Rivera v. Illinois , 129 S. Ct. 1446 ( 2009 )


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  • (Slip Opinion)              OCTOBER TERM, 2008                                       1
    Syllabus
    NOTE: Where it is feasible, a syllabus (headnote) will be released, as is
    being done in connection with this case, at the time the opinion is issued.
    The syllabus constitutes no part of the opinion of the Court but has been
    prepared by the Reporter of Decisions for the convenience of the reader.
    See United States v. Detroit Timber & Lumber Co., 
    200 U. S. 321
    , 337.
    SUPREME COURT OF THE UNITED STATES
    Syllabus
    RIVERA v. ILLINOIS
    CERTIORARI TO THE SUPREME COURT OF ILLINOIS
    No. 07–9995. Argued February 23, 2009—Decided March 31, 2009
    During jury selection in petitioner Rivera’s state-court first-degree
    murder trial, his counsel sought to use a peremptory challenge to ex
    cuse venire member Deloris Gomez. Rivera had already exercised
    two peremptory challenges against women, one of whom was African-
    American. It is conceded that there was no basis to challenge Gomez
    for cause. She met the requirements for jury service, and Rivera does
    not contend that she was biased against him. The trial court rejected
    the peremptory challenge out of concern that it was discriminatory.
    Under Batson v. Kentucky, 
    476 U. S. 79
    , and later decisions applying
    Batson, parties are constitutionally prohibited from exercising per
    emptory challenges to exclude jurors based on race, ethnicity, or sex.
    At trial, the jury, with Gomez as its foreperson, found Rivera guilty of
    first-degree murder. The Illinois Supreme Court subsequently af
    firmed the conviction, holding that the peremptory challenge should
    have been allowed, but rejecting Rivera’s argument that the improper
    seating of Gomez was a reversible error. Observing that the Consti
    tution does not mandate peremptory challenges and that they are not
    necessary for a fair trial, the court held that the denial of Rivera’s
    peremptory challenge was not a structural error requiring automatic
    reversal. Nor, the court found, was the error harmless beyond a rea
    sonable doubt. The court added that it did not need to decide
    whether the trial court’s denial was “an error of constitutional di
    mension” in the circumstances of Rivera’s case, a comment that ap
    pears to be related to Rivera’s arguments that, even absent a free
    standing constitutional entitlement to peremptory challenges, the
    inclusion of Gomez on his jury violated the Fourteenth Amendment’s
    Due Process Clause.
    Held: Provided that all jurors seated in a criminal case are qualified
    and unbiased, the Due Process Clause does not require automatic re
    2                          RIVERA v. ILLINOIS
    Syllabus
    versal of a conviction because of the trial court’s good-faith error in
    denying the defendant’s peremptory challenge to a juror. Pp. 6–12.
    (a) Rivera maintains that due process requires reversal whenever a
    criminal defendant’s peremptory challenge is erroneously denied. He
    asserts that a trial court that fails to dismiss a lawfully challenged
    juror commits structural error because the jury becomes an illegally
    constituted tribunal, whose verdict is per se invalid; that this is true
    even if the Constitution does not mandate peremptory challenges,
    since criminal defendants have a constitutionally protected liberty in
    terest in their state-provided peremptory challenge rights; that the
    issue is not amenable to harmless-error analysis, as it is impossible
    to ascertain how a properly constituted jury would have decided his
    case; and that automatic reversal therefore must be the rule as a
    matter of federal law. Rivera’s arguments do not withstand scrutiny.
    If a defendant is tried before a qualified jury composed of individuals
    not challengeable for cause, the loss of a peremptory challenge due to
    a state court’s good-faith error is not a matter of federal constitu
    tional concern. Rather, it is a matter for the State to address under
    its own laws. There is no freestanding constitutional right to per
    emptory challenges. See, e.g., United States v. Martinez-Salazar, 
    528 U.S. 304
    , 311. They are “a creature of statute,” Ross v. Oklahoma,
    
    487 U. S. 81
    , 89, which a State may decline to offer at all, Georgia v.
    McCollum, 
    505 U. S. 42
    , 57. Thus, the mistaken denial of a state
    provided peremptory challenge does not, without more, violate the
    Federal Constitution. See, e.g., Engle v. Isaac, 
    456 U. S. 107
    , 121, n.
    21. The Due Process Clause safeguards not the meticulous obser
    vance of state procedural prescriptions, but “the fundamental ele
    ments of fairness in a criminal trial.” Spencer v. Texas, 
    385 U. S. 554
    , 563–564. Pp. 6–8.
    (b) The trial judge’s refusal to excuse Gomez did not deprive Rivera
    of his constitutional right to a fair trial before an impartial jury.
    Ross is instructive. There, a criminal defendant used a peremptory
    challenge to rectify an Oklahoma trial court’s erroneous denial of a
    for-cause challenge, leaving him with one fewer peremptory challenge
    to use at his discretion. Even though the trial court’s error might
    “have resulted in a jury panel different from that which would other
    wise have decided [Ross’s] case,” 
    487 U. S., at 87
    , because no member
    of the jury as finally composed was removable for cause, there was no
    violation of his Sixth Amendment right to an impartial jury or his
    Fourteenth Amendment right to due process, 
    id.,
     at 86–91. This
    Court reached the same conclusion with regard to a federal-court
    trial in Martinez-Salazar, 
    528 U. S., at 316
    . Rivera’s efforts to dis
    tinguish Ross and Martinez-Salazar are unavailing. First, although
    in contrast to Rivera, the Ross and Martinez-Salazar defendants did
    Cite as: 556 U. S. ____ (2009)                     3
    Syllabus
    not challenge any of the jurors who were in fact seated, neither Go
    mez nor any other member of Rivera’s jury was removable for cause.
    Thus, like the Ross and Martinez-Salazar juries, Rivera’s jury was
    impartial for Sixth Amendment purposes. Rivera suggests that due
    process concerns persist because Gomez knew he did not want her on
    the panel, but this Court rejects the notion that a juror is constitu
    tionally disqualified whenever she is aware of a challenge. Second, it
    is not constitutionally significant that, in contrast to Ross and Marti
    nez-Salazar, the seating of Gomez over Rivera’s peremptory chal
    lenge was at odds with state law. Errors of state law do not auto
    matically become violations of due process. As in Ross and Martinez-
    Salazar, there is no suggestion here that the trial judge repeatedly or
    deliberately misapplied the law or acted in an arbitrary or irrational
    manner. Rather, his conduct reflected a good-faith effort to enforce
    Batson’s antidiscrimination requirements. To hold that a one-time,
    good-faith misapplication of Batson violates due process would likely
    discourage trial courts and prosecutors from policing a defendant’s
    discriminatory use of peremptory challenges.            The Fourteenth
    Amendment does not compel such a tradeoff. Pp. 8–10.
    (c) Rivera errs in insisting that, even without a constitutional vio
    lation, the deprivation of a state-provided peremptory challenge re
    quires reversal as a matter of federal law. He relies on a suggestion
    in Swain v. Alabama, 
    380 U. S. 202
    , 219, that “[t]he denial or im
    pairment of the right [to exercise peremptory challenges] is reversible
    error without a showing of prejudice.” This statement was disavowed
    in Martinez-Salazar, see 
    528 U. S., at 317, n. 4
    . Typically, an error is
    designated as “structural,” therefore “requir[ing] automatic reversal,”
    only when “the error ‘necessarily render[s] a criminal trial fundamen
    tally unfair or an unreliable vehicle for determining guilt or inno
    cence.’ ” Washington v. Recuenco, 
    548 U. S. 212
    , 218–219. The mis
    taken denial of a state-provided peremptory challenge does not, in
    the circumstances here, constitute such an error. The automatic re
    versal precedents Rivera cites are inapposite. One set of cases in
    volves constitutional errors concerning the qualification of the jury or
    judge. See, e.g., Batson, 
    476 U. S., at 86, 87
    . A second set of cases
    involves circumstances in which federal judges or tribunals lacked
    statutory authority to adjudicate the controversy, resulting in a
    judgment invalid as a matter of federal law. See, e.g., Nguyen v.
    United States, 
    539 U. S. 69
    . Nothing in those decisions suggests that
    federal law renders state-court judgments void whenever there is a
    state-law defect in a tribunal’s composition. Absent a federal consti
    tutional violation, States are free to decide, as a matter of state law,
    that a trial court’s mistaken denial of a peremptory challenge is re
    versible error per se or, as the Illinois Supreme Court implicitly held
    4                         RIVERA v. ILLINOIS
    Syllabus
    here, that the improper seating of a competent and unbiased juror
    could rank as a harmless error under state law. Pp. 10–12.
    
    227 Ill. 2d 1
    , 
    879 N. E. 2d 876
    , affirmed.
    GINSBURG, J., delivered the opinion for a unanimous Court.
    Cite as: 556 U. S. ____ (2009)                              1
    Opinion of the Court
    NOTICE: This opinion is subject to formal revision before publication in the
    preliminary print of the United States Reports. Readers are requested to
    notify the Reporter of Decisions, Supreme Court of the United States, Wash
    ington, D. C. 20543, of any typographical or other formal errors, in order
    that corrections may be made before the preliminary print goes to press.
    SUPREME COURT OF THE UNITED STATES
    _________________
    No. 07–9995
    _________________
    MICHAEL RIVERA, PETITIONER v. ILLINOIS
    ON WRIT OF CERTIORARI TO THE SUPREME COURT OF
    ILLINOIS
    [March 31, 2009]
    JUSTICE GINSBURG delivered the opinion of the Court.
    This case concerns the consequences of a state trial
    court’s erroneous denial of a defendant’s peremptory chal
    lenge to the seating of a juror in a criminal case. If all
    seated jurors are qualified and unbiased, does the Due
    Process Clause of the Fourteenth Amendment nonetheless
    require automatic reversal of the defendant’s conviction?
    Following a jury trial in an Illinois state court, defen
    dant-petitioner Michael Rivera was convicted of first
    degree murder and sentenced to a prison term of 85 years.
    On appeal, Rivera challenged the trial court’s rejection of
    his peremptory challenge to venire member Deloris Go
    mez. Gomez sat on Rivera’s jury and indeed served as the
    jury’s foreperson. It is conceded that there was no basis to
    challenge Gomez for cause. She met the requirements for
    jury service, and Rivera does not contend that she was in
    fact biased against him. The Supreme Court of Illinois
    held that the peremptory challenge should have been
    allowed, but further held that the error was harmless and
    therefore did not warrant reversal of Rivera’s conviction.
    We affirm the judgment of the Illinois Supreme Court.
    The right to exercise peremptory challenges in state
    2                    RIVERA v. ILLINOIS
    Opinion of the Court
    court is determined by state law. This Court has “long
    recognized” that “peremptory challenges are not of federal
    constitutional dimension.” United States v. Martinez-
    Salazar, 
    528 U. S. 304
    , 311 (2000). States may withhold
    peremptory challenges “altogether without impairing the
    constitutional guarantee of an impartial jury and a fair
    trial.” Georgia v. McCollum, 
    505 U. S. 42
    , 57 (1992). Just
    as state law controls the existence and exercise of peremp
    tory challenges, so state law determines the consequences
    of an erroneous denial of such a challenge. Accordingly,
    we have no cause to disturb the Illinois Supreme Court’s
    determination that, in the circumstances Rivera’s case
    presents, the trial court’s error did not warrant reversal of
    his conviction.
    I
    Rivera was charged with first-degree murder in the
    Circuit Court of Cook County, Illinois. The State alleged
    that Rivera, who is Hispanic, shot and killed Marcus Lee,
    a 16-year-old African-American, after mistaking Lee for a
    member of a rival gang.
    During jury selection, Rivera’s counsel questioned pro
    spective juror Deloris Gomez, a business office supervisor
    at Cook County Hospital’s outpatient orthopedic clinic.
    App. 32–33. Gomez stated that she sometimes interacted
    with patients during the check-in process and acknowl
    edged that Cook County Hospital treats many gunshot
    victims. She maintained, however, that her work experi
    ence would not affect her ability to be impartial. After
    questioning Gomez, Rivera’s counsel sought to use a per
    emptory challenge to excuse her. Id., at 33. At that point
    in the jury’s selection, Rivera had already used three
    peremptory challenges. Two of the three were exercised
    against women; one of the two women thus eliminated was
    African-American. Illinois law affords each side seven
    peremptory challenges. See Ill. Sup. Ct. Rule 434(d) (West
    Cite as: 556 U. S. ____ (2009)           3
    Opinion of the Court
    2006).
    Rather than dismissing Gomez, the trial judge called
    counsel to chambers, where he expressed concern that the
    defense was discriminating against Gomez. App. 34–36.
    Under Batson v. Kentucky, 
    476 U. S. 79
     (1986), and later
    decisions building upon Batson, parties are constitution
    ally prohibited from exercising peremptory challenges to
    exclude jurors on the basis of race, ethnicity, or sex. With
    out specifying the type of discrimination he suspected or
    the reasons for his concern, the judge directed Rivera’s
    counsel to state his reasons for excusing Gomez. Counsel
    responded, first, that Gomez saw victims of violent crime
    on a daily basis. Counsel next added that he was “pulled
    in two different ways” because Gomez had “some kind of
    Hispanic connection given her name.” App. 34. At that
    point, the judge interjected that Gomez “appears to be an
    African American”—the second “African American female”
    the defense had struck. 
    Id.,
     at 34–35. Dissatisfied with
    counsel’s proffered reasons, the judge denied the challenge
    to Gomez, but agreed to allow counsel to question Gomez
    further.
    After asking Gomez additional questions about her work
    at the hospital, Rivera’s counsel renewed his challenge.
    Counsel observed, outside the jury’s presence, that most of
    the jurors already seated were women. Counsel said he
    hoped to “get some impact from possibly other men in the
    case.” Id., at 39. The court reaffirmed its earlier ruling,
    and Gomez was seated on the jury.
    Rivera’s case proceeded to trial. The jury, with Gomez
    as its foreperson, found Rivera guilty of first-degree mur
    der. A divided panel of the Appellate Court of Illinois
    rejected Rivera’s challenge to the trial judge’s Batson
    ruling and affirmed his conviction. 
    348 Ill. App. 3d 168
    ,
    
    810 N. E. 2d 129
     (2004).
    The Supreme Court of Illinois accepted Rivera’s petition
    for leave to appeal and remanded for further proceedings.
    4                    RIVERA v. ILLINOIS
    Opinion of the Court
    
    221 Ill. 2d 481
    , 
    852 N. E. 2d 771
     (2006). A trial judge, the
    court held, may raise a Batson issue sua sponte only when
    there is a prima facie case of discrimination. Concluding
    that the record was insufficient to evaluate the existence
    of a prima facie case, the court instructed the trial judge to
    articulate the bases for his Batson ruling and, in particu
    lar, to clarify whether the alleged discrimination was on
    the basis of race, sex, or both. 
    221 Ill. 2d, at
    515–516, 
    852 N. E. 2d, at 791
    .
    On remand, the trial judge stated that prima facie
    evidence of sex discrimination—namely, counsel’s two
    prior challenges to women and “the nature of [counsel’s]
    questions”—had prompted him to raise the Batson issue.
    App. 136. Counsel’s stated reasons for challenging Gomez,
    the judge reported, convinced him that that “there had
    been a purposeful discrimination against Mrs. Gomez
    because of her gender.” Id., at 137.
    The case then returned to the Illinois Supreme Court.
    Although that court disagreed with the trial judge’s as
    sessment, it affirmed Rivera’s conviction. 
    227 Ill. 2d 1
    ,
    
    879 N. E. 2d 876
     (2007). The Illinois High Court con
    cluded “that the record fails to support a prima facie case
    of discrimination of any kind.” 
    Id., at 15
    , 
    879 N. E. 2d, at 884
    . Accordingly, the court determined, the trial judge
    erred, first in demanding an explanation from Rivera’s
    counsel, and next, in denying Rivera’s peremptory chal
    lenge of Gomez. 
    Ibid.
    Even so, the Illinois Supreme Court rejected Rivera’s
    ultimate argument that the improper seating of Gomez
    ranked as “reversible error without a showing of preju
    dice.” 
    Id., at 16
    , 
    879 N. E. 2d, at 885
     (quoting Swain v.
    Alabama, 
    380 U. S. 202
    , 219 (1965)). Citing this Court’s
    guiding decisions, the Illinois court observed that “the
    Constitution does not confer a right to peremptory chal
    lenges.” 
    227 Ill. 2d, at 17
    , 
    879 N. E. 2d, at 885
     (quoting
    Batson, 
    476 U. S., at 91
    ). Although “peremptory chal
    Cite as: 556 U. S. ____ (2009)            5
    Opinion of the Court
    lenges are ‘one means of assuring the selection of a quali
    fied and unbiased jury,’ ” the court explained, they are not
    “indispensable to a fair trial.” 
    227 Ill. 2d, at 16
    , 
    879 N. E. 2d, at 885
     (quoting Batson, 
    476 U. S., at 91
    ).
    Accordingly, the court held, the denial of Rivera’s per
    emptory challenge did not qualify as a structural error
    requiring automatic reversal. See 
    227 Ill. 2d, at
    19–20,
    
    879 N. E. 2d, at
    887 (citing Washington v. Recuenco, 
    548 U. S. 212
    , 218–219 (2006)). The court saw no indication
    that Rivera had been “tried before a biased jury, or even
    one biased juror.” 
    227 Ill. 2d, at 20
    , 
    879 N. E. 2d, at 887
    .
    In that regard, the court stressed, Rivera did “not suggest
    that Gomez was subject to excusal for cause.” 
    Ibid.
    Relying on both federal and state precedents, the court
    proceeded to consider whether it was “clear beyond a
    reasonable doubt that a rational jury would have found
    [Rivera] guilty absent the error.” 
    Id., at 21
    , 
    879 N. E. 2d, at 887
     (quoting Neder v. United States, 
    527 U. S. 1
    , 18
    (1999)). After reviewing the trial record, the court con
    cluded that Gomez’s presence on the jury did not prejudice
    Rivera because “any rational trier of fact would have
    found [Rivera] guilty of murder on the evidence adduced
    at trial.” 
    227 Ill. 2d, at 26
    , 
    879 N. E. 2d, at 890
    .
    Having held the error harmless beyond a reasonable
    doubt, the court added that it “need not decide whether
    the erroneous denial of a peremptory challenge is an error
    of constitutional dimension in these circumstances.” 
    Id., at 27
    , 
    879 N. E. 2d, at 891
    . This comment, it appears,
    related to Rivera’s arguments that, even absent a free
    standing constitutional entitlement to peremptory chal
    lenges, the inclusion of Gomez on his jury violated his
    Fourteenth Amendment right to due process of law.
    We granted certiorari, 554 U. S. __ (2008), to resolve an
    apparent conflict among state high courts over whether
    the erroneous denial of a peremptory challenge requires
    automatic reversal of a defendant’s conviction as a matter
    6                    RIVERA v. ILLINOIS
    Opinion of the Court
    of federal law. Compare Angus v. State, 
    695 N. W. 2d 109
    ,
    118 (Minn. 2005) (applying automatic reversal rule); State
    v. Vreen, 
    143 Wash. 2d 923
    , 927–932, 
    26 P. 3d 236
    , 238–
    240 (2001) (same), with People v. Bell, 
    473 Mich. 275
    , 292–
    299, 
    702 N. W. 2d 128
    , 138–141 (2005) (rejecting auto
    matic reversal rule and looking to state law to determine
    the consequences of an erroneous denial of a peremptory
    challenge); 227 Ill. 2d., at 15–27, 
    879 N. E. 2d, at
    884–891
    (case below). We now affirm the judgment of the Supreme
    Court of Illinois.
    II
    The Due Process Clause of the Fourteenth Amendment,
    Rivera maintains, requires reversal whenever a criminal
    defendant’s peremptory challenge is erroneously denied.
    Rivera recalls the ancient lineage of the peremptory chal
    lenge and observes that the challenge has long been
    lauded as a means to guard against latent bias and to
    secure “the constitutional end of an impartial jury and a
    fair trial.” McCollum, 
    505 U. S., at 57
    . When a trial court
    fails to dismiss a lawfully challenged juror, Rivera asserts,
    it commits structural error: the jury becomes an illegally
    constituted tribunal, and any verdict it renders is per se
    invalid. According to Rivera, this holds true even if the
    Constitution does not itself mandate peremptory chal
    lenges, because criminal defendants have a constitution
    ally protected liberty interest in their state-provided per
    emptory challenge rights. Cf. Evitts v. Lucey, 
    469 U. S. 387
    , 393 (1985) (although “the Constitution does not re
    quire States to grant appeals as of right to criminal defen
    dants,” States that provide such appeals “must comport
    with the demands of the Due Process and Equal Protection
    Clauses”).
    The improper seating of a juror, Rivera insists, is not
    amenable to harmless-error analysis because it is impossi
    ble to ascertain how a properly constituted jury—here, one
    Cite as: 556 U. S. ____ (2009)                  7
    Opinion of the Court
    without juror Gomez—would have decided his case. Thus,
    he urges, whatever the constitutional status of peremptory
    challenges, automatic reversal must be the rule as a mat
    ter of federal law.
    Rivera’s arguments do not withstand scrutiny. If a
    defendant is tried before a qualified jury composed of
    individuals not challengeable for cause, the loss of a per
    emptory challenge due to a state court’s good-faith error is
    not a matter of federal constitutional concern. Rather, it
    is a matter for the State to address under its own laws.
    As Rivera acknowledges, Brief for Petitioner 38, this
    Court has consistently held that there is no freestanding
    constitutional right to peremptory challenges. See, e.g.,
    Martinez-Salazar, 
    528 U. S., at 311
    . We have character
    ized peremptory challenges as “a creature of statute,” Ross
    v. Oklahoma, 
    487 U. S. 81
    , 89 (1988), and have made clear
    that a State may decline to offer them at all. McCollum,
    
    505 U. S., at 57
    . See also Holland v. Illinois, 
    493 U. S. 474
    , 482 (1990) (dismissing the notion “that the require
    ment of an ‘impartial jury’ impliedly compels peremptory
    challenges”). When States provide peremptory challenges
    (as all do in some form), they confer a benefit “beyond the
    minimum requirements of fair [jury] selection,” Frazier v.
    United States, 
    335 U. S. 497
    , 506 (1948), and thus retain
    discretion to design and implement their own systems,
    Ross, 
    487 U. S., at 89
    .1
    Because peremptory challenges are within the States’
    province to grant or withhold, the mistaken denial of a
    state-provided peremptory challenge does not, without
    more, violate the Federal Constitution. “[A] mere error of
    state law,” we have noted, “is not a denial of due process.”
    ——————
    1 See Dept. of Justice, Bureau of Justice Statistics, State Court Or
    ganization 2004, pp. 228–232 (2006) (Table 41), http://www.ojp.usdoj.
    gov/bjs/pub/pdf/sco04.pdf (as visited Mar. 27, 2009, and available in
    Clerk of Court’s case file) (detailing peremptory challenge rules by
    State).
    8                   RIVERA v. ILLINOIS
    Opinion of the Court
    Engle v. Isaac, 
    456 U. S. 107
    , 121, n. 21 (1982) (internal
    quotation marks omitted). See also Estelle v. McGuire,
    
    502 U. S. 62
    , 67, 72–73 (1991). The Due Process Clause,
    our decisions instruct, safeguards not the meticulous
    observance of state procedural prescriptions, but “the
    fundamental elements of fairness in a criminal trial.”
    Spencer v. Texas, 
    385 U. S. 554
    , 563–564 (1967).
    The trial judge’s refusal to excuse juror Gomez did not
    deprive Rivera of his constitutional right to a fair trial
    before an impartial jury. Our decision in Ross is instruc
    tive. Ross, a criminal defendant in Oklahoma, used a
    peremptory challenge to rectify the trial court’s erroneous
    denial of a for-cause challenge, leaving him with one fewer
    peremptory challenge to use at his discretion. The trial
    court’s error, we acknowledged, “may have resulted in a
    jury panel different from that which would otherwise have
    decided [Ross’s] case.” 
    487 U. S., at 87
    . But because no
    member of the jury as finally composed was removable for
    cause, we found no violation of Ross’s Sixth Amendment
    right to an impartial jury or his Fourteenth Amendment
    right to due process. 
    Id.,
     at 86–91.
    We encountered a similar situation in Martinez-Salazar
    and reached the same conclusion. Martinez-Salazar, who
    was tried in federal court, was entitled to exercise peremp
    tory challenges pursuant to Federal Rule of Criminal
    Procedure 24(b). His decision to use one of his peremptory
    challenges to cure the trial court’s erroneous denial of a
    for-cause challenge, we held, did not impair his rights
    under that Rule. “[A] principal reason for peremptories,”
    we explained, is “to help secure the constitutional guaran
    tee of trial by an impartial jury.” 
    528 U. S., at 316
    . Hav
    ing “received precisely what federal law provided,” and
    having been tried “by a jury on which no biased juror sat,”
    Martinez-Salazar could not “tenably assert any violation
    of his . . . right to due process.” 
    Id., at 307, 317
    .
    Rivera’s efforts to distinguish Ross and Martinez
    Cite as: 556 U. S. ____ (2009)          9
    Opinion of the Court
    Salazar are unavailing. First, Rivera observes, the defen
    dants in Ross and Martinez-Salazar did not challenge any
    of the jurors who were in fact seated. In contrast, Rivera
    attempted to exercise a peremptory challenge against a
    specific person—Gomez—whom he perceived to be unfa
    vorable to his cause. But, as Rivera recognizes, neither
    Gomez nor any other member of his jury was removable
    for cause. See Tr. of Oral Arg. 9. Thus, like the juries in
    Ross and Martinez-Salazar, Rivera’s jury was impartial
    for Sixth Amendment purposes. Rivera suggests that due
    process concerns persist because Gomez knew he did not
    want her on the panel. Gomez, however, was not privy to
    the in camera discussions concerning Rivera’s attempt to
    exercise a peremptory strike against her. See, supra, at 3.
    We reject the notion that a juror is constitutionally dis
    qualified whenever she is aware that a party has chal
    lenged her. Were the rule otherwise, a party could cir
    cumvent Batson by insisting in open court that a trial
    court dismiss a juror even though the party’s peremptory
    challenge was discriminatory. Or a party could obtain a
    juror’s dismissal simply by making in her presence a
    baseless for-cause challenge. Due process does not require
    such counterintuitive results.
    Second, it is not constitutionally significant that the
    seating of Gomez over Rivera’s peremptory challenge was
    at odds with state law. The defendants in Ross and Mar
    tinez-Salazar, Rivera emphasizes, were not denied their
    peremptory-challenge rights under applicable law—state
    law in Ross and the Federal Rules of Criminal Procedure
    in Martinez-Salazar. But as we have already explained,
    supra, at 7–8, errors of state law do not automatically
    become violations of due process. As in Ross and Marti
    nez-Salazar, there is no suggestion here that the trial
    judge repeatedly or deliberately misapplied the law or
    acted in an arbitrary or irrational manner. Martinez-
    Salazar, 
    528 U. S., at 316
    ; Ross, 
    487 U. S., at 91, n. 5
    .
    10                  RIVERA v. ILLINOIS
    Opinion of the Court
    Rather, the trial judge’s conduct reflected a good-faith, if
    arguably overzealous, effort to enforce the antidiscrimina
    tion requirements of our Batson-related precedents. To
    hold that a one-time, good-faith misapplication of Batson
    violates due process would likely discourage trial courts
    and prosecutors from policing a criminal defendant’s
    discriminatory use of peremptory challenges. The Four
    teenth Amendment does not compel such a tradeoff.
    Rivera insists that, even without a constitutional viola
    tion, the deprivation of a state-provided peremptory chal
    lenge requires reversal as a matter of federal law. We
    disagree. Rivera relies in part on Swain, 
    380 U. S. 202
    ,
    which suggested that “[t]he denial or impairment of the
    right [to exercise peremptory challenges] is reversible
    error without a showing of prejudice.” 
    Id., at 219
    . We
    disavowed this statement in Martinez-Salazar, observing,
    albeit in dicta, “that the oft-quoted language in Swain was
    not only unnecessary to the decision in that case . . . but
    was founded on a series of our early cases decided long
    before the adoption of harmless-error review.” 
    528 U. S., at 317, n. 4
    . As our recent decisions make clear, we typi
    cally designate an error as “structural,” therefore “re
    quir[ing] automatic reversal,” only when “the error ‘neces
    sarily render[s] a criminal trial fundamentally unfair or
    an unreliable vehicle for determining guilt or innocence.’ ”
    Recuenco, 
    548 U. S., at
    218–219 (quoting Neder, 
    527 U. S., at 9
    ). The mistaken denial of a state-provided peremptory
    challenge does not, at least in the circumstances we con
    front here, constitute an error of that character.
    The automatic reversal precedents Rivera cites are
    inapposite. One set of cases involves constitutional errors
    concerning the qualification of the jury or judge. In Bat
    son, for example, we held that the unlawful exclusion of
    jurors based on race requires reversal because it “violates
    a defendant’s right to equal protection,” “unconstitution
    ally discriminate[s] against the excluded juror,” and “un
    Cite as: 556 U. S. ____ (2009)                  11
    Opinion of the Court
    dermine[s] public confidence in the fairness of our system
    of justice.” 
    476 U. S., at 86, 87
    . Similarly, dismissal of a
    juror in violation of Witherspoon v. Illinois, 
    391 U. S. 510
    (1968),2 we have held, is constitutional error that requires
    vacation of a death sentence. See Gray v. Mississippi, 
    481 U. S. 648
     (1987). See also Gomez v. United States, 
    490 U. S. 858
    , 876 (1989) (“Among those basic fair trial rights
    that can never be treated as harmless is a defendant’s
    right to an impartial adjudicator, be it judge or jury.”
    (internal quotation marks omitted)).
    A second set of cases involves circumstances in which
    federal judges or tribunals lacked statutory authority to
    adjudicate the controversy. We have held the resulting
    judgment in such cases invalid as a matter of federal law.
    See, e.g., Nguyen v. United States, 
    539 U. S. 69
     (2003);
    Wingo v. Wedding, 
    418 U. S. 461
     (1974). Nothing in these
    decisions suggests that federal law renders state-court
    judgments void whenever there is a state-law defect in a
    tribunal’s composition. Absent a federal constitutional
    violation, States retain the prerogative to decide whether
    such errors deprive a tribunal of its lawful authority and
    thus require automatic reversal. States are free to decide,
    as a matter of state law, that a trial court’s mistaken
    denial of a peremptory challenge is reversible error per se.
    Or they may conclude, as the Supreme Court of Illinois
    implicitly did here, that the improper seating of a compe
    tent and unbiased juror does not convert the jury into an
    ultra vires tribunal; therefore the error could rank as
    harmless under state law.
    In sum, Rivera received precisely what due process
    required: a fair trial before an impartial and properly
    ——————
    2 Under Witherspoon v. Illinois, 
    391 U. S. 510
     (1968), “a sentence of
    death cannot be carried out if the jury that imposed or recommended it
    was chosen by excluding veniremen for cause simply because they
    voiced general objections to the death penalty or expressed conscien
    tious or religious scruples against its infliction.” 
    Id., at 522
    .
    12                  RIVERA v. ILLINOIS
    Opinion of the Court
    instructed jury, which found him guilty of every element of
    the charged offense.
    *    *    *
    For the reasons stated, the judgment of the Supreme
    Court of Illinois is
    Affirmed.
    

Document Info

Docket Number: 07-9995

Citation Numbers: 173 L. Ed. 2d 320, 129 S. Ct. 1446, 556 U.S. 148, 2009 U.S. LEXIS 2495

Judges: Ginsburg

Filed Date: 3/31/2009

Precedential Status: Precedential

Modified Date: 10/19/2024

Authorities (18)

Witherspoon v. Illinois , 88 S. Ct. 1770 ( 1968 )

Estelle v. McGuire , 112 S. Ct. 475 ( 1991 )

People v. Rivera , 227 Ill. 2d 1 ( 2007 )

Neder v. United States , 119 S. Ct. 1827 ( 1999 )

People v. Rivera , 221 Ill. 2d 481 ( 2006 )

Georgia v. McCollum , 112 S. Ct. 2348 ( 1992 )

People v. Rivera , 284 Ill. Dec. 476 ( 2004 )

United States v. Detroit Timber & Lumber Co. , 26 S. Ct. 282 ( 1906 )

People v. Bell , 473 Mich. 275 ( 2005 )

Batson v. Kentucky , 106 S. Ct. 1712 ( 1986 )

Washington v. Recuenco , 126 S. Ct. 2546 ( 2006 )

Evitts v. Lucey , 105 S. Ct. 830 ( 1985 )

Holland v. Illinois , 110 S. Ct. 803 ( 1990 )

Nguyen v. United States , 123 S. Ct. 2130 ( 2003 )

Gomez v. United States , 109 S. Ct. 2237 ( 1989 )

Swain v. Alabama , 85 S. Ct. 824 ( 1965 )

State v. Vreen , 143 Wash. 2d 923 ( 2001 )

State v. Vreen , 26 P.3d 236 ( 2001 )

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Commonwealth v. Lacoy , 90 Mass. App. Ct. 427 ( 2016 )

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