Martinez v. Cain ( 2020 )


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  •                                        136
    Argued and submitted May 7, 2019; decision of Court of Appeals reversed,
    judgment of circuit court reversed, and case remanded to circuit court for
    further proceedings February 21, 2020
    PEDRO MARTINEZ,
    Petitioner on Review,
    v.
    Brad CAIN,
    Superintendent,
    Snake River Correctional Institution,
    Respondent on Review.
    (CC CV160282) (CA A163992) (SC S066253)
    458 P3d 670
    Petitioner had been convicted and given separate sentences for (among other
    things) first-degree robbery and attempted aggravated felony murder based on
    the predicate felony of first-degree robbery. He sought post-conviction relief, con-
    tending that his counsel had been constitutionally inadequate by failing to argue
    that those crimes should be merged. The post-conviction court granted summary
    judgment against petitioner, concluding that he had not been prejudiced by his
    counsel’s failure to object, because as a matter of law the sentences would not
    merge. A majority of the Court of Appeals panel affirmed, with one judge dissent-
    ing. On review, the question was whether (if counsel had objected) petitioner’s con-
    victions should have been merged under ORS 161.067(1), a statute that requires
    merger of convictions unless “each [criminal] provision requires proof of an ele-
    ment that the other does not.” Held: (1) Felony murder expressly incorporates
    other crimes (the predicate felonies) to which additional elements are then added
    (among other things, the death of a nonparticipant in the predicate felony); (2) one
    of the predicate felonies is first-degree robbery, either completed or attempted;
    (3) to avoid merger under ORS 161.067(1), the robbery count had to require proof of
    an element that felony murder did not; (4) because both counts against petitioner
    rested on the same factual robbery, the state’s proof of (attempted aggravated)
    felony murder based on that first-degree robbery—whether it was completed or
    attempted—necessarily meant that the state would have proved every element of
    first-degree robbery, whether completed or attempted; and (5) because the robbery
    count did not require proof of an element that the attempted aggravated felony
    murder count did not, the counts should have been merged on proper objection.
    The decision of the Court of Appeals is reversed. The judgment of the cir-
    cuit court is reversed, and the case is remanded to the circuit court for further
    proceedings.
    En Banc
    On review from the Court of Appeals.*
    ______________
    * On appeal from Umatilla County Circuit Court, Eva J. Temple, Judge. 
    293 Or App 434
    , 428 P3d 976 (2018).
    Cite as 
    366 Or 136
     (2020)                              137
    Lindsey Burrows, O’Connor Weber LLC, Portland, argued
    the cause and filed the briefs for petitioner on review.
    Doug M. Petrina, Assistant Attorney General, Salem,
    argued the cause and filed the brief for respondent on
    review. Also on the brief were Ellen F. Rosenblum, Attorney
    General, and Benjamin Gutman, Solicitor General.
    Erik M. Blumenthal, Portland, filed the brief for amicus
    curiae Oregon Justice Resource Center.
    NELSON, J.
    The decision of the Court of Appeals is reversed. The
    judgment of the circuit court is reversed, and the case is
    remanded to the circuit court for further proceedings.
    138                                              Martinez v. Cain
    NELSON, J.
    The case before us presents an issue of criminal
    law in the procedural context of a post-conviction relief pro-
    ceeding. Petitioner had been convicted and given separate
    sentences for (among other things) attempted aggravated
    murder and first-degree robbery. He sought post-conviction
    relief, contending that his counsel had been constitutionally
    inadequate by failing to argue that those crimes should be
    merged. The post-conviction court granted summary judg-
    ment against petitioner, concluding that he had not been
    prejudiced by his counsel’s failure to object, because as a
    matter of law the sentences would not merge. A majority of
    the Court of Appeals panel affirmed, with one judge dissent-
    ing. Martinez v. Cain, 
    293 Or App 434
    , 428 P3d 976 (2018).
    On review, the question before us is whether peti-
    tioner’s convictions should have been merged under ORS
    161.067(1). For the reasons that follow, we reverse the deci-
    sions of the Court of Appeals and post-conviction court.
    I. FACTS
    A. Underlying Criminal Conviction
    The underlying historical facts are undisputed for
    our purposes, and we take them from the Court of Appeals’
    opinion in petitioner’s direct criminal appeal, State v.
    Martinez, 
    270 Or App 423
    , 348 P3d 285, rev den, 
    357 Or 640
     (2015). Petitioner had approached the victim, who was
    sitting in a car.
    “[Petitioner], who was ‘playing with’ a gun, asked the victim
    for his wallet. The victim refused. [Petitioner] then asked
    the victim to get out of his car, and the victim refused that
    request, too, saying ‘you ain’t getting my wallet and you
    ain’t getting my car.’ [Petitioner] said, ‘Well, then I’m going
    to have to shoot you.’ As the victim tried to drive away,
    [petitioner] did just that, shooting the victim once in the
    arm. The victim testified that his car already was moving
    when [petitioner] fired; the victim believes that it is pos-
    sible that the car bumped [petitioner’s] hand, causing him
    to lose some control of the gun when he pulled the trigger.
    The victim drove the short distance to his home and called
    9-1-1. He was transported to a hospital. A doctor who treated
    the victim testified that the bullet broke the victim’s arm
    and fragments traveled into the victim’s chest area, coming
    Cite as 
    366 Or 136
     (2020)                                                    139
    within an inch of multiple blood vessels. Had the bullet hit
    one of the major arteries, the victim probably would have
    died within 10 minutes if he had not received medical care.”
    Id. at 425.
    Petitioner was indicted on several counts, though
    the only counts relevant here charged petitioner with first-
    degree robbery and attempted aggravated felony murder.
    Before continuing, we offer a brief description of the crimes
    with which petitioner was charged.
    We begin with felony murder. Briefly, a defendant
    commits felony murder when he or she either commits or
    attempts to commit one of a listed set of felonies (predicate
    felonies), and either the defendant or another participant in
    the crime causes the death of the victim. See ORS 163.115
    (1)(b) (2011).1 One of the predicate felonies for felony mur-
    der is first-degree robbery. ORS 163.115(1)(b)(G) (2011) pro-
    vided, in part:
    “(1) Except as provided in ORS 163.118 and 163.125,
    criminal homicide constitutes murder:
    “* * * * *
    “(b) When it is committed by a person, acting either
    alone or with one or more persons, who commits or attempts
    to commit any of the following crimes and in the course of
    and in furtherance of the crime the person is committing
    or attempting to commit, or during the immediate flight
    therefrom, the person, or another participant if there be
    any, causes the death of a person other than one of the
    participants:
    “* * * * *
    “(G) Robbery in the first degree as defined in ORS
    164.415[.]”
    As relevant to the superintendent’s argument here,
    it is important to note that a defendant may commit fel-
    ony murder even though the defendant did not complete
    the underlying felony. That is, the statute will apply if the
    1
    The legislature has since substantially amended both ORS 163.115, defin-
    ing felony murder, and ORS 163.095, defining aggravated murder. See Or Laws
    2019, ch 635, §§ 1-4. Those changes are not relevant to the analysis of whether
    petitioner’s trial counsel may have been constitutionally inadequate at the time
    of his trial. Our discussion of those statutes will refer to the versions in effect
    when petitioner committed his crimes in 2012.
    140                                                     Martinez v. Cain
    defendant only attempted to commit a predicate felony. ORS
    163.115(1)(b) (2011) (statute applies when person “commits or
    attempts to commit” any of the predicate felonies). A defen-
    dant attempts to commit a crime when he or she intention-
    ally takes a substantial step toward committing a crime.
    See ORS 161.405(1).2
    At the time petitioner committed his crimes, fel-
    ony murder could become elevated to aggravated murder.
    That could occur when the defendant’s conduct not only
    met the requirements for felony murder, but the defendant
    also personally and intentionally killed the victim. See ORS
    163.095(2)(d) (2011), which provided, in part:
    “As used in ORS 163.105 and this section, ‘aggravated
    murder’ means murder as defined in ORS 163.115 which is
    committed under, or accompanied by, any of the following
    circumstances:
    “* * * * *
    “[(2)](d) Notwithstanding ORS 163.115(1)(b), the defen-
    dant personally and intentionally committed the homicide
    under the circumstances set forth in ORS 163.115(1)(b).”
    Throughout this opinion, we will refer to that as “aggra-
    vated felony murder,” although the statutes drew no such
    terminological distinction.
    As noted, the indictment against petitioner charged
    him with first-degree robbery and attempted aggravated
    felony murder. The attempted aggravated felony murder
    charge relied on the first-degree robbery charge, specifi-
    cally alleging that petitioner had attempted, personally and
    intentionally, to kill the victim while in the course of com-
    mitting, or attempting to commit, first-degree robbery.3
    2
    ORS 161.405 provides that “[a] person is guilty of an attempt to commit
    a crime when the person intentionally engages in conduct which constitutes a
    substantial step toward commission of the crime.”
    3
    The indictment provided as follows:
    “COUNT 1
    “ATTEMPTED AGGRAVATED MURDER WITH A FIREARM
    “The said [petitioner], on or about June 11, 2012, in the County of
    Multnomah, State of Oregon, did unlawfully and intentionally commit and
    attempt to commit the crime of Robbery in the First Degree and in the course
    of and in the furtherance of the crime that [petitioner] was committing and
    attempting to commit, [petitioner] personally and intentionally attempted to
    Cite as 
    366 Or 136
     (2020)                                                  141
    Petitioner was found guilty on both counts, and the
    trial court entered separate convictions for the first-degree
    robbery count and the attempted aggravated felony murder
    count.
    Petitioner’s trial counsel did not object or argue that
    the trial court should have merged the convictions under
    ORS 161.067, which governs merger. That statute sets out
    when a trial court may enter separate convictions sentences
    if a defendant has violated multiple statutory provisions as
    part of the same conduct or criminal episode. Specifically,
    the relevant subsection of that statute, ORS 161.067(1),
    provides:
    “When the same conduct or criminal episode violates
    two or more statutory provisions and each provision
    requires proof of an element that the others do not, there
    are as many separately punishable offenses as there are
    separate statutory violations.”
    As noted, petitioner’s trial counsel failed to argue
    that the requirements of the statute had not been satisfied
    and, therefore, that the first-degree robbery count should
    have been merged into the attempted aggravated murder
    count. If ORS 161.067(1) applied and did not require separate
    convictions, then petitioner would only have been convicted
    on the attempted aggravated felony murder count. The first-
    degree robbery count would have merged into that count.
    In the absence of any objection, however, the trial
    court entered a judgment of conviction showing separate
    cause the death of [the victim], a human being who was not a participant in
    the crime, and during the commission of this felony, the [petitioner] used and
    threatened the use of a firearm, contrary to the statutes in such cases made
    and provided and against the peace and dignity of the State of Oregon[.]
    “COUNT 2
    “ROBBERY IN THE FIRST DEGREE WITH A FIREARM
    “The said [petitioner], on or about June 11, 2012, in the County of
    Multnomah, State of Oregon, did unlawfully and knowingly, while in the
    course of committing and attempting to commit theft, with the intent of pre-
    venting and overcoming resistance to [petitioner’s] taking of property and
    retention of the property immediately after the taking, and being armed with
    a deadly weapon, use and threaten the immediate use of physical force upon
    [the victim], contrary to the statutes in such cases made and provided and
    against the peace and dignity of the State of Oregon[.]
    “The state further alleges that during the commission of this felony the
    [petitioner] used and threatened the use of a firearm.”
    142                                                         Martinez v. Cain
    convictions for both first-degree robbery and attempted
    aggravated felony murder. The court imposed sentences on
    each of those counts, making 45 months of the first-degree
    robbery sentence run consecutive to the attempted aggra-
    vated murder sentence.4
    Petitioner raised the merger issue in the Court of
    Appeals, but the court rejected that assignment of error as
    unpreserved. See Martinez, 
    270 Or App at 424
    . The court
    otherwise affirmed petitioner’s convictions and sentences.
    B. Post-Conviction Proceedings
    Petitioner then sought post-conviction relief, alleg-
    ing that his trial counsel had been inadequate in (among
    other things) failing to object to the trial court’s failure to
    merge the guilty verdict on the first-degree robbery count
    into the guilty verdict on the attempted aggravated felony
    murder count. The superintendent moved for summary judg-
    ment. He argued that petitioner had not been prejudiced by
    his counsel’s failure to object because the two counts would
    not merge as a matter of law. In doing so, he presented two
    slightly different arguments under ORS 161.067(1).
    As noted, ORS 161.067(1) requires the trial court to
    enter separate convictions if “each provision requires proof
    of an element that the others do not.” The superintendent
    asserted that aggravated felony murder and first-degree
    robbery each had elements that the other did not. Attempted
    aggravated felony murder included the element of personally
    and intentionally attempting to cause the victim’s death, an
    element not found in first-degree robbery. First-degree rob-
    bery, on the other hand, had an element not required for
    attempted aggravated felony murder: completion of the rob-
    bery. That is, a jury could convict a defendant of attempted
    aggravated felony murder for having only attempted the
    robbery, but it could not convict the defendant of first-degree
    robbery unless the robbery had been completed.
    In support, the superintendent also relied on a
    footnote in State v. Barrett, 
    331 Or 27
    , 10 P3d 901 (2000).
    Applying former ORS 161.062(1)—a statute essentially
    4
    Specifically, the court sentenced petitioner to 120 months for attempted aggra-
    vated murder and 90 months for first-degree robbery, with 45 months of the robbery
    sentence to run consecutively to the attempted aggravated murder sentence.
    Cite as 
    366 Or 136
     (2020)                                                     143
    identical to the merger statute at issue here5 —this court
    stated in a footnote that the trial court could enter separate
    convictions for aggravated felony murder and the underly-
    ing predicate felonies:
    “[A] separate conviction could be entered on the robbery
    charge on remand. Robbery and aggravated murder clearly
    are set out in two different statutory provisions, ORS
    164.415 and ORS 163.095. Moreover, in light of our conclu-
    sion that the various aggravating circumstances are not
    ‘elements’ for purposes of former ORS 161.062(1) but, rather,
    alternative ways of proving the element of aggravation, the
    statutory provisions penalizing robbery and aggravated
    murder each involve an element that the other does not and
    address separate legislative concerns. Accordingly, for pur-
    poses of former ORS 161.062(1), we do not view robbery as a
    lesser-included offense to the aggravated-murder charge.”
    
    Id.
     at 37 n 4. Although Barrett did not depend on the distinc-
    tion between a completed and attempted predicate felony, it
    stated, more broadly, that predicate felonies were not them-
    selves elements of aggravated felony murder, but were “alter-
    native ways of proving” a single element of aggravation.
    In response to the superintendent’s argument in the
    Court of Appeals, petitioner argued that the statement in
    Barrett was dictum. The correct rule, petitioner contended,
    was that articulated by this court in State v. Tucker, 
    315 Or 321
    , 
    845 P2d 904
     (1993). In that case, the defendant had
    been convicted of (among other things) two counts of aggra-
    vated felony murder against each of the two victims, one
    based on the underlying felony of robbery, the other based
    on the underlying felony of burglary. See id. at 323-24; id. at
    323 n 1. The trial court had merged the aggravated felony
    murder counts together, but it had not merged the under-
    lying robbery and burglary counts into those aggravated
    felony murder counts. Id. at 324-25. This court, applying
    former ORS 161.062, held that “robbery and burglary were
    lesser included offenses of aggravated felony murder.” Id. at
    5
    Former ORS 161.062(1) was repealed by Or Laws 1999, ch 136, § 1. We have
    described it as the “not quite identical twin” of ORS 161.067(1). State v. Crotsley,
    
    308 Or 272
    , 276 n 3, 
    779 P2d 600
     (1989). “Given their shared history, this court
    has treated former ORS 161.062 and ORS 161.067 as essentially interchange-
    able.” State v. Gensitskiy, 
    365 Or 263
    , 291, 446 P3d 26 (2019).
    144                                          Martinez v. Cain
    331. Therefore, this court held, the trial court had erred in
    not merging those counts. 
    Id.
    The superintendent responded that Tucker had
    been overruled by Barrett, and the post-conviction court
    ultimately agreed. It granted the superintendent summary
    judgment.
    Petitioner appealed to the Court of Appeals, which
    affirmed in a split decision. Martinez, 
    293 Or App 434
    . As
    relevant here, the majority concluded that the footnote
    from Barrett controlled: a predicate felony is not an ele-
    ment of aggravated felony murder. 
    Id. at 435
    . The major-
    ity also agreed with the superintendent that the require-
    ments of ORS 161.067(1) were not met, because the two
    crimes each required proof of an element that the other did
    not: attempted aggravated felony murder does not require
    proof of a completed first-degree robbery—attempt being
    sufficient—while first-degree robbery does require proof of
    a completed robbery. 
    Id. at 435-36
    . Accordingly, the majority
    agreed that the post-conviction court had been correct: the
    two counts could not merge as a matter of law, so petitioner
    was not prejudiced by his counsel’s failure to object. See
    
    id. at 435
    .
    Senior Judge Brewer dissented, concluding that the
    majority was incorrect in its merger analysis. He argued
    that the Barrett footnote was inaccurate and should be
    reconsidered. 
    Id. at 440-43
    . He also would have concluded
    that ORS 161.067(1) required merger. The relevant require-
    ment of ORS 161.067(1) was whether each crime required
    proof of at least one element that the other did not. 293 Or
    App at 444-45. The dissent rejected the superintendent’s
    contention that felony murder and first-degree robbery had
    different elements because felony murder could be proved by
    evidence of an attempt to commit first-degree robbery. See
    id. at 445-46. While it was theoretically possible to prove fel-
    ony murder by proving an attempt to commit a predicate fel-
    ony, “where a completed predicate felony is proved, it has no
    element that is not subsumed in an attempted aggravated
    felony murder conviction based on that completed felony.”
    Id. at 449 (footnote omitted). Because the dissent concluded
    that first-degree robbery did not require proof of an element
    Cite as 
    366 Or 136
     (2020)                                     145
    that attempted aggravated felony murder did not, the trial
    court should have merged the first-degree robbery convic-
    tion into the attempted aggravated felony murder convic-
    tion. 
    Id. at 447-49
    .
    Petitioner sought review, which we allowed.
    II. DISCUSSION
    A.    Requirements of ORS 161.067(1)
    As noted, the issue here involves whether—
    assuming that petitioner’s trial counsel had invoked ORS
    161.067(1)—that statute would have prohibited the trial
    court from entering separate convictions against petitioner
    for both attempted aggravated felony murder and first-
    degree robbery. Again, the relevant text of that statute
    provides:
    “When the same conduct or criminal episode violates
    two or more statutory provisions and each provision
    requires proof of an element that the others do not, there
    are as many separately punishable offenses as there are
    separate statutory violations.”
    Textually, ORS 161.067(1) authorizes separately
    punishable offenses when three conditions are met: (1) the
    defendant’s actions qualify as the same conduct or criminal
    episode; (2) the defendant’s actions violate more than one
    separate statutory provision; and (3) each separate statu-
    tory provision requires proof of an element that the other
    provision(s) do not. See State v. Crotsley, 
    308 Or 272
    , 278, 
    779 P2d 600
     (1989). The parties in this case do not dispute that
    the first two requirements are met: petitioner, in a single
    criminal episode, violated two or more statutory provisions.
    The only statutory requirement at issue here is the
    third: whether each separate statutory provision requires
    proof of an element that the others do not. It is not enough
    to show that one offense has an element that the other does
    not; the other offense also must have an element that the
    first does not. See State v. Blake, 
    348 Or 95
    , 99, 228 P3d
    560 (2010) (“if one offense contains X elements, and another
    offense contains X + 1 elements, the former offense does
    not contain an element that is not also found in the latter
    146                                                        Martinez v. Cain
    offense”). In short, the requirement is met, and the offenses
    will not merge, only if each statutory offense at issue has a
    unique element not in common with the other offenses.
    B.    Robbery Count Did Not Require Element Not Found in
    Aggravated Felony Murder Count
    The primary point of contention in this case turns
    on felony murder and its relationship to the predicate crimes
    for felony murder. Accordingly, we begin there.
    Felony murder was defined in ORS 163.115(1)(b)
    (2011) in a way differently from most other crimes. Ordi-
    narily, a statute defining a crime sets out a series of ele-
    ments; when the elements are met, the crime has been
    proved. The statute defining felony murder varies that by
    expressly incorporating other crimes (the predicate felonies)
    to which additional elements are then added (the death of a
    nonparticipant in the predicate felony, and a particular rela-
    tionship between that death and the commission of the fel-
    ony). 
    Id.
     The list of predicate felonies is lengthy and includes
    both the completed and attempted versions.6
    First-degree robbery is one of the predicate offenses
    of felony murder, whether it is completed or only attempted.
    ORS 163.115(1)(b)(G) (2011). Therefore, felony murder pred-
    icated on a first-degree robbery will encompass all the ele-
    ments of first-degree robbery. That is not only true for a
    completed robbery, but also for an attempted robbery. To
    prove felony murder based on a completed first-degree rob-
    bery, the state definitionally must prove every element of
    a completed robbery. To prove felony murder based on an
    attempted first-degree robbery, the state definitionally must
    prove every element of an attempted robbery. Whether the
    robbery was completed or attempted, then, there is no ele-
    ment of the robbery count that would not have to be proved
    in the felony murder count.
    In this case, the superintendent does not dispute
    that both the attempted aggravated felony murder count
    and the first-degree robbery count pleaded the same fac-
    tual robbery. The robbery alleged in the second count of the
    6
    When Barrett was decided, it calculated over 30 possible predicate felonies.
    See 
    331 Or at
    34 n 2 (apparently including the attempt versions of the predicates).
    Cite as 
    366 Or 136
     (2020)                                  147
    indictment was the same robbery that served as a predicate
    felony for the attempted aggravated felony murder charge in
    the first count.
    We emphasize that here, because the outcome would
    be different were that not true. If a defendant had been
    charged with one crime (e.g., burglary), but also charged
    with felony murder based on a different predicate felony (e.g.,
    first-degree kidnapping, see ORS 163.115(1)(b)(F) (2011)),
    then the two crimes would have different elements, and the
    convictions would not merge.
    Here, the state indicted petitioner for robbery and
    for attempted aggravated felony murder based on the same
    robbery. Both crimes were committed against the same
    victim and in the same criminal episode. That single rob-
    bery must be either completed or attempted for both counts.
    It could not simultaneously be both completed and only
    attempted.
    Because the same factual robbery was involved,
    the state’s proof of (attempted aggravated) felony murder
    based on that first-degree robbery—whether completed or
    attempted—necessarily meant that the state would have
    proved every element of first-degree robbery, whether com-
    pleted or attempted. As we just noted, proof of felony mur-
    der based on a completed first-degree robbery definitionally
    would require proof of every element of a completed robbery,
    while proof of felony murder based on an attempted first-
    degree robbery definitionally would require proof of every
    element of an attempted robbery. Regardless whether the
    robbery was completed or attempted, there is no element of
    that robbery count that would not have been proved in the
    felony murder count. Thus, whether the robbery was com-
    pleted or attempted, all the elements of robbery were nec-
    essarily included within the attempted aggravated felony
    murder charge.
    Accordingly, we agree with petitioner and reject
    superintendent’s argument that the robbery count against
    him required proof of an element that the attempted
    aggravated felony murder count against him did not.
    ORS 161.067(1). Every element of first-degree robbery was
    required to be proved as part of the attempted aggravated
    148                                         Martinez v. Cain
    felony murder count. If the trial court had applied ORS
    161.067(1) properly after proper objection, the trial court
    would have merged the guilty verdict on the robbery count
    into the guilty verdict on the attempted aggravated felony
    murder count.
    C. Applicability of This Court’s Decision in Barrett
    The Court of Appeals also relied on this court’s deci-
    sion in Barrett. See 293 Or App at 435. Barrett is not based
    on the distinction argued for by the superintendent (that the
    predicate felony required the extra element of completion,
    while felony murder required only the element of attempt
    to commit the predicate felony). Instead, Barrett held that
    aggravated murder was murder plus a single element of
    “aggravation,” adding that the predicate felonies of felony
    murder were merely alternative methods of proving that ele-
    ment of aggravation. Barrett thus indicated that a predicate
    felony was not itself an element of aggravated felony murder.
    If Barrett was correct on that point, then the two crimes
    would not overlap in their elements, and petitioner’s predi-
    cate felony of first-degree robbery would not merge into the
    guilty verdict for attempted aggravated felony murder. We
    turn, then, to Barrett.
    The main part of Barrett concerned whether the
    trial court should have merged the guilty verdicts on three
    counts of aggravated murder, when the defendant had only
    killed a single victim. See 
    331 Or at 29
    . Interpreting the
    nearly identical merger statute, former ORS 161.062(1), this
    court held that “defendant’s conduct in intentionally mur-
    dering one victim did not violate ‘two or more statutory pro-
    visions[.]’ ” 
    331 Or at 31
     (quoting former ORS 161.062(1)). The
    different ways in which aggravation could be shown were
    not separate elements of the crime of aggravated murder,
    but instead alternative ways of proving the single element of
    “aggravation.” See 
    id. at 34-36
    . Because the different forms
    of aggravation were not different elements, there was only
    one crime of aggravated murder. 
    Id. at 36
    .
    “The aggravating factors constitute no more than differ-
    ent theories under which murder becomes subject to the
    enhanced penalties for aggravated murder. That defen-
    dant’s conduct in intentionally murdering the victim in
    Cite as 
    366 Or 136
     (2020)                                           149
    this case was ‘aggravated’ by ‘any,’ i.e., one or more, act sur-
    rounding that conduct does not convert that conduct into
    more than one separately punishable offense.”
    
    Id.
    In so concluding, this court had asserted in a foot-
    note that the predicate felonies for felony murder were also
    alternative ways to prove the single element of “aggravation”:
    “One of the aggravating circumstances listed in ORS
    163.095 is that the murder was committed during the
    course of one of 12 felonies listed in ORS 163.115(1)(b).”
    
    331 Or at
    34 n 2. Relying on that, this court later shifted
    from the issue of merger of the three counts of aggravated
    murder and turned instead to the different issue of whether
    the predicate felony should merge into the aggravated fel-
    ony murder count. The court stated in dictum that the trial
    court, on remand, should not merge the predicate felony
    of first-degree robbery into the aggravated felony murder
    count based on that same robbery:
    “[I]n light of our conclusion that the various aggravating
    circumstances are not ‘elements’ for purposes of former
    ORS 161.062(1) but, rather, alternative ways of proving the
    element of aggravation, the statutory provisions penalizing
    robbery and aggravated murder each involve an element
    that the other does not and address separate legislative
    concerns.”
    
    Id.
     at 37 n 4.
    We need not revisit Barrett as a whole to conclude
    that it was incorrect in its dictum that the predicate felony
    would not merge into aggravated felony murder. The errone-
    ous premise was the assertion in its second footnote that the
    predicate felonies of aggravated felony murder were alter-
    native ways to prove “aggravation.” The alternative ways
    to prove “aggravation” were listed in ORS 163.095 (2011):
    things such as murder for hire (subsection (1)(a) - (b)), the
    murder of more than one victim (subsection (1)(d)), or the
    murder of a person under the age of 14 (subsection (1)(f)). A
    predicate felony was not a method of showing “aggravation,”
    but a necessary element of the lesser offense of felony murder
    as defined in ORS 163.115(1)(b) (2011). The “aggravating”
    150                                         Martinez v. Cain
    factor that elevated felony murder into aggravated murder
    was that the defendant had “personally and intentionally
    committed the homicide.” ORS 163.095(2)(d) (2011).
    For those reasons, we disavow footnotes two and
    four of Barrett. The predicate felonies of felony murder are
    not alternative ways to prove “aggravation” for aggravated
    felony murder. Accordingly, Barrett does not support holding
    that ORS 161.067(1) prevents merger of the two counts.
    III.   CONCLUSION
    For the reasons discussed, we conclude that ORS
    161.067(1), properly interpreted and applied, would have
    required merger of petitioner’s guilty verdicts on first-degree
    robbery and attempted aggravated felony murder.
    We emphasize again that our holding today only
    addresses the legal question of how ORS 161.067(1) should
    be interpreted in the context of a charge of felony murder.
    This case does not offer any opportunity for us to consider
    the underlying question in petitioner’s post-conviction case
    whether counsel was, in fact, constitutionally inadequate for
    failing to object to petitioner’s sentences. We hold only that
    the post-conviction court erred in granting summary judg-
    ment for the superintendent based on the holding that, as
    a matter of law, the offenses would not merge regardless of
    objection.
    The decision of the Court of Appeals is reversed.
    The judgment of the circuit court is reversed, and the case
    is remanded to the circuit court for further proceedings.
    

Document Info

Docket Number: S066253

Judges: Nelson

Filed Date: 2/21/2020

Precedential Status: Precedential

Modified Date: 10/24/2024