Doe v. Methodist Hospital ( 1997 )


Menu:
  • ON PETITION TO TRANSFER

    SHEPARD, Chief Justice.

    Over the last century, courts and commentators have developed a quadripartite formulation for the tort of invasion of privacy. In this case we consider whether one branch of that tort, public disclosure of private facts, may form the basis of a civil action in Indiana. On the facts of this case, we decline to recognize that it may.

    Background

    “John Doe” appeals the trial court’s entry of summary judgment for appellee Cathy Duncan, whom Doe had sued for invasion of privacy. In reviewing a grant of summary judgment we construe the facts and the inferences they support in the light most favorable to the non-movant, in this case Doe. Bell v. Northside Finance Corp., 452 N.E.2d 951 (Ind.1983). Because he lost below, Doe *683bears the burden of demonstrating the trial court erred in granting summary judgment. Schrader v. Eli Lilly & Co., 639 N.E.2d 258 (Ind.1994).

    Doe is a letter carrier for the U.S. Postal Service. In early 1990, he was rushed from his workplace to Methodist Hospital because of a suspected heart attack. During the ambulance ride, he informed the paramedics that he had tested positive for the human immunodeficiency virus (HIV), and they recorded that information in his medical records. Doe had previously disclosed his HIV status to a small circle of close friends and co-workers, but he had not shared that information with his co-workers generally. For several years rumors had circulated in the workplace, sometimes with a negative connotation, that Doe was gay. On that basis alone, some co-workers had speculated that he was HIV positive:

    While Doe was in the hospital, co-worker Logan Cameron allegedly checked on Doe’s condition by calling his own wife, Lizzie Cameron,1 who worked at Methodist Hospital. Doe contends that Lizzie reviewed his confidential medical records, discovered he was HIV positive, and disclosed that information to her husband Logan. Doe further alleges that Logan Cameron related the information to some of Doe’s co-workers, including Duncan.

    Becky Saunders, who was also a letter carrier, stated that Duncan approached her and said: “I heard that [John Doe] has AIDS. Is it true?” (R. at 98.) According to Saunders, Duncan said that she received the information either from someone who worked in a clinic or from someone who knew someone who worked in a clinic. We accept, for the purposes of this appeal, Saunders statement that she was not previously aware of Doe’s HIV status.

    Duncan also approached co-worker Ron Okes in what he characterized as an attempt to verify the rumor. Okes was a close friend of Doe, and Doe had previously told him in confidence that he was HIV positive. Okes did not confirm Duncan’s gossip. A few days later, Duncan approached Okes again. She told him she had gone to Doe’s significant other,2 who was also a co-worker, and apologized for spreading the rumor.3

    Doe and his significant other apparently complained to postal supervisors, and the Postal Service seems to have taken responsible action. According to Okes’ testimony, the supervisors separately confronted Duncan and Logan Cameron about the incidents, perhaps in the presence of Doe and his partner. Duncan left her meeting in tears, and was ultimately transferred to a different work station.

    Doe sued Duncan for invasion of privacy.4 As damages, he alleged that he suffered “embarrassment, humiliation and mental distress.” (R. at 19,20, 21.) Doe did not allege any physical or economic injuries, nor did he file a claim of employment discrimination or harassment under § 504 of the Rehabilitation Act of 1973, 29 U.S.C. § 794 (1994) (prohibiting Postal Service from discriminating against qualified individuals with disabilities).5

    *684Duncan moved for summary judgment, which the trial court granted. Doe appealed, and the Court of Appeals affirmed. Doe v. Methodist Hospital, 639 N.E.2d 683 (Ind.Ct.App.1994). We granted Doe’s petition for transfer, and now affirm the judgment of the trial court.

    I. The Disclosure Sub-Tort

    The invasion of privacy tort had its genesis in an 1890 law review article by Boston attorney Samuel Warren and his former law partner — and future Supreme Court Justice— Louis Brandéis. See generally Samuel D. Warren & Louis D. Brandéis, The Right to Privacy, 4 Harv. L.Rev. 193 (1891). An impetus for it seems to have been the press’s coverage of Warren’s wife’s social gatherings “in highly personal and embarrassing detail.” William L. Prosser, Privacy, 48 Cal. L.Rev. 383, 383 (1960). The reports covering then-daughter’s wedding were apparently more than the Warrens’ sensibilities could bear. Id. (the press “had a field day”).

    With the assistance of Brandéis, Warren set out to combat what he viewed as dangerous media excesses. The authors criticized the press for “overstepping in every direction the obvious bounds of propriety and decency.” Warren & Brandéis, supra, at 196. They were concerned that truthful reporting about “private” affairs was causing “a lowering of social standards and of morality.” Id. This agenda percolated with clarity beneath the cool analytical surface of the article. A cause of action for invasion of privacy would chill the press from reporting “unseemly gossip.”

    As Professor William Prosser later observed, the article “[p]iec[ed] together old decisions in which relief had been afforded on the basis of defamation, or the invasion of some property right, or a breach of confidence or an implied contract.” Prosser, supra, at 384 (footnotes omitted). Warren and Brandéis argued that the old decisions could not satisfactorily be explained with reference to their stated legal bases. The authors contended that the allegedly aberrant deei-sions. should instead be understood as signaling the emergence of a new, if ill-defined, right to privacy. Id.

    Courts did not rush to recognize the new privacy tort. The high courts of Michigan and New York expressly rejected it. See Atkinson v. John E. Doherty & Co., 121 Mich. 372, 80 N.W. 285 (1899); Roberson v. Rochester Folding Box Co., 171 N.Y. 538, 64 N.E. 442 (N.Y.1902). Judge O’Brien of the New York Court of Appeals felt so strongly about the issue he wrote a law review article defending the Roberson decision. See generally Denis O’Brien, The Right of Privacy, 2 Colum. L.Rev. 437 (1902). A few years later, however, the Georgia Supreme Court recognized the privacy tort. See Pavesich v. New England Life Ins. Co., 122 Ga. 190, 50 S.E. 68 (1905). With the imprimatur of the first Restatement of Torts in the 1930s, the pace of recognition accelerated. See Restatement of Torts § 867 (1939); Prosser, supra, at 386.

    Although Warren and Brandéis had written in terms of a comprehensive interest in privacy, the far-flung cases they cited never coalesced into a unified tort. The first Restatement managed to articulate a two-dimensional interest in “not having [one’s] affairs known to others or [one’s] likeness exhibited to the public.” Restatement of Torts § 867. By 1960, Professor Prosser had concluded that invasion of privacy was “not one tort, but a complex of four.” Prosser, supra, at 389.

    The Second Restatement adopted this view, describing four distinct injuries: (1) intrusion upon seclusion, (2) appropriation of likeness, (3) public disclosure of private facts, and (4) false-light publicity. Restatement (Second) of Torts § 652A (1977). The Second Restatement also candidly acknowledged that these four separate wrongs were only tenuously related. They were united only in their common focus on some abstract notion of being left alone. Id. § 652Acmtb.

    *685Taken separately, each wrong more closely resembles other distinct torts, rather than separate branches of a single privacy tort. See, e.g., Restatement of Torts § 867 cmt a. Often the privacy tort seems to function as little more than a “lite” version of trespass, outrage, or defamation — promising the same great take with only half the facts. See, e.g., Lovgren v. Citizens First National Bank, 126 Ill.2d 411, 128 Ill.Dec. 542, 546, 534 N.E.2d 987, 991 (1989) (“It has been said that all defamation cases can be analyzed as false-light eases, but not all false-light cases are defamation cases.”). Moreover, recognizing one branch of the privacy tort does not entail recognizing all four. See id., 128 Ill. Dec. at 544, 534 N.E.2d at 989 (accepting false light but declining to resolve appellate court disagreement over recognition of intrusion); Zinda v. Louisiana Pacific Corp., 149 Wis.2d 913, 440 N.W.2d 548, 555 (1989) (observing that privacy statute includes intrusion, appropriation, and disclosure, but not false light).

    The only branch of the privacy tort at issue in this case is disclosure. This cause of action has been recognized in most states, see Diane L. Zimmerman, Requiem for a Heavyweight: A Farewell to Warren and Bran-déis’s Privacy Tort, 68 Cornell L.Rev. 291, 365-67 (1983), including each of Indiana’s neighbors. See Miller v. Motorola, Inc., 202 Ill.App.3d 976, 148 Ill.Dec. 303, 560 N.E.2d 900 (1990); Brents v. Morgan, 221 Ky. 765, 299 S.W. 967 (1927); Beaumont v. Brown, 401 Mich. 80, 257 N.W.2d 522 (1977), overruled in part by Bradley v. Bd. of Educ., 455 Mich. 285, 565 N.W.2d 650 (1997) (Freedom of Information Act supercedes state employee’s privacy right); Housh v. Path, 165 Ohio St. 35, 133 N.E.2d 340 (1956). On the other hand, a few states have refused to recognize disclosure. See Hall v. Post, 323 N.C. 259, 372 S.E.2d 711 (1988); Freihofer v. Hearst Corp., 65 N.Y.2d 135, 490 N.Y.S.2d 735, 480 N.E.2d 349 (1985); Stubbs v. North Mem. Med. Ctr., 448 N.W.2d 78 (Minn.Ct.App. 1989). Even where the cause of action has been recognized, the success rate of plaintiffs has been extremely low, perhaps because of its stringent elements. Zimmerman, supra, at 293 & n. 5 (finding only 18 state cases in which plaintiffs claim succeeded or survived a motion for summary judgment or dismissal).

    While we have recited the Second Restatement’s four-part definition of the privacy tort, Cullison v. Medley, 570 N.E.2d 27, 31 (Ind.1991), we have never directly confronted disclosure as an actionable invasion of privacy. In State ex rel. Mavity v. Tyndall, 224 Ind. 364, 66 N.E.2d 755 (1946), we generally recognized breach of privacy as tortious. That decision, however, predated the Second Restatement and thus did not consider the different forms of invasion that courts have since delineated.

    We think Mavity need not be read as a recognition of anything more than false light invasion of privacy. The plaintiff had been arrested and charged with gaming misdemeanors. The Indianapolis police took a “mug shot” of him, took his fingerprints, obtained a copy of his signature, and compiled a personal description of him. He was soon released after a hearing, and the charges were dropped. Mavity then sued, on invasion of privacy grounds, seeking the return or destruction of the items the police had collected. We held that retention of the materials could not invade his privacy as long as they were “filed away from public gaze.” Id. at 382, 66 N.E.2d at 762. We did sanction enjoining the police department from placing Mavity’s photograph in a “rogues’ gallery,” because such a display would imply that he was guilty of some offense and thus place him in a false light before the public. Id. at 381, 66 N.E.2d at 762.

    Relying on Mavity, the Court of Appeals two years later acknowledged the theory of the disclosure sub-tort in Patton v. Jacobs, 118 Ind.App. 358, 364, 78 N.E.2d 789, 791 (1948), but held that it did not prevent a creditor from disclosing a debtor’s financial status to the debtor’s employer in an effort to collect on the debt from the debtor’s wages. A year later, citing Mavity and Patton, the Court of Appeals defined the tort of invasion of privacy as

    “The unwarranted appropriation or exploitation of one’s personality, the publicizing of one’s private affairs with which the public has no legitimate concern, or the wrong*686ful intrusion into one’s private activities, in such a manner as to outrage or cause mental suffering, shame, or humiliation to a person of ordinary sensibilities].”

    Continental Optical Co. v. Reed, 119 Ind. App. 648, 648, 86 N.E.2d 306, 308 (1949) (quoting Annotation, Right of Privacy, 138, A.L.R. 22, 25 (1942)).

    Consistent with the national trend, defendants in three of the four reported Indiana decisions involving disclosure since Patton were exonerated. See Near East Side Community Org. v. Hair, 555 N.E.2d 1324 (Ind. Ct.App.1990); Indiana Nat’l Bank v. Chapman, 482 N.E.2d 474 (Ind.Ct.App.1985); Kaletha v. Bortz Elevator Co. Inc., 178 Ind.App. 654, 383 N.E.2d 1071 (1978). In the fourth case the court merely held that the plaintiffs claim against one of two defendants survived a motion for summary judgment. Watters v. Dinn, 633 N.E.2d 280 (Ind.Ct.App.1994), trans. denied.

    In this case, Doe would have us impose upon Hoosiers a legal duty to refrain from publicly disclosing the private affairs of others. We can identify two main interests that such a duty would protect. First, a person has an interest in reputation, in being able to interact effectively with other people. Second, a person has ah interest in mental well-being, in avoiding the emotional distress that could result irom disclosures. Each of these interests must be balanced against competing public and private interests.

    A. Reputation

    Under one view, the primary harm that can result from a public disclosure of private facts is an injury to a person’s reputation. The Restatement explains that “[e]very individual has some phases of his life and his activities and some facts about himself that he does not expose to the public eye.” Restatement (Second) of Torts § 652D cmt. b (1977). When someone else exposes those facts, the Restatement recognizes injury to reputation as the main compensable harm that can result. See id. § 652H cmt. a. This interest is important, but the Indiana Bill of Rights weighs strongly against recognizing a civil action to protect it.

    1. The Interest in Reputation. Some commentators have derided the reputational interest as an interest in cultivating a undeserved reputation. Judge Posner, for example, has declared that “we have no right, by controlling the information that is known about us to manipulate the opinions that other people hold of us.” Richard A. Posner, The Right of Privacy, 12 Ga. L.Rev. 393, 408 (1978). In lauding gossip, another commentator has asserted that “the cohesiveness and durability of any social organization depends [sic] upon the ability of its members to evaluate each other accurately and to use their observations to exert, modify, or develop social controls.” Zimmerman, supra, at 327.

    Still, the reputational interest protected by disclosure actions should not be lightly dismissed. Truthful disclosures can be socially disruptive and personally dangerous. In many real-life situations, the maintenance of a social organization — such as a workplace— sometimes depends upon the ability of individuals to censor themselves and minimize internecine strife.

    Moreover, while truthful disclosures can shatter undeserved reputations, they can also incite undeserved abuse. Defamation law has traditionally addressed similar injuries to reputation. According to Blackstone, for example, libel and slander actions protected individuals from social exclusion or impairment of livelihood. See 3 William Blackstone, Commentaries *123. This Court recognized 150 years ago that libelous defamation injured a person’s reputation and thereby exposed him “to public hatred, contempt, or ridicule.” Armentrout v. Moran-do, 8 Blaekf. 426, 427 (Ind.1847).6 Today, the Second Restatement defines a defamatory communication as one that “tends so to harm the reputation of another as to lower him in the estimation of the community or to deter third persons from associating or dealing with him.” Restatement (Second) of *687Torts § 559 (1977) (emphasis added). Unjustified ostracism is a central concern of libel and slander law.

    Defamation rules apply, however, only to statements that are false as well as defamatory. Id. § 558. The common law refused to recognize that any unjustified harm could flow from derogatory statements that were true. See 3 Blackstone, supra, at *125; Francis Ludlow Holt, The Law of Libel 280 (1818) (observing that in truthful defamation “there can be no ... injurious damage,” for “[t]he plaintiff has previously extinguished his own character”). The Restatement adheres to that policy, protecting truthful defamation from liability. Restatement (Second) of Torts § 581A. From the beginning, this Court has recognized truth as a complete defense in civil actions for libel or slander. See, e.g., Henson v. Veatch, 1 Blackf. 369, 372 n. 2 (Ind.1825). Dissemination of truthful but defamatory private facts has apparently never been civilly actionable as libel or slander in Indiana.

    To the extent the disclosure sub-tort protects an interest in reputation, it fills this supposed gap, as truth is not a defense in a disclosure action. Indeed, one commentator largely attributes the emergence of the sub-tort to “the general common law defense of truth in civil defamation actions and the concomitant unavailability of a remedy thereunder for highly embarrassing truthful disclosures.” David A. Elder, The Law of Privacy, § 3.1, at 149 (1991). In other words, disclosure sometimes serves as an alternative action for truthful defamation.

    2. Truthful Defamation. That alternative feature of the disclosure sub-tort, however, brings it into potential conflict with the libel provision of the Indiana Bill of Rights: “In all prosecutions for libel, the truth of the matters alleged to be libelous may be given in justification.” Ind. Const, art. I, § 10. The text of Section 10 is not lacking in ambiguity. Nevertheless, our review of its history suggests a very strong policy against any civil liability based on truthful defamation.

    Section 10 has a somewhat complicated etymology. It derived from a similar provision in the 1816 Constitution, which in turn had been borrowed from the Pennsylvania Constitution of 1790. The language was strongly influenced by the development of criminal libel law in Great Britain. That development was dominated by two related issues: (1) whether truth should be a defense in criminal libel and (2) whether the judge or the jury should determine whether a defendant’s publication was unlawful. The controversy culminated in Fox’s Libel Act in 1792, which inspired American constitutional provisions.

    With the rise of the enlightenment in the sixteenth and seventeenth centuries, the English government increasingly used criminal libel law to suppress dissent. See John Kelly, Criminal Libel and Free Speech, 6 Kan. L.Rev. 295, 300-03 (1958); 2 James Fitzjames Stephen, A History of the Criminal Law of England 300-04, (1883). On the theory that truthful statements were at least as dangerous to public peace as false ones, the Star Chamber, and later the common law courts, abrogated the defense of truth in criminal libel.7 Roy Robert Ray, Truth: A Defense to Libel, 16 Minn. L.Rev. 43, 44-46 (1931-32). Indeed, Lord Mansfield is usually credited with coining the infamous maxim, “The greater the truth, the greater the libel.” Id. at 43 n. 1; John Townshend, Slander and Libel § 211, at 306 n. 4 (4th ed. 1890).

    In the seventeenth and eighteenth centuries, common law courts also restricted the discretion of juries in criminal libel cases. Judges assumed the right to decide, as a matter of law, whether a defendant’s publication was unlawfully defamatory or seditious. See Kelly, supra, at 302-03. The jury was responsible for deciding only discrete factual matters, such as whether it was the defendant who had actually published the alleged libel. See 2 Stephen, supra, at 303-04, 315. The jury was not supposed to return a gener*688al verdict of guilt. See id. at 325. This division of responsibilities obviously granted judges tremendous power over criminal libel defendants.

    Opponents of government suppression attempted to use juries to derail criminal libel prosecutions. These advocates convinced several juries in high-profile eases to return general verdicts of not guilty or verdicts of “guilty of publication only,” which implied overall innocence. See 2 Stephen, supra, at 323, 325, 330. When these verdicts were challenged, the advocates attempted to transfer the question of a publication’s libelous character from judge to jury by contending that a defendant could not be convicted without a jury finding of specific intent. See Kelly, supra, at 304. When Lord Mansfield rejected this argument and asserted that juries had no right to return a general verdict, Rex v. Woodfall, 20 State Tr. 895, 912-13 (1770), Parliament harshly criticized the result. 2 Stephen, supra, at 325.

    When Lord Mansfield reaffirmed this view in another high-profile decision, The Dean of Asaph’s Case, 21 How. St. Tr. 847, 1033-40 (K.B.1783), Parliament eventually responded with Fox’s Libel Act, 32 Geo. 3, ch. 60 (1792). 2 Stephen, supra at 343. Although the Act is sometimes mistakenly cited as re-establishing the truth defense in criminal libel, Ray, supra, at 46, it actually addressed the role of juries. The Act authorized juries in criminal libel trials to return a general verdict of guilt, but it reserved the right of a judge to instruct the jury “in like manner as in other criminal cases.” 2 Stephen, supra, at 344-45. Although Parliament did not officially restore the truth defense in criminal libel until 1843, Lord Campbell’s Act, 6 & 7 Vic., ch. 96 (1843), the ability of a jury to acquit a defendant no doubt permitted an unofficial truth defense.

    Fox’s Libel Act left an ambiguous legacy. Because Lord Mansfield and other judges had considered the defamatory character of a publication to be a question of law for the court, this statute expanding the authority of juries was said by some to have recognized the right of juries in criminal libel cases to decide questions of law as well as fact. Furthermore, the Act’s suggestion that this power was like that “in all criminal cases” was taken as evidence that juries generally held the power to decide questions of law in criminal cases. See Mark DeWolfe Howe, Juries as Judges in Criminal Law, 52 Harv. L.Rev. 582, 585-86 (1939). Juries exercised that power in some of the American colonies, Note, The Changing Role of the Jury in the Nineteenth Century, 74 Yale L.J. 170, 173-74 (1964), and the policy reached an apex during the early nineteenth century. See id. at 174 (citing Howe, supra at 583-84). Fox’s Libel Act came to symbolize the power of the jury to decide questions of law.8

    This history guided the drafters of Indiana’s 1816 Constitution. It contained a forerunner to our present Section 10, as follows:

    In prosecutions for the publication of papers investigating the official conduct of officers, or men in a public capacity, or where the matter published is proper for the public information, the truth thereof may be given in evidence; and in all indictments for libels, the Jury shall have a right to determine the law and the facts, under the direction of the Court, as in other cases.

    Ind. Const, art. I, § 10 (1816) (emphasis added). This wording was taken almost verbatim from the 1790 Pennsylvania Constitution. Pa. Const, art. IX, § 7 (1790).9

    The influence of the British experience is manifest. These provisions addressed both of the contemporary controversies in criminal libel law. In Britain, criminal libel became “almost exclusively” an instrument for the *689suppression of political dissent. Kelly, supra, at 30B. Perhaps the fear of a similar use of the law by elites in early Indiana led the framers of the 1816 Constitution to guarantee the availability of a truth defense where political speech was concerned. See C.A. Byers, Growth of the Constitution of Indiana, 6 The Indianian 276, 279-80 (1990) (contrasting populist principles that motivated framers of 1816 with the Federalist principles that motivated authors of the Northwest Ordinance).

    In another reaction to the British experience, the framers gave juries in criminal libel cases “the right to determine the law and the facts.” The 1816 provision was also phrased in such a way that, as with Fox’s Libel Act, it could be read to imply that juries were generally empowered to decide questions of law in all criminal cases. Indeed, this Court specifically rejected the contention that Section 10 implied such a general power. Townsend v. State, 2 Blackf. 151, 157 (Ind.1828). Eight years later, however, the Court tersely held that a trial judge should have instructed the jury in a larceny case that it was the judge of the law as well as the facts. Warren v. State, 4 Blackf. 150, 150-51 (Ind. 1836).10

    A key ambiguity is whether the framers of the 1816 provision intended to constitutionalize the truth defense in civil as well as criminal actions for libel. The provision made truth a defense in “prosecutions” for “publication of papers” involving specified political matters: essentially seditious libel. The jury clause, however, applied to “all indictments for libels.” There are at least two ways to interpret the differing language. First, the truth clause might have applied to both civil and criminal actions, while the jury clause applied only to criminal actions. Second, the truth clause might have applied to only criminal actions based on political libel, while the jury clause extended to all criminal libel, whether seditious or personal.

    The second view seems more plausible for several reasons. First, the truth defense in civil actions for libel seems to have been well established at common law by the early nineteenth century. See Ray, supra, at 50; Thomas Starkie, A Treatise on the law of Slander and Libel *235 n. 1 (John L. Wendell ed. 1858). Second, the 1816 provision applied only to libel, not to slander, which was a civil action with no criminal counterpart. See 4 Blaekstone, supra, at *149-52.11 Third, an 1803 opinion of the Pennsylvania Supreme Court interpreting the parent provision of old § 10 suggests that the provision did not affect civil actions for libel, where truth was already established as a valid defense in all cases. See Runkle v. Meyer, 3 Yeates 518, 520 (Pa.1803).

    The 1851 truth-in-libel provision seems to have been based largely on the 1816 provision. Construing this provision is difficult, however, because it existed in a contemporary vacuum. As noted above, this Court early on recognized the truth defense in civil actions for libel and slander, and the legislature codified that rule in 1852, 2 Ind.Rev. Stat. pt. 2, ch. 1, § 87 (1852).

    Furthermore, at least by 1843 the legislature had abolished common law crimes, see Ind.Rev.Stat. ch. 54, § 84 (1843); Beal v. *690State, 15 Ind. 378, 379 (1860). Moreover, while Indiana statutes criminalized malicious prosecution, Ind.Rev.Stat. ch. 53, § 77, at 976 (1843), and barratry, id. § 78, at -976 (1843), no criminal statute prohibited libel or slander. The revision of Indiana statutes in 1852 did not alter this state of affairs. See 1 Ind.Rev.Stat. ch. 61, § 2, at 351 (1852) (abolishing common law crimes); _ 2 Ind.Rev.Stat. pt. 3, ch. 7, §§ 18, 19, at 463-64 (1852) (proscribing malicious prosecution and barratry).

    Nevertheless, whether the framers of the 1851 Constitution intended the new Section .10 to guarantee a truth defense in civil as well as criminal actions for libel is open to doubt. The initial version of the 1851 provision, drafted by Robert Dale Owen’s committee, appears as an edited version of the 1816 provision. It deleted the reference to political libel from the truth clause and made both clauses applicable to all libel “prosecutions”:

    In all prosecutions for libel, the truth of the matter alleged to be libellous may be given in [sic] justification, and the jury shall have the right to determine the law and the facts.

    Journal of the Convention of the People of the State of Indiana to Amend the Constitution, 187 (1851) [hereinafter Journal], This proposed wording bolsters our view that the 1816 truth clause applied only to criminal sedition, for Owen’s edited version of it was obviously limited to criminal libel-. This conclusion follows from the jury clause. There was no serious contention in the nineteenth century that juries should be empowered to determine the law in civil cases. Thus, the word “prosecutions” in the Owen draft, and probably the 1816 provision, likely referred only to criminal prosecutions.

    The Owen draft of Section 10, however, encountered opposition in the convention debates and was substantively amended. Delegate Henry F. Thornton recounted this Court’s decisions in Townsend and Warren on the role of the jury in criminal cases, and expressed his concern that since juries could not determine the law in civil cases, Owen’s proposed guarantee of a truth defense would be read to apply only to criminal cases. 2 Report of the Debates and Proceedings of the Convention for the Revision of the Constitution of the State of Indiana 1850, 1384 (1850) [hereinafter Debates ]. Thornton claimed to have “no doubt that the draftsman of this section, had it in view to make it cover civil as well as criminal cases.” Id. Whether disingenuous rhetoric or honest mistake, Thornton was probably wrong about the scope of Owen’s proposed language.12 Nevertheless, he offered an amendment to ensure that § 10 guaranteed a truth defense in civil actions for libel, and the convention adopted the amendment. Journal at 579.13

    When this language emerged from Owen’s Committee on Revision, however, the amended Section 10 had become two separate sections of the Bill of Rights. One section guaranteed the truth defense in “all prosecutions *691for libel,” and the other granted juries the right to determine the law in all criminal eases, not just in libel eases. See id. at 872. Given the convention’s approval of Thornton’s amendment, the Owen revision is a mystery. At the least, one can say that the truth-in-libel provision of the 1851 Indiana Constitution commands real caution about proposals to recognize a civil cause of action for libel that impose liability for truthful statements.

    B. Emotional Health

    There is a second interest that the public disclosure sub-tort protects, an interest in emotional health. Doe alleged that he suffered “embarrassment, humiliation, and mental distress” as a result of the disclosure of his HIV status. Warren and Brandéis,' in fact, focused most of their attention in their article on these injuries, expressing a concern for “peace of mind” and the embittering of life. Warren & Brandeis, supra, at 200, 204.

    Indiana law, however, already provides protection for emotional injuries with a civil action for intentional infliction of emotional distress, also known as “outrage.” Cullison v. Medley, 570 N.E.2d 27, 31 (Ind.1991). And Dearborn Fabricating & Eng’g Corp., Inc. v. Wickham, 551 N.E.2d 1135 (Ind.1990), teaches that we should consider whether emotional injuries resulting from public disclosures of private facts are sufficiently different from all other emotional injuries to justify special protection.

    The issue is more than semantic. The tort of outrage contains more stringent proof requirements than does the disclosure sub-tort. To establish liability for outrage, a plaintiff must prove that a defendant (1) engaged in “extreme and outrageous” conduct that (2) intentionally or recklessly (3) caused (4) severe emotional distress. Restatement (Second) of Torts § 46 (1965).14

    In contrast, under the Second Restatement a plaintiff does not have to prove any mental element in a public disclosure action. He needs only to show that the disclosed matter was private and not of legitimate concern to the public, and that the disclosure would be highly offensive to a reasonable person. Restatement (Second) of Torts § 652D (1977). In this sense, disclosure is a sort of strict liability version of outrage. It is outrage “lite.”

    At least one court has required plaintiffs in disclosure actions to establish the elements of outrage as well as disclosure. Writing for the Supreme Court of Oregon, Justice Hans Linde reasoned that disclosure should not be treated differently from other causes of action based on emotional injuries. See Anderson v. Fisher Broadcasting Cos., 300 Or. 452, 712 P.2d 803, 807-14 (1986). Under the Oregon rule, a plaintiff has to prove that a defendant’s disclosure was “designed to cause severe mental or emotional distress.” Id., 712 P.2d at 807; cf. Taylor v. KTVB, Inc., 96 Idaho 202, 525 P.2d 984 (1974) (allowing disclosure action against media where matter was of legitimate public interest if defendant acted with malice). The Arizona Court of Appeals also adopted this standard in Rutledge v. Phoenix Newspapers, Inc., 148 Ariz. 555, 715 P.2d 1243 (Ariz.Ct.App.1986). The Arizona Supreme Court subsequently overruled this more stringent standard, adopting the Second Restatement. Godbehere v. Phoenix Newspapers, Inc., 162 Ariz. 335, 783 P.2d 781 (1989).

    Justice Linde seems right. Our opinion in Collins v. Day, 644 N.E.2d 72 (Ind.1994), suggests that in determining whether unequal treatment is justified in a given situation we should consider whether there are any “inherent differences” related to the subject matter at issue. Id. at 78. In this context, we would ask whether the two classes of emotional injuries exhibit any inherent difference with respect to either the ability of a plaintiff to prove the mode of their infliction or the justness of allowing a recovery. On this view, we cannot see any relevant difference between emotional injuries resulting from public disclosures of pri*692vate facts and those arising from other sources.

    Even under a broader analysis, we do not discern anything special about disclosure injuries. Perhaps Victorian sensibilities once provided a sound basis of distinction, but our more open and tolerant society has largely outgrown such a justification. In our “been there, done that” age of talk shows, tabloids, and twelve-step programs, public disclosures of private facts are far less likely to cause shock, offense, or emotional distress than at the time Warren and Brandéis wrote their famous article.

    II. Doe’s Disclosure Claim

    With these policies in mind, we turn to Doe’s request that we recognize the sub-tort of disclosure, examining the facts and arguments advanced.

    According to the Second Restatement, a person is subject to liability for public disclosure of private facts if the person (1) gives “publicity”, (2) to a matter that (a) concerns the “private life” of another; (b) would be “highly offensive” to a reasonable person; and (c) is not of legitimate public concern. Restatement (Second) of Torts § 652D (1977). On appeal, Duncan argues that Doe’s claim must fail with regard to Okes because of the “private life” element and with regard to Saunders because of the “publicity” element. We' agree with both contentions.15

    A key issue contested in the briefs is whether “publicity” requires disclosure to the general public or whether more isolated disclosures are also actionable. According to the Second Restatement, “publicity” in disclosure law is not the same as “publication” in defamation law. Restatement (Second) of Torts § 652D cmt. a. “Publication” can consist of communication to just one individual. Id. § 577(1). In contrast, “publicity” requires communication of the information “to the public at large, or to so many persons that the matter must be regarded as substantially certain to become one of public knowledge.” Id. 652D cmt. a. A paradigmatic example is a creditor who posts in a shop window a sign declaring that a named individual owes him a certain sum of money, as in Brents v. Morgan, 221 Ky. 765, 299 S.W. 967 (1927).

    The Restatement explicitly observes that communication “to a single person or even to a small group of persons” is not actionable. Restatement (Second) of Torts § 652D cmt. a; see also Elder, supra § 3:3, at 155-57 nn. 48-71 (1991 & Supp.1997) (collecting cases). Most courts have followed this definition of “publicity,” see id. § 3:3, at 154, ignoring the Restatement’s suggestion that courts could extend coverage “to a simple disclosure,” Restatement (Second) of Torts § 652D cmt. a. See, e.g., Kaletha v. Bortz Elevator Co., Inc., 178 Ind.App. 654, 383 N.E.2d 1071, 1075 (1978) (rejecting privacy claim in part because disclosure was not “directed toward the entire world”). Obviously, Duncan’s two disclosures do not satisfy a requirement of dissemination to the general public.

    On the other hand, a few courts, including Indiana’s neighbors, have adopted a looser definition of “publicity.” In the seminal Beaumont case, the Supreme Court of Michigan held that even if a disclosure were not made to the general public, it could still be actionable if made to a “particular public” with a special relationship to the plaintiff, such as có-workers, family members, or neighbors. Id. at 531. The court sought to identify a nexus between the information disclosed and the relationship between the plaintiff and the class to whom the disclosure was made. The question was whether a particular disclosure would be embarrassing given the plaintiff’s relationship with the “particular public” at issue. In the most liberal application of Beaumont, the D.C. Circuit, applying a Kentucky privacy statute, held that disclosure of a person’s infidelity to that person’s spouse was actionable given the obvious detrimental impact that particular information could have on the intimate marital relationship. McSurely v. McClellan, 753 F.2d 88, 112-13 (D.C.Cir.), cert. denied, 474 U.S. 1005, 106 S.Ct. 525, 88 L.Ed.2d 457 (1985). Illinois Appellate Courts have followed Beaumont. See, e.g., Miller v. Moto*693rola, Inc., 202 Ill.App.3d 976, 148 Ill.Dec. 303, 560 N.E.2d 900 (1990).

    Even under the more flexible Beaumont standard, however, we conclude that Doe could not maintain a disclosure action against Duncan. Indeed, Doe could not sue Duncan based on her communications with Okes under any definition of “publicity” because Doe had already disclosed his HIV status to Okes. According to the Second Restatement, “[t]here is no liability when the defendant merely gives further pubhcity to information about the plaintiff that is already public.” Restatement (Second) of Torts § 652D cmt. b; see also Elder, supra, § 3:4 at 164-73 nn. 45-15 (collecting cases); Near East Side Community Org. v. Hair, 555 N.E.2d 1324, 1335 (Ind.Ct.App.1990) (holding disclosure claim not stated where information was matter of public record). Doe could hardly have been embarrassed and humiliated by Duncan’s attempted disclosure to Okes of information Doe had already disclosed to him.16

    In addition, Duncan’s disclosure to Saunders, without more, cannot form the basis of a disclosure action even under the Beaumont doctrine. To designate a person or a group of persons as a “particular public,” that person or persons must have a special relationship with the plaintiff such that the disclosure would be particularly damaging. Here, Doe had withheld his HIV status from a number of employees at the large postal branch where he worked. Of these uninformed co-workers, the evidence does not support an inference that Duncan told anyone but Saunders, another letter carrier. Thus, Beaumont would be applicable only if there were some special relationship between Doe and Saunders that justified treating her alone as a “particular public.” Unlike the marital relationship in McSurely, however, nothing in the record indicates that knowledge of Doe’s HIV status would be more relevant or damaging to his relationship with Saunders than with any of the other letter carriers. There is simply no basis for narrowing the definition of “particular public” from the set of all Doe’s letter-carrier colleagues to just Saunders.

    Conclusion

    Indiana recognizes a number of the claims described generically as invasions of privacy. The version of these torts involving disclosure of truthful but private facts encounters a considerable obstacle in the truth-in-defense provisions of the Indiana Constitution. The facts and the complaint in this particular case do not persuade us to endorse the sub-tort of disclosure.

    We affirm the trial court.

    SELBY, J., concurs. BOEHM, J., concurs in result without separate opinion. DICKSON, J., concurs in result with separate opinion, in which SULLIVAN, J., concurs.

    . Lizzie Cameron is identified in the record as "Jane.”

    . The record refers to this individual as Doe’s "roommate” but that characterization appears to be inadequate.

    . Other co-workers apparently learned Doe was HIV positive, but we may not reasonably infer from the designated evidence that Duncan told them. (R. at 164-65.)

    . Doe also sued Methodist Hospital and Lizzie Cameron for invasion of privacy and for violating statutory duties of confidentiality, see Ind.Code Ann. § 16 — 39—5—3Cb) (West 1995) (formerly § 16-4 — 8-8; recodified 1993) (confidentiality of medical records); Ind.Code Ann. § 16 — 41—8—1 (b) (West Supp.1997) (formerly § 16-1-9.5-7(b))(re-codified 1993) (confidentiality of records of communicable disease). Doe sued Logan Cameron for invasion of privacy. Methodist Hospital and Lizzie Cameron jointly moved for summary judgment, which the trial court denied. That ruling is not at issue on appeal. Logan Cameron’s motion for summary judgment was still pending when Doe pursued this appeal.

    . HIV positive status may qualify as a disability under federal law. See Gates v. Rowland, 39 F.3d 1439 (9th Cir.1994); Harris v. Thigpen, 941 F.2d 1495, 1522-24 (11th Cir.1991); Anderson v. Gus Mayer Boston Store, 924 F.Supp. 763 (E.D.Tex.1996) (collecting cases). But see Ennis v. Nat’l Ass’n of Bus. and Educ. Radio, Inc., 53 F.3d 55 (4th Cir.1995)(concluding HIV positive status not a disability per se). The condition *684certainly affects a major life activity. See Ind. Code Ann. § 16-41-7-1 (West Supp.1996) (imposing upon persons with HIV a duty to warn past and present sexual partners of HIV status). But see Ennis, 53 F.3d at 60 (HIV positive status without accompanying AIDS symptoms does not affect a major life activity).

    . Indeed, the Indiana Constitution’s open courts provision specifically mentions injury to reputation. Ind. Const, art. I, § 12.

    . Apparently, the common law had previously regarded falsity an element of the offense of criminal libel. Ray, infra, at 44 n. 3. Therefore, it is arguable that under Indiana’s receptor statute, the removal of the truth defense at common law, which largely occurred after 1607, was never incorporated into the law of this State. Ind. Code Ann. § 1-1-2-1 (West 1981).

    . In debating passage of the federal Sedition Act in 1798, 1 Stat. 596, the House of Representatives considered an amendment that would have explicitly recognized the right of a jury to determine the law as well as the facts in a sedition prosecution. The sponsor believed that libel law on that point was unsettled in the United States. Another member believed American juries already had the right to decide questions of law in criminal trials. Still another member expressed the view that juries should not possess that power. See Howe, supra, at 586-87.

    . This provision was also adopted by Kentucky, Tennessee, and Ohio. Francis Ludlow Holt, The Law of Libel 47-48 n.(a) (1818).

    . Judge Blackford had dissented in Townsend, 2 Blackf. at 162-63, and was the only remaining member of the Townsend Court when Warren was decided. In Carter v. State, 2 Ind. 617 (1851), the Court upheld a instruction that told the jury members that although they were the judges of the law and the facts, "it was their duly to believe the law to be as laid down by the Court.” Id. at 619. This Court later strongly disapproved of this instruction. Lynch v. State, 9 Ind. 541 (1857). For a detailed discussion of this history, see John F. Bodle, Note, Indiana Juries in Criminal Cases as Judges of Law Under Constitutional Relic, 24 Notre Dame Lawyer 365, 367 (1948-49); Carolyn White Spengler, Note, The Jury’s Role Under the Indiana Constitution, 52 Ind. L.J. 793, 795-96 (1976-77).

    . Even if, as some commentators suggested, criminal slander existed at common law if the spoken words were seditious, see W. Blake Odg-ers, A Digest of The Law of Libel and Slander *4 (1st Amer. Ed. 1881); Francis Ludlow Holt, The Law of Libel 222 (1818), it seems clear that truth was a good defense in slander actions, Starkie, supra at *232. An alternative explanation might be that the 1816 framers understood seditious libel and slander to be criminally punishable at common law and intended the word "libel" in old Section 10 to include criminal prosecutions for seditious slander. In neither case would the truth clause in old Section 10 have necessarily extended to civil actions.

    . Thornton may have simply been mistaken. For example, as support of his proposal to con-stitutionalize the truth defense in civil cases, . Thornton criticized the "monstrous doctrine” of Lord Mansfield ("The greater the truth, the greater the libel”). 2 Debates at 1389. As noted above, though, Mansfield had formulated that doctrine in the context of criminal libel, not civil libel, and this Court had long maintained that truth was a defense in civil libel.

    On the other hand, Thornton also justified his proposal to guarantee the truth defense in civil actions by citing "[t]he whole current of the recent New York cases of libel, especially the Cooper cases.” . 2 Debates at 1389. In Cooper v. Barber, 24 Wend. 105 (N.Y.1840), the Court denied a new trial in a successful libel action by James Fenimore Cooper against a local newspaper publisher who had republished an article critical of him. The trial court had refused to allow the publisher to introduce in mitigation of damages evidence that some, but not all, of the material had been truthful. The Court held that evidence was admissible in mitigation only if the evidence tended to show that the charge was false, not that the charge was true but partly justified. Id. at 108. Thornton clearly disapproved of this result and also thought a New York procedure statute, Act of April 12, 1848, ch. 379, § 142, 1848 N.Y. Laws 497, 524, had not adequately cured the problem. See 2 Debates at 1389. , See also John Townshend, Slander and Libel § 409, at 674-77 (4th ed. 1890).

    . With Thornton's additions, the amended Section 10 read as follows:

    In all prosecutipns for libel, as well in criminal as in civil cases, the truth of the matter alleged to be libelous may be given in justification,- and the jury shall have the right in all criminal cases to determine the law and the facts.

    Journal at 868 (emphasis added).

    . Accord Doe v. Calumet City, 161 Ill.2d 374, 204 Ill.Dec. 274, 282, 641 N.E.2d 498, 506 (1994); Humana of Kentucky, Inc. v. Seitz, 796 S.W.2d 1, 2-3 (Ky.1990); Roberts v. Auto-Owners Ins. Co., 422 Mich. 594, 374 N.W.2d 905, 908 (1985) (avoiding recognition of tort); Yeager v. Local Union 20, Teamsters, 6 Ohio St.3d 369, 453 N.E.2d 666, 671 (1983).

    . The claim as to Okes fails because Doe had already told Okes of his HIV status.

    . Even if Duncan had the burden of proving this point as an affirmative defense, she met the burden, as Doe has essentially conceded this fact.

Document Info

Docket Number: 30S01-9504-CV-420

Judges: Shepard, Selby, Boehm, Dickson, Sullivan

Filed Date: 12/31/1997

Precedential Status: Precedential

Modified Date: 10/19/2024