Prentiss Griffin v. Kelly Harrington ( 2013 )


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  •                        FOR PUBLICATION
    UNITED STATES COURT OF APPEALS
    FOR THE NINTH CIRCUIT
    PRENTISS GRIFFIN,                             No. 12-57162
    Petitioner-Appellee,
    D.C. No.
    v.                          2:10-cv-08753-
    VBF-SP
    KELLY HARRINGTON, Warden,
    Respondent-Appellant.                     OPINION
    Appeal from the United States District Court
    for the Central District of California
    Valerie Baker Fairbank, District Judge, Presiding
    Argued and Submitted
    June 6, 2013—Pasadena, California
    Filed August 16, 2013
    Before: Stephen S. Trott, Carlos F. Lucero,*
    and William A. Fletcher, Circuit Judges.
    Opinion by Judge Trott
    *
    The Honorable Carlos F. Lucero, Circuit Judge for the U.S. Court of
    Appeals for the Tenth Circuit, sitting by designation.
    2                    GRIFFIN V. HARRINGTON
    SUMMARY**
    Habeas Corpus
    The panel affirmed the district court’s grant of a
    
    28 U.S.C. § 2254
     habeas corpus petition challenging a murder
    conviction based on ineffective assistance of counsel.
    Although trial counsel knew that the only witness who
    would identify petitioner as the shooter had decided to change
    his testimony, counsel did not object when the witness took
    the stand and answered questions on direct and cross
    examination, all without taking an oath. Determining that
    counsel’s failure to object constituted a waiver, the trial court
    denied a subsequent objection to introduction of the witness’
    taped, inculpatory statement to the police. The panel held
    that the California Court of Appeal’s conclusion, that
    counsel’s failure to make a timely objection was tactical and
    not error, was objectively unreasonable and unsupported by
    the factual record.
    COUNSEL
    Shira B. Seigle (argued), Deputy Attorney General, Kamala
    D. Harris, Attorney General of California, Dane R. Gillette,
    Chief Assistant Attorney General, Lance E. Winters, Senior
    Assistant Attorney General, Jason C. Tran, Deputy Attorney
    General, Los Angeles, California, for Respondent-Appellant.
    **
    This summary constitutes no part of the opinion of the court. It has
    been prepared by court staff for the convenience of the reader.
    GRIFFIN V. HARRINGTON                       3
    Marilee Marshall (argued), Marilee Marshall & Associates,
    Los Angeles, California, for Petitioner-Appellee.
    OPINION
    TROTT, Circuit Judge:
    Petitioner Prentiss Griffin, a member of the Grape Street
    Crips gang, was convicted by jury in the Superior Court of
    Los Angeles County of the first degree murder of Dwin
    Brooks, a member of a rival gang, the Bounty Hunter Bloods.
    The jury acquitted him of shooting Waylon Walton, who was
    shot but not killed during the same encounter. His sentence
    was 90 years to life. On direct appeal, the California Court of
    Appeal affirmed his conviction, reduced his sentence to 80
    years to life, and subsequently denied his petition for a writ
    of habeas corpus. The California Supreme Court denied
    review.
    Griffin then filed a petition for a writ of habeas corpus in
    the Central District of California pursuant to 
    28 U.S.C. § 2254
    . The district court granted the petition, concluding
    that Griffin had been the victim of ineffective assistance of
    trial counsel as guaranteed by the Sixth Amendment; and that
    California’s Court of Appeal’s application of the Strickland
    v. Washington, 
    466 U.S. 668
     (1984), standard was
    unreasonable. 
    28 U.S.C. § 2254
    (d)(1). The district court
    further concluded that the Court of Appeal’s factual findings
    in support of its decision were unreasonable under
    § 2254(d)(2). We have jurisdiction over this timely appeal
    pursuant to 
    28 U.S.C. § 1291
    , and we affirm.
    4                 GRIFFIN V. HARRINGTON
    I
    FACTS AND CIRCUMSTANCES
    On March 5, 2005, someone shot and killed Dwin Brooks
    during a confrontation in Los Angeles, California, involving
    rival street gangs during which at least forty bullets were
    fired from four different firearms. Some nine months later,
    Fred Wilberger, then a federal prisoner, told a Los Angeles
    police detective that the shooter was Prentiss Griffin. The
    detective recorded Wilberger’s statement. Largely on the
    basis of that statement, Griffin was arrested and charged with
    Brooks’s murder. Wilberger was the only person who
    claimed to be able to identify Griffin as the person who shot
    Brooks.
    By the time of Griffin’s trial, however, Wilberger had
    decided to change his story. Before the prosecution called
    him as a witness, Griffin’s attorney, Simon Aval, was aware
    of Wilberger’s about-face. Aval also knew that given
    Wilberger’s decision to repudiate his prior inculpatory
    statement, the jury would most likely hear the recording of it
    for the truth of the matter asserted pursuant to 
    Cal. Evid. Code §§ 770
    , 785, and 1235.
    As predicted, the trouble began the moment Wilberger
    took the stand. Here, we borrow from Magistrate Judge
    Pym’s thorough Report and Recommendation to the district
    court.
    The clerk told Wilberger to raise his right
    hand and read him the oath. Silence
    apparently followed because the clerk then
    said, “I need a response, an answer.”
    GRIFFIN V. HARRINGTON                   5
    Wilberger said, “No.” The trial judge
    thereafter removed the jury from the
    courtroom and addressed the witness. The
    following dialogue ensued:
    Trial Judge: You have been told to swear to
    tell the truth. Do you understand that?
    Wilberger:     Yes, Ma’am.
    Trial Judge: How old are you?
    Wilberger:     24.
    Trial Judge: So you’re old enough to know
    what the truth is, right?
    Wilberger:     Yes, Ma’am.
    Trial Judge: All right. We’re going to
    proceed with your testimony. Do you
    understand that?
    Wilberger:     Yes, Ma’am.
    The trial judge then instructed the prosecutor
    to take Wilberger as a hostile witness and
    proceed with questioning.
    Direct examination commenced.
    Petitioner’s trial counsel did not object prior
    to the direct examination of Wilberger. On
    direct examination by the prosecutor,
    Wilberger answered every question, but
    6              GRIFFIN V. HARRINGTON
    denied all knowledge of petitioner and the
    shooting, and also denied having ever
    identified petitioner to the police. Petitioner’s
    counsel cross-examined Wilberger with just
    two questions: had he ever seen petitioner
    before, and had he seen petitioner on March 5,
    2005. Wilberger answered “No” to both
    questions and was excused as a witness.
    The following morning before the jury
    was brought out, the trial court discussed with
    counsel the recording of the conversation
    between Wilberger and Detective Weber, the
    police detective who conducted the interview
    where Wilberger identified petitioner as the
    shooter, ordering that a portion of it be
    deleted. The prosecutor said she planned on
    playing the tape by recalling Detective Weber
    the following morning, since she needed time
    to edit the tape and Detective Weber was
    already ready to take the stand that morning.
    The examination of Detective Weber
    commenced. Without explanation for the
    change in schedule, the prosecutor asked the
    detective about his interview with Wilberger
    to begin laying the foundation to introduce the
    tape. Cal. Evid. Code[] § 1235. At this point,
    petitioner’s counsel asked to go on record at
    sidebar. Petitioner’s counsel said, “I just want
    to object for the record for the tape coming in
    because Mr. Wilberger didn’t give us any
    sworn testimony yesterday.” The prosecutor
    was flummoxed by the objection, saying she
    GRIFFIN V. HARRINGTON                   7
    did not know the law in this area and that the
    objection was not something she expected
    from counsel. The prosecutor asked first if
    she could take a recess to research the law on
    point and second whether Mr. Wilberger
    could be recalled to re-administer the oath to
    him. The trial court denied the request to
    recall Mr. Wilberger, as the trial court was
    skeptical that Wilberger would then take the
    oath when he previously refused, and stated it
    would not recall Wilberger unless the
    prosecutor knew he would take the oath.
    Following a recess, the prosecutor argued
    and the trial court agreed that petitioner’s
    counsel had waived the objection by not
    objecting immediately and by conducting a
    cross examination. As part of this discussion,
    both the trial court and the prosecutor pointed
    out that petitioner’s counsel made no previous
    objections to the oath-taking, and petitioner’s
    counsel did not dispute this, although he did
    dispute the legal conclusion that this
    amounted to a waiver of the objection.
    Evidence of Wilberger’s statement to the
    police was then put in evidence. In that taped
    statement, Wilberger told detectives that he
    saw the shooter, he thought the shooter’s
    name was “Prentiss,” and he believed the
    shooter could be either of two persons in a
    poor-quality photo six pack he was shown.
    8                 GRIFFIN V. HARRINGTON
    II
    GRIFFIN’S DIRECT APPEAL
    Prentiss was convicted. On appeal, the California Court
    of Appeal affirmed his conviction. The court said,
    Every witness is required to take an oath, or
    affirm, that he will testify truthfully. (Evid.
    Code[] § 710). It is not unconstitutional to
    receive unsworn testimony in evidence, but if
    a timely objection is made on that ground, the
    testimony is not evidence within the meaning
    of the Evidence Code. (In re Heather H.
    (1988) 
    200 Cal. App. 3d 91
    , 95–96.)
    Focusing on Aval’s failure timely to object to Wilberger’s
    testimony, the court refused to consider Griffin’s claims (1)
    that trial counsel’s objection to Wilberger’s testimony was
    indeed timely, and (2) that his prior inculpatory statement to
    the police was therefore inadmissable. The court said,
    “Because defense counsel did not object to Wilberger’s
    testimony due to the oath taking issue but instead went on to
    cross-examine him, any objection to Wilberger’s testimony
    was waived. . . . Because Wilberger’s unsworn testimony
    became evidence due to this waiver, it necessarily follows
    that impeachment of that evidence was allowable.”
    The court left for another day Griffin’s Strickland attack
    on the performance of his trial counsel.
    GRIFFIN V. HARRINGTON                       9
    III
    GRIFFIN’S STATE HABEAS PETITION
    When that day came, the Court of Appeal denied Griffin’s
    state petition, albeit in a divided opinion. The majority
    concluded that Aval “had a credible tactical reason for failing
    to object” to Wilberger’s testimony. The majority determined
    that “Aval knew he was waiving his objection but elected to
    cross-examine Wilberger in order to obtain the advantages or
    avoid the ill effects described in his declaration.” The
    majority also said, “We must accord Aval’s tactical decision
    great deference in order to avoid second-guessing counsel’s
    tactics and chilling vigorous advocacy by tempting defense
    counsel to defend themselves rather than their clients during
    trial.” The majority further speculated that Aval must have
    believed that “a well-timed objection and motion to strike
    would have ultimately resulted in Wilberger stating the final
    words necessary to constitute the taking of the oath.”
    In dissent, Justice Flier saw Aval’s failure to object not as
    a reasonable tactical decision, “but an error,” a conclusion
    Justice Flier believed to be “objectively supported by the
    record.” She also said,
    Aval knew that Wilberger was a reluctant
    witness and that he was likely to recant his
    statements to the police. There is no doubt
    that Aval knew that the prosecution was ready
    for this and could impeach Wilberger with a
    prior inconsistent statement. Given these hard
    facts, if there was a lawful way of preventing
    Wilberger from testifying, defense counsel
    had to act to accomplish that objective. An
    10             GRIFFIN V. HARRINGTON
    appropriate, lawful and unimpeachably
    correct objection to Wilberger’s testimony
    was his refusal to testify under oath.
    The majority concludes that the record
    indicates that Wilberger was close to agreeing
    to take the oath and that the record “can
    reasonably be construed as at least indicating
    Wilberger’s assent to the oath.” Neither of
    these conclusions is borne out by the record.
    In the first place, Wilberger flatly refused to
    take the oath and there is nothing to indicate
    that he ever entertained changing his mind.
    Secondly, the fact that he admitted in response
    to the court’s question that he was old enough
    to know what the truth is reveals nothing
    about his state of mind. It is very hard to
    imagine that anyone would have answered
    that question differently, especially when the
    question is asked by a judge, and the answer
    is therefore completely neutral and devoid of
    content or significance. Certainly, hard upon
    the heels of that answer came the court’s flat
    statement that “[w]e’re going to proceed with
    your testimony,” which means that there was
    no attempt to discover what Wilberger’s state
    of mind was, other than that he refused to take
    the oath as a witness. In other words, the only
    significant fact revealed by the record is that
    Wilberger unequivocally refused to take the
    oath and nobody tried to change his mind.
    GRIFFIN V. HARRINGTON                      11
    IV
    FEDERAL HABEAS STANDARDS
    The Antiterrorism and Effective Death Penalty Act
    (“AEDPA”) mandates that federal habeas relief
    [s]hall not be granted with respect to any
    claim that was adjudicated on the merits in
    state court proceedings unless the adjudication
    of the claim —
    (1) resulted in a decision that was contrary to,
    or involved an unreasonable application
    of, clearly established federal law, as
    determined by the Supreme Court of the
    United States; or
    (2) resulted in a decision that was based on an
    unreasonable determination of the facts in
    light of the evidence presented in the state
    court proceedings.
    
    28 U.S.C. § 2254
    (d).
    This statute limits our authority to grant a federal writ by
    establishing two “highly deferential” standards. Premo v.
    Moore, 
    131 S. Ct. 733
    , 740 (2011). “The pivotal question is
    whether the state court’s application of the Strickland
    standard was unreasonable. This is different from asking
    whether defense counsel’s performance fell below
    Strickland’s standard.” Harrington v. Richter, 
    131 S. Ct. 770
    ,
    785 (2011). Thus, a state court’s determination that a claim
    lacks merit bars federal habeas relief so long as “fairminded
    12                GRIFFIN V. HARRINGTON
    jurists could disagree” on the state court’s decision.
    Yarborough v. Alvarado, 
    541 U.S. 652
    , 664 (2004).
    Moreover, to grant a habeas petition under § 2254(d)(2), a
    state court’s factual findings must be “clearly erroneous,” not
    just merely debatable. Torres v. Prunty, 
    223 F.3d 1103
    ,
    1107–08 (9th Cir. 2000). These stringent standards “guard
    against extreme malfunctions in the state criminal justice
    systems, not as a substitute for ordinary error correction
    through appeal.” Richter, 
    131 S. Ct. at 786
     (internal
    quotation marks omitted).
    V
    ANALYSIS
    Although we review de novo the district court’s decision,
    we conclude it was correct. We have no doubt from the
    record and from Aval’s declaration that he knew during
    Wilberger’s testimony that his statements in court — in
    Aval’s words — “were made without any oath [and] could
    not technically be considered evidence.” What Aval did not
    know and what he did not comprehend under settled state
    law, however, was that by failing timely to object to that
    testimony in combination with conducting cross-examination,
    he was waiving any objection he might have had to
    Wilberger’s testimony. The dire consequences of his
    ignorance on this point was first, that Wilberger’s prior
    inconsistent inculpatory statement then became admissible
    against his client; and second, that his client would be barred
    on appeal from raising any issue related to Wilberger’s sworn
    testimony. We repeat the California Court of Appeal’s
    holding on direct appeal: “Because defense counsel did not
    object to Wilberger’s testimony but instead went on to cross-
    GRIFFIN V. HARRINGTON                      13
    examine him, any objection to Willberger’s testimony due to
    the oath taking issue was waived.”
    Thus, by waiting to object until after Wilberger had been
    excused as a witness, and until the next day, Aval unwittingly
    sealed his client’s fate, both at the trial and on appeal. He
    subsequently admitted that his failure immediately to object
    was a mistake because he thereby failed “to preserve the
    question for Mr. Griffin’s appeal.”
    Defense counsel’s egregious error in failing timely to
    block Wilberger’s “testimony” and thus his prior inculpatory
    statement was aggravated by counsel’s knowledge going into
    the case that Wilberger would most probably recant the
    statement, leaving his prior statement as the only evidence in
    the case identifying Griffin as Dwin Brooks’s killer. Thus, by
    not making a timely objection to Wilberger’s testimony, Aval
    lost any opportunity to protect his client against the only
    evidence that named him as Brooks’s killer. In effect, his
    failure inured to the benefit of the prosecution by erasing a
    serious impediment in its plan to use Wilberger’s prior
    statement.
    Accordingly we conclude that the California Court of
    Appeal’s conclusion that Aval’s decision not to object in a
    timely fashion was acceptably tactical and not error was
    objectively unreasonable. It is one thing to devise a litigation
    tactic that fails. That is a common occurrence in the
    courtroom. It is wholly another matter to devise a tactic
    without realizing not only that it cannot work, but that it will
    result in permanently depriving your client of the one
    opportunity he has to render inadmissable the prosecution’s
    only direct evidence linking him to the murder with which he
    is charged. With all respect, the state court’s strained
    14                GRIFFIN V. HARRINGTON
    reasoning runs afoul of the Supreme Court’s warning that
    courts should “not indulge [in] post hoc rationalization for
    counsel’s decisionmaking that contradicts the available
    evidence of counsel’s actions.” Richter, 
    131 S. Ct. at 790
    (internal quotation marks omitted). The Court of Appeal’s
    ruling was “beyond any possibility for fairminded
    disagreement.” 
    Id. at 787
    .
    To add injury to injury, the damaging effect of trial
    counsel’s waiver at trial has now carried over into his client’s
    federal habeas proceedings, blocking him from raising
    substantial federal constitutional issues. We refer again to
    Magistrate Judge Pym’s report:
    Because petitioner’s trial counsel waived
    his confrontation right by failing to timely
    object to Wilberger’s unsworn testimony,
    petitioner is not entitled to habeas relief based
    on his Confrontation Clause challenge. And
    given the absence of a confrontation violation,
    there is no basis for the court to find a due
    process violation either. Put simply, the
    admission of this unsworn testimony –
    without any objection to its admission from
    either counsel, and thus not in violation of
    either California evidentiary rules or the
    Confrontation Clause – did not render the trial
    fundamentally unfair. And at a minimum,
    given the absence of any objection prior to the
    admission of Wilberger’s testimony, this court
    does not find that the California courts
    unreasonably applied controlling Supreme
    Court law or unreasonably determined the
    GRIFFIN V. HARRINGTON                      15
    facts in implicitly rejecting petitioner’s due
    process claim.
    The predictable fallout from counsel’s error could hardly
    have been more catastrophic.
    VI
    THE COURT OF APPEAL’S FACTUAL FINDINGS
    We are fully convinced that the California Court of
    Appeal’s factual determinations weighing on this issue were
    plainly unsupported by the record and thus demonstrably and
    clearly erroneous. The majority of the Court of Appeal in
    concluding that Aval’s decision not to object was a valid
    tactic opined that Aval believed that a timely objection to
    Wilberger’s unsworn testimony would “have ultimately
    resulted in Wilberger stating the final words necessary to
    constitute the taking of the oath.” Aval did not so state in his
    declaration, and the factual record simply does not support
    such speculation.
    Furthermore, the record suggests that the prosecutor, Ms.
    Brako, may have attempted to call Wilberger back to the
    stand to take the oath, but that he refused. This according to
    the trial transcript is what happened.
    Ms Brako:      Well, I understand Mr.
    Wilberger is still in custody, and I’d ask the
    court to bring him back out.
    The Court:       For what reason? He’s already
    refused to testify. As far as I know, he was let
    go.
    16                GRIFFIN V. HARRINGTON
    Ms. Brako:      Well, he was released but he’s
    still in custody. He was released from this
    court’s proceeding.
    The Court:     Do you have any reason to
    believe he’s going to take the oath?
    Ms. Brako:     Well, we can administer it
    again. I mean, I’m asking the court for a brief
    recess in this instance to do that. He did
    testify. He was given the oath.
    The Court:     I’m not bringing him up unless
    you know he’s going to take the oath. That’s
    number one. Number two, you have to find
    out what the law is.
    Ms. Brako:     I understand that. I wasn’t
    prepared for that objection. Counsel just
    brought this up at side bar midway through.
    He didn’t indicate that’s what he was going to
    do.
    (Emphasis added).
    The court then took a recess. When court resumed, the
    prosecutor did not have Mr. Wilberger in tow, or renew her
    request that he be brought back to the courtroom, deciding
    instead to argue waiver. Her argument was successful, and
    Wilberger’s prior statement was placed before the jury.
    These events markedly undercut the Court of Appeal’s
    speculation that if pushed Wilberger might well have acceded
    to the oath. It is more probable that the prosecutor did not ask
    GRIFFIN V. HARRINGTON                     17
    to bring him back to the courtroom because, as the court said
    to her, “I’m not bringing him up unless you know he’s going
    to take the oath.” The record suggests he was pushed but did
    not move.
    Equally unsupported by the factual record is the Court of
    Appeal’s finding that Aval “knew he was waiving his
    objection . . . .” With the utmost respect to our state court
    colleagues, the record supports the opposite conclusion, i.e.
    that Aval simply did not understand the consequences of his
    choice. His decision to cross-examine Wilberger to get him
    to acknowledge what he had already said paved the way for
    his damning statement.
    In any event, as we have explained in Part IV, even if the
    Court of Appeal’s unsupportable speculation about what Aval
    believed was correct, such a belief on counsel’s part would
    nonetheless amount to ineffective representation well below
    the Strickland standard because it was not informed by the
    legal consequences of doing nothing: waiver. Because of the
    potential for waiver, he did not have the option he thought he
    had of remaining silent until the next day, a consequence
    overlooked by the Court of Appeal in its analysis, an
    oversight which renders that analysis unreasonable.
    VII
    PREJUDICE
    The Court of Appeal then assumed, “for discussion’s sake
    only that Aval’s failure to object was not reasonable . . . ,”
    noting that Griffin nevertheless was still “obliged to prove by
    a preponderance of the evidence that a more favorable
    outcome was reasonably probable had a timely objection been
    18                 GRIFFIN V. HARRINGTON
    made.” The court concluded that Griffin had failed to carry
    his burden of proof on this issue because “[a]s noted above,
    the trial court came close to having Wilberger acknowledge
    his obligation to testify honestly. That fact alone tilts the
    scale in favor of a conclusion that Wilberger would have
    taken the oath had the court phrased its inquiry more
    precisely.”
    With all respect to the Court of Appeal’s majority, the
    factual record contradicts its scale-tilting “fact” that
    Wilberger would have mouthed acceptance of the oath if he
    had been pushed. As the Court of Appeal’s dissenter
    correctly observed, “[i]n the first place, Wilberger flatly
    refused to take the oath and there is nothing to indicate that he
    ever entertained changing his mind. Secondly, the fact that
    he admitted in response to the court’s question that he was
    old enough to know what the truth is reveals nothing about
    his state of mind.”
    In their opinion, the court majority accused Griffin of
    asking them “to speculate” that Wilberger would have
    persisted in refusing to take the oath. However, it was the
    Court of Appeal majority — not Griffin — that indulged in
    speculation in the face of strong evidence to the contrary.
    Certainly the trial judge did not believe he would agree to the
    oath. Moreover, notwithstanding the prosecutor’s request to
    bring him back to the courtroom, she did not do so after the
    court told her not “unless you know he’s going to take the
    oath.” Accordingly, we conclude that the factual record more
    than adequately supported Griffin’s position, and that the
    court’s finding — as previously discussed in Part VI of this
    opinion — was clearly erroneous and objectively
    unreasonable.
    GRIFFIN V. HARRINGTON                     19
    As a fall back position, the Warden now argues that the
    People’s evidence against Griffin was such as to support his
    conviction “even had an objection led to the complete
    exclusion of Wilberger’s testimony and his prior inconsistent
    statement.” We emphatically disagree. It is as simple as this:
    Wilberger’s disclaimed prior inconsistent statement
    constitutes the only evidence in the prosecution’s case that
    “Prentiss” was the shooter. Without this evidence, the
    prosecution had little other than (1) Griffin’s presence at the
    scene, (2) a possible motive arising out of his membership in
    a rival gang, and (3) his access to a firearm. That’s it. This
    evidence might serve as corroboration of Wilberger’s
    statement, but standing along, it could not support a guilty
    verdict. Brooks’s girlfriend, Nartrella Williams, put Griffin
    at the shooting, but she did not see Griffin with a gun that
    night, much less see him shoot one at anyone, including her
    boyfriend. She told the police that “[m]ore than one person
    was shooting.” By the time of the trial, she did not believe
    Griffin shot Brooks. Neither did Georgetta Chevalier,
    another witness to the gunfire. She named others whom she
    saw firing guns, including “Diamond, Tweeter, and Doodles
    or Little One,” but said that Griffin was not one of the
    shooters she saw. Waylon Walton, also shot at the scene, was
    certain that he did not see Griffin the night of the attack.
    Here, we note that the prosecution did not rely on a theory
    that Griffin aided and abetted whomever might have fired the
    fatal shot, choosing instead to go after him directly.
    On top of these glaring deficiencies in the prosecution’s
    case, no physical evidence linked Griffin to the crime. A
    criminologist eliminated a gun he was carrying when he was
    arrested as one of the guns fired the night of the shooting.
    20                GRIFFIN V. HARRINGTON
    Not only do we conclude that there is a reasonable
    probability that the jury would have come to a different
    conclusion without Wilberger’s recorded statement, but
    because the prosecution’s case was so weak without
    Wilberger, we doubt that Griffin would have been charged
    with the murder in the first place. After all, a year went by
    after the shooting before Griffin was charged. What was it
    that caused Griffin’s arrest? Wilberger’s statement taken
    almost nine months after the murder. Before Wilberger’s
    statement to Detective Weber, Weber testified that Griffin
    had not even been identified as a possible suspect: “I
    remembered . . . [that] there was a Prentiss in the book, but I
    had really not looked at Prentiss.” As the media frequently
    says, Wilberger was the prosecution’s “star witness,” at least
    in what he said to Detective Weber, if not on the stand.
    Finally, the prosecution makes much about an ambiguous
    statement Griffin made after his arrest that he thought he was
    being taken to a police station near where the murder
    occurred. The prosecution tries to stretch this utterance into
    an admission of guilt, but the inference the prosecution asks
    us to draw is not reasonable in the absence of Wilberger’s
    testimony.
    VIII
    CONCLUSION
    In summary, under state law, Aval’s only viable move
    was to lodge a timely objection to Wilberger’s testimony.
    Aval did not have the option of proceeding with cross-
    examination and then waiting until the next day to try to
    block Wilberger’s prior statement. The proof of this sour
    pudding came in the form of the trial court’s adverse ruling
    GRIFFIN V. HARRINGTON                    21
    when he did object to Wilberger’s statement, and then the
    Court of Appeal’s decision affirming his client’s conviction
    on the ground that Aval was required to object but did not.
    To quote again from Magistrate Judge Pym’s report,
    Confrontation Clause rights may be
    waived by the actions of counsel alone. In
    some circumstances, a deliberate waiver by
    counsel of these rights would be a sound
    tactical decision. But it is not reasonable
    under prevailing professional norms to
    unwittingly waive a defendant’s core
    constitutional rights [of confrontation], as
    apparently happened here. And given what
    was at stake with the failure to object in this
    instance, it could not have been a reasonable
    tactical decision.
    We are mindful from experience how difficult it is to
    resolve in court the mayhem caused in our cities by gangs.
    Also, we do not overlook Griffin’s prior record for violence,
    a record that explains the severity of his sentence.
    Nevertheless, gang members, like everyone else, are entitled
    under our Constitution to effective representation of counsel.
    AFFIRMED.
    

Document Info

Docket Number: 12-57162

Judges: Trott, Lucero, Fletcher

Filed Date: 8/16/2013

Precedential Status: Precedential

Modified Date: 11/5/2024