Anderson v. Eichner , 65 O.B.A.J. 4037 ( 1994 )


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  • OPALA, Justice.

    The first-impression issue dispositive .of these two appeals is whether the Governmental Tort Claims Act1 shields faculty physicians, resident physicians and interns — who are either teaching or participating in an educational program at Oklahoma Memorial Hospital — from tort liability in medical malpractice suits brought against them in then-status as state employees. We answer in the negative. We conclude today that (a) the Governmental Tort Claims Act specifically takes out of the state immunity purview those acts of physician educators and students which fall under the rubric of “medical practice”; (b) for all such acts the physician teachers and students are individually liable according to the principles of general tort law, except that the total individual liability of resident physicians and interns stands limited to $100,000.00; and (e) the district court’s summary judgments for the defendant physicians must be reversed with the causes remanded in both actions.

    I

    THE ANATOMY OF LITIGATION

    A.

    Cause No. 79,517 — The Anderson Claim

    The Anderson claim arose when Henry Richard [Richard] died on November 12, 1986 from complications of a surgically attempted central line placement2 procedure performed at Oklahoma Memorial Hospital [OMH]. During this procedure, Richard’s lung and subclavian vessel sustained multiple punctures which resulted in intrapulmonary and pleural hemorrhage.

    When in the course of rendering medical treatment to Richard, Dr. Randy Morgan, a resident intern, and Dr. Lee Serbousek, a resident physician, were both participating in a graduate medical education program at the University of Oklahoma Health Sciences Center (OUHSC). Dr. Edward Eichner, a professor of medicine and Chief of the Hematology Section, Department of Medicine at OUHSC, was a faculty physician who supervised and instructed Drs. Morgan and Ser-bousek regarding Richard’s treatment. All three of these defendants, either as teacher or student in the OUHSC’s educational program, were involved in making treatment decisions and administering medical care to Richard.

    Richard’s next of kin and the representative of his estate brought a wrongful death action for medical malpractice against defendants Eichner, Serbousek and Morgan. The plaintiffs also sued OMH and the State of Oklahoma Teaching Hospitals.3 The trial court gave summary judgment to the three physicians.4 Their quests for summary relief stood rested on immunity from tort liability conferred by the Governmental Tort Claims *1334Act5 because, when the medical services in question were rendered, they were either engaged in teaching duties or participating at OUHSC as students in an educational program.6

    B.

    Cause No. 79,507 — The Bhat Claim

    The Bhat claim arose on November 27, 1989 when Uttara Karnik Bhat [Bhat] underwent an elective valvuloplasty to correct a narrowing of her heart’s mitral valve in the OMH heart catheterization laboratory. Recommended by Dr. Ralph Lazzara, this procedure was performed by Drs. John Harvey and Eliot Schechter, all faculty physicians at OUHSC. Drs. Jatin Amin and Nicholas Twi-dale, resident physicians, also participated in its performance. Dr. Sunil Lulla, another resident physician, was present and observed Bhat’s heart catheterization.

    During the procedure Bhat’s heart was perforated, causing pericardial bleeding which interfered with her heart functions. Dr. John Randolph, an assistant professor of thoracic surgery, performed emergency surgery to correct the perforation while two resident physicians observed the operation. Because of her diminished heart functions, Bhat’s brain became oxygen-deprived for a period of time. She remained in a comatose vegetative condition until her death on December 19, 1992.7

    Bhat’s next of kin brought a medical malpractice action against the individual physicians and the State of Oklahoma Department of Human Services [DHS], OMH and the College of Medicine Private Practice Plan [PPP].8 The defendant physicians sought summary judgment, arguing that they were immune from liability for torts committed while engaged in teaching duties or while participating in a graduate medical education program at OUHSC.9 The trial court gave summary judgment to the physicians, ruling that their status (as state employees acting within the scope of their employment) rendered them immune from civil liability.10

    *1335c.

    The Nature of the Appeals

    The plaintiffs originally sought corrective relief in this court by a petition for certiorari to review a certified interlocutory order. By this court’s earlier direction the cases came to be recast as appeals which are authorized by 12 O.S.1991 § 100611 for appellate review in advance of final adjudication of all multiple claims or multiple parties. The district court’s certified orders12 were deemed the functional equivalent of judicial statements, required by § 1006, (a) that “no just reason” exists for delaying an immediate appeal and (b) that judgments for the physicians may be entered at once. The appeals stand eonsoli-dated for disposition by a single opinion. We now take cognizance of the cases and reverse the summary judgments in both actions.

    II

    THE GOVERNMENTAL TORT CLAIMS ACT DOES NOT EXTEND IMMUNITY TO THE DEFENDANT PHYSICIANS FOR TORTS OCCURRING WHILE THEY WERE PRACTISING MEDICINE

    The individual physicians’ immunity from liability turns on our construction of the Governmental Tort Claims Act.13 The common-law doctrine of sovereign immunity was *1336abrogated by our pronouncement in Vander-pool.14 There we held that in the absence of a statute conferring partial or total immunity, the state, its political subdivisions, and employees acting within the scope of their employment would stand liable in tort in the same manner as a private individual or corporation.15 The legislature responded to Vanderpool’s invitation to codify Oklahoma’s sovereign immunity policies by enacting the 1984 Governmental Tort Claims Act. The latter redefined the parameters of governmental tort liability.16 The act provides, in § 152.1(B), that governmental immunity of the state and its political subdivisions is waived “only to the extent and in the manner provided in ” the act.17 Tracking Van-derpool’s rationale, § 153 extends governmental accountability to all torts for which a private person or entity would be liable, subject only to the act’s specific “limitations and exceptions.”18

    State employees acting within the scope of their employment are relieved by § 152.1(A) of private liability for tortious conduct.19 This immunity grant allows public employees to perform their duties and make decisions on behalf of the state free from fear of suit.20 In the task of determining whether the defendant physicians are immune from liability for the acts in suit because of their employment status with the state, our analysis must begin with the definitional portion of the act — § 152(5)21 — in which state employ*1337ees are described. Three significant components of the § 152(5) definition must be examined. These are: (a) faculty physicians acting in an administrative capacity or engaged in teaching duties and resident physicians and interns participating in a graduate medical education program are employees of the state; (b) faculty physicians not acting in an administrative capacity or performing teaching duties are denied employee status for consideration of immunity; and (c) state liability for these physicians’ torts while they are practising medicine or providing medical treatment is expressly abrogated.

    The cardinal rule of statutory construction calls for a judicial search to ascertain legislative intent.22 The obvious problem here is that the activities of these physicians do not fit precisely into § 152(5)’s definitional scheme. This is so because the conduct under scrutiny includes both elements of teaching or participating in an educational program and those of practising medicine. Nonetheless, the plaintiffs urge that the legislature intended for these physicians to be outside the scope of their employment whenever they engage in the practice of medicine or in the provision of medical or surgical treatment, even though they also may be acting as teacher or student. We agree.

    Section 152(5)’s language creates a dichotomous division of physicians into two distinct categories: (a) teachers or students and (b) practitioners of medicine. For their tortious conduct as teachers or students the state is liable; for their like acts or omissions as practitioners the state is not. The final provision in § 152(5)23 clearly takes the employee/teaching-physicians and employee/student-physicians out of the scope of their employment when they are practising medicine — whether for educational or other purposes — yet leaves them within the protection of respondeat superior 24 liability for those of their duties that are disconnected from treatment of patients.

    The defendant physicians argue that § 152(5) operates only to limit the state’s liability and does not waive their individual immunity from civil responsibility. We reject this notion. In interpreting a statute, the legislative act, which is to be *1338considered in its entirety,25 must be construed to be reasonable and consistent as a whole.26 The legislature kept in force the state’s immunity from liability by providing in § 15527 thirty carefully circumscribed exemptions. Had the legislature intended to exempt the sítate from liability for medical malpractice of faculty and student physicians, it could have explicitly done so in that section. This approach would not have been inconsistent with the overall organization and institutional design of the Governmental Tort Claims Act.

    Instead, the legislature addressed the problem at hand with a proviso in § 152 — a definitional section that describes who are state employees. The impact of this proviso is controlled by the context in which it is found. It must be construed to operate differently from the § 155 limits on state liability. Section 152’s final provision is intended as a descriptive statement. It clearly lays down the rule that, although the defendant physicians might otherwise be eon-sidered state employees when involved in the educational process, they nonetheless stand outside the scope of their employment whenever they engage in the practice of medicine. Our attempt at construction need go no further. The plaintiffs are suing state employees who, by force of statutory law, were acting outside the scope of their employment. These plaintiffs need not hence invoke a waiver of immunity to maintain their claims.

    A review of other sections of the Governmental Tort Claims Act is also helpful in our effort to determine the legislative intent. Section 156(G) mandates that claims against resident physicians or interns shall be made in accordance with Titles 12 (civil procedure) and 76 (torts) of the Oklahoma Statutes.28 Section 16329 provides that resident physicians can be sued individually, notwithstanding their status as employees. Section 154(D) limits their liability to $100,OOO.30 These sections recognize the special burdens (financial amongst others) faced by student *1339physicians and make some accommodations to protect them should they be called upon to defend against a lawsuit. That the legislature felt a need to protect residents in this special manner indicates an underlying intent to subject faculty and student physicians to individual liability for torts committed while practising medicine.31

    A statutory grant of immunity must be explicit — immunity will not be divined from a legislative text that is silent, doubtful or ambiguous.32 According to the defendants’ interpretation, the act would afford sovereign immunity to both the state and the individual physicians for medical malpractice in an educational setting and would deny the plaintiffs all avenues of recourse. This construction is unsupportable. The provisions of § 152 specifically remove from the scope of governmental immunity those acts of physician educators and students which fall under the rubric of medical practice. For these acts the physician educators and students are subject to individual tort liability.

    The dissent’s response to this analysis relies on an artificial distinction between “private patients” and “state patients” and urges that governmental immunity shields physicians from liability arising only from treatment of the latter.33 The plain language of the statute does not support the dissent’s interpretation. Had the legislature intended to differentiate between medical treatment rendered to a “state’s patient” and that given to a private patient, it could easily have done so in § 152(5). The statutory text clearly fails to distinguish between (a) medical treatment arising from a physician’s role in the educational process and (b) medical practice arising from non-educational activities.

    No one questions that practical “hands-on” experience is widely utilized as a component of medical training. Nonetheless, the legislature, in enacting § 152(5), declined to provide absolute immunity to physicians rendering medical care to state patients. Nothing in the statute calls on us to dicho-tomize malpractice patients based on their wealth or to assess the physician’s economic motivation in extending the service for which recovery is sought.

    Ill

    STATUTORY CLASSIFICATION OF PHYSICIANS AS PERSONS WHO ARE INDIVIDUALLY LIABLE FOR TORTS COMMITTED WHILE PRACTISING MEDICINE DOES NOT VIOLATE EQUAL PROTECTION

    The defendant physicians argue that allowing treating physicians to be individually liable would be an “arbitrary exercise of legislative discretion”. They assert their placement into a class different from other state employees, who are not exposed to personal liability for tortious conduct, constitutes arbitrary and disparate treatment of similarly situated individuals, which will not pass muster under the Equal Protection Clause.

    *1340The United States Supreme Court’s constitutional jurisprudence teaches that an “equal protection analysis requires strict scrutiny of a legislative classification only when the classification impermissibly interferes with the exercise of a fundamental right [such as the right to vote, the right of interstate travel, rights guaranteed by the First Amendment, or the right to procreate] or operates to the peculiar disadvantage of a suspect class [such as a class based on race, alienage or ancestry].”34 Because we are dealing with neither a suspect classification nor an infringement upon a fundamental right, the rational-basis standard of review governs here.35 Applying the rational-basis test, we conclude that the dichotomous division of tortfeasors into private and public categories rests on a legitimate state interest and does not offend constitutional restrictions on the legislative use of classification criteria.36 Where a legitimate state purpose is achieved by statutory means that does not violate the relatively relaxed standard of minimal rationality, the classification scheme may pass constitutional muster.37

    Public torts constitutes a new body of law created by and dependent on the legislature.38 It is within the power of the legislature to advance public policy by creating a dichotomy of duties these defendants are called upon to perform and excluding from immunity those activities which fall under the rubric of practising medicine while including those of purely classroom teaching.

    The defendant physicians argue that the § 154(D) liability limitation pertains to the state’s total liability and that a statutory interpretation affording absolute immunity to faculty physicians while burdening resident and intern physicians with $100,000.00 personal liability would be unconstitutional. Because we hold today that both resident physicians and faculty physicians are individually liable for medical malpractice, this question is moot. The parties have not tendered the issue whether the § 154(D)’s liability cap of $100,000.00 is fraught with constitutional infirmity because it protects only resident and intern physicians while faculty doctors stand subject to unlimited personal liability. We express no opinion concerning this question.

    IV

    CONCLUSION

    The language of the Governmental Tort Claims Act is clear — faculty physicians en*1341gaged in teaching or in administrative duties and resident physicians and interns participating in a graduate medical education program are employees of the state acting within the scope of their employment unless they are practising medicine. The claims before us arosefrom the treatment of patients, not from acts of teaching or learning. Although the defendants may have been functioning as professors or students when the tortious conduct occurred, they were also rendering medical services by engaging in the healing art. When a patient is introduced into the clinical setting, the emphasis shifts from instruction of medical students to treatment of illness— the physician’s care of the patient becomes the definitive and controlling nexus of the activity. The legislature has broad power in crafting the state’s public tort law. Its intent not to shield with immunity the individual physician in these defendant doctors’ status is clear.

    We hold that the purview of protection from liability created by the Governmental Tort Claims Act does not encompass the activities of practising medicine or providing treatment to patients.39

    THE TRIAL COURT’S SUMMARY JUDGMENTS IN NO. 79,507 AND NO. 79,-517 ARE REVERSED AND THE CAUSES REMANDED FOR FURTHER PROCEEDINGS NOT INCONSISTENT WITH THIS PRONOUNCEMENT.

    LAVENDER, V.C.J., and SIMMS, ALMA WILSON, KAUGER and SUMMERS, JJ., concur. HODGES, C.J., and WATT, J., dissent. HARGRAVE, J., not participating.

    . 51 O.S.1991 §§ 151 et seq.

    . Some chemotherapeutic and antibiotic regimens require extended vascular access. This is accomplished-with the catheterization and insertion of a central venous line (CVL) into the patient’s cephalic, subclavian, internal or external jugular vein. The Merck Manual of Diagnosis and Therapy (Robert Berkow, M.D. et al. eds., 16th ed. 1992). Richard was being treated for leukemia and was receiving intravenous fluids and antibiotics through a central line catheter. When on November 12, 1986 his existing CVL began leaking, surgery was performed to replace it with a new catheterization line on the patient’s opposite side.

    . The plaintiffs’ claims against OMH and the State of Oklahoma Teaching Hospitals remain pending in the trial court.

    .The pertinent portions of the April 27, 1992 summary judgment in the Anderson action are:

    "This Court ... finds that the Defendants, Edward Eichner, M.D. (physician faculty member), Randy Morgan, M.D. (resident intern physician), and Lee Serbousek, M.D. (resident physician), are immune from suit under the Governmental Tori Claims Act pursuant to 51 O.S. § 151, et seq.
    "IT IS THEREFORE ORDERED, ADJUDGED AND DECREED, that the [physician] Defendants' ... Motions for Summary Judgment should be and hereby are granted, and that judgment is granted as a matter of law in favor of these aforesaid Defendants and against the Plaintiffs.”

    . Supra note 1.

    . See 51 O.S.Supp.1986 § 152, infra note 21.

    . In Cause No. 79,507 (the Bhat claim) we have received voluminous deposition material that has been designated for inclusion in the appellate record. An appellate court cannot take notice of any item that was not properly before the trial court. Hulsey v. Mid-America Preferred Ins. Co., Okl., 777 P.2d 932, 936 (1989). See also Frey v. Independence Fire and Cas. Co., Okl., 698 P.2d 17, 20 (1985). Deposition testimony sought to be used as evidentiary material in the summary judgment process must be placed into the record in compliance with Rule 13, Rules for the District Court, 12 O.S.1991, Ch. 2, App., which provides in pertinent part:

    “a. A party may move for judgment in his favor on the ground that the depositions, admissions in the pleadings, stipulations, answers to interrogatories and to requests for admissions, affidavits, and exhibits on file, filed with his motion or subsequently filed with leave of court show that there is no substantial controversy as to any material fact. The motion shall be accompanied by a concise written statement of the material facts as to which the movant contends no genuine issue exists and the reasons why summaiy judgment should be granted. Reference shall be made in the statement to the pages, paragraphs and/or lines of the depositions, admissions, answers to interrogatories and to requests for admissions, affidavits, exhibits and other materials whether filed by the moving party or by the adverse party, and a copy of the material relied on shall be attached to the statement." [Emphasis added.]

    All deposition material to be reviewed on appeal must be both filed in the court clerk's office and shown by the record to have been tendered for the trial court’s consideration. See Hulsey, supra, 777 P.2d at 935-36. Only a few excerpts of the depositions on file below actually qualify as part of the record here. We do not consider those materials which fail to meet the law’s requirements for incorporation into an appellate record.

    . The Bhat suit initially included claims against the following physicians: Drs. Lazzara, Harvey, Schechter, Randolph, Twidale, Lulla and Amin. The action against Drs. Lulla and Amin was dismissed without prejudice on February 7, 1992. The plaintiffs’ claim against DHS, OMH and the College of Medicine Private Practice Plan is pending in the district court.

    . See 51 O.S.1991 § 152, infra note 21.

    . The pertinent portions of the summary judgment in the Bhat cause, filed on April 22, 1992, are:

    "The Court finds that defendants, Ralph Laz-zara, M.D., John Harvey, M.D., Elliott [sic] Schechter, M.D., John Randolph, M.D., were physician faculty members at the University of Oklahoma Health Sciences Center at the time of the events complained of and, were employ*1335ees of the State of Oklahoma acting within (he scope of their employment and accordingly are immune from liability for the alleged torts pursuant to 51 O.S. § 151 et seq. Further, the Court finds that defendant, Nick Twidale, M.D., was a third-year resident or fellow in cardiology at the University of Oklahoma Health Sciences Center at the time of the events complained of and was an employee of the State of Oklahoma acting within the scope of his employment. Defendant, Nick Twidale, M.D., is also immune from liability for his alleged torts pursuant to 51 O.S. § 151 et seq.
    “IT IS THEREFORE ORDERED, ADJUDGED AND DECREED that the Motion for Summary Judgment filed on behalf of [the physician] defendants ... is hereby granted and that these defendants are granted judgment as a matter of law.”

    .The pertinent terms of 12 O.S.1991 § 1006, effective June 1, 1991, were:

    “When more than one claim for relief is presented in an action ... or when multiple parties are involved, the court may direct the preparation and filing of a final judgment as to one or more of the parties only upon an express determination that there is no just reason for delay and upon an express direction for the filing of judgment. In the absence of such determination and direction, any order or other form of decision, however designated, which adjudicates fewer than all the claims or the rights and liabilities of fewer than all the parties shall not terminate the action as to any of the claims or parties, and the order or other form of decision is subject to revision at any time before judgment adjudicating all the claims and the rights and liabilities of all the parties is filed with the court clerk." [Emphasis added.]

    By amendments enacted in 1993 (Okl.Sess.L. 1993, Ch. 351, §§ 23, 30, eff. Oct. 1, 1993) § 1006 was amended and recodified as 12 O.S.Supp.1993 § 994. For a discussion of § 1006 requirements, see Tinker Inv. & Mortg. v. Midwest City, Okl., 873 P.2d 1029, 1034-1035 (1994).

    . In Cause No. 79,517 (the Anderson claim) the trial court's certified interlocutory order, filed on April 27, 1992, states in pertinent part:

    "[T]his Court hereby finds that pursuant to Rule 1.50 of the Oklahoma Rules of Appellate Procedures in Civil cases, that ... [the] Order granting Summary Judgment on behalf of Drs. Eichner, Morgan and Serbousek affects a substantial part of the merits of this controversy, and therefore should be certified for immediate appeal as an interlocutory Order, in order to materially advance the ultimate termination of the litigation.
    “IT IS THEREFORE ORDERED, ADJUDGED AND DECREED that this court's Order ... granting summary judgment to [the physician] defendants ... should be certified as an interlocutory order, pursuant to Rule 1.50 of the Rules of Appellate Procedure in civil cases.”

    In Cause No. 79,507 (the Bhat claim) the trial court's order, filed on April 24, 1992, states in pertinent part:

    “[T]his Court hereby finds that pursuant to Rule 1.50 of the Oklahoma Rules of Appellate Procedures in civil cases, that ... [the] Order granting Summary Judgment on behalf of Ralph Lazzara, M.D., John Harvey, M.D., Eliot Schechter, M.D., Johns [sic] Randolph, M.D., and Nick Twidale, M.D., affects a substantial part of the merits of this controversy, and therefore should be certified for immediate appeal as an interlocutory Order, in order to materially advance the ultimate termination of the litigation.
    "IT IS THEREFORE ORDERED, ADJUDGED AND DECREED that this court’s Order ... granting summary judgment to [the physician] defendants ... should be certified as an Interlocutory Order pursuant to Rule 1.50 of the Rules of Appellate Procedure in civil cases.”

    . Supra note 1.

    . Vanderpool v. State of Oklahoma ex rel. Oklahoma Historical Society, Okl., 672 P.2d 1153, 1156-57 (1983).

    . Vanderpool, supra note 14 at 1156-57. See also Gunn v. Consolidated Rural Water & Sewer District No. 1, Okl., 839 P.2d 1345, 1348 (1992); Nguyen v. State, Okl., 788 P.2d 962, 964 (1990).

    . The Governmental Tort Claims Act was effective October 1, 1985. The terms of its § 152.1 [51 O.S.1991], which have not been amended since 1984, are:

    "A. The State of Oklahoma does hereby adopt the' doctrine of sovereign immunity. The state, its political subdivisions, and all of their employees acting within the scope of their employment; whether performing governmental or proprietary functions, shall be immune from liability for torts.
    B. The state, only to the extent and in the manner provided in this act, waives its immunity and that of its political subdivisions. In so waiving immunity, it is not the intent of the state to waive any rights under the Eleventh Amendment to the United States Constitution.”

    . For the text of 51 O.S.1991 § 152.1(B), see supra note 16.

    . The terms of 51 O.S.1991 § 153 provide:

    "A. The state or a political subdivision shall be liable for loss resulting from its torts or the torts of its employees acting within the scope of their employment subject to the limitations and exceptions specified in this act and only where the state or political subdivision, if a private person or entity, would be liable for money damages under the laws of this state. The state or a political subdivision shall not be hable under the provisions of this act for any act or omission of an employee acting outside the scope of his employment.
    B. The liability of the state or political subdivision under this act shall be exclusive and in place of all other liability of the state, a political subdivision or employee at common law or otherwise.”

    . For the text of 51 O.S.1991 § 152.1(A), see supra note 16.

    . Neal v. Donahue, Okl., 611 P.2d 1125, 1129 (1980).

    . The pertinent terms of 51 O.S.Supp.1986 § 152(5) (eff. July 1, 1986), which were applicable when the Anderson claim arose, provided:

    “5. "Employee” means any person who is authorized to act in behalf of a political subdivision or the state whether that person is acting on a permanent or temporary basis, with or without being compensated or on a full-time or part-time basis. Employee also includes all elected or appointed officers, members of governing bodies and other persons designated to act for an agency or political subdivision, but the term does not mean a person or other legal entity while acting in the capacity of an independent contractor. For the purpose of this act, physicians acting in an administrative capacity, resident physicians and resident interns participating in a graduate medical education program of the University of Oklahoma College of Medicine or the Oklahoma College of Osteopathic Medicine and Surgery and faculty members of the University of Oklahoma College of Medicine and the Oklahoma College of Osteopathic Medicine and Surgery, while engaged in their teaching duties are employees of the state. Physician faculty members of the University of Oklahoma College of Medicine and the Oklahoma College of Osteopathic Medicine and Surgery not acting in an administrative capacity or engaged in teaching duties are not employees or agents of the state. However, in no event shall the state be held liable for the tortious conduct of any physician, resident physician or intern *1337while practicing medicine or providing medical treatment to patients.” [Emphasis added.]

    The quoted language was not changed by the 1989 amendment of § 152 (the version in effect when the Bhat claim arose). The 1990, 1991, 1992 and 1993 amendments have no effect on this litigation. The July 1, 1986 amendment of § 152(5) added the fourth and fifth sentences and altered the third sentence which earlier read:

    “For the purpose of this act, physicians acting in a nonadministrative capacity, except for resident physicians and interns, practicing at the State of Oklahoma Teaching Hospitals are not employees or agents of the state.”

    . So-Lo Oil Company, Inc. v. Total Petroleum, Inc., Okl., 832 P.2d 14, 18 (1992); Humphrey v. Denney, Okl., 757 P.2d 833, 835 (1988); Matter of Phillips Petroleum Co., Okl., 652 P.2d 283, 285 (1982); Lancaster v. State, Okl., 426 P.2d 714, 716 (1967); State v. Dinwiddie, 186 Okl. 63, 95 P.2d 867, 869 (1939).

    . For the pertinent terms of § 152, see supra note 21.

    . Under the doctrine of respondeat superior a principal or employer is generally held liable for those acts of an agent or employee which fall within the latter’s authority. Qui facit per alium facit per se (the act of the employee is the act of the employer). This rule rests on the premise that, when exercising delegated authority, the employee stands under the complete control of the employer. Texaco, Inc. v. Layton, Okl., 395 P.2d 393, 396-397 (1964). See also Braden v. Hendricks, Okl., 695 P.2d 1343, 1352 (1985); Elias v. Midwest Marble and Tile Co., Okl., 302 P.2d 126, 127-128 (1956); Mid-Continent Pipeline Co. v. Crauthers, Okl., 267 P.2d 568, 571 (1954); World Pub. Co. v. Smith, 195 OH. 691, 161 P.2d 861, 863 (1945). The terms of § 152, supra note 21, which provide that the state shall not be liable for medical malpractice, appear to be a legislative attempt to preserve for the state the same general protective separation that is afforded private hospitals in similar situations. In most jurisdictions, the theory of respondeat superior is not extended to a hospital if the doctor is considered a private contractor operating on his/her own behalf — i.e., when a doctor-patient relationship pre-exists the patient’s admission to the hospital. See Weldon v. Seminole Municipal Hospital, OH., 709 P.2d 1058, 1059-1060 (1985). But, under the theory of ostensible agency, a hospital can be vicariously liable for the negligence of a physician, notwithstanding the physician's independent contractor status, when the patient looks for treatment "solely to the hospital” rather than viewing its facility as merely "the situs where his physician would treat him for his problems.” Id.

    . See Lancaster, supra note 22, 426 P.2d at 716. In Richards v. United States, 369 U.S. 1, 11, 82 S.Ct. 585, 591-592, 7 L.Ed.2d 492 (1962), while explaining the factors to be considered when a statute is interpreted, the Court reasoned:

    "We believe it fundamental that a section of a statute should not be read in isolation from the context of the whole Act, and that in fulfilling our responsibility in interpreting legislation, 'we must not be guided by a single sentence or member of a sentence, but [should] look to the provisions of the whole law, and to its object and policy.’ " [Citations omitted.]

    . Lancaster, supra note 22, 426 P.2d at 716; LeFlore v. Reflections of Tulsa, Inc., Okl., 708 P.2d 1068, 1075 (1985).

    . The exemptions set forth in 51 O.S.1991 § 155 address circumstances where the state expressly retains its sovereign immunity. The terms of § 155 provide that the state or a political subdivision shall not be liable if a loss or claim results from any one of thirty specified activities of the sovereign or its agents.

    . The terms of 51 O.S.Supp.1986 § 156(G) (eff. July 1, 1986) are:

    "G. Claims and suits against resident physicians or interns shall be made in accordance with the provisions of Titles 12 and 76 of the Oklahoma Statutes."

    The only change made in § 156 by the 1986 amendment was the addition of subsection G. The quoted language was not changed by the 1988 and 1992 amendments.

    . The terms of 51 O.S.1991 § 163(C), which have not been amended since July 1, 1986, provide:

    "C. Suits instituted pursuant to the provisions of this act shall name as defendant the state or the political subdivision against which liability is sought to be established. In no instance shall an employee of the state or political subdivision acting within the scope of his employment be named as defendant with the exception that suits based on the conduct of resident physicians and interns shall be made against the individual consistent with the provisions of Title 12 of the Oklahoma Statutes.” [Emphasis added.]

    The only change made in § 163 by the 1986 amendment was the addition of the emphasized provision.

    . Liability limitations in the act are set out in 51 O.S.Supp.1986 § 154 (eff. July 1, 1986). Section 154(D) provides:

    "D. The total liability of resident physicians and interns while participating in a graduate medical education program of the University of Oklahoma College of Medicine, its affiliated institutions and the Oklahoma College of Osteopathic Medicine and Surgery shall not exceed One Hundred Thousand Dollars ($100,-000.00).”

    The only change made in § 154 by the 1986 amendment was the addition of subsection D. The quoted language was not changed by the 1988, 1990 and 1991 amendments.

    .This court will not assume that the legislature has done a vain or useless act; it must interpret legislation so as to give effect to every word and sentence rather than rendering some provisions nugatory. Strelecki v. Oklahoma Tax Commission, Okl., 872 P.2d 910, 920 n. 69 (1994); Rodgers v. Higgins, Old., 871 P.2d 398, 409 (1994); In re Supreme Court Adjudication, Etc., Okl., 597 P.2d 1208, 1210 (1979); TWA v. McKinley, Okl., 749 P.2d 108, 110 (1988); Anderson v. O'Dono-ghue, Okl., 677 P.2d 648, 651 (1983); Thompson v. Ekberg, Okl., 613 P.2d 466, 467 (1980); AMF Tubescope Co. v. Hatchel, Okl., 547 P.2d 374, 379 (1976). Were we to extend absolute immunity to the defendant physicians, those provisions in the Governmental Tort Claims Act [§ 163(C), supra note 29] which allow suits to be brought against resident physicians and interns would be literally nullified.

    . Ingram v. State, Okl., 786 P.2d 77, 80 (1990); Gunn, supra note 15, 839 P.2d at 1349; Huff v. State, Okl., 764 P.2d 183, 185 (1988); Jarvis v. City of Stillwater, Okl., 669 P.2d 1108, 1111 (1983) (both Huff and Jarvis were abrogated by statute on other grounds, see Bolin v. State, Okl. App., 838 P.2d 29, 30 (1992)).

    . The dissent proposes a definition of medical practice that would vary with the patient’s economic status. Treating nonpaying patients (the state's patients) would be included within the concept of “teaching” medicine, while caring for paying patients (the faculty physician’s private patients) would be "practising" medicine. Under this dichotomy paying patients could invoke unlimited liability for negligence, but nonpaying patients would be kept within the statutory recovery limits.

    . Massachusetts Bd. of Retirement v. Murgia, 427 U.S. 307, 312, 96 S.Ct. 2562, 2566, 49 L.Ed.2d 520 (1976), citing San Antonio School District v. Rodriguez, 411 U.S. 1, 16, 93 S.Ct. 1278, 1287, 36 L.Ed.2d 16 (1973). The Court defined a suspect class as one that is "saddled with such disabilities, or subjected to such history of purposeful unequal treatment, or relegated to such a position of political powerlessness as to command extraordinary protection from the ma-joritarian political process.” Id., 427 U.S. at 313, 96 S.Ct. at 2566.

    . When called upon to analyze a case on equal-protection grounds, a court will apply one of three standards of review: (a) rational basis, (b) heightened scrutiny, or (c) strict scrutiny. If the classification does not involve a suspect class or abridge a fundamental right, the rational-basis test is used. City of Cleburne v. Cleburne Living Center, 473 U.S. 432, 440, 105 S.Ct. 3249, 3254, 87 L.Ed.2d 313 (1985). Under the rational-basis standard of review, the Court will uphold a statutory classification if a rational relationship exists between that classification and the state interest. Dandridge v. Williams, 397 U.S. 471, 485, 90 S.Ct. 1153, 1161, 25 L.Ed.2d 491 (1970); Cle-burne, supra, 473 U.S. at 440, 105 S.Ct. at 3254. Legislative classifications based on gender or illegitimacy call for the heightened standard of review. Under this test a law must be substantially related to an important governmental interest. Craig v. Boren, 429 U.S. 190, 197, 97 S.Ct. 451, 457, 50 L.Ed.2d 397 (1976); Cleburne, supra, 473 U.S. at 440, 105 S.Ct. at 3255.

    . See in this connection Black v. Ball Janitorial Service, Inc., Okl., 730 P.2d 510, 513 (1986); Reirdon v. Wilburton Board of Education, Okl., 611 P.2d 239, 240 (1980). See also Wilson v. Gipson, Okl., 753 P.2d 1349, 1351 (1988), which teaches that limits on damages recoverable from governmental entities serve a legitimate governmental purpose.

    . Ross v. Peters, Okl., 846 P.2d 1107, 1117 (1993).

    . In Vanderpool, supra note 14, we abrogated the common-law doctrine of sovereign immunity and invited the legislature to fill the void by statute. In shaping the state's public law of tort liability, the legislature enjoys extremely broad powers. See Black, supra note 36, 730 P.2d at 513, which -teaches that in crafting public tort law, the legislature appears free from equal protection and state constitutional restraints.

    . The plaintiffs in Cause No. 79,517 (the Anderson claim) raise a number of additional issues to support their assertion that the trial court erred in giving summary judgment to the defendant physicians. These include: (1) Were the defendant physicians estopped from raising the defense of immunity from liability, or did they waive their immunity, because they did not raise it in their initial pleading? (2) Is the physicians' immunity from liability unconstitutional because it denies the plaintiffs access to the courts and a remedy to redress a wrong? and (3) Does the physicians’ immunity violate the state and federal constitutions by creating a special class? The plaintiffs in Cause No. 79,507 (the Bhat claim) also raise other issues: (1) Did the defendant physicians waive their immunity by engaging in willful and wanton or grossly negligent acts? (2) Is the immunity of these defendants waived to the extent of professional malpractice insurance coverage purchased for them by the state? and (3) Does immunity extend to those acts of these physicians which are not governmental policy decisions? Because our decision today establishes that these physicians, while practising medicine in the teaching institutions of the state, do not enjoy immunity from tort liability, we need not address any of these tendered issues.

Document Info

Docket Number: 79517, 79507

Citation Numbers: 890 P.2d 1329, 65 O.B.A.J. 4037, 1994 OK 136, 1994 Okla. LEXIS 154, 1994 WL 677934

Judges: Opala, Lavender, Simms, Wilson, Kauger, Summers, Hodges, Watt, Hargrave

Filed Date: 12/6/1994

Precedential Status: Precedential

Modified Date: 11/13/2024