Thomas v. McGinnis , 239 Mich. App. 636 ( 2000 )

609 N.W.2d 222 (2000) 239 Mich. App. 636

Willie THOMAS, Jr., Larry Reid, Edward A. Grant, and Emma Perrymon, Personal Representative of the Estate of Phillip Miller, deceased, Plaintiffs-Appellants,
v.
Kenneth L. McGINNIS, Defendant-Appellee, and
Marjorie Van Ochten, and Richard McKeon, Defendants.

Docket No. 201840.

Court of Appeals of Michigan.

Submitted January 5, 1999, at Detroit. Decided February 8, 2000, at 9:05 a.m. Released for Publication April 19, 2000.

Amos E. Williams, P.C. (by Amos E. Williams and Thomas E. Kuhn), Detroit, for the plaintiffs.

Jennifer M. Granholm, Attorney General, Thomas L. Casey, Solicitor General, and Chester S. Sugierski, Jr., Lansing, Assistant Attorney General, for the defendant.

Before: MARKMAN, P.J., and JANSEN and J.B. SULLIVAN^[*], JJ.

JANSEN, J.

Plaintiffs^[1] appeal as of right from the trial court's orders granting defendant Kenneth L. McGinnis' motion for a directed verdict and denying plaintiffs' motions to depose defense counsel and an associate and to call them as witnesses at trial. We affirm.

This case arises out of the Department of Corrections' (DOC) interpretation of M.C.L. § 800.33; MSA 28.1403, which governs prisoners' entitlement to sentence credits, as it relates to Proposal B offenders, M.C.L. § 791.233b; MSA 28.2303(3).^[2] Plaintiffs, who had been convicted of Proposal B offenses before December 30, 1982, were prisoners under the jurisdiction of the DOC. Defendant McGinnis was the director of the DOC, defendant Richard McKeon was McGinnis' administrative assistant, and defendant Marjorie Van Ochten was the administrator of the DOC's office of policy and hearing.

On November 15, 1993, this Court ruled in Lowe v. Dep't of Corrections (After Remand), an opinion of the Court of Appeals originally designated "for publication" but later withdrawn from publication, issued November 15, 1993 (Docket No. 138095) (Lowe I),^[3] that the DOC's interpretation was incorrect and that

Proposal B offenders incarcerated for crimes committed prior to January 1, 1983, are eligible for traditional good time and special good time credits on their maximum sentence for the period up to December 30, 1982; and, they are eligible for regular and special disciplinary credits on their maximum and minimum terms beginning January 1, 1983. Proposal B offenders are not eligible for any regular or special good time credits on their minimum sentences; nor are they eligible for any regular or special good time credits on their maximum terms after December 30, 1982.

The Attorney General, acting on behalf of the DOC, subsequently moved for rehearing of this Court's decision in Lowe I, arguing that this Court's interpretation of M.C.L. § 800.33(5); MSA 28.1403(5) violated the constitutional prohibition against ex post facto laws. Because of the pending motion for rehearing and the DOC's inability to determine whether the motion stayed the effect of Lowe I, the DOC continued to calculate sentence credits as it had done in the past. Under that interpretation, fourteen prisoners (including the four plaintiffs) had earned sufficient credits to be released, whereas under this Court's interpretation in Lowe I, those prisoners did not have sufficient credits to be released. As a result, the DOC released the fourteen prisoners. Plaintiffs were released between November 1993 and January 1994.

In late January 1994, McGinnis determined that he was obligated to enforce Lowe I, despite the pending motion for rehearing, and, therefore, the released prisoners should be taken back into custody. He so advised the Attorney General's office, which filed ex parte motions in each of the sentencing courts to rescind the discharges and for arrest warrants so that the prisoners could be brought before the court to show cause why they should not be returned to prison to serve the remainder of their sentences. Warrants were obtained on February 7, 1994, and plaintiffs were arrested on February 9 and 10, 1994. The sentencing court that authorized the warrants for plaintiffs Reid and Miller declined to hold a show cause hearing, but another sentencing court, which had authorized the warrant for plaintiff Grant, scheduled a hearing for February 18, 1994.

In the meantime, on February 3, 1994, this Court issued an order granting the motion for rehearing of Lowe I. The order stated that "a revised opinion will be issued in due course if the Court determines that such an opinion is appropriate," but was otherwise silent regarding the effect of the decision in Lowe I pending release of a revised opinion, if any. On February 17, 1994, however, this Court issued another order staying the effect of its decision in Lowe I. Once notified of the order staying the effect of Lowe I, the DOC released the prisoners who had been arrested. Plaintiffs were all released on February 18, 1994.^[4]

Plaintiffs later filed this action on May 12, 1995. Plaintiffs alleged claims of abuse of process, false arrest, false imprisonment, denial of due process under the state and federal constitutions, violation of the protection against double jeopardy under the state and federal constitutions, intentional infliction of emotional distress, intentional interference with economic relations, and liability for damages stemming from plaintiffs' temporary reincarcerations under 42 U.S.C. 1983.^[5] The parties later stipulated the dismissal of the claims of intentional infliction of emotional distress and intentional interference with economic relations. The trial court granted summary disposition in favor of defendants with regard to the claims of abuse of process, false arrest, and false imprisonment. With regard to defendants Van Ochten and McKeon, all claims against those two defendants were dismissed on the basis of governmental immunity in that plaintiffs' complaint failed to allege that their actions were grossly negligent. MCL 691.1407(2)(c); MSA 3.996(107)(2)(c). Although the trial court specifically allowed plaintiffs to amend the complaint in order to plead with specificity the actions comprising gross negligence so as to avoid governmental immunity, plaintiffs did not amend their complaint in this manner. Thus, all claims against defendants Van Ochten and McKeon were dismissed before trial and they are not parties on appeal.

Before trial, plaintiffs stipulated the dismissal of the constitutional tort claims against defendant McGinnis. The only remaining claim against McGinnis was that alleged under 42 U.S.C. 1983 in McGinnis' individual capacity.^[6] At the close of the proofs, McGinnis moved for a directed verdict on the basis of qualified immunity, and the trial court granted the motion, finding that he was entitled to qualified immunity.

The trial court's ruling with respect to a motion for a directed verdict is reviewed de novo. Meagher v. Wayne State Univ., 222 Mich.App. 700, 708, 565 N.W.2d 401 (1997). In reviewing the trial court's ruling, this Court views the evidence presented up to the time of the motion in the light most favorable to the nonmoving party, grants that party every reasonable inference, and resolves any conflict in the evidence in that party's favor to decide whether a question of fact existed. Hatfield v. St. Mary's Medical Center, 211 Mich.App. 321, 325, 535 N.W.2d 272 (1995). A directed verdict is appropriate only when no factual question exists regarding which reasonable minds may differ. Meagher, supra at 708, 565 N.W.2d 401.

The issue of qualified immunity is one of law, Spruytte v. Owens, 190 Mich.App. 127, 132, 475 N.W.2d 382 (1991), and issues of law are reviewed de novo. Forge v. Smith, 458 Mich. 198, 204, 580 N.W.2d 876 (1998).

In an action brought under 42 U.S.C. 1983, a government official performing discretionary functions is entitled to qualified or good-faith immunity "``insofar as [the official's] conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.'" Guider v. Smith, 431 Mich. 559, 565, 431 N.W.2d 810 (1988), quoting Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S. Ct. 2727, 73 L. Ed. 2d 396 (1982). Prison officials and officers are among the government officials who may rely on qualified immunity. Procunier v. Navarette, 434 U.S. 555, 561, 98 S. Ct. 855, 55 L. Ed. 2d 24 (1978). "For a constitutional right to be clearly established, ``the law must be clear in regard to the official's particular actions in the particular situation.'" Walton v. Southfield, 995 F.2d 1331, 1335 (C.A.6, 1993), quoting Long v. Norris, 929 F.2d 1111, 1114 (C.A.6, 1991).

Thus the particular conduct of the official must fall clearly within the area protected by the constitutional right, such that a reasonable official would have known that his or her conduct violated the constitutional right.... This "objective reasonableness" standard focuses on whether defendants reasonably could have thought that their actions were consistent with the rights that plaintiff claims have been violated. [Walton, supra at 1336.]

"[T]o be clearly established, a question must be decided either by the highest state court in the state where the case arose, by a United States Court of Appeals, or by the Supreme Court." Robinson v. Bibb, 840 F.2d 349, 351 (C.A.6, 1988). "In an extraordinary case, it may be possible for the decisions of other courts to clearly establish a principle of law," but such decisions "must both point unmistakably to the unconstitutionality of the conduct complained of and be so clearly foreshadowed by applicable direct authority as to leave no doubt in the mind of a reasonable officer that his conduct, if challenged on constitutional grounds, would be found wanting." Ohio Civil Service Employees Ass'n v. Seiter, 858 F.2d 1171, 1177 (C.A.6, 1988). Immunity is not available if the official knew or should have known that the actions would violate the plaintiff's constitutional rights or if the official acted with the malicious intention to deprive the plaintiff of his constitutional rights or otherwise injure the plaintiff. Procunier, supra at 562, 98 S. Ct. 855.

Liability under 42 U.S.C. 1983 is predicated on "the deprivation of any rights, privileges or immunities secured by the Constitution and laws" of the United States. The applicable law cited in plaintiffs' amended complaint was the right to due process under U.S. Const., Am. XIV and the prohibition against double jeopardy under U.S. Const., Am. V. Although not specifically alleged in their complaints, plaintiffs also relied heavily on the prohibition against ex post facto laws, U.S. Const., art. I, §§ 9 and 10. All claims are derived from McGinnis' decision to implement Lowe I.

To the extent that plaintiffs base their claim on McGinnis' decision itself, i.e., that he should have known that he was not obligated to implement the holding in Lowe I and that by doing so he violated plaintiffs' constitutional rights, the trial court properly concluded that he was immune from liability. There was no clearly established reported case law defining the time that a published Court of Appeals decision became effective between the parties or holding that implementing a decision that has not become effective could constitute a violation of any constitutional rights. McGinnis, not being a lawyer, did not know if Lowe I was effective for enforcement purposes upon its release and was unable to obtain a satisfactory answer from the lawyers who advised him. They gave him two courses of action to take, indicating that either would be appropriate, and he chose one. The trial court properly considered the fact that McGinnis sought out and relied on the advice of counsel before acting, Guider, supra at 571, n. 10, 431 N.W.2d 810, and found that he acted in good faith in doing so. There being no evidence to show that McGinnis' decision resulted from anything other than the legal advice he was given, we find that the trial court did not err in ruling that he acted in good faith, there being no factual dispute regarding this matter.

To the extent that plaintiffs claim that the acts that followed from McGinnis' decision, i.e., their return to prison without a court hearing, violated their constitutional rights, the trial court's ruling was also not erroneous. There was clearly established law that a statute "enacted after the date of a prisoner's sentence that attempts to reduce the amount of credit given for good behavior"—and that, in effect, increases the prisoner's sentence—violates the constitutional prohibition against ex post facto laws. Lowe v. Dep't of Corrections (On Rehearing), 206 Mich.App. 128, 137, 521 N.W.2d 336 (1994) (Lowe II). The constitutional prohibition against ex post facto laws precludes Congress and state legislatures from enacting such laws. U.S. Const., art. I, §§ 9 and 10. By analogy, it has been extended to judicial decisions. People v. Doyle, 451 Mich. 93, 99-100, 545 N.W.2d 627 (1996). Plaintiffs have not shown a clearly established law that extends the prohibition to a government official's or agency's interpretations of a law. Even assuming it could be extended to such a situation, Lowe I held that the statute, as amended, did not violate the Ex Post Facto Clause if applied to Proposal B offenders sentenced before April 1, 1987, and, although McGinnis believed that holding was erroneous, he could reasonably rely on this Court's ruling.

There was clearly established law that the Due Process Clause "require[s] that deprivation of life, liberty or property by adjudication be preceded by notice and opportunity for hearing appropriate to the nature of the case." Mullane v. Central Hanover Bank & Trust Co., 339 U.S. 306, 313, 70 S. Ct. 652, 94 L. Ed. 865 (1950). McGinnis, through the Attorney General, attempted to comply with this law by requesting authorization to arrest plaintiffs and bring them before the respective sentencing courts for hearings regarding their return to prison. One sentencing court denied the request for a hearing, and another sentencing court set a hearing date a week or more in the future, by which time plaintiffs had been released. Because it was the sentencing courts' issuance of the ex parte orders for plaintiffs' arrest and not McGinnis' request that such orders be entered that caused the plaintiffs to be arrested, McGinnis' request was not the direct cause of any constitutional violation that may have occurred, unless he had provided false and misleading information to the courts. See Mudge v. Macomb Co., 458 Mich. 87, 104, 580 N.W.2d 845 (1998); Mayor of the City of Lansing v. Knights of the Ku Klux Klan (After Remand), 222 Mich.App. 637, 647-649, 564 N.W.2d 177 (1997). Although the motions and affidavits did not mention that the motion for a rehearing had been granted in Lowe I, the decision to grant a rehearing did not deprive the Lowe I opinion of its precedential effect, MCR 7.215(C)(2); cf. Riley v. Northland Geriatric Center, 425 Mich. 668, 681, 391 N.W.2d 331 (1986), after remand 431 Mich. 632, 433 N.W.2d 787 (1988), amended sub nom. Juncaj v. C & H Industries, 432 Mich. 1219, 434 N.W.2d 644 (1989) (holding that the filing of a motion for rehearing or the granting thereof does not postpone or deprive a previous Supreme Court opinion of its precedential effect), and see Straman v. Lewis, 220 Mich.App. 448, 451, 559 N.W.2d 405 (1996) (a published decision of this Court is precedentially binding on this Court and all lower courts until a decision of the Supreme Court is entered altering this Court's decision or questioning its rationale), and thus disclosure of that information or any reservations McGinnis or the Attorney General may have had regarding the correctness of its holding would not have changed the fact that the sentencing courts were required to follow it. Pursuant to Lowe I, the sentencing courts would have had to conclude that plaintiffs' discharges were improper because they were based on an improper calculation of sentence credits, the effect of which was to require plaintiffs to complete the sentences from which they had been discharged improperly and not the imposition of a new sentence. See Michigan ex rel. Oakland Co. Prosecutor v. Dep't of Corrections, 199 Mich.App. 681, 694-695, 503 N.W.2d 465 (1993); People v. Young, 206 Mich.App. 144, 150, 521 N.W.2d 340 (1994), rev'd on other grounds sub nom. Wayne Co. Prosecutor v. Dep't of Corrections, 451 Mich. 569, 548 N.W.2d 900 (1996). Therefore, returning plaintiffs to prison to complete their original sentences would not have constituted a violation of the constitutional prohibition against double jeopardy. Thus, the trial court did not err in granting defendant's motion for a directed verdict on the basis of qualified immunity.

Plaintiffs also contend that the trial court abused its discretion in denying their motion to depose the assistant attorneys general who advised McGinnis and in precluding plaintiffs from calling them as witnesses at trial. This issue has not been preserved for appeal because plaintiffs have not cited any authority in support of their position, Price v. Long Realty, Inc., 199 Mich.App. 461, 467, 502 N.W.2d 337 (1993), and have failed to provide the transcript from the hearing regarding the motion to compel. Admiral Ins. Co. v. Columbia Casualty Ins. Co., 194 Mich.App. 300, 304-305, 486 N.W.2d 351 (1992). We therefore decline to consider it, there being no record for us to review.

Affirmed.

MARKMAN, P.J., did not participate.

NOTES

[*] Former Court of Appeals judge, sitting on the Court of Appeals by assignment.

[1] This action was brought by Willie Thomas, Jr., Larry Reid, Edward A. Grant, and Phillip Miller. During the pendency of this appeal, Phillip Miller died, and Emma Perryman, as personal representative of Miller's estate, was substituted as a party plaintiff. For convenience, the term "plaintiffs" as used in this opinion will generally refer to the original plaintiffs, except where the context clearly suggests that the reference is to the present plaintiffs.

[2] Before December 30, 1982, Proposal B offenders could earn good-time credits, which accrued at a rate of five to fifteen days a month, toward their maximum terms but not toward their minimum terms. After December 30, 1982, Proposal B offenders could not earn good-time credits at all. Instead, they could earn disciplinary credits, which accrued at a rate of five days a month, toward their minimum and maximum sentences. On April 1, 1987, good-time credits were eliminated and all new offenders after that date could earn disciplinary credits only. The DOC interpreted the statutes as allowing Proposal B offenders sentenced before January 1, 1983, to earn disciplinary credits toward their minimum sentences as of January 1, 1983, and good-time credits toward their maximum sentences dating back to the time of sentencing. See Lowe v. Dep't of Corrections (On Rehearing), 206 Mich.App. 128, 132-133, 521 N.W.2d 336 (1994) (Lowe II).

[3] Lowe I was originally scheduled for publication but was withdrawn sometime after this Court granted rehearing on February 3, 1994.

[4] On July 5, 1994, this Court issued its decision on rehearing in Lowe II, concluding that Lowe I was incorrect and that the DOC's interpretation of the law "conforms to the legislative scheme in a way that is consistent with the intent behind M.C.L. § 800.33(5); MSA 28.1403(5), as well as the constitutional prohibition against ex post facto laws." Lowe II, supra at 135-136, 521 N.W.2d 336.

[5] On October 11, 1995, an amended order for consolidation was filed by the Court of Claims, consolidating this case with Reid v. Dep't of Corrections, 239 Mich.App. ___, 609 N.W.2d 215 (2000), also issued this day. The consolidated cases were then transferred to the Wayne Circuit Court, which sat as the Court of Claims in the action against the Department of Corrections and as the circuit court in this case. Additional facts and procedural history have been set forth in our decision in Reid.

[6] We acknowledge that neither a state nor its officials acting in their official capacities are "persons" under § 1983, and thus cannot be sued under § 1983. Will v. Michigan Dep't of State Police, 491 U.S. 58, 109 S. Ct. 2304, 105 L. Ed. 2d 45 (1989), affirming Smith v. Dep't of Public Health, 428 Mich. 540, 544, 410 N.W.2d 749 (1987); Jones v. Powell, 227 Mich.App. 662, 669, 577 N.W.2d 130 (1998); Carlton v. Dep't of Corrections, 215 Mich.App. 490, 502, 546 N.W.2d 671 (1996). However, in the amended complaint, defendant McGinnis was sued in his individual capacity; thus, he is not protected by the holding of Will and Smith. See Goodmon v. Rockefeller, 947 F.2d 1186, 1187 (C.A.4, 1991).