A. D. L. and Lane ( 2023 )


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  •                                       355
    Submitted October 28, 2022, reversed and remanded April 19, 2023
    In the Matter of the Marriage of
    A. D. L.,
    Petitioner-Respondent,
    and
    Brandon Mitchell LANE,
    Respondent-Appellant.
    Lane County Circuit Court
    20DR12779; A176576
    529 P3d 294
    Husband appeals a general judgment of dissolution and a supplemental
    judgment awarding attorney fees. He contends that the trial court abused its
    discretion by denying his motion to postpone trial for 30 days so that he could
    hire substitute counsel—which was made the day after his attorney withdrew
    from the case and one month before trial—and by denying his renewed motion
    on the morning of trial. Held: The trial court’s summary denial of husband’s first
    postponement request, without any explanation, was erroneous under existing
    precedent. As for the renewed motion, the court abused its discretion in denying
    the request for the reasons that it did, where the court relied at least in part on
    an incorrect premise to deny the motion (regarding the bases on which husband’s
    prior counsel had withdrawn); where husband had diligently sought to obtain a
    new attorney and provided the court with the names of two attorneys willing to
    represent him if the trial was postponed; and where the court failed to consider
    husband’s documented neurocognitive disorder, which by its nature would seri-
    ously interfere with his ability to represent himself without counsel.
    Reversed and remanded.
    R. Curtis Conover, Judge.
    Shayna M. Rogers and Cosgrave Vergeer Kester LLP filed
    the brief for appellant.
    No appearance for respondent.
    Before Aoyagi, Presiding Judge, and Joyce, Judge, and
    Jacquot, Judge.
    AOYAGI, P. J.
    Reversed and remanded.
    356                                                 A. D. L. and Lane
    AOYAGI, P. J.
    Husband appeals a general judgment of dissolution
    and a supplemental judgment awarding attorney fees. He
    contends that the trial court abused its discretion by deny-
    ing his motion to postpone trial, which was made one month
    before trial, and his renewed motion on the morning of trial.
    Wife does not appear on appeal. We conclude that the court
    abused its discretion in denying a postponement in the cir-
    cumstances of this case. Accordingly, we reverse both judg-
    ments and remand for a new trial.1
    BACKGROUND
    Husband and wife married in 2011. They have one
    minor child.
    In July 2020, wife sought a restraining order
    against husband under the Family Abuse Protection Act
    (FAPA), and she filed for marital dissolution. On August 21,
    2020, the FAPA case (Case No. 20PO06145) and the dissolu-
    tion case (Case No. 20DR12779) were consolidated under the
    dissolution case number.
    Husband is disabled, both physically and neurocog-
    nitively. The first mention of his disability status was in the
    FAPA case in July 2020. In response to being ordered to
    move from the family home, husband attested in an affi-
    davit in support of a hearing request that he is disabled,
    receives daily homecare through the Department of Human
    Services (DHS), and has a severe brain injury and cannot
    always formulate his thoughts, and he provided the name
    and phone number of his disability case manager.
    In late July 2020, the parties reached a stipulated
    agreement, which the court adopted by order in August.
    Under that agreement, the temporary restraining order
    was continued, and the parties assumed obligations regard-
    ing the sale of the family home. Husband was permitted to
    remain in the home until December 3, during which time he
    could try to sell it with his chosen realtor. If the home did
    1
    Husband raises a third assignment of error, challenging the supplemen-
    tal judgment on the merits, but we do not reach that assignment given our
    disposition.
    Cite as 
    325 Or App 355
     (2023)                           357
    not sell by that date, then wife would have the opportunity
    to sell it with her chosen realtor.
    The sale of the family home took time, and the par-
    ties generally blamed each other for how long it was tak-
    ing, including each claiming that the other had violated
    the requirement in the stipulated order to cooperate in the
    home sale. The parties reduced the listing price in November
    and again in December. They accepted a full-price offer
    in January 2021, but the buyer subsequently withdrew.
    Husband’s realtor suggested a third price reduction at that
    time, to which wife agreed but husband did not.
    Meanwhile, in November 2020, husband moved to
    dismiss the restraining order or to vacate the order requir-
    ing him to move on December 3. He asserted that wife
    was not cooperating in the home sale. He also submitted
    as an exhibit a DHS document listing the types of in-home
    assistance that he received, including assistance with bath-
    ing, dressing, grooming, housekeeping, meals, medication,
    decision-making, communication, and challenging behav-
    iors. The court denied the motion in late December.
    The dissolution trial was set for February 25, 2021.
    On January 7, 2021, wife initiated contempt pro-
    ceedings, asserting that husband had violated the stipulated
    order by removing most of the appliances and furnishings
    from the family home. The contempt hearing was initially
    set for February 16 on the show-cause docket. Husband
    asked that it be consolidated with the dissolution trial on
    February 25, both for efficiency reasons and because he did
    not believe that the contempt hearing could be completed
    in the limited time allowed on a show-cause docket. Wife
    did not object, and the court reset the contempt hearing for
    February 25. That order was entered on January 19.
    The next day, January 20, 2021, husband’s attorney
    moved to withdraw. In her declaration, she stated without
    elaboration, “I need to withdraw based on the provisions of
    [Oregon Rule of Professional Conduct] ORPC 1.16(b).” The
    motion to withdraw was granted on January 27, 2021.
    On January 28, 2021, husband moved for a 30-day
    trial postponement, based on his need to secure a new
    358                                        A. D. L. and Lane
    attorney. He provided the name, phone number, and address
    of an attorney who was willing to represent him if the trial
    was reset, explaining that the attorney had a conflict with
    the existing trial date. The next day, wife filed an objection
    and supporting declarations by herself and her attorney.
    The objection itself was short and raised only procedural
    issues, as to conference and service requirements. In her
    declaration, however, wife stated her belief that husband
    was requesting a postponement simply to increase her attor-
    ney fees, in retaliation for her filing for divorce, and she
    expressed her desire for a speedy resolution of the case, so
    that she could get her share of the money from the house sale,
    make plans for the future, and finalize the parenting plan.
    She pointed to various conduct by husband that she viewed
    as intended to cause distress and turmoil in her life—not
    agreeing to the third price reduction on the house, removing
    the appliances and furnishings, the conduct underlying the
    restraining order, missed visitations with their child, and
    unwillingness to negotiate settlement. She also asserted
    that she would not have agreed to consolidate the contempt
    hearing with the dissolution trial if she had foreseen hus-
    band’s request for a continuance.
    On February 12, the court denied the motion to post-
    pone in a written order that was entered on February 16.
    The court did not provide any explanation for its ruling.
    Trial remained set for February 25.
    On February 23, wife filed her trial exhibits. One
    exhibit was a Social Security Disability Administration
    (SSD) decision dated January 29, 2021, which found hus-
    band to have been disabled since March 2018, including by
    a neurocognitive disorder that was discussed in detail in the
    SSD decision.
    On the morning of February 25, the parties
    appeared for trial. The trial took place remotely because
    Oregon courts were operating under emergency orders at
    the time, related to the COVID-19 pandemic. Acting pro se
    and appearing by telephone, husband renewed his motion
    to postpone trial. He explained that he could not handle
    the trial without an attorney, due to his documented dis-
    ability that affected his cognitive function and memory. He
    Cite as 
    325 Or App 355
     (2023)                                               359
    stated that he was unable to understand 200-plus pages of
    legal documents that wife’s attorney had emailed to him
    the night before. He asserted that he lacked the “mental or
    cognitive function” to represent himself, was not prepared,
    and needed an attorney to help him. Husband detailed his
    efforts to hire a new attorney, stating that he had called 38
    law firms and that basically every attorney willing to take
    the case needed 60 days to prepare for trial. He named two
    different attorneys who were willing to represent him if the
    trial was reset—including the one named in the original
    motion—one of whom called wife’s attorney on February 11
    and was told that wife would not agree to a postponement.
    Wife continued to oppose postponement. Through
    counsel, she reiterated her written objections, and she added
    that it had taken effort to subpoena her witnesses and get
    them ready to testify. She contested the timing of husband
    receiving the trial documents. Wife’s attorney confirmed get-
    ting a call from husband’s prospective attorney and object-
    ing to a postponement. Wife took the position that husband
    had had enough time to find a new attorney and to prepare
    for trial.
    The court inquired into why the family home had
    not sold yet. The parties again faulted each other.
    Ultimately, the court denied husband’s renewed
    motion to postpone trial. It noted that the motion had pre-
    viously been denied by a different judge.2 The court then
    gave three reasons for denying the renewed motion. First, it
    pointed to the “bases” on which husband’s former attorney
    had withdrawn, as stated in her declaration in support of
    the motion to withdraw, without elaborating as to what it
    understood those bases to be. Second, it relied on the state-
    ments in wife’s declaration and “the complete history” of the
    case as demonstrating that the case needed to be resolved.
    Third, it took issue with the fact that no attorney had filed a
    notice of legal representation for husband and that husband
    had made the postponement request pro se.
    2
    The trial court briefly speculated as to why the original motion to postpone
    might have been denied, but our understanding from the record is that the court
    did not actually know why the original motion was denied.
    360                                        A. D. L. and Lane
    Husband immediately sought reconsideration. He
    reiterated that he was unprepared for trial and that he had
    memory and cognitive limitations from a disability that was
    protected under both federal and state law. The court main-
    tained its ruling. It found that husband had sufficient time
    to hire an attorney and file his postponement request, that
    husband was provided all evidence and exhibits in advance
    of trial, and that husband should have been prepared to
    proceed.
    The trial then began. Husband repeatedly raised
    the issue of his cognitive disability and how it was affect-
    ing his ability to represent himself. When husband alerted
    the court that he could not see the trial exhibits, because
    he could not open attachments on his cellphone and did not
    have access to a computer, printer, or scanner, the court
    had hard copies of wife’s exhibits delivered to him over the
    lunch hour. Otherwise, the court rebuffed husband’s com-
    plaints about having to represent himself and his disability,
    which continued throughout trial. During trial, wife called
    as a witness husband’s disability attorney, who testified that
    husband is disabled and has “severe” impairments, both
    physical and neurocognitive. The SSD decision was then for-
    mally admitted. It states that husband’s mental functioning
    limits his ability to understand, remember, or apply infor-
    mation, to interact with others, to concentrate, persist, or
    maintain pace, and to adapt or manage himself, and that
    his medical records document a traumatic brain injury, an
    inability to manage complex tasks or tasks that require pro-
    cessing more than one source of input at a time, difficulty
    following instructions or processing even small amounts of
    verbal information, a limited ability to speak due to fatigue
    and getting overwhelmed, and emotionality due in part to
    chronic medical conditions and pain.
    At the conclusion of trial, the court entered a gen-
    eral judgment awarding legal custody of the parties’ child
    to wife, with supervised parenting time for husband, and
    providing for the division of the parties’ property. The court
    later entered a supplemental judgment awarding wife
    $24,408.50 in attorney fees and costs to be paid by husband.
    Husband appeals, challenging the denial of his motions to
    postpone trial.
    Cite as 
    325 Or App 355
     (2023)                            361
    ANALYSIS
    We review the denial of a motion to postpone trial
    for abuse of discretion. J. D. v. Klapatch, 
    275 Or App 992
    ,
    997, 365 P3d 1169 (2015). We will affirm the court’s deci-
    sion if it is “within the range of legally correct discretion-
    ary choices and produced a permissible, legally correct out-
    come.” State v. Romero (A138124), 
    236 Or App 624
    , 643, 237
    P3d 894 (2010) (internal quotation marks and citation omit-
    ted). We take a broad and pragmatic approach in making
    that assessment. State v. Kindler, 
    277 Or App 242
    , 250, 370
    P3d 909 (2016). To properly exercise discretion, a court must
    inquire into the nature of and reasons for a party’s continu-
    ance request and evaluate its merits. State v. Keerins, 
    145 Or App 491
    , 494, 
    932 P2d 65
     (1996) (internal quotation marks
    omitted). The court must also provide a sufficient record for
    review, describing the “basic reasons” for its decision and
    demonstrating that it was based on a correct application of
    the law and evaluation of the merits. State v. Stull, 
    281 Or App 662
    , 668, 386 P3d 122 (2016), rev den, 
    360 Or 752
     (2017)
    (internal quotation marks omitted).
    Here, husband contends that the court abused its
    discretion, both in denying his original motion and in deny-
    ing his renewed motion. He argues that there was no rea-
    sonable basis to deny his original motion and that, in any
    event, the court made an insufficient record of its reasoning.
    And he argues that the court failed to properly consider his
    disabilities when it denied the renewed motion.
    We agree with husband that the court erred in
    denying his original motion to postpone trial. Husband filed
    that motion one day after the court allowed his attorney to
    withdraw, and he sought only a 30-day postponement, which
    would have been the first continuance of the dissolution
    trial (and would have allowed his new attorney 60 days to
    prepare for trial). Husband provided the name and phone
    number of an attorney who was willing to represent him if
    the trial was reset. The court denied the motion two weeks
    later, without any explanation. In doing so, the court failed
    to make an adequate record for appellate review, which we
    have described as itself constituting an abuse of discretion.
    See Clark and Dickerson, 
    308 Or App 455
    , 456-57, 480 P3d
    362                                                     A. D. L. and Lane
    329 (2021) (holding that the trial court abused its discretion
    in denying a continuance request, where the record did not
    allow for anything but speculation as to its reasoning); Dept.
    of Human Services v. N. J. V./D. L. O., 
    290 Or App 646
    , 651-
    53, 419 P3d 783 (2018) (same).
    That error alone would normally require at least a
    remand to make an adequate record, if not outright reversal
    for a new trial.3 In this case, however, defendant renewed
    his motion on the morning of trial, and the court again
    denied it, that time with an explanation, so it is appropriate
    for us to consider the reasons given for denying the renewed
    motion. We note that the court did not cite the timing of the
    renewed motion—i.e., that it was the morning of trial—as
    a factor in its decision. See Phillips v. Premo, 
    280 Or App 634
    , 637, 381 P3d 986 (2016) (“Unanticipated circumstances
    can arise, and a trial court cannot deny a motion for a con-
    tinuance simply because the motion is made on the day of
    trial[.]”). Rather, as previously described, the court relied
    on the bases for husband’s former attorney’s withdrawal,
    the need to get the case resolved, and the absence of a filed
    notice of legal representation.
    In the circumstances of this case, it was an abuse
    of discretion for the court to deny the renewed motion on
    the grounds that it did. The court knew that husband had
    moved very quickly to find a new attorney when his former
    attorney withdrew, had found an attorney who was willing
    to represent him if the trial was pushed out 30 days, and
    moved immediately for a 30-day postponement. The trial
    court also knew that the court had waited two weeks and
    then denied that motion without any explanation. Husband
    called dozens of attorneys to try to find someone who would
    represent him, but no one could do it without a trial reset.
    The court never suggested that it disbelieved husband’s
    description of the extensive efforts that he had made to
    3
    When a trial court fails to make an adequate record of its exercise of dis-
    cretion, we often remand for the court to make the necessary record for appellate
    review. Jaimez v. Rosales, 
    323 Or App 741
    , 743, 525 P3d 92 (2023). In the spe-
    cific context of unexplained denials of continuances, however, we have expressly
    reversed for a new trial in a criminal case, see State v. Harper, 
    81 Or App 422
    ,
    425, 
    725 P2d 942
     (1986), and have implicitly reversed for a new trial in at least
    one marital-dissolution case, Clark, 
    308 Or App at 456-57
    , and one juvenile
    dependency case, N. J. V./D. L. O., 
    290 Or App at 653-54
    .
    Cite as 
    325 Or App 355
     (2023)                                              363
    obtain a new attorney, and wife’s attorney confirmed to the
    court that one of the attorneys had called and that he had
    refused on wife’s behalf to agree to a continuance.
    In that context, the court gave three reasons for
    denying the renewed motion, each of which is problematic
    in its own way. First, the court cited the “bases” on which
    husband’s former attorney had withdrawn. The prob-
    lem with that reasoning is that the record is silent as to
    the reason for the withdrawal, other than a generic refer-
    ence to ORPC 1.16(b) in the attorney’s declaration. ORPC
    1.16(b) permits withdrawal for a number of reasons, some
    of which involve client misconduct, but others of which do
    not. In the latter category, withdrawal is allowed any time
    that it “can be accomplished without material adverse effect
    on the interests of the client,” when the representation is
    causing a financial burden on the lawyer, or for unspecified
    “other good cause.” 4 The trial court’s reliance on the “bases”
    for the former attorney’s withdrawal as a reason to deny
    the continuance suggests that it misunderstood either the
    record or ORPC 1.16(b). See Anderson v. State Farm Mutual
    Automobile Ins. Co., 
    233 Or App 250
    , 255, 225 P3d 133,
    rev den, 
    348 Or 621
     (2010) (explaining that a court abuses
    its discretion if its decision is based on a misunderstanding
    of the record).
    The trial court’s third reason for denying the renewed
    motion is also unsound. Essentially, the court held it against
    4
    Subject to certain limitations, ORPC 1.16(b) allows a lawyer to withdraw
    from representing a client if:
    “(1) withdrawal can be accomplished without material adverse effect on
    the interests of the client;
    “(2) the client persists in a course of action involving the lawyer’s ser-
    vices that the lawyer reasonably believes is criminal or fraudulent;
    “(3) the client has used the lawyer’s services to perpetrate a crime or
    fraud;
    “(4) the client insists upon taking action that the lawyer considers repug-
    nant or with which the lawyer has a fundamental disagreement;
    “(5) the client fails substantially to fulfill an obligation to the lawyer
    regarding the lawyer’s services and has been given reasonable warning that
    the lawyer will withdraw unless the obligation is fulfilled;
    “(6) the representation will result in an unreasonable financial burden
    on the lawyer or has been rendered unreasonably difficult by the client; or
    “(7) other good cause for withdrawal exists.”
    364                                         A. D. L. and Lane
    husband that he made a pro se request for postponement,
    rather than an attorney filing a notice of representation and
    then moving for postponement on husband’s behalf. Although
    the latter approach might be ideal in some respects, we do
    not see how husband can be faulted for the somewhat unsur-
    prising fact that he could not find an attorney who was will-
    ing to take the risk of committing to represent him before
    the continuance necessary to fulfill that commitment had
    been obtained. See Forsi v. Hildahl, 
    194 Or App 648
    , 652,
    96 P3d 852 (2004), rev den, 
    338 Or 124
     (2005) (“The trial
    court abuses its discretion if it exercises that discretion in
    a manner that is unjustified by, and clearly against, reason
    and evidence.”).
    That leaves the second reason that the court cited
    for denying the renewed motion, which is that the case
    needed to be resolved, based on wife’s declaration and the
    “complete history of the case.” The dissolution petition was
    filed on July 28, 2020, and trial was set to take place on
    February 25, 2021. Neither party had previously requested
    a trial postponement. Most dissolution cases need to be
    resolved so that the parties can get on with their lives, but
    that need must be balanced against other considerations.
    As for the sale of the family home, to the extent that wife or
    the court believed that husband was violating the stipulated
    agreement by not agreeing to a third price reduction, that
    issue could have been addressed separately from the disso-
    lution trial if a quicker resolution was needed. In any event,
    even “strong” reasons to deny a continuance request must
    be weighed against the considerations that favor granting
    it. Phillips, 
    280 Or App at 641
    ; see, e.g., J. D., 
    275 Or App at 997-98
     (holding that it was error to deny a continuance that
    would have allowed a party to secure his only witness for a
    contested restraining-order hearing, where it “would have
    imposed a minimal burden on the court system while also
    ensuring that petitioner had a fundamentally fair opportu-
    nity to present his case”).
    In some circumstances, the assertions contained in
    wife’s declaration and a general need to get the case resolved
    might be enough to justify denying the renewed postpone-
    ment request, even in the face of husband’s diligent efforts
    to find a new attorney and timely requests for a reasonable
    Cite as 
    325 Or App 355
     (2023)                            365
    postponement. In this case, however, there is a significant
    consideration weighing in favor of postponement that the
    trial court does not seem to have seriously considered and
    that, in our view, made it an abuse of discretion to deny the
    postponement.
    That consideration is husband’s documented neuro-
    cognitive disability. Because different judges were involved
    at different points in the case, it is unclear whether the
    judge who denied the original motion to postpone was actu-
    ally aware of husband’s disabilities, even though the court
    record in the consolidated cases contained some information
    about them. By the time husband made his renewed motion,
    however, there is no question that the court was on notice of
    husband’s neurocognitive disability. Husband explained to
    the court that he had a documented disability that affected
    his cognitive function and memory and rendered him
    unable to represent himself. As soon as the court denied the
    renewed motion without any mention of his disability, hus-
    band asked the court to reconsider, reiterating that he was
    not prepared, that both the state and federal government
    recognize him as disabled, that he has memory issues and
    cognitive function issues, that his “health cannot deal with
    this,” and that he is legally protected for his disability. At
    no time did wife contest that husband was disabled in the
    manner that he was representing, and, in fact, she had filed
    the SSD decision with the court just two days earlier, which
    thoroughly documented the nature of husband’s disabilities.
    It appears from the record that the court did not
    even consider husband’s neurocognitive disability, let alone
    properly weigh it against wife’s desire for the case to be
    resolved quickly and her belief that husband was stalling
    to punish her for the divorce. If the trial court wanted more
    details about husband’s disability, it knew enough that it
    needed to ask. See State v. Thomas, 
    266 Or App 642
    , 647,
    338 P3d 762 (2014) (to properly exercise its discretion, a
    court must inquire into a party’s reasons for a continuance
    request). Otherwise, faced with a party who was asserting
    that he had a documented neurocognitive disability that
    caused him to be unable to represent himself, who had dil-
    igently sought to obtain a new attorney when his former
    attorney withdrew, and who had acted promptly to request
    366                                        A. D. L. and Lane
    a reasonable continuance so that he would be represented,
    the court abused its discretion in denying the continuance
    request and requiring husband to represent himself.
    Finally, we readily conclude that the court’s error
    was not harmless. It is obvious from the record that husband
    was unable to effectively represent himself at trial without
    the assistance of an attorney. He voiced his difficulty keep-
    ing pace at various points, frequently expressed frustration,
    continued to refer to his disability, and had an emotional
    outburst. See Clark, 
    308 Or App at 456-57
     (where the hus-
    band in a dissolution proceeding moved for a continuance
    because his lawyer was unable to appear, and the trial court
    abused its discretion in denying the continuance, we “read-
    ily conclude[d] that the court’s error was not harmless”).
    In sum, the trial court erred in denying husband’s
    original postponement motion without any explanation
    whatsoever, and it erred in denying husband’s renewed
    motion for the reasons that it did and without properly con-
    sidering husband’s neurocognitive disability. We therefore
    reverse the general judgment of dissolution. The supplemen-
    tal judgment is also reversed, by operation of law. See ORS
    20.220(3)(a) (providing that, when we reverse a judgment “to
    which an award of attorney fees or costs and disbursements
    relates[,]” then “the award of attorney fees or costs and dis-
    bursements shall be deemed reversed”).
    Reversed and remanded.
    

Document Info

Docket Number: A176576

Judges: Aoyagi

Filed Date: 4/19/2023

Precedential Status: Precedential

Modified Date: 10/15/2024