it compelled
    the victim to submit to or engage in the contact.” Marshall, 
    350 Or at 227
     (emphasis added). Here, the evidence was insuf-
    ficient to establish that the victim felt compelled to submit
    to the grabbing of her breasts because defendant grabbed
    her hips. That two separate offensive touches occurred in
    758                                            State v. Beckner
    immediate succession is not enough to prove forcible com-
    pulsion by physical force.
    Finally, the state’s argument on appeal could be
    read to suggest that, even if the evidence was insufficient
    to establish forcible compulsion by threat and insufficient
    to establish forcible compulsion by physical force, defen-
    dant could still be convicted of first-degree sexual abuse
    because the “element of surprise,” defendant’s gesture, and
    the hip-grabbing combined to prolong the encounter. To
    the extent that the state means to make that argument,
    we reject it as inconsistent with the statute. Although jury
    concurrence is not required as to the type of compulsion
    used, State v. Sullivan, 
    253 Or App 103
    , 107-08, 288 P3d
    1004 (2012)¸ rev den, 
    354 Or 814
     (2014), the statute requires
    a qualifying act of physical force or a qualifying threat.
    ORS 163.305(1) (“ ‘Forcible compulsion’ means to compel by:
    (a) Physical force; or (b) A threat [of the specified type].”). In
    this case, the evidence was insufficient to establish either.
    CONCLUSION
    The trial court erred in denying defendant’s motion
    for judgment of acquittal on the charge of sexual abuse in
    the first degree, ORS 163.427. As both defendant and the
    state agree, the proper remedy is to reverse and remand
    with instructions for the trial court to enter a conviction for
    third-degree sexual abuse, ORS 163.415, instead of first-
    degree sexual abuse, ORS 163.427, and for resentencing.
    See State v. Pittman, 
    276 Or App 491
    , 495, 369 P3d 99 (2016)
    (“We have authority under the Oregon Constitution to direct
    entry of a lesser-included offense that we determine should
    have been entered by the trial court.”).
    Reversed and remanded with instructions to enter
    judgment of conviction for third-degree sexual abuse and for
    resentencing.
    

Document Info

Docket Number: A164610

Judges: Aoyagi

Filed Date: 4/29/2020

Precedential Status: Precedential

Modified Date: 10/10/2024