State v. Juarez-Hernandez ( 2022 )


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  •                                        741
    Argued and submitted August 31, 2021; convictions on Counts 9, 10, 19, 26,
    and 28 reversed and remanded, remanded for sentencing, otherwise affirmed
    January 5, 2022
    STATE OF OREGON,
    Plaintiff-Respondent,
    v.
    CUPERTINO JUAREZ-HERNANDEZ,
    Defendant-Appellant.
    Washington County Circuit Court
    19CR24766, 19CR34886;
    A173492 (Control), A173494
    503 P3d 487
    Defendant was convicted of sexual crimes against four children. On appeal,
    he seeks reversal of all 25 convictions, based on the trial court erroneously
    instructing the jury that it could return nonunanimous guilty verdicts. Five of
    the guilty verdicts were nonunanimous. Alternatively, defendant challenges his
    12 convictions for sexual crimes against one of the victims, E, based on alleged
    evidentiary error. The trial court ruled that, under OEC 803(18a)(b), hearsay
    statements regarding abuse that E made when E was a child were admissible at
    defendant’s trial, even though E was no longer a child when he testified at trial.
    Defendant contends that, as a matter of statutory construction, such statements
    are admissible only when the child declarant is still a child at the time of trial.
    Held: The jury instruction was erroneous under Ramos v. Louisiana, 
    590 US ___
    ,
    
    140 S Ct 1390
    , 
    206 L Ed 2d 583
     (2020), and defendant is entitled to reversal of the
    five convictions that are based on nonunanimous guilty verdicts. However, the
    instructional error was harmless as to the 20 counts on which the jury returned
    unanimous guilty verdicts. As for the evidentiary ruling, the trial court correctly
    construed OEC 803(18a)(b) as allowing admission of a child declarant’s hearsay
    statements regarding abuse if the declarant testifies at trial and is subject to
    cross-examination, without regard to the declarant’s age at the time of trial.
    Convictions on Counts 9, 10, 19, 26, and 28 reversed and remanded; remanded
    for sentencing; otherwise affirmed.
    D. Charles Bailey, Jr., Judge.
    Frances J. Gray argued the cause and filed the briefs for
    appellant.
    Jonathan N. Schildt, Assistant Attorney General, argued
    the cause for respondent. Also on the brief were Ellen F.
    Rosenblum, Attorney General, and Benjamin Gutman,
    Solicitor General.
    742                            State v. Juarez-Hernandez
    Before Tookey, Presiding Judge, Aoyagi, Judge, and
    Armstrong, Senior Judge.
    AOYAGI, J.
    Convictions on Counts 9, 10, 19, 26, and 28 reversed and
    remanded; remanded for sentencing; otherwise affirmed.
    Cite as 
    316 Or App 741
     (2022)                                          743
    AOYAGI, J.
    Defendant was convicted of 25 sexual offenses
    against four children. On appeal, he raises six assignments
    of error related to the Sixth Amendment jury unanimity
    requirement recognized in Ramos v. Louisiana, 
    590 US ___
    ,
    
    140 S Ct 1390
    , 
    206 L Ed 2d 583
     (2020). He raises a sev-
    enth assignment of error challenging the admission under
    OEC 803(18a)(b)1 of hearsay statements by one of the vic-
    tims, E, who was 17 years old when he made the statements
    but 18 years old when he testified at trial. For the reasons
    explained below, we reverse defendant’s five convictions
    based on nonunanimous jury verdicts and otherwise affirm.
    NONUNANIMOUS GUILTY VERDICTS
    This is a consolidated case in which the jury returned
    unanimous guilty verdicts on 20 counts and nonunanimous
    guilty verdicts on five counts.
    Defendant asserts that the trial court violated
    the Sixth Amendment by instructing the jury that it could
    find him guilty by nonunanimous verdict, by accepting the
    jury’s guilty verdicts after giving that instruction, and by
    sentencing him on the resulting convictions. As the state
    concedes, the trial court erred by instructing the jury that it
    could return nonunanimous guilty verdicts, and defendant
    is entitled to reversal of those convictions that are based
    on nonunanimous verdicts. See Ramos, 590 US at ___, 
    140 S Ct at 1390
     (holding that, under the Sixth Amendment,
    a criminal defendant may be convicted of a serious offense
    only by unanimous verdict). We therefore reverse defen-
    dant’s convictions on Counts 9, 10, 19, 26, and 28. However,
    we reject defendant’s argument as to the convictions for
    which the jury returned unanimous verdicts. See State v.
    Flores Ramos, 
    367 Or 292
    , 334, 478 P3d 515 (2020) (holding
    that error in instructing jury that it could find the defen-
    dant guilty by nonunanimous verdict was harmless, where
    a jury poll showed that the verdict was unanimous); State v.
    Kincheloe, 
    367 Or 335
    , 339, 478 P3d 507 (2020), cert den, ___
    US ___, 
    141 S Ct 2837
    , 
    210 L Ed 2d 951
     (2021) (holding that
    1
    All references to OEC 803 are to the current version, unless otherwise
    noted.
    744                               State v. Juarez-Hernandez
    Flores Ramos applies equally to preserved claims of instruc-
    tional error).
    EVIDENTIARY ISSUE UNDER OEC 803
    Twelve of defendant’s convictions are for abuse of
    E. The trial court admitted as evidence at trial certain out-
    of-court statements by E, relying on OEC 803(18a)(b), an
    exception to the hearsay rule. Defendant contends that it
    was error to do so because that exception does not apply here.
    Our review is for legal error. Sherman v. State of Oregon,
    
    303 Or App 574
    , 578, 464 P3d 144 (2020).
    The relevant facts are minimal. In April 2019, E,
    aged 17, called 9-1-1 and reported that defendant, who is
    E’s uncle, had been sexually abusing him since first grade.
    In the resulting investigation, E’s older brother and two
    younger sisters also reported being sexually abused by
    defendant. Defendant was indicted on numerous charges.
    Before trial, the state filed a notice of intent to introduce
    hearsay statements of E and his two younger sisters under
    OEC 803(18a)(b). That exception to the hearsay rule, as rele-
    vant here, allows admission of out-of-court statements made
    by a “child declarant” concerning acts of sexual abuse, if
    “the declarant” testifies as a witness at trial and is subject
    to cross-examination. OEC 803(18a)(b), (d).
    Defendant challenged the admissibility of E’s state-
    ments, arguing that the exception did not apply because E
    had turned 18 years old since making the statements. In
    defendant’s view, hearsay statements of a “child declarant”
    are admissible under OEC 803(18a) only if the declarant
    is still a child at the time of trial, when he or she testifies
    as a witness and is subject to cross-examination. The state
    disagrees, arguing that the trial court correctly construed
    OEC 803(18a) as turning on the age of the declarant when
    the statements were made, regardless of the declarant’s age
    when testifying at trial.
    On questions of statutory construction, we seek to
    ascertain the intent of the legislature by examining the dis-
    puted provision’s text and context, as well as any helpful
    legislative history. State v. Gaines, 
    346 Or 160
    , 171-73, 206
    P3d 1042 (2009). Text and context “must be given primary
    Cite as 
    316 Or App 741
     (2022)                                                 745
    weight in the analysis,” because only the text “receives the
    consideration and approval of a majority of the members of
    the legislature,” and “[t]he formal requirements of lawmak-
    ing produce the best source from which to discern the legis-
    lature’s intent.” Id. at 171.
    Hearsay is “a statement, other than one made by
    the declarant while testifying at the trial or hearing, offered
    in evidence to prove the truth of the matter asserted.”
    OEC 801(3). Hearsay is generally inadmissible. OEC 802
    (“Hearsay is not admissible except as provided in [OEC 801]
    to [806] or as otherwise provided by law.”). However, some
    out-of-court statements offered for their truth are expressly
    excluded from the definition of hearsay. See OEC 801(4).
    There also are dozens of exceptions to the hearsay rule,
    including the exception in OEC 803(18a)(b).
    The text of OEC 803(18a) is quite long, so we describe
    it, rather than quote it in full. The hearsay exception in sub-
    section (18a)(b) applies in all civil, criminal, and juvenile
    proceedings. OEC 803(18a)(c). It allows the admission of
    hearsay statements concerning certain acts: acts of abuse
    as defined in ORS 107.705 or ORS 419B.005, including child
    sexual abuse;2 acts of abuse of an elderly person as defined
    in ORS 124.050; and specified criminal acts against a per-
    son aged 65 or older. OEC 803(18a)(b). It applies to “a child
    declarant, a declarant who is an elderly person as defined
    in ORS 124.050[,] or an adult declarant with a developmen-
    tal disability.” OEC 803(18a)(d). It applies only if either the
    declarant “testifies at the proceeding and is subject to cross-
    examination,” or the declarant “is unavailable as a witness”
    and certain criteria are met. OEC 803(18a)(b).
    Regarding unavailable witnesses, a declarant is
    “unavailable” as provided in OEC 804 or if the declarant “is
    presently incompetent to testify,” substantially lacks mem-
    ory of the subject matter, is unable to communicate about
    the abuse due to fear or the like, or is substantially likely
    2
    See ORS 419B.005(1) (defining “abuse” to include, inter alia, rape of a child,
    sodomy of a child, unlawful sexual penetration of a child, and sexual abuse
    of a child); ORS 107.705(1)(c) (defining “abuse” to include, inter alia, causing a
    family member “to engage in involuntary sexual relations by force or threat of
    force”).
    746                                         State v. Juarez-Hernandez
    to suffer lasting severe emotional trauma from testifying.
    OEC 803(18a)(b). If the declarant is unavailable to testify,
    the statement may be admitted only if the declarant was
    less than 12 years old (or more than 65 years old) when the
    statement was made and “the proponent establishes that the
    time, content and circumstances of the statement provide
    indicia of reliability, and in a criminal trial that there is
    corroborative evidence of the act of abuse and of the alleged
    perpetrator’s opportunity to participate in the conduct and
    that the statement possesses indicia of reliability as is con-
    stitutionally required to be admitted.” Id. OEC 803(18a)(b)
    provides a procedure for the trial court to make findings
    “regarding the availability of the declarant as a witness and
    the reliability of the statement of the declarant” and also
    identifies nonexclusive factors that the court may consider
    in determining “whether a statement possesses indicia of
    reliability.”
    With that general understanding of OEC 803(18a)(b)
    in mind, we turn to the specific question of whether a child
    declarant’s age at the time of trial is relevant to admissibil-
    ity under OEC 803(18a)(b).
    As relevant here, OEC 803(18a)(b) provides for the
    admissibility of out-of-court statements by “a child declar-
    ant” concerning acts of abuse. A “child” is a person “under
    18 years of age.” ORS 419B.005(2). A “declarant” is “a person
    who makes a statement.” OEC 801(2). It follows that a “child
    declarant” is a person under 18 years of age who makes a
    statement. When a child makes an out-of-court statement
    concerning abuse, the child becomes a “child declarant,”
    because it is the making of the statement that makes one
    a “declarant.” As times passes, the child declarant becomes
    an adult and may testify as an adult, but the child does not
    thereby become an adult declarant. The out-of-court state-
    ment remains a statement by a child declarant.3 The text
    therefore supports the trial court’s construction.
    3
    Defendant contends that a “child victim” remains a child victim into adult-
    hood but that a “child declarant” ceases to be a “child declarant” upon reaching
    majority. In defendant’s words, “[a]lthough [E] would never lose his status as an
    alleged child victim, he was no longer a ‘child declarant’ for purposes of OEC
    803(18a)(b) when he testified.” This is the fundamental textual point on which we
    disagree with defendant.
    Cite as 
    316 Or App 741
     (2022)                               747
    So do context and legislative history. In enacting
    OEC 803(18a)(b), the legislature sought to provide for admis-
    sion of out-of-court statements made by children concerning
    abuse. See State v. Hobbs, 
    218 Or App 298
    , 306, 179 P3d
    682 (2008) (in enacting OEC 803(18a)(b), which made state-
    ments concerning child abuse admissible in their entirety,
    whereas previously only “complaints” were admissible, “[t]he
    legislature intended to allow the trier of fact to assess a vic-
    tim’s credibility by evaluating the way in which the victim
    disclosed the abuse”). The legislature then imposed proce-
    dural safeguards on the admission of such statements to try
    to ensure that the exception would pass constitutional mus-
    ter, especially with respect to unavailable witnesses. See
    Tape Recording, Senate Committee on Judiciary, SB 275,
    Feb 27, 1989, Tape 46, Side A (Robert Reed of the Oregon
    Criminal Defense Board Association expresses concern that
    the bill as written is unconstitutional as to unavailable wit-
    nesses, while recognizing that 33 states have laws allowing
    admission of hearsay statements by unavailable witnesses,
    and Senator Hill requests help in “putting a bill together
    that is constitutional”); Tape Recording, Senate Committee
    on Judiciary, SB 275, Feb 27, 1989, Tape 47, Side A (Dale
    Penn of the Marion County District Attorney’s Office says
    that the bill addresses “the concerns” of the Oregon Supreme
    Court and the United States Supreme Court and that the
    intent “was to ensure that it was constitutional”).
    The legislature crafted two alternative procedural
    safeguards to ensure constitutionality. As we have previ-
    ously described it, OEC 803(18a)(b) creates “two doors,” and
    qualifying statements are admissible if the proponent of the
    evidence “passes through either of those doors.” State v. Lobo,
    
    261 Or App 741
    , 753, 322 P3d 573, rev den, 
    355 Or 880
     (2014).
    The first door is that a hearsay statement by a child
    declarant concerning abuse is automatically admissible “if
    the declarant * * * testifies at the proceeding and is subject
    to cross-examination.” OEC 803(18a)(b). Nothing about that
    language suggests to us that the legislature was concerned
    with the declarant’s age at the time of trial. As we said in
    a different context in Lobo, 
    261 Or App at 754
    , “the stat-
    ute provides only two conditions to unlock the first door of
    admissibility: that the declarant ‘testifies at the proceeding’
    748                               State v. Juarez-Hernandez
    and ‘is subject to cross-examination.’ ” There is also at least
    some contextual indication that the legislature was not con-
    cerned, for purposes of admissibility, with the declarant’s
    age at the time of trial. OEC 803(24) provides a special pro-
    cedure for testimony to be taken outside the courtroom if the
    witness is “a child under 12 years of age at the time of trial,
    or a person with a developmental disability,” and the court
    makes a particular finding. (Emphasis added.) OEC 803(24)
    demonstrates the legislature’s ability to specify a witness’s
    age “at the time of trial” when that is its concern.
    The second door to admissibility is also relevant
    context. If the declarant is unavailable to testify and be
    cross-examined, admissibility depends on strict require-
    ments that have nothing to do with the declarant’s age at
    the time of trial. The declarant must have been “chronologi-
    cally or mentally under 12 years of age when the statement
    was made.” OEC 803(18a)(b). The statement also must have
    sufficient indicia of reliability under the circumstances in
    which it was made. 
    Id.
     One factor that the trial court may
    consider in assessing reliability is the “age and maturity
    of the declarant,” OEC 803(18a)(b)(B), which, in context,
    clearly means the age and maturity of the declarant when
    the statement was made, not at the time of trial. And, for
    admission in a criminal trial, there must be corroborative
    evidence. OEC 803(18a)(b)
    With respect to a child declarant who is unavailable
    as a witness, there is simply no way to read OEC 803(18a)(b)
    as allowing the exclusion of otherwise admissible hear-
    say statements—that is, statements that were made when
    the declarant was under 12 years old, that are sufficiently
    reliable, and for which corroborative evidence exists if
    necessary—on the basis that the child declarant has since
    aged into adulthood (or aged beyond 12 years old). That being
    the case, it is difficult to imagine why the age of the declar-
    ant at the time of trial would limit admissibility through
    OEC 803(18a)(b)’s first door. It does not limit admissibility
    through OEC 803(18a)(b)’s second door, which is in all other
    regards the much narrower of the two doors.
    Construing OEC 803(18a)(b) to preclude admission
    of the statement of a child declarant based on the declarant’s
    Cite as 
    316 Or App 741
     (2022)                                             749
    age at trial also would be at odds with the overall legislative
    purpose. OEC 803(18a)(b) has gone through several iter-
    ations, with the original text regarding statements about
    child abuse enacted in 1989 and the current text essentially
    adopted in 1999.4 Nothing in the legislative history suggests
    that the legislature ever considered the specific situation of
    a child turning 18 years old between the time of making a
    statement and the time the statement is offered into evi-
    dence in a legal proceeding. What we do understand from
    the legislative history, however, is that the substantive focus
    of the legislation was to create a hearsay exception that
    would allow admission of out-of-court statements by chil-
    dren concerning abuse, with procedural safeguards added to
    ensure constitutionality. Given that purpose, it is improba-
    ble that the legislature would have been concerned with the
    declarant’s age at the time of trial, because the declarant’s
    age when testifying has no constitutional significance for the
    defendant’s confrontation rights.
    Absent confrontation rights, the admissibility of
    hearsay would be governed solely by the laws of evidence.
    See Crawford v. Washington, 
    541 US 36
    , 50-51, 
    124 S Ct 1354
    , 
    158 L Ed 2d 177
     (2004).5 Constitutional confronta-
    tion rights create a procedural safeguard to admitting
    such evidence, however, with the “ultimate goal” being “to
    ensure reliability of evidence.”6 
    Id. at 61
    . Under the federal
    4
    As discussed more later, from 1989 to 1999, OEC 803(18a)(b) referred to
    a “child victim,” and, since 1999, it has referred to a “child declarant.” Other
    amendments have been made to OEC 803(18a)(b), before and after 1999, but only
    the 1999 amendments are pertinent for present purposes. The current text of
    OEC 803(18a)(b), with respect to child abuse, is substantively identical to the
    1999 amended text.
    5
    For a history of the development of confrontation rights, including how
    they evolved through English common law and eventually came to be included in
    the federal constitution and various state constitutions in the United States in
    the late 1700s, see Crawford, 
    541 US at 42-50
    . Oregon adopted its confrontation
    clause in 1857, “without amendment or debate.” State v. Copeland, 
    353 Or 816
    ,
    827, 306 P3d 610 (2013).
    6
    The general prohibition against hearsay—albeit subject to many exceptions—
    is also concerned with reliability. See State v. Renly, 
    111 Or App 453
    , 460, 
    827 P2d 1345
     (1992) (“The rationales underlying the Confrontation Clauses and
    the Rule Against Hearsay are in some respects similar: Hearsay is generally
    unreliable, because the declarant is not available for cross-examination that
    could uncover inaccuracies and other factors bearing on truthfulness and trust-
    worthiness.”).
    750                                  State v. Juarez-Hernandez
    constitution, “testimonial” hearsay—i.e., statements made
    in a police investigation, to a grand jury, in a preliminary
    hearing, and the like—may be tested for reliability only “in
    the crucible of cross-examination,” whereas the states are
    afforded “flexibility in their development of hearsay law” as
    to nontestimonial hearsay. Id. at 61, 68. Under the Oregon
    Constitution, no distinction exists between “testimonial”
    and “nontestimonial” hearsay, because Oregon continues to
    follow the “Roberts test” that was abrogated for federal pur-
    poses in Crawford. See State v. Cook, 
    340 Or 530
    , 540, 135
    P3d 260 (2006) (“Although the United States Supreme Court
    no longer adheres to the Roberts test in the context of the
    Sixth Amendment Confrontation Clause, we continue to use
    it to analyze Confrontation Clause claims under Article I,
    section 11, of the Oregon Constitution[.]”). That test is sum-
    marized in Ohio v. Roberts, 
    448 US 56
    , 66, 
    100 S Ct 2531
    ,
    
    65 L Ed 2d 597
     (1980), abrogated by Crawford, 
    541 US 36
    (2004), as follows:
    “[W]hen a hearsay declarant is not present for cross-
    examination at trial, the Confrontation Clause normally
    requires a showing that he is unavailable. Even then, his
    statement is admissible only if it bears adequate ‘indicia
    of reliability.’ Reliability can be inferred without more in a
    case where the evidence falls within a firmly rooted hearsay
    exception. In other cases, the evidence must be excluded,
    at least absent a showing of particularized guarantees of
    trustworthiness.”
    Under either approach, it has always been the case
    that the opportunity to cross-examine the declarant at trial
    is the golden ticket to admit hearsay without violating con-
    frontation rights. See Crawford, 
    541 US at 61
     (treating the
    “crucible of cross-examination” as the ultimate test of reli-
    ability); Roberts, 
    448 US at 66
     (identifying reliability stan-
    dards for when cross-examination is not available); State
    v. Copeland, 
    353 Or 816
    , 828, 306 P3d 610 (2013) (“ ‘[T]he
    right to confrontation is basically a trial right. It includes
    both the opportunity to cross-examine and the occasion for
    the jury to weigh the demeanor of the witness.’ ” (Quoting
    Barber v. Page, 
    390 US 719
    , 725, 
    88 S Ct 1318
    , 
    20 L Ed 2d 255
     (1968).)); State v. Mack, 
    337 Or 586
    , 593 n 6, 101 P3d 349
    (2004) (under Crawford, if the defendant has an opportunity
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    316 Or App 741
     (2022)                                             751
    to cross-examine the declarant at trial, then admission of
    testimonial hearsay does not offend the Sixth Amendment).
    For purposes of admitting a hearsay statement by a child
    declarant, the opportunity to cross-examine the declarant at
    trial would necessarily protect the defendant’s confrontation
    rights, regardless of the declarant’s age when testifying.7
    Having explained the various analytical points in
    favor of the trial court’s construction of OEC 803(18a)(b), we
    now address defendant’s remaining arguments that we have
    not expressly or implicitly addressed. Defendant’s strongest
    argument for his proposed construction is the pre-1999 text
    of OEC 803(18a)(b). See Harris and Harris, 
    349 Or 393
    , 402,
    244 P3d 801 (2010) (“[T]he context of a statutory provision,
    including its prior versions, is helpful in determining its
    reach.”). Prior to 1999, OEC 803(18a)(b) referred to a “child
    victim” (rather than a “child declarant”) and provided for
    “the child” (rather than “the declarant”) to testify or be
    examined for unavailability. See, e.g., former OEC 803(18a)(b)
    (1989); former OEC 803(18a)(b) (1997). The 1999 amend-
    ments changed that language to the current text. See Or
    Laws 1999, ch 945, § 1; see also State v. Juarez-Hernandez,
    316 Or App at 749 n 4 (summarizing amendment history).
    Defendant points to the pre-1999 text, regarding
    “the child” testifying or “the child” being unavailable, to
    argue that the declarant must be a child both when the
    statement is made and at the time of trial. Although we
    agree with defendant that the pre-1999 text is more suscep-
    tible to his proposed construction than the current text, we
    do not view the pre-1999 text as determinative. As previ-
    ously mentioned, nothing in the legislative history suggests
    that the legislature ever actually considered the scenario of
    a child aging into adulthood between the time of making a
    statement and the time of trial. Notably, the 1989 legislation
    was at least partially in response to State v. Campbell, 
    299 Or 633
    , 641, 
    705 P2d 694
     (1985), which addressed an out-of-
    court statement by a three-year-old child regarding sexual
    abuse. See Tape Recording, Senate Committee on Judiciary,
    7
    Of course, the declarant must be competent to testify, but OEC 803(18a)(b)
    already accounts for that issue. See OEC 803(18a)(b) (a declarant who is “pres-
    ently incompetent to testify” is “unavailable” as a witness).
    752                                          State v. Juarez-Hernandez
    SB 275, Feb 27, 1989, Tape 47, Side A (describing Campbell
    as an “invitation” from the Oregon Supreme Court to create a
    new hearsay exception); State v. Renly, 
    111 Or App 453
    , 459-
    60, 
    827 P2d 1345
     (1992) (discussing impetus for 1989 legis-
    lation). Campbell divides the world into “child victims” and
    “adult victims,” and it simply assumes that a “child victim”
    makes for a “child witness” and that an “adult victim” makes
    for an “adult witness.” 
    299 Or at 641-45
    . The legislature
    appears to have made the same assumption in 1989, leaving
    room for uncertainty as to the pre-1999 legislative intent.
    In any event, any ambiguity in the pre-1999 text is of
    little assistance to defendant, because the 1999 amendments
    eliminated it. The primary purpose of the 1999 legislation
    was to expand the hearsay exception in OEC 803(18a)(b)
    to include statements concerning domestic violence. See
    Testimony, House Committee on Judiciary, Subcommittee
    on Criminal Law, HB 3395, Apr 23, 1999, Ex U (written
    testimony of Joel Shapiro, explaining the purpose of the
    bill and who was involved in its drafting); see also: Tape
    Recording, House Committee on Judiciary, Subcommittee
    on Criminal Law, HB 3395, Apr 28, 1999, Tape 165, Side A
    (Counsel John Horton summarizes that the bill “has to do
    with hearsay evidence and other evidence as it pertains
    to especially domestic violence situations”). However, to
    the extent there was a latent ambiguity in the existing
    text regarding child abuse, it was eliminated by the 1999
    amendments. That may have been unintentional, insofar
    as there is no indication that the legislature was aware of
    the potential issue.8 But the current text is unambiguous,
    focusing entirely on a “child declarant,” without regard
    to the declarant’s age at the time of trial. See Bernard v.
    S. B., Inc., 
    270 Or App 710
    , 719, 350 P3d 460, rev den, 
    358 Or 69
     (2015) (recognizing that a statutory amendment may
    have “clear” legal consequences, even if the legislative his-
    tory is silent regarding those consequences).
    Lastly, defendant points to a moment in the 1999
    legislative history when Dale Penn of the Marion County
    8
    At the time of the 1999 legislation, there had never been a published case in
    which a child victim’s age at trial was claimed to affect admissibility under OEC
    803(18a)(b). Indeed, we address the issue now, in 2021, as one of first impression.
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    316 Or App 741
     (2022)                                             753
    District Attorney’s Office referred to a “child witness.” See
    Tape Recording, Senate Committee on Judiciary, HB 3395,
    June 16, 1999, Tape 241, Side A. Defendant takes that remark
    out of context. Penn was responding to a specific concern
    occasioned by the structure of the proposed amendments—
    with subparagraph (18a)(b) referring generally to a “state-
    ment by a person” and separate subparagraph (18a)(d) lim-
    iting application to child declarants and adult declarants
    with developmental disabilities.9 A representative of the
    Oregon Defense Lawyers Association asserted that using
    “any person” language in subparagraph (18a)(b) would allow
    admission of hearsay statements by an “adult victim,” such
    as if a “man were charged with raping his girlfriend or his
    wife.” Id. Penn was emphatic that that was not the case. He
    stated that he was “very concerned that the Committee not
    be confused the provision about the child witness is in some
    way an expanded hearsay exception that involves adults,”
    and he explained that the exception was limited “to a child
    declarant or an adult declarant with developmental dis-
    abilities.” Id. We do not view Penn’s passing reference to a
    “child witness,” in that context, as supporting defendant’s
    construction of OEC 803(18a)(b).
    Ultimately, even if we were fully convinced of defen-
    dant’s construction of the pre-1999 version of OEC 803
    (18a)(b), our task is to construe the current version of OEC
    803(18a)(b). The current version applies to “child declar-
    ants” and contains no reference, express or implied, to the
    age of the declarant at the time of trial. We do not see a
    plausible way to read the current version as applying only
    to child declarants who are less than 18 years old at the
    time of the legal proceeding at which their hearsay state-
    ments are offered. Doing so would require reading words
    into the statute that are not there. See ORS 174.010 (“In the
    construction of a statute, the office of the judge is simply
    to ascertain and declare what is, in terms or in substance,
    contained therein, not to insert what has been omitted, or
    to omit what has been inserted * * *.”). We are unpersuaded
    that the pre-1999 text of OEC 803(18a)(b) permits, let alone
    9
    Elderly declarants were added to OEC 803(18a)(d) two years later, in 2001,
    along with the elder abuse and related provisions now in OEC 803(18a)(b).
    754                              State v. Juarez-Hernandez
    compels, a construction of current OEC 803(18a)(b) that is
    not supported by its plain text. See Gaines, 
    346 Or at 172-73
    (“[A] party seeking to overcome seemingly plain and unam-
    biguous text with legislative history has a difficult task
    before it.”).
    In sum, we agree with the trial court’s construction
    of OEC 803(18a)(b). The trial court did not err in admitting
    the challenged hearsay statements by E, who was a child
    when the statements were made.
    Convictions on Counts 9, 10, 19, 26, and 28 reversed
    and remanded; remanded for sentencing; otherwise affirmed.
    

Document Info

Docket Number: A173492

Judges: Aoyagi

Filed Date: 1/5/2022

Precedential Status: Precedential

Modified Date: 10/10/2024