People v. Knott , 59 Mich. App. 105 ( 1975 )

59 Mich. App. 105 (1975) 228 N.W.2d 838

PEOPLE
v.
KNOTT

Docket No. 19475.

Michigan Court of Appeals.

Decided February 24, 1975.

Frank J. Kelley, Attorney General, Robert A. Derengoski, Solicitor General, and Stanley Everett, Prosecuting Attorney, for the people.

Jessica R. Cooper, Assistant State Appellate Defender, for defendant.

Before: ALLEN, P.J., and N.J. KAUFMAN and O'HARA,^[*] JJ.

N.J. KAUFMAN, J.

Defendant, Richard Knott, was convicted by a jury of manslaughter, MCLA 750.321; MSA 28.553. He appeals his conviction as of right.

On March 24, 1971 during an industrial strike, defendant shot one of his co-employees, Robert Hampton. Defendant admitted killing Hampton, but claimed he shot in self-defense. Defendant raises four claims of error which will be discussed seriatim.

I.

Defendant's first claim of error is that the trial court refused to admit testimony regarding the character, reputation, and specific violent acts of the deceased.

The issue first arose when defense counsel was cross-examining a police officer. He attempted to elicit evidence of a brick-throwing incident in which deceased had been involved the day before this shooting. On objection by the prosecutor, the trial court properly ruled that before any evidence regarding deceased's violent nature could be introduced, defendant must lay a foundation by adducing some evidence that defendant acted in self-defense. People v Cellura, 288 Mich. 54; 284 NW 643 (1939). He reserved to defendant the right to recall the witness after such proof was presented, but defense counsel did not recall the witness and there is no claim of error as to this particular piece of evidence.

After the prosecution rested and before defendant commenced his proofs, the trial judge and counsel had a discussion in chambers regarding what evidence defendant would be permitted to present. After this informal discussion, defense counsel went on record to set forth the evidence he hoped to produce. The evidence consisted of: a circuit court docket record indicating the deceased had been convicted of carrying a concealed weapon (CCW) a year and a half before this incident and was still on probation at the time of his death; Albion City Police Department records to present whatever evidence they had of specific acts on the part of the deceased; and, finally, two witnesses who purportedly would testify they had been present at a home the evening before this shooting when the deceased came to that home with a gun looking for defendant.

After objection by the prosecutor, the court made the following ruling:

"Well, I am going to rule that the defendant cannot show prior individual acts of the victim which were not known to him personally and that he cannot show acts of which he had no knowledge, and I do rely on People v Farrell, 137 Mich. 127; [100 N.W. 264 (1904)]; and People v Dowd, 127 Mich. 140; [86 N.W. 546 (1901)], People v Kirk, 151 Mich. 253; [114 N.W. 1023 (1908)]. I believe that the concealed weapon act is remote and raises a collateral issue which we would get into to determine the facts of that situation; and I don't have any facts before me about the Albion City Police records. I can't really rule on that. I don't know if there is anything. Nothing has been produced * * *."

The trial court's refusal to allow evidence of the conviction of the CCW charge was not an abuse of discretion, even if we assume, arguendo, that defendant was aware of this conviction. The Court in People v Farrell, 137 Mich. 127, 130; 100 N.W. 264 (1904), cited by the trial judge, stated:

"But it is well settled that it is not admissible to show specific acts of violence committed by deceased upon third persons, in no wise connected with nor observed by the accused * * *."

This is true whether the purpose of the proposed evidence is to show the state of mind of the defendant, or to prove who was the aggressor. People v Cellura, supra, People v Rapier, 43 Mich. App. 297; 204 NW2d 339 (1972).

The trial court's finding that the CCW charge was too remote to be admitted is supported by People v Cellura, supra, at 64:

"* * * evidence of particular acts of violence or lawlessness is not admissible unless they were directly connected with and involved in the homicide."

It is not clear from the transcript whether the arrest record defendant proposed to introduce would have, in fact, revealed any other prior or unlawful acts by the deceased. In any event, the record was properly excluded under the same authority cited for the rejection of the CCW conviction. We note that a defendant is not precluded from introducing all evidence of the deceased's violent character, but the courts have seen fit to limit that showing to reputation evidence, where there is no showing that the defendant knew of the prior acts or that any act was directly connected with the homicide. People v Stallworth, 364 Mich. 528; 111 NW2d 742 (1961).

It is unclear what ruling the judge made with regard to the two witnesses defense counsel proposed to call who could testify to seeing the deceased with a gun the night before this incident. At one point in the argument the court referred to one of the witnesses defense counsel mentioned, and stated, "I was not aware of the Thomas Watts statement that you just mentioned". He later made the ruling already quoted, without mentioning this offer of proof. That ruling does not appear to reject such offer of proof. Yet, defense counsel neither called the witnesses at trial, nor made a separate record of their testimony. It is therefore not necessary for this Court to determine whether that testimony should have been allowed as relevant evidence of violent acts directly connected with or involved in the homicide. People v Cellura, supra. Defense counsel, having failed to introduce the testimony or make a separate record, did not preserve that argument for appeal. People v Eddington, 387 Mich. 551, 556; 198 NW2d 297, 303 (1972), People v Reynold, 20 Mich. App. 397; 174 NW2d 25 (1969).

II.

The defendant further cites error in the trial court's refusal to give an instruction, as requested by defense counsel, on reckless use of a firearm. MCLA 752.861; MSA 28.436(21). Defendant accurately quotes the test used by our Court to determine whether an offense is "lesser included" of another offense:

"For an offense to be lesser included it must contain some, but not all of the elements of the higher offense and there must be no additional elements in the ``included' offense which are not part of the ``higher' offense." Genesee Prosecutor v Genesee Circuit Judge, 386 Mich. 672, 684; 194 NW2d 693, 699 (1972).

See also, People v Ora Jones, 45 Mich. App. 373; 206 NW2d 453 (1973), lv granted, 390 Mich. 793 (1973).

As the Court pointed out in Jones, supra, reckless use of a firearm requires that a firearm be proved as an element of the crime. A firearm is not a necessary element of the crime of murder or manslaughter, although it is often the tool used, as is the case here. Reckless use of a firearm, therefore, is not a lesser included offense of manslaughter.

Defendant argues that while the test used is effective as a guide to prosecutors, when employed by our courts to limit instructions on included offenses, it exalts form over substance. Defendant cites several cases in which courts appear to employ a factual test rather than the semantic test used in Michigan. Defendant fails to note, however, that the factual test is the second step in any determination of included offenses. A trial judge must first determine whether the charge requested falls within the strict rule cited, and, if the answer is affirmative, he must then move to the factual question of whether, in the circumstances of the particular case, such a charge is warranted. If the first cannot be answered in the affirmative, there is no necessity to reach the second factual determination. People v Carter, 387 Mich. 397; 197 NW2d 57 (1972).

If the rule were otherwise, judges would be acting as prosecutors in every case, determining what charges will be brought against the defendant. The judiciary may not properly exercise that function. Genesee Prosecutor v Genesee Circuit Judge, supra. In this case, the prosecutor could have chosen to charge defendant with reckless use of a firearm. Instead, he chose to charge manslaughter. The former is not lesser included of the latter, and the trial judge had no authority, over a prosecutor's objection, to make such a charge.

Defendant further argues that the charge should have been given as part of defendant's theory of the case. Defendant misreads the authority cited. A defendant is entitled to a charge on his theories of defense, People v Hoefle, 276 Mich. 428; 267 N.W. 644 (1936). He is not entitled to determine the charge which will be brought against him. Reckless use of a firearm is not a defense to manslaughter. The charge requested by defendant was properly refused by the trial court.

III.

Defendant's next claim of error challenges the sufficiency of the instruction on manslaughter and the court's failure to distinguish voluntary and involuntary manslaughter. Defendant asserts that the instruction denied defendant his right to a determination by a properly instructed jury of defendant's degree of criminal culpability.

In charges of involuntary manslaughter the practice is to set up in the information the particular facts upon which the charge rests. People v Ryczek, 224 Mich. 106; 194 N.W. 609 (1923), People v Olmstead, 30 Mich. 431 (1874). The defendant in this case was charged in the information with manslaughter. No particular facts were defined, and it is clear that the charge against this defendant was voluntary manslaughter. The jury's verdict of guilty as charged, therefore, was a verdict of guilty of voluntary manslaughter.

The difficulty in this case arises from a review of the trial court's general instruction to the jury on manslaughter. The trial court charged the jury:

"``Any person who shall commit the crime of manslaughter shall be guilty * * * and so forth.'

"Manslaughter is defined as the unlawful killing of another without malice, express or implied. The offense is one that may be committed without premeditation. It is not necessary to find premeditation to find the defendant guilty of manslaughter. If you find beyond a reasonable doubt, after careful consideration of all evidence, that the defendant is guilty of the crime of manslaughter and was not acting in self-defense, then it will be your duty to find the defendant guilty of manslaughter."

Defense counsel did not object to this instruction.

This charge could embrace a broad definition of both voluntary and involuntary manslaughter. Michigan's statute does not recognize grades or degrees of manslaughter nor does it provide a definition. MCLA 750.321; MSA 28.553, People v Rogulski, 181 Mich. 481; 148 N.W. 189 (1914). In developing a definition at common law, the courts have recognized two degrees, voluntary and involuntary; the former suggesting a greater degree of culpability, but both permitting the imposition of the sentence set out in the statute. The Supreme Court in People v Townes, 391 Mich. 578; 218 NW2d 136 (1974), has recently cited with approval the following definitions of voluntary and involuntary manslaughter:

"``But if the act of killing, though intentional, be committed under the influence of passion or in heat of blood, produced by an adequate or reasonable provocation, and before a reasonable time has elapsed for the blood to cool and reason to resume its habitual control, and is the result of the temporary excitement, by which the control of reason was disturbed, rather than of any wickedness of heart or cruelty or recklessness of disposition; then the law, out of indulgence to the frailty of human nature, or rather, in recognition of the laws upon which human nature is constituted, very properly regards the offense as of a less heinous character than murder, and gives it the designation of manslaughter.'"

* * *

"``"Involuntary manslaughter is the killing of another without malice and unintentionally, but in doing some unlawful act not amounting to a felony nor naturally tending to cause death or great bodily harm, or in negligently doing some act lawful in itself, or by the negligent omission to perform a legal duty."'" 391 Mich. at 589-590; 218 NW2d at 140-141.

The Court in Townes did not pronounce that these would be the only acceptable charges in homicide cases in which manslaughter is a possible verdict, but it did conclude that differentiating definitions of voluntary and involuntary manslaughter are necessary to properly present to a jury the different degrees of homicide "so that they may have a clear and correct understanding of what it is they are to decide". Townes, supra, at 587. As was the case in Townes, the distinction becomes particularly critical when the jury has a choice between murder and manslaughter. That critical choice was not present in the case at bar.

The primary defense in this case was self-defense. Self-defense negates voluntary manslaughter, not involuntary manslaughter. Defendant claims in his brief that because accident was an alternative theory, he was entitled to an involuntary manslaughter charge. It is obvious from a reading of the record that if defendant intended to present accident as a theory of defense at the commencement of the trial, he had abandoned that theory by the close of proofs and defense counsel relied solely on self-defense in his closing argument. This is a strong indication that defense counsel purposely did not request an involuntary manslaughter charge.

We agree that the charge given in this case is not particularly elucidating, but we cannot say that it omits a legally essential ingredient, People v Prinz, 148 Mich. 307; 111 N.W. 739 (1907), People v Hearn, 354 Mich. 468; 93 NW2d 302 (1958), or that it is erroneous or misleading, People v MacPherson, 323 Mich. 438; 35 NW2d 376 (1949), People v Oberstaedt, 372 Mich. 521; 127 NW2d 354 (1964). We agree that had defendant produced evidence of accident as an alternative theory he could have asked for and received a charge distinguishing voluntary and involuntary manslaughter. However, where our statute provides for but one degree of manslaughter, and permits the same punishment for a conviction of voluntary and involuntary manslaughter, we cannot say that the failure to give a charge differentiating the two offenses was so manifestly unjust as to require reversal in this Court where no objection was made at trial. People v Townes, supra, People v Kelly, 51 Mich. App. 28; 214 NW2d 334 (1973).

IV.

Defendant's final claim of error objects to the Allen-type^[1] charge given to the jury before they retired to deliberate. We have reviewed the charge in light of the recent case of People v Sullivan, 392 Mich. 324; 220 NW2d 441 (1974), and find that defendant's claim that the charge was coercive and mandatory is without merit.

Affirmed.

NOTES

[*] Former Supreme Court Justice, sitting on the Court of Appeals by assignment pursuant to Const 1963, art 6, § 23 as amended in 1968.

[1] Allen v United States, 164 U.S. 492; 17 S. Ct. 154; 41 L. Ed. 528 (1896).