Poe v. State ( 1996 )

CHASANOW, Judge.

The primary issue we are called upon to determine in this case is whether the doctrine of transferred intent applies when a defendant, intending to kill one person, shoots and wounds that person, but the shot passes through the intended victim and kills an unintended victim. We are also asked to decide whether the trial court properly sentenced Petitioner. For the reasons set forth below, we find that the trial court properly applied the doctrine of transferred intent in the instant case, and find no error in Petitioner’s sentence. Accordingly, we uphold Petitioner’s conviction and affirm the Court of Special Appeals.

I.

Petitioner James Allen Poe (Mr. Poe or the defendant) was charged in the Circuit Court for Cecil County with first degree murder of Kimberly Rice (Kimberly), an innocent bystander, and first degree attempted murder of his intended victim Karen Poe (Ms. Poe), his estranged wife. The defendant was convicted by a jury before the Honorable Donaldson C. Cole, Jr. of the foregoing charges.

On August 10, 1993, Mr. Poe drove to the home of Ms. Poe in order to visit with their four children. Although there was no formal visitation agreement, Ms. Poe generally allowed Mr. Poe to visit with the children whenever he wanted. On that day, however, Ms. Poe heard that Mr. Poe planned to take the children to Florida with his new girlfriend and refused to allow Mr. Poe to take the children. An argument ensued in front of the house. Two adults and eight children were present at the time: Donna Biggs, Ms. Poe’s half sister; Biggs’s boyfriend, Michael Sponseller; the Poe’s four children; two children of Ms. Poe’s boyfriend; and two children of Ms. Poe’s sister, Virginia Sorrell.

According to the testimony of adults who witnessed the argument, Ms. Poe announced that she was going to call the police. She walked into the house, called 911 and asked the police to come to the house to remove Mr. Poe from the premises. Testimony at trial revealed that as Ms. Poe walked into the house, Mr. Poe walked toward the trunk of his car. Ms. Poe, Donna Biggs, and Michael Sponseller all observed Mr. Poe open the trunk of his car and remove a 12-gauge shotgun. Michael Sponseller testified that Ms. Poe yelled from inside the house, “ T don’t have to take this anymore.’ ” Several witnesses testified that at that moment, Mr. Poe pointed his shotgun toward the door and shouted, “ ‘Take this, bitch’.”

At least one shot was fired into the house, hitting both Ms. Poe and Kimberly, the six year old daughter of Ms. Poe’s boyfriend, who was apparently standing behind Ms. Poe. The 50 caliber lead slug passed through the front screen door, Ms. Poe’s arm, Kimberly’s head, and out the wooden back door. The single shot inflicted a nonfatal wound in Ms. Poe, but killed Kimberly instantly.

Michael Sponseller called 911, and gave Mr. Poe’s name and a description of his car to the police as he watched the defendant drive away from the scene. Mr. Poe threw the shotgun out of the car window to the side of the road nearby and drove toward Pennsylvania. He was stopped by the Pennsylvania State Police in Chester County, Pennsylvania based on a bulletin given over a police radio broadcast describing Mr. Poe’s car. As he was handcuffed, Mr. Poe blurted out that what he had done was an accident and that he loved kids. While being transported to the police barracks nearby, Mr. Poe blurted out that he “ Vas holding the gun in the air and the gun went off.’ ”

At the close of all the evidence at trial, Judge Cole instructed the jury on the doctrine of transferred intent as it applied to the homicide of Kimberly. Judge Cole explained to the jury that if they believed that the defendant willfully, deliberately and with premeditation intended to kill Ms. Poe, then they could find Mr. Poe guilty of first degree murder of Kimberly. In other words, if the jury would have convicted Mr. Poe of first degree murder of Ms. Poe had she died as a result of the shot, they could convict Mr. Poe of first degree murder of Kimberly, because the intent to kill Ms. Poe transfers to Kimberly, the unintended victim. The jury found the defendant guilty of first degree murder of Kimberly and guilty of attempted first degree murder of Ms. Poe.

At the defendant’s sentencing hearing, Judge Cole heard statements from the defendant, members of his family, and members of Kimberly’s family, in addition to reading several letters on behalf of the defendant. The trial judge weighed the evidence, the testimony, the seriousness of the crimes, the impact they had upon the families, and the fact that Mr. Poe had no prior criminal record. The judge also made reference to his belief in “good old-fashioned law and order [and] the Bible.” The judge then sentenced Mr. Poe to a term of life imprisonment without the possibility of parole for the murder of Kimberly and a consecutive 30-year sentence for the attempted murder of his estranged wife.

Mr. Poe’s convictions were affirmed by the Court of Special Appeals. Poe v. State, 103 Md.App. 136, 652 A.2d 1164 (1994). We granted certiorari to consider the appropriateness of the trial court’s instructions on the doctrine of transferred intent and the trial judge’s reference to the Bible in sentencing the defendant.

II.

The trial court instructed the jury on the doctrine of transferred intent in pertinent part as follows:

“If I intend to kill ... Karen in this case, and my mark’s not good, or bullet goes through, and I kill somebody else, and they die instead of Karen, that’s still first degree murder on the second one because the law does not protect a person who has a bad aim or is unfortunate enough to have the bullet go through the first. That is called transferred intent. The intent follows the bullet.”

Mr. Poe contends on appeal that the lower courts erred in ruling that the doctrine of transferred intent applies where a defendant intends to kill A, shoots and wounds A, but kills B, an unintended victim, by that same shot.¹ Essentially, Mr. Poe argues that because he intended to and did shoot Ms. Poe and was convicted of her attempted murder, there is no intent left to transfer to Kimberly, the unintended victim. The defendant contends that he “used up” all of his intent on Ms. Poe, his targeted victim. In his brief Mr. Poe states:

“[W]hat is clear is that the [defendant] was charged with, and convicted of, attempted murder (first degree) of Karen Poe. The crime of attempted murder was complete.

As the State presented the evidence against the [defendant], and as the jury so found in its decision, the [defendant] deliberately, with premeditation, intended to kill his wife when he fired a shotgun shell at her. Indeed, the shell did hit her; she was lucky to have survived. The same mens rea was involved whether Karen Poe lived or died. The [defendant] had accomplished the intended physical result of shooting his wife. * * * There was no intent left to transfer from Karen Poe to Kimberly Rice.”

We do not agree. The defendant is correct that “the crime of attempted murder [of Ms. Poe] was complete” when he fired the shotgun at her. The defendant fails to recognize, however, that his intent was to murder, not to attempt to murder. Since Mr. Poe killed Kimberly, his intent to murder was “transferred” from Ms. Poe to Kimberly. We agree with the State that the passing of the bullet through the arm of the intended victim before killing the unintended victim does not alter or negate the application of the doctrine of transferred intent. A fortiori, this is a classic case of transferred intent.

In Ford v. State, 330 Md. 682, 625 A.2d 984 (1993), our most recent case interpreting the doctrine of transferred intent, we said that transferred intent links a defendant’s mens rea as to the intended victim, with the killing of an unintended victim, and, in effect, “makes a whole crime out of two component halves.” 330 Md. at 710, 625 A.2d at 997. The obvious purpose behind this doctrine is to prevent a defendant from escaping liability for a murder in which every element has been committed, but there is an unintended victim. See Ford, 330 Md. at 714, 625 A.2d at 999.

We stated in Ford that transferred intent does not apply to attempted murder. Id. (disapproving application of the doctrine of transferred intent to attempted murder in State v. Wilson, 313 Md. 600, 546 A.2d 1041 (1988)). The doctrine of transferred intent is, of course, pure legal fiction. 1 Wayne R. LaFave and Austin W. Scott, Jr., Substantive Criminal Law § 3.12(d), at 399 (2d ed.1986). It is analogous to the doctrine of felony murder which is also a legal fiction. Both doctrines are used to impose criminal liability for unintended deaths. See Gladden v. State, 273 Md. 383, 404, 330 A.2d 176, 188 (1974) (“In homicide cases ... the doctrine of ‘transferred intent’ performs a function equivalent to that applied under the felony-murder rule.” (Footnote omitted)). Clearly, there is no crime of attempted felony murder when no death occurs during the course of a felony. Bruce v. State, 317 Md. 642, 646-47, 566 A.2d 103, 105 (1989). Likewise, the doctrine of transferred intent does not apply to attempted murder when there is no death.

Petitioner tries to unduly stretch our holding in Ford that the doctrine of transferred intent is inapplicable to attempted murder. We reject Poe’s argument that because he completed the crime of attempted murder of his intended victim, the doctrine of transferred intent does not apply to the death of another person. In Ford, we made clear that if a defendant intends to kill a specific victim and instead wounds an unintended victim without killing either, the defendant can be convicted only of the attempted murder of the intended victim and transferred intent does not apply.² 330 Md. at 714, 625 A.2d at 999. This is not true where, as in the case sub judice, the defendant intends to murder one victim and instead kills an unintended victim. Here, transferred intent applies because there is a death and the doctrine is necessary to impose criminal liability for the murder of the unintended victim in addition to the attempted murder of the intended victim. See Ruffin v. United States, 642 A,2d 1288, 1294-95 (D.C.App. 1994) (discussing Ford and upholding the conviction of defendant for first degree murder of unintended victim under the doctrine of transferred intent where defendant only wounded intended victim). In Ford, this Court asserted that the doctrine is used when the defendant fails to commit the crime intended upon the targeted victim and completes it upon another. 330 Md. at 711, 625 A.2d at 998. Thus, the doctrine should be applied to the instant case.

The doctrine of transferred intent is typically applied where a defendant, intending to kill A, shoots at but misses A and instead kills B, an unintended victim. See Gladden, 273 Md. at 390-92, 330 A.2d at 180-81, and cases cited therein. Mr. Poe asserts that his intent to murder cannot be transferred when the shot hits the intended victim and also kills an unintended victim. Mr. Poe’s interpretation of the application of transferred intent is too narrow. We hold that, transferred intent applies to the death of Kimberly notwithstanding the fact that Mr. Poe actually hit and wounded Ms. Poe.³ The relevant inquiry in determining the applicability of transferred intent is limited to what could the defendant have been convicted of had he accomplished his intended act? See Gladden, 273 Md. at 393, 330 A.2d at 181. Since Mr. Poe could have been convicted of first degree murder of Ms. Poe had she died, it was proper for the trial court to instruct the jury on the doctrine of transferred intent for the killing of Kimberly.⁴

III.

The defendant’s second contention is that the trial judge sentenced him based upon the judge’s “own personal religious or moral standard, and in spite of any evidence to mitigate punishment.” Although the trial judge made statements regarding his own moral and religious beliefs, he also properly considered all mitigating factors and imposed a sentence that was well within the scope of the trial judge’s authority. Accordingly, we find no error in Mr. Poe’s sentence.

A judge is vested with very broad discretion in sentencing criminal defendants, Logan v. State, 289 Md. 460, 480, 425 A.2d 632, 642 (1981), and “is accorded this broad latitude to best accomplish the objectives of sentencing— punishment, deterrence, and rehabilitation.” State v. Dopkowski, 325 Md. 671, 679, 602 A.2d 1185, 1189 (1992). Accord Jones v. State, 336 Md. 255, 265, 647 A.2d 1204, 1209 (1994). A judge should fashion a sentence based upon the facts and circumstances of the crime committed and the background of the defendant, Dopkowski, 325 Md. at 679, 602 A.2d at 1189, including his or her reputation, prior offenses, health, habits, mental and moral propensities, and social background. Bartholomey v. State, 267 Md. 175, 193, 297 A.2d 696, 706 (1972). As we explained in Johnson v. State, 274 Md. 536, 336 A.2d 113 (1975), a trial judge may base the sentence on “perceptions ... derived from the evidence presented at the trial, the demeanor and veracity of the defendant gleaned from his various court appearances, as well as the data acquired from such other sources as the presentence investigation or any personal knowledge the judge may have gained from living in the same community as the offender.” 274 Md. at 540, 336 A.2d at 115-16 (footnotes omitted). A trial judge’s discretion is limited only by constitutional standards and statutory limits. The ultimate determination must not be motivated by ill-will, prejudice, or other impermissible considerations. Dopkowski, 325 Md. at 680, 602 A.2d at 1189; Teasley v. State, 298 Md. 364, 370, 470 A.2d 337, 340 (1984).

At the sentencing hearing in the instant case, Judge Cole heard testimony from the defendant’s father, two of his aunts, his girlfriend Doreen Jester, Ms. Poe, and Mr. Poe himself regarding Mr. Poe’s good character and non-violent nature. The judge also read letters from members of Mr. Poe’s family asking Judge Cole to be lenient in sentencing Mr. Poe, and stating that he felt deep remorse for what had happened. Judge Cole then heard testimony from Kimberly’s mother and grandmother who described how the loss of this young child has affected their lives. In addition, the trial judge considered the evidence adduced at trial, the witnesses who testified at trial, and the defendant’s lack of a prior criminal record in order to aid him in formulating Mr. Poe’s sentence. The judge then stated that he did not believe the defendant’s contention that the shooting was an accident, and noted the gravity of the offense of killing an innocent child. Based upon all of the evidence before him, the judge believed that Mr. Poe’s intent was to kill his wife and that he deliberately and with premeditation fired the shotgun at her. Finally, before announcing the sentence to be imposed on Mr. Poe, the trial judge remarked:

“That’s what irritates me today with this liberal philosophy. I guess I’m a dinosaur. I’m still old-fashioned. Maybe my time is gone, maybe. I still believe in good old-fashioned law and order, the Bible, and a lot of things that people say I shouldn’t believe anymore. Perhaps I am a dinosaur sitting here, but I’m not going to change. Maybe one day they will say you should not sit here any more because you are too much of a dinosaur. You are too conservative in criminal law. You believe too much in the Bible and law and order.”

The trial judge found no mitigating factors that outweighed Mr. Poe’s egregious act and sentenced the defendant to life without the possibility of parole for the murder of Kimberly and a consecutive 30-year sentence for the attempted murder of Ms. Poe.

In U.S. v. Bakker, 925 F.2d 728 (4th Cir.1991), the Fourth Circuit held that the sentencing judge improperly asserted his own personal religious beliefs in sentencing the well-known televangelist James Bakker. That judge stated: “ ‘He had no thought whatever about his victims and those of us who do have a religion are ridiculed as being saps from moneygrubbing preachers or priests.’ ” Bakker, 925 F.2d at 740 (emphasis omitted). The court remanded to the district court for resentencing because it believed that the sentence imposed “may have reflected the fact that the court’s own sense of religious propriety had somehow been betrayed.” Bakker, 925 F.2d at 741. Although the court found an “explicit intrusion of personal religious principles as the basis of a sentencing decision,” the court also recognized “that a trial judge on occasion will misspeak during sentencing and that every ill-advised word will not be the basis for reversible error.” Id. We do not believe the remarks made in the instant case were as extreme as those made in Bakker, nor do we believe that Judge Cole’s comments reflected that his personal religious beliefs had been betrayed. See Gordon v. State, 639 A.2d 56 (R.I.1994) (holding that biblical reference by sentencing judge did not suggest bias). Reversal is therefore not warranted in the instant case.

In recognizing a trial judge’s very broad discretion in sentencing, we by no means express approval of the remarks made by Judge Cole pertaining to his own personal religious and moral beliefs. Nonetheless, we find that the sentence imposed upon the defendant was not motivated by ill-will, prejudice, or other impermissible considerations. Because we believe that the trial judge acted within the limits of his broad discretionary powers in sentencing Mr. Poe, we find no abuse of discretion.

For the reasons indicated, we hold that the doctrine of transferred intent was properly applied to the instant case and the trial judge properly sentenced the defendant.

JUDGMENT AFFIRMED. COSTS TO BE PAID BY PETITIONER.

1 . We note that the defendant argues only that his conviction for the first degree murder of Kimberly should be reversed. He has not asked this Court to vacate his sentence for the attempted murder of Ms. Poe.

2 . The rationale is that the crime of attempted murder of the intended victim is complete regardless of whether he hits his target and thus, there is no need to invoke the doctrine. Ford v. State, 330 Md. 682, 714 n. 13, 625 A.2d 984, 999 n. 13 (1993) (“the crime is complete before the projectile reaches its target”).

3 . Judge McAuliffe foresaw this precise scenario in his concurrence in Ford and anticipated the holding we reach today in the instant case:

"Assume, for example, that the defendant, intending to kill A, shoots and wounds him, but the bullet passes through A and kills B. Under the Court's theory, I assume the defendant would be guilty of the murder of B, although also guilty of attempted murder or assault with intent to murder A.”

Ford, 330 Md. at 726, 625 A.2d at 1005 (McAuliffe, J., concurring).

4 . Judge Raker writes separately to explain why she agrees with the concurring opinion in Ford, 330 Md. at 723, 625 A.2d at 1004. In Ford, we stated that the doctrine of transferred intent was inapplicable to the offense of attempted murder where there is no death. In the instant case, we hold that the doctrine of transferred intent is applicable to the offense of murder where there is an unintended death. The only reason why Ford is discussed is to explain why the defendant’s reliance on that case is misplaced and why Ford is inapposite to the instant case.