State v. Bingham , 124 Idaho 698 ( 1993 )

BISTLINE, Justice.

This is an appeal from a conviction and sentence for lewd conduct with a minor under sixteen years of age pursuant to I.C. § 18-1508.

C.L., the victim, told her friend and her friend's parents about repeated acts of sexual touching and intercourse by Bingham occurring over a period of several years. The parents took C.L. to the police on December 23, 1989, where she was interviewed by a police officer and then referred to the CARES (“Children At Risk Evaluation Services”) unit at St. Luke’s Hospital. There she was interviewed on January 12, 1990, by psychiatric nurse Patricia Baptista and by various physicians.

Bingham was indicted for lewd conduct. Some years earlier, he had been convicted of assault with intent to commit rape, a felony. He filed a motion in limine seeking to exclude all testimony that in any way related to Bingham’s prior felony and/or the time he served in prison for it. The trial court granted the motion in part but denied it in regard to anticipated testimony by C.L. that Bingham had instructed her that if she were to tell anyone about his conduct, she should tell him first because he did not want to go back to prison.

At trial, the court permitted the State to introduce the videotape of the CARES interview over Bingham’s objection. The jury was allowed to take this videotape into jury room deliberations. Bingham was convicted and sentenced.

Bingham contends that: 1) the district court should not have admitted the CARES videotape; 2) the jury should have been instructed on the effect of circumstantial evidence pursuant to State v. Holder¹; and 3) C.L.’s testimony alluding to Bingham having previously been in prison should not have been allowed.

ANALYSIS

I. Admissibility of CARES videotape

At trial, the prosecutor notified the trial court and the defense that, in response to defense counsel’s cross-examination of C.L., the State intended to recall Baptista and to introduce the CARES videotape into evidence. He contended that the videotape would be admissible under I.R.E. 801(d)(1)(B) and that defense counsel had alleged recent fabrication or improper influence or motive during cross-examination. Defense counsel objected to the videotape as 1) hearsay, arguing that he had not alleged a recent fabrication and 2) highly prejudicial. The trial court, while finding that the cross-examination amounted to a charge of recent fabrication, also alluded to the doctrine of completeness, embodied by I.R.E. 106.²

On appeal, Bingham has challenged the admission of the CARES videotape as inadmissible hearsay not falling within the hearsay exclusion for prior consistent statements, I.R.E. 801(d)(1)(B). The State, while rebutting that argument, contends that the trial court based its admission of the videotape primarily on I.R.E. 106. For the reasons expressed below, we hold that the CARES videotape was not admissible under either rule.

We agree with the State that it is more appropriate to analyze the admissibility of the CARES videotape under I.R.E. 106 because the essence of the prosecutor’s reason for seeking admission of the tape was to demonstrate, by providing context, that the allegedly inconsistent statements introduced on cross-examination of C.L. were actually not inconsistent, rather than introducing prior consistent statements to mitigate inconsistent statements. See, e.g., Michael H. Graham, Federal Practice and Procedure: Evidence, § 6712, (Interim Edition) (“A prior statement that corroborates the witness may be admitted without reference to Rule 801(d)(1)(B), if it serves to explain or modify a fragment thereof introduced by the opposite party ... if it is otherwise related to or supportive of a denial or explanation offered in response to impeachment of a witness by an alleged self-contradiction.”) Nonetheless, the entire videotape should not have been admitted under I.R.E. 106. Assuming the videotape would otherwise satisfy I.R.E. 106,³ our decision in State v. Fain, 116 Idaho 82, 774 P.2d 252 (1989), cert. denied, 493 U.S. 917, 110 S.Ct. 277, 107 L.Ed.2d 258 (1989), precluded the wholesale admission of the videotape. In Fain, the defendant sought admission of the entire transcript of a police interview after an officer testified as to various statements the defendant made during that interview. 116 Idaho at 86, 774 P.2d at 256. The trial court refused to admit the transcript. This Court noted that “[t]he State did not introduce the transcript, but [the officer] simply related his recollection of part of the conversation.” Fain, 116 Idaho at 86, 774 P.2d at 256. We further observed that “Fain requested that the entire transcript be admitted into evidence; he did not limit his request to those portions of the transcript which explained, qualified or were relevant to that part of the conversation regarding which [the officer] testified.” Fain, 116 Idaho at 86, 774 P.2d at 256. We held that while limited relevant portions would have been admissible under I.R.E. 106, Fain’s counsel failed to tailor his request “so as to move for the admission of only those other parts of his statement which might be relevant in the context of [the officer’s] testimony.” Fain, 116 Idaho at 86, 774 P.2d at 256. In the instant case, the State’s failure to tailor the request resulted in the admission of patently prejudicial and irrelevant evidence which accompanied the jury even into deliberations. Thus, the videotape’s admission cannot be justified under I.R.E. 106.

As for the I.R.E. 801(d)(1)(B) admissibility issue, assuming (without deciding) that excerpts of the videotape would otherwise be admissible, the entire videotape was inadmissible for reasons similar to its inadmissibility under I.R.E. 106. Much of the videotape contained highly prejudicial, detailed statements about Bingham’s conduct that had little or no relevance to the issues raised on cross-examination (i.e., credibility or consistency). Thus, under I.R.E. 403, admissibility of the entire videotape was error.

Bingham has shown that the admission of the videotape amounted to error, thus requiring reversal of the judgment against Bingham and remand for a new trial. We address other issues raised by Bingham to provide guidance to the trial court on remand.

II. Necessity of a Holder instruction

The trial court refused to submit Bingham’s proposed jury instruction on circumstantial evidence⁴ (commonly referred to as a Holder instruction, deriving its caption from State v. Holder, 100 Idaho 129, 594 P.2d 639 (1979)) because the court concluded that the case was based on direct evidence, i.e., C.L.’s testimony.

Since the time Bingham submitted his appellate brief, this Court has twice held that a trial court need not give a Holder instruction unless the case against the defendant relies wholly on circumstantial evidence. See State v. Phillips, 123 Idaho 178, 182, 845 P.2d 1211, 1215 (1993); State v. Jones, 93.18 ISCR 1006 (Sept. 13, 1993). Bingham nonetheless invites this Court to require that trial courts give a Holder instruction to the jury in cases where there is substantial circumstantial evidence against the defendant, arguing that such an instruction further clarifies reasonable doubt and forces the jury to deliberate carefully when choosing between inferences. We are not convinced that we should depart from recent precedent⁵ and thus reject Bingham’s invitation.

III. Admissibility of C.L.’s statement

Bingham challenges the trial court’s partial denial of his motion in limine to exclude C.L.’s testimony that Bingham had told her before the first act of intercourse, “If you ever decide to tell somebody, tell me first because I don’t want to go back to prison.” Tr., Vol. 5, at 2. The trial court ruled that the challenged testimony was relevant to explain why C.L. failed to report Bingham’s conduct immediately and further that the probative value of the testimony outweighed its prejudicial nature.

The trial court analyzed the question correctly in large part. The evidence showing that a defendant has been in prison is virtually equivalent to evidence of a prior conviction. Thus, the admissibility of such evidence should be determined first by resort to I.R.E. 404(b)⁶ (“Other crimes, wrongs or acts”), then, if the evidence clears that hurdle, by resort to I.R.E. 403.⁷ I.R.E. 404(b) provides that “[ejvidence of other crimes ... is not admissible to prove the character of a person in order to show that the person acted in conformity therewith. It may, however, be admissible for other purposes.... ” By determining that the testimony was relevant to delay in reporting, a purpose other than the criminal propensity of the defendant, the trial court implicitly ruled the evidence admissible under I.R.E. 404(b).

On appeal, Bingham does not challenge the admission of the testimony under I.R.E. 404(b). Instead, he attacks the testimony as violating I.R.E. 403 and as contrary to our decision in State v. Hedger, 115 Idaho 598, 768 P.2d 1331 (1989).

We first note that this Court has already suggested that similar testimony should not be admitted. In State v. Hedger, 115 Idaho 598, 768 P.2d 1331 (1989), the victim testified that she knew the doors and windows of her residence were locked because “I made double sure since the time Marvin [the defendant] had gotten out of jail.” 115 Idaho at 601, 768 P.2d at 1334. This Court, although holding that it was not error for the trial court to deny Hedger’s motion for mistrial, called the testimony “improper.”⁸ Hedger, 115 Idaho at 601, 768 P.2d at 1334. An extensive analysis of the statement at that time was not made.

As for I.R.E. 403, we conclude that the trial court erred in its analysis. As discussed above, under I.R.E. 403 evidence should be excluded where its probative value is substantially outweighed by the danger of unfair prejudice. The trial court found the testimony more probative than prejudicial by focusing in on the probative nature of the entire statement. The reference to prison could have been be severed from the statement and replaced by something less inflammatory, for instance, C.L. could have been limited to testimony that Bingham told her to tell him first before she told anyone else about his conduct because he did not want to get into trouble. Then the more appropriate analysis should revolve on the probity and prejudice of that part of the statement alluding to the fact that Bingham had been in prison.

Rules of Evidence such as 404 and 609 recognize implicitly that previous bad acts, particularly previous convictions, are prejudicial. Even though C.L.’s statement does not reveal the facts behind Bingham’s conviction, the mere fact that he had served time in prison (and thus was a convicted felon) is unduly prejudicial. On the other hand, the fact that Bingham referred to time in prison is not central to Bingham’s statement and thus has minimal relevance: ⁹ had C.L. reported Bingham’s alleged conduct, Bingham would have faced the possibility of a prison sentence regardless of his previous record.

In further proceedings, if this testimony is again challenged, the trial court should focus on the reference to Bingham’s stay in prison and should consider the possibility of sanitizing the statement in order to avoid undue prejudice while maintaining the relevance of the entire statement.

CONCLUSION

In light of the error resulting from improper admission of the CARES videotape, we reverse the conviction and remand for a new trial for proceedings consistent with the above opinion.

McDEVITT, C.J., JOHNSON and TROUT, JJ., concur.

1 . State v. Holder, 100 Idaho 129, 594 P.2d 639 (1979).

2 . I.R.E. 106 provides: "Remainder of or related writings or recorded statements. — When a writing or recorded statement or part thereof is introduced by a party, an adverse party may require that party at that time to introduce any other part or any other writing or recorded statement which ought in fairness to be considered contemporaneously with it."

3 .One potential problem with the videotape is that the defense cross-examined C.L. with a transcript of the videotape, not the videotape itself. Thus, it would not be appropriate to introduce excerpts of the videotape itself (rather than transcript excerpts) unless fairness required its admission. It would certainly be inappropriate to allow the videotape to then be brought in the jury room, thereby giving the rebuttal evidence more prominence than the initial questioning.

4 . The proposed instruction read:

Where the case of the State rests substantially or entirely on circumstantial evidence, you are not permitted to find the Defendant guilty of the crime charged against him unless the proved circumstances are not only consistent with the theory that the Defendant is guilty of the crime, but cannot be reconciled with any other rational conclusion and each fact which is essential to complete a set of circumstances necessary to establish the Defendant’s guilt has been proved beyond a reasonable doubt.

5 . But see State v. Jones, 93.18 ISCR 1006 (Sept. 13, 1993) (Bistline, J., dissenting).

6 . Unless, of course, the prosecution is seeking to use the prior conviction to impeach the defendant, in which case Idaho Rule of Evidence 609 (“Impeachment by evidence of conviction of crime”) would govern.

7 . The State cited Commonwealth v. Claypool, 508 Pa. 198, 495 A.2d 176 (1985), and its progeny in its brief in an attempt to justify the admission of the testimony on alternate grounds. However, in our view Claypool merely sets forth another I.R.E. 404(b) exception, although the Claypool court admittedly did not specifically use such an analysis. Cf. State v. Winkler, 112 Idaho 917, 736 P.2d 1371 (Ct.App.1987). Clay-pool deals only with those situations in which a defendant has used his or her past criminal conduct to accomplish an element of a crime (e.g., threat of violence). In such a case, the past conduct becomes relevant to a purpose other than to prove the criminal propensity of the defendant.

Even if, arguendo, the instant facts conformed to Claypool, as discussed above the inquiry does not stop at I.R.E. 404(b) but continues into I.R.E. 403.

8 .The Court was slightly ambiguous on this point, however, as it later noted "[t]he references, even if error, were harmless” under the facts of the case. Hedger, 115 Idaho at 601, 768 P.2d at 1334. Nonetheless, it is noteworthy that the trial court in Hedger struck the testimony upon objection. Id.

9 . In fact, at trial Bingham never raised the issue of C.L.’s failure to immediately report Bing-ham's conduct. Thus, the relevance of the entire statement is greatly diminished.