Hamaatsa, Inc. v. Pueblo of San Felipe , 2013 NMCA 94 ( 2013 )

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New Mexico Compilation
Commission, Santa Fe, NM
'00'04- 10:08:16 2013.10.14
Certiorari Granted, September 20, 2013, No. 34,287
IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
Opinion Number: 2013-NMCA-094
Filing Date: July 23, 2013
Docket No. 31,297
HAMAATSA, INC., a New Mexico
not-for-profit corporation,
Plaintiff-Appellee,
v.
PUEBLO OF SAN FELIPE,
a federally recognized Indian tribe,
Defendant-Appellant.
APPEAL FROM THE DISTRICT COURT OF SANDOVAL COUNTY
George P. Eichwald, District Judge
The Simons Firm, LLP
Thomas A. Simons, IV
Faith Kalman Reyes
Santa Fe, NM
for Appellee
Samuel D. Gollis, Attorney at Law, P.C.
Samuel D. Gollis
Gwenellen P. Janov, Of Counsel
Albuquerque, NM
for Appellant
OPINION
SUTIN, Judge.
{1} Hamaatsa, Inc. filed an action against the Pueblo of San Felipe seeking a declaration
1
that a road, which crossed Pueblo property that was acquired in fee simple, was a state public
road. In an interlocutory appeal, the Pueblo contends that the district court erred in denying
the Pueblo’s motion to dismiss for lack of subject matter jurisdiction based on sovereign
immunity. We affirm.
BACKGROUND
The Complaint
{2} Hamaatsa’s complaint requests the district court to declare Northern R.S. 2477 (the
road) a state public road. Further, as a member of the public and the owner of property
contiguous to the road, Hamaatsa requests that the court declare that the Pueblo cannot
restrict its use of the road. The complaint was filed in response to the Pueblo’s notice to
Hamaatsa threatening to restrict Hamaatsa’s use of the road.
{3} The complaint alleges that the road was owned by the Bureau of Land Management
(the BLM) since at least 1906, was constructed and used by the public from at least 1935 up
to and including the date of the complaint, and was used by Hamaatsa and its predecessors
in interest to access their property. The complaint further alleges that under 43 U.S.C. § 932
(1866), Rev. Stat. § 2477, the road has been a public road since at least 1906 or 1935, and
because it was not retained by the United States, the road became vested in the public as a
state highway, and it remains a public state highway because it has not been vacated.
Although § 932 was repealed, the road was constructed before the repeal in 1976, the repeal
expressly preserved the road, and the road remained a state highway pursuant to NMSA
1978, Section 67-2-1 (1905). The property through which the road runs was conveyed to
the Pueblo in December 2001 by the BLM in fee simple. In that conveyance, the BLM
reserved an easement along the road “for the full use as a road by the United States for
public purposes.” By quitclaim deed, the BLM purported, in September 2002, to quitclaim
its interest in the road to the Pueblo.
The Motion to Dismiss
{4} The Pueblo moved, pursuant to Rule 1-012(B)(1) NMRA, to dismiss Hamaatsa’s
complaint for lack of subject matter jurisdiction based on the doctrine of tribal sovereign
immunity. At a district court hearing on the Pueblo’s motion to dismiss, much of the
argument involved the question whether the action was in personam or in rem.
{5} The Pueblo argued that the action was for injunctive relief, affecting and altering the
Pueblo’s interest in the fee simple parcel it had acquired, and that the action was therefore
in personam. The Pueblo also argued that Hamaatsa’s action was in essence a quiet title
action that would “materially. . . affect the ownership interest of the Pueblo in its property”
and that “[t]o declare that the road, in fact, exists fundamentally alters the Pueblo’s property
interest, ownership interest, in this property.”
2
{6} Hamaatsa responded that its action was for non-monetary declaratory relief and that
it was not seeking an injunction. Hamaatsa’s counsel stated, “We have simply sought a
declaration that this is a public road.” Hamaatsa presented argument and authority to
support its view that the action was not, as the Pueblo had asserted, a quiet title action, but
was an action purely in rem, arguing that “[t]his case is all about in rem jurisdiction.”
{7} The court ruled simply that the action was in rem, and the court denied the Pueblo’s
motion to dismiss. Additionally, the court granted leave for an interlocutory appeal.
The Interlocutory Appeal
{8} This case comes to this Court through interlocutory appeal based on the district
court’s denial of the Pueblo’s Rule 1-012(B)(1) motion to dismiss for lack of subject matter
jurisdiction. Our review is de novo. Lu v. Educ. Trust Bd. of N.M., 2013-NMCA-010, ¶ 7,
293 P.3d 186.
{9} As conceded by the Pueblo in its argument to the district court and in its brief in chief
on appeal, the Pueblo’s purely facial challenge to jurisdiction compels us to accept as true
all material allegations of the complaint and also to construe the complaint in favor of the
complaining party. Forest Guardians v. Powell, 2001-NMCA-028, ¶ 5, 130 N.M. 368, 24
P.3d 803; see Holt v. United States, 46 F.3d 1000, 1002 (10th Cir. 1995) (stating that when
analyzing a facial attack under Federal Rule of Civil Procedure 12(b)(1), the court “must
accept the allegations in the complaint as true”); Genberg v. Porter, ___ F. Supp. 2d ___,
Civ. A. No. 11-cv-02434-WYD-MEH, 2013 WL 1222056, at *6 (D. Colo. March 25, 2013)
(same); In re Polyurethane Foam Antitrust Litig., 799 F. Supp. 2d 777, 791, 793 (N.D. Ohio
2011) (indicating that allegations that may seem conclusory in nature but are supported by
factual allegations are not to be denied the presumption of truth but instead may be examined
by the court “to gauge whether the remaining allegations, accepted as true, plausibly give
rise to entitlement to relief” (internal quotation marks and citation omitted)). The Pueblo
nowhere argues that any particular allegation in the complaint is unworthy of being accepted
as true for the purposes of the motion to dismiss. Accordingly, as this case comes to us,
Hamaatsa’s action is to declare the road, alleged and conceded for the purposes of the
motion to be a state public road, to be a state public road.1
1
The state or county has exclusive regulatory authority and jurisdiction over its
roads. N.M. Const. art. V, § 14 (creating the state transportation commission); § 67-2-1
(“All roads and highways, except private roads, established in pursuance of any law of New
Mexico, and roads dedicated to public use, that have not been vacated or abandoned, and
such other roads as are recognized and maintained by the corporate authorities of any county
in New Mexico, are hereby declared to be public highways.”); NMSA 1978, § 67-3-11
(2003) (authorizing the state transportation commission “to make all rules and regulations
as may be necessary to carry out the provisions of” the Highway Department Organization
Act, NMSA 1978, §§ 67-1-1 to -3 (1977)); NMSA 1978, § 67-3-12 (2006) (describing the
3
{10} We review the district court’s denial of the Pueblo’s motion to dismiss as the case
has come to us, but we decide it on grounds different from those relied upon by the district
court. See Meiboom v. Watson, 2000-NMSC-004, ¶ 20, 128 N.M. 536, 994 P.2d 1154
(indicating that the appellate courts may affirm a district court’s ruling on a ground different
from that relied on by the district court). We see no reason to address the issue of in rem
versus in personam, or, if the action is in rem, whether the Pueblo can nevertheless seek
dismissal for lack of subject matter jurisdiction based on sovereign immunity.2 By choosing
to make its attack on Hamaatsa’s complaint a purely facial one, thereby conceding the truth
of the allegations in the complaint, the Pueblo admitted the existence of a state public road.
As we indicate later in the body of this Opinion, there is no basis for a sovereign immunity
defense at this stage of the proceeding where it is presumed that the road in question is a
state public road.
DISCUSSION
{11} Notwithstanding its purely facial attack and admission of the truth of the allegations
of the complaint, including that the road is a state public road, the Pueblo argues that
sovereign immunity bars the action for lack of subject matter jurisdiction. Yet, the Pueblo
offered no evidence of any property or governance interests whatsoever in the road or that
the road, concededly a state public road, would threaten or otherwise affect its sovereignty.
The Pueblo has not attempted any proof, for example, that even though the road is a state
public road, a district court’s declaration of that fact would in any way undermine the
Pueblo’s sovereignty or sovereign authority, infringe on any right of the Pueblo to govern
itself or control its internal relations, or otherwise adversely affect its governmental,
property, or treasury interests.3
powers and duties of the state transportation commission); Jicarilla Apache Tribe v. Bd. of
Cnty. Comm’rs, 1994-NMSC-104, ¶ 21, 118 N.M. 550, 883 P.2d 136 (explaining that state
courts have exclusive jurisdiction over matters relating to public roads).
2
If the attack is facial only, and if the facts alleged show that in personam
jurisdiction is involved, it seems clear that, facially, the tribe should likely be dismissed. If
the attack is factual, and if the facts show that in personam jurisdiction is involved, it seems
clear that factually, the tribe should likely be dismissed. If the attack is facial only, and if
the facts alleged show that in rem jurisdiction is involved, the court would then be required
to resolve whether the tribe should nevertheless be dismissed pursuant to its sovereign
immunity. The same holds if the attack is factual and the facts show that in rem jurisdiction
is involved. If persuasive law holds that even if the facts alleged or proved show that the
action is in rem, the tribe still has sovereign immunity, it would appear that there is no
reason to ever get into the question whether the action is in rem, since whether it is in rem
or not in rem would be irrelevant.
3
Hamaatsa argued in the district court that it filed the action upon being threatened
with blockage because the Pueblo was in the process of attempting to have its fee simple
4
{12} To our knowledge, no United States Supreme Court case or body of federal law, and
no New Mexico case, is clearly determinative or constitutes binding precedent favoring the
Pueblo under the particular circumstances here. This Court has considerable difficulty, at
this Rule 1-012(B)(1) stage, construing the law to require dismissal for lack of subject matter
jurisdiction based on sovereign immunity. In our view, the Pueblo’s invocation of sovereign
immunity in a facial challenge at this stage of the proceedings is not supported by law.
{13} “Tribal sovereign immunity is ‘a necessary corollary to Indian sovereignty and self-
governance[.]’ ” Wisconsin v. Ho-Chunk Nation, 512 F.3d 921, 928 (7th Cir. 2008) (quoting
Three Affiliated Tribes of Ft. Berthold Res. v. Wold Eng’g, P.C., 476 U.S. 877, 894 (1986)).
If common law sovereign immunity from suit is an attribute of sovereignty, one must wonder
why immunity should exist in this case where the Pueblo has shown no other attribute of
sovereignty—such as a property, treasury, or governance interest in or sovereign authority
over the road—that could bestow immunity from inherent sovereignty. In this case, with no
evidence showing that a significant aspect of the Pueblo’s inherent sovereignty or sovereign
authority is adversely affected, we see no justifiable basis on which the Pueblo can draw
immunity from inherent sovereignty.
{14} In our view, the issue in this case is a matter of state law, over which the district court
has jurisdiction. See Jicarilla Apache Tribe, 1994-NMSC-104, ¶¶ 10-19 (stating that
“[w]hether an easement—a public road at that—exists across land held in fee simple is
clearly an issue of state law” and holding that Public Law 280 did not preempt “state[]court
jurisdiction to adjudicate a preexisting interest in land that is purchased by an Indian tribe
and then held by the tribe in fee simple”). We note that the United States Supreme Court
supports the view that an Indian tribe cannot exercise jurisdiction over conduct on a public
roadway. See Montana v. United States, 450 U.S. 544, 566 (1981) (making clear that a tribe
cannot regulate the conduct of persons on land it does not own when there is no direct effect
on the political or economic security of the tribe); see also Nevada v. Hicks, 533 U.S. 353,
359 (2001) (“Where nonmembers are concerned, the ‘exercise of tribal power beyond what
is necessary to protect tribal self-government or to control internal relations is inconsistent
with the dependent status of the tribes, and so cannot survive without express congressional
delegation.’ ” (quoting Montana, 450 U.S. at 564)); Atkinson Trading Co. v. Shirley, 532
U.S. 645, 647 (2001) (holding, based on Montana, that “Indian tribes lack civil authority
over . . . tribal attempts to tax nonmember activity occurring on non-Indian fee land”); Strate
v. A-1 Contractors, 520 U.S. 438, 442, 459 (1997) (holding that a tribe cannot exercise
jurisdiction and does not have adjudicatory authority over conduct on a public highway that
runs through its reservation); South Dakota v. Bourland, 508 U.S. 679, 694-95, 697 (1993)
parcel placed in trust. We proceed with the understanding that, as the Southwest Director
of the Bureau of Indian Affairs (BIA) concluded, favorably to Hamaatsa, the BIA would not
take the fee simple parcel in trust until the present dispute over the road is resolved. See
Hamaatsa, Inc. v. Sw. Reg’l Dir., 55 IBIA 132, 132-33 (2012) (order vacating decisions and
dismissing appeal).
5
(explaining that a tribe did not have authority to regulate non-Indian hunting and fishing on
land that was located within the reservation, but was owned by the United States); Brendale
v. Confederated Tribes & Bands of the Yakima Indian Nation, 492 U.S. 408, 430 (1989)
(stating, in the context of a zoning dispute, that “[t]he governing principle is that the tribe
has no authority itself, by way of tribal ordinance or actions in the tribal courts, to regulate
the use of fee land”).
{15} The legal and practical effect of permitting the Pueblo to assert sovereign immunity
in its facial challenge and at this stage of the proceedings would be to permit the Pueblo to
assert control over a state public road, yet to deprive Hamaatsa, or any other member of the
public, any opportunity for legal recourse. As noted in Jicarilla Apache Tribe, we must be
mindful of the practical effects of the application of sovereign immunity as an unfettered bar
to claims that patently do not infringe on tribal sovereignty. See 1994-NMSC-104, ¶ 21
(explaining that “[b]ecause it would concern a matter of state law, a complaint involving a
disputed easement across a tract of land . . . would not be entertained in federal district
court[,]” and the practical effect of depriving state courts of jurisdiction over such matters
is the “anomalous result” of denying tribal and non-tribal parties a judicial forum in which
to settle their respective property rights). Jicarilla Apache Tribe supports the conclusion,
at least in this stage of the proceedings, that the issue regarding the road is one of state law
over which the district court has jurisdiction.
{16} Further, to permit a sovereign immunity bar at this facial attack stage of the
proceedings would mean that, based on nothing more than the bare assertion of sovereignty,
a pueblo or tribe could acquire, in fee simple, subject to an existing state public road, one or
more lot or acreage virtually anywhere in New Mexico and immediately deny the motoring
public and all neighboring property owners access. And it means that no person whose
property is, and perhaps has been for generations, contiguous to a public road before a fee
simple acquisition of property through which the road runs, could invoke state court
jurisdiction to at least obtain a judicial declaration, binding on a pueblo or tribe, that a road
is a state public road. In our view, the Pueblo cannot have such carte blanche immunity on
a Rule 1-012(B)(1) facial attack when it acquires property in fee simple subject to a state
public road as it did here.
{17} “Suits against Indian tribes . . . remain a highly contentious issue.” Carole E.
Goldberg, Rebecca Tsosie, Kevin K. Washburn & Elizabeth Rodke Washburn, American
Indian Law: Native Nations and The Federal System 443 (6th ed. 2010). The circumstances
here lend credence to Justice Stevens’ words in his concurring opinion in Oklahoma Tax
Commission v. Citizen Band Potawatomi Indian Tribe of Oklahoma (Potawatomi), 498 U.S.
505, 514 (1991) (Stevens, J., concurring).4 He stated:
4
While there exists no “unequivocal expression” in the present case manifesting an
intent to relinquish tribal immunity, see Potawatomi, 498 U.S. at 509 (stating that to
relinquish its immunity, a tribe’s waiver must be “clear”), one would nevertheless reasonably
6
The doctrine of sovereign immunity is founded upon an anachronistic
fiction. In my opinion all Governments—federal, state, and tribal—should
generally be accountable for their illegal conduct. . . . Nevertheless, I am not
sure that the rule of tribal sovereign immunity extends to cases arising from
a tribe’s conduct of commercial activity outside its own territory[.]
Id. at 514-15 (Stevens, J., concurring) (citations omitted). Justice Stevens then correctly
points out that the majority opinion in Potawatomi “in effect acknowledges limits to a tribe’s
sovereign immunity, although it does not do so explicitly.” Id. at 515 (Stevens, J.,
concurring). Justice Stevens states:
My purpose in writing separately is to emphasize that the Court’s holding in
effect rejects the argument that this governmental entity—the [t]ribe—is
completely immune from legal process. By addressing the substance of the
tax commission’s claim for prospective injunctive relief against the [t]ribe,
the Court today recognizes that a tribe’s sovereign immunity from actions
seeking money damages does not necessarily extend to actions seeking
equitable relief.
Id. at 515-16 (Stevens, J., concurring).
{18} The majority in Kiowa Tribe of Oklahoma v. Manufacturing Technologies, Inc., 523
U.S. 751 (1998), discussed Potawatomi and in language also pertinent to the case now before
this Court, stated:
The doctrine of tribal immunity came under attack a few years ago in
Potawatomi . . . . The petitioner there asked us to abandon or at least narrow
the doctrine because tribal businesses had become far removed from tribal
self-governance and internal affairs. We retained the doctrine, however, on
the theory that Congress had failed to abrogate it in order to promote
economic development and tribal self-sufficiency. The rationale, it must be
said, can be challenged as inapposite to modern, wide-ranging tribal
enterprises extending well beyond traditional tribal customs and activities.
Justice [Stevens], in a separate opinion, criticized tribal immunity as founded
upon an anachronistic fiction and suggested it might not extend to off-
reservation commercial activity.
inquire whether a tribe that obtains a property beyond reservation boundaries in fee simple,
knowing that the property is subject to a state public road, should be held at least at the Rule
1-012(B)(1) facial attack stage to have knowingly relinquished immunity if sued for
threatening to block or blocking public access, particularly when the access being blocked
or threatened has not been shown to adversely affect significant tribal governance or other
aspects of inherent tribal sovereignty.
7
. . . In our interdependent and mobile society . . . tribal immunity
extends beyond what is needed to safeguard tribal self-governance. This is
evident when tribes take part in the Nation’s commerce. Tribal enterprises
now include ski resorts, gambling, and sales of cigarettes to non-Indians. In
this economic context, immunity can harm those who are unaware that they
are dealing with a tribe, who do not know of tribal immunity, or who have no
choice in the matter, as in the case of tort victims.
Kiowa Tribe, 523 U.S. at 757-58 (internal quotation marks and citations omitted).
{19} In spite of its misgivings, the Court in Kiowa Tribe invoked sovereign immunity. Id.
at 753, 760. Keeping with his view of sovereign immunity, Justice Stevens, in his dissent
in Kiowa Tribe, with Justices Thomas and Ginsburg joining, stated:
Absent express federal law to the contrary, Indians going beyond
reservation boundaries have generally been held subject to nondiscriminatory
state law otherwise applicable to all citizens of the [s]tate. There is no
federal statute or treaty that provides petitioner . . . any immunity from the
application of Oklahoma law to its off-reservation commercial activities.
Nor, in my opinion, should this Court extend the judge-made doctrine of
sovereign immunity to pre-empt the authority of the state courts to decide for
themselves whether to accord such immunity to Indian tribes as a matter of
comity.
....
In sum, we have treated the doctrine of sovereign immunity from
judicial jurisdiction as settled law, but in none of our cases have we applied
the doctrine to purely off-reservation conduct. Despite the broad language
used in prior cases, it is quite wrong for the Court to suggest that it is merely
following precedent, for we have simply never considered whether a tribe is
immune from a suit that has no meaningful nexus to the tribe’s land or its
sovereign functions. Moreover, none of our opinions has attempted to set
forth any reasoned explanation for a distinction between the [s]tates’ power
to regulate the off-reservation conduct of Indian tribes and the [s]tates’ power
to adjudicate disputes arising out of such off-reservation conduct.
Accordingly, while I agree with the Court that it is now too late to repudiate
the doctrine entirely, for the following reasons[,] I would not extend the
doctrine beyond its present contours.
Id. at 760, 764 (internal quotation marks and citations omitted). The majority’s concerns and
Justice Stevens’ dissent in Kiowa Tribe, read fully, should stimulate analysts to reasonably
view the case now before this Court as one beyond the periphery of immunity, requiring
affirmance of the district court’s denial of the Pueblo’s motion to dismiss.
8
{20} This is not a case in which a party suing a tribe has engaged in a contractual or
commercial relationship with that tribe. No one is forced to enter into such relationships.
Those entering into such relationships do so voluntarily, by choice, and they should know
the legal risks. When a tribe acquires property in fee simple that envelops a state public road
and subsequently denies access to existing property owners or other individuals, those
excluded are innocent citizens who had no choice and cannot be held to have known or
anticipated a legal risk of access denial and a dispositive facial assertion of sovereign
immunity by an Indian tribe.
{21} In sum, the allegations of the complaint survive the Rule 1-012(B)(1) facial attack.
The allegations in the complaint were presumed to be true for the purposes of the motion,
and the Pueblo has not shown any factual, legal, or rational basis on which to invoke
sovereign immunity in the face of those allegations—including the allegation, undisputed
and fully supported by other allegations, that the road is a state public road.
CONCLUSION
{22} We affirm the district court’s denial of the Pueblo’s motion to dismiss under Rule 1-
012(B)(1), and we remand for further proceedings.
{23} IT IS SO ORDERED.
__________________________________
JONATHAN B. SUTIN, Judge
I CONCUR:
_________________________________
J. MILES HANISEE, Judge
JAMES J. WECHSLER, Judge, dissenting.
WECHSLER, Judge (dissenting).
{24} Regardless of the stage of a proceeding, the doctrine of tribal sovereign immunity
applies to insulate Indian tribes from being required to defend actions in state court. I
therefore believe that this Court must analyze the issues presented to the district court.
When I conduct that analysis, I conclude that the Pueblo’s motion to dismiss should have
been granted. I thus respectfully dissent.
TRIBAL SOVEREIGN IMMUNITY
{25} My concerns with the Majority Opinion focus on its discussion of (1) Kiowa Tribe,
523 U.S. 751, (2) cases that do not involve tribal sovereign immunity, (3) the equities of this
9
case, and (4) the timing of the Pueblo’s motion. I discuss each below.
{26} As to my first concern, the doctrine of tribal sovereign immunity is a matter of
federal law and is not subject to diminution by the state. Armijo v. Pueblo of Laguna, 2011-
NMCA-006, ¶ 10, 149 N.M. 234, 247 P.3d 1119. The doctrine recognizes that “Indian tribes
are domestic dependent nations that exercise inherent sovereign authority over their
members and territories. Indeed, Indian tribes have long been recognized as possessing the
common-law immunity from suit traditionally enjoyed by sovereign powers.” Id. (internal
quotation marks and citation omitted). Sovereign immunity not only embraces the long-
recognized principle that a tribe is immune from suit, but it likewise protects a tribe from
being hauled into court. Cf. Seminole Tribe of Fla. v. Florida, 517 U.S. 44, 58 (1996)
(stating, in the context of state sovereign immunity, that sovereign immunity “does not exist
solely in order to prevent federal-court judgments that must be paid out of a [s]tate’s
treasury[;] it also serves to avoid the indignity of subjecting a [s]tate to the coercive process
of judicial tribunals at the instance of private parties[.]” (alteration, internal quotation marks,
and citations omitted); United States v. James, 980 F.2d 1314, 1319 (9th Cir. 1992) (holding
that tribal sovereign immunity barred a subpoena directing the tribe’s director of social
services to produce records based on the rationale that tribal sovereign immunity
encompasses immunity from the “processes of the court”).
{27} As the Majority Opinion states, there are issues concerning the scope of tribal
sovereign immunity when tribes or pueblos engage in activities that extend beyond the
original purpose of the doctrine to safeguard tribal self-governance. See Kiowa Tribe, 523
U.S. at 757-58 (stating that the rationale supporting the tribal immunity doctrine “can be
challenged as inapposite to modern, wide-ranging tribal enterprises extending well beyond
traditional tribal customs and activities”). Kiowa Tribe involved a commercial transaction
in which the Kiowa Tribe executed and delivered a promissory note beyond its tribal lands
to make payments also beyond its tribal lands. Id. at 753-54. After the tribe defaulted, the
payee sued the tribe in state court. Id. at 754. Despite the Kiowa Tribe Court’s expressing
“reasons to doubt the wisdom of perpetuating the doctrine” of tribal sovereign immunity
beyond the degree “needed to safeguard tribal self-governance[,]” and notwithstanding the
different outcome suggested by Justice Stevens’ dissent, the Court stated that “the doctrine
of tribal immunity is settled law and controls in this case” and deferred to Congress to make
any changes to the doctrine. Id. at 756-60. It reversed the decision of the Oklahoma Court
of Civil Appeals that declined to recognize immunity. Id. at 760. The Court specifically
held, as has our New Mexico Supreme Court, that there are only two exceptions to tribal
sovereign immunity: (1) Congress can expressly authorize suits against Indian tribes, and
(2) a tribe can waive its sovereign immunity. Id. at 754; Gallegos v. Pueblo of Tesuque,
2002-NMSC-012, ¶ 7, 132 N.M. 207, 46 P.3d 668. The Majority Opinion relies on the
dissent and the majority’s concerns in Kiowa Tribe, as well as the concurring opinion in
Potawatomi, 498 U.S. at 514-15, in which Justice Stevens expressed similar concerns about
applying tribal sovereign immunity to tribal commercial activity “outside its own territory.”
I too recognize that the Pueblo’s assertion of tribal sovereign immunity in this case appears
to extend the doctrine beyond its original purpose of safeguarding tribal self-governance or
10
the protection of reservation land or land held in trust by the United States. See Kiowa
Tribe, 523 U.S. at 758. Yet, if the Supreme Court in Kiowa Tribe, despite its concerns,
followed the doctrine, deferring to Congress to make changes, I do not believe that this Court
is in a position to act differently.
{28} Second, I have difficulty with the Majority Opinion’s application of cases that do not
involve issues of tribal sovereign immunity to support its holding. It concludes that “the
issue in this case is a matter of state law,” citing Jicarilla Apache Tribe, 118 N.M. at 554-57,
883 P.2d at 140-43. Majority Op. ¶ 14. But, our Supreme Court has expressly stated that
“tribal immunity is a matter of federal law.” Gallegos, 2002-NMSC-012, ¶ 7; see also
Kiowa Tribe, 523 U.S. at 754-55 (applying federal law to determine the availability of tribal
sovereign immunity). Further, Jicarilla Apache Tribe is a case of statutory construction, not
tribal sovereign immunity. The issue was whether a federal statute, 28 U.S.C. § 1360(b)
(1984), preempted state court jurisdiction of an Indian tribe’s trespass action in a dispute
concerning land purchased by the tribe. Jicarilla Apache Tribe, 118 N.M. at 551, 883 P.2d
at 137. Our Supreme Court decided against preemption and considered a result that would
have precluded the tribe from bringing its trespass action in state court to be an anomalous
construction of the statute, supporting its conclusion. Id. at 558, 883 P.2d at 144. Because
Jicarilla Apache Tribe does not address tribal sovereign immunity, it is not relevant to our
analysis.
{29} Similarly, the Majority Opinion cites Montana and several other United States
Supreme Court cases for the proposition that the Court “supports the view that an Indian
tribe cannot exercise jurisdiction over conduct on a public roadway.” Majority Op. ¶ 14.
However, Montana and the cases that follow it also do not involve issues of tribal sovereign
immunity. See 450 U.S. at 557 (addressing “the question of the power of the [t]ribe to
regulate non-Indian fishing and hunting on reservation land owned in fee by nonmembers
of the [t]ribe”). Rather, they involve the separate issue of a tribe’s sovereign authority over
tribal lands. See Nevada, 533 U.S. at 374 (relying on Montana and Strate and concluding
that because the tribe lacked sovereign authority over the dispute, it “also lacked adjudicative
authority to hear respondent’s claim that those officials violated tribal law in the
performance of their duties”); Atkinson Trading, 532 U.S. at 647 (addressing the sovereign
authority of a tribe to tax nonmember activity occurring on non-Indian fee land); Strate, 520
U.S. at 442 (addressing “the adjudicatory authority of tribal courts over personal injury
actions against defendants who are not tribal members”); Bourland, 508 U.S. at 681-82
(addressing “whether the [tribe] may regulate hunting and fishing by non-Indians on lands
and overlying waters located within the [t]ribe’s reservation but acquired by the United
States”); Brendale, 492 U.S. at 414 (addressing “whether the [tribe or the state], has the
authority to zone fee lands owned by nonmembers of the [t]ribe located within the
boundaries of the” reservation). “There is a difference between the right to demand
compliance with state laws and the means available to enforce them.” Kiowa Tribe, 523 U.S.
at 755; see also Armijo, 2011-NMCA-006, ¶ 18 (stating that cases involving a tribe bringing
suit to preclude a municipality from imposing taxes or other local laws “do not explore the
boundaries of a tribe’s sovereign immunity from suit[, and r]ather, they explore a tribe’s
11
sovereign authority over purchased lands”).
{30} Third, “sovereign immunity is not a discretionary doctrine that may be applied as a
remedy depending on the equities of a given situation[, and,] it presents a pure jurisdictional
question.” Armijo, 2011-NMCA-006, ¶ 13 (internal quotation marks and citation omitted).
The Majority Opinion stresses that the effect of permitting the Pueblo to exercise tribal
sovereign immunity would be to deprive Hamaatsa and other members of the public the
opportunity for legal recourse. Majority Op. ¶ 16. The Majority Opinion even speculates
that if tribal sovereign immunity were to apply, a pueblo or tribe could acquire property
“virtually anywhere in New Mexico” and deny access to the motoring public and
neighboring property owners. Supra. This speculation assumes that a property owner has
the ability to convey a dedicated public road and extends far beyond the facts of this case.
But, more significantly, although I agree that Hamaatsa makes a strong equitable argument,
as this Court stated in Armijo, it is not relevant to the jurisdictional question before us. Id.
{31} Lastly, I do not agree with the Majority Opinion that the timing of the Pueblo’s
motion is relevant to our analysis. Whether under federal or state Rules of Civil Procedure,
an assertion that tribal sovereign immunity requires dismissal of a lawsuit “is generally
raised in a [R]ule [1-0]12([B])(1) motion[.]” Cash Advance & Preferred Cash Loans v.
State, 242 P.3d 1099, 1113 (Colo. 2010); see id. (citing cases, including Kiowa Tribe, 523
U.S. at 754, in which the issue of tribal sovereign immunity has been raised by such motion).
A motion under Rule 1-012(B) “shall be made before pleading if a further pleading is
permitted.” Thus, the Pueblo’s motion was properly before the district court and
necessitated a decision.
{32} I therefore turn to the merits of the Pueblo’s motion to dismiss. The district court
denied that motion, reasoning that the complaint presented an in rem proceeding and that
tribal sovereign immunity does not apply to in rem proceedings or to actions seeking non-
monetary relief. I address these issues below, first considering whether this case presents
an issue of in rem or in personam jurisdiction. Concluding that it is in rem, I then address
whether tribal sovereign immunity applies to an in rem proceeding in which the subject is
property held by an Indian tribe in fee simple. Lastly, I consider whether it applies to a
complaint seeking declaratory relief.
IN REM
{33} The Pueblo argues that the district court erroneously concluded that the complaint
presented an in rem proceeding and that it need not exercise in personam jurisdiction over
the Pueblo. In the Pueblo’s view, Hamaatsa’s complaint presents an action for declaratory
and injunctive relief in which Hamaatsa seeks to quiet the Pueblo’s title to its land, and,
therefore, as a quiet title action, it is not an in rem proceeding. Hamaatsa responds by
arguing that the complaint does not seek to quiet title to the Pueblo’s land, and, even
assuming that the complaint presents a quiet title action under our quiet title statute, NMSA
1978, § 42-6-1 (1951), a quiet title action requires only in rem jurisdiction over the property
12
at issue and not in personam jurisdiction over the property owner.
{34} Our Supreme Court has stated that historically and “[m]ost commonly, in rem is
defined as a proceeding or action instituted against a thing in contradistinction to in
personam actions which are directed against a person.” State v. Nunez, 2000-NMSC-013,
¶ 78, 129 N.M. 63, 2 P.3d 264 (internal quotation marks and citation omitted). “However,
in modern jurisprudence, this definition is neither conceptually nor practically accurate.”
Id. In the modern sense, an in rem proceeding is one “[i]nvolving or determining the status
of a thing, and therefore the rights of persons generally with respect to that thing.” Black’s
Law Dictionary 864 (9th ed. 2009). A “proceeding[] in rem [is one] which determine[s]
interests in specific property as against the whole world.” State ex rel. Hill v. Dist. Court
of Eighth Judicial Dist., 79 N.M. 33, 34, 439 P.2d 551, 552 (1968). In other words, “[a]n
in rem action is directed, not against the property per se, but rather at resolving the interests,
claims, titles, and rights in that property[, a]nd it is persons—as individuals, governments,
corporations—who possess those interests, claims, titles, and rights.” Nunez, 2000-NMSC-
013, ¶ 78 (footnote omitted).
{35} Applying these definitions, Hamaatsa’s complaint presents an in rem proceeding
regarding the road, in that the action pertains to the status of the road and seeks to declare
the road to be public under state and federal law. Although the action affects the interests,
claims, titles, and rights of the Pueblo to the road and to restrict access to the use of the road,
the essential character of the complaint is a declaratory action seeking a determination of the
status of property as against the whole world. The Pueblo’s title to the road conveyed by the
2002 BLM quitclaim deed does not transform this action into an in personam action against
the Pueblo. See id. I acknowledge the Pueblo’s argument that because the prayer for relief
asked the district court to declare “that [the Pueblo] cannot restrict [Hamaatsa’s] use of
the . . . [r]oad as a member of the public,” Hamaatsa is seeking to enjoin the Pueblo from
restricting access to the road and that such an injunction requires in personam jurisdiction.
However, I do not read this language as seeking to enjoin the Pueblo from interfering with
Hamaatsa’s right to use the road. Even if the complaint sought to enjoin the Pueblo and
other members of the public, the character of the action is nonetheless in rem. See United
States v. Oregon, 657 F.2d 1009, 1015-16 (9th Cir. 1981) (“[A] court possessed of the res
in a proceeding in rem . . . may enjoin those who would interfere with that custody.”
(internal quotation marks and citation omitted)).
{36} The Pueblo cites to a trilogy of New Mexico cases involving the declaration of the
right of the plaintiff to use a road on allegedly privately owned adjacent land under § 932
for the proposition that such actions are in personam. See generally Lovelace v. Hightower,
50 N.M. 50, 168 P.2d 864 (1946); Wilson v. Williams, 43 N.M. 173, 87 P.2d 683 (1939);
Quintana v. Knowles, 115 N.M. 360, 851 P.2d 482 (Ct. App. 1993). The Pueblo argues that
these cases do not contain “even the remotest suggestion that the exercise of jurisdiction by
the [appellate courts] and the courts below was or could have been premised upon anything
other than in personam jurisdiction.” However, likewise, none of these cases addressed or
considered the issue of whether the jurisdiction was in rem or in personam. Grygorwicz v.
13
Trujillo, 2006-NMCA-089, ¶ 15, 140 N.M. 129, 140 P.3d 550 (“Cases are not authority for
propositions not considered.” (alteration, internal quotation marks, and citation omitted)).
{37} The Pueblo next argues that the complaint presents an action to quiet title under the
quiet title statute, Section 42-6-1, and that “[t]he [d]istrict [c]ourt’s decision . . . runs afoul
of the longstanding legal principle in our [s]tate that actions to quiet title . . . are actions in
personam.” For support, the Pueblo cites State ex rel. Truitt v. District Court of Ninth
Judicial District, 44 N.M. 16, 23, 96 P.2d 710, 714-15 (1939), in which our Supreme Court
stated that “actions affecting title to property within the jurisdiction of the court, but which
is not seized or otherwise brought under the direct control of the court for disposition . . . are
usually held to be in personam. Such are actions . . . to quiet title to property.” However,
Hamaatsa’s complaint is not an action for quiet title, nor are quiet title actions considered
actions in personam under New Mexico law.
{38} In addition, in two later cases, our Supreme Court has limited the statement in Truitt
that quiet title actions are in personam. In Hill, 79 N.M. at 34-35, 439 P.2d at 552-53, the
Court noted that the facts of Truitt involved an attempted reformation of a sublease and that
the Court addressed the issue of whether the plaintiff must personally serve the defendant
in order for the district court to acquire jurisdiction. The Court stated that Truitt contained
“various statements that were not necessary for that decision” and that “any discussion in the
opinion of other types of action was dicta and will not be considered as binding upon us.”
Hill, 79 N.M. at 35, 439 P.2d at 553. In Sullivan v. Albuquerque National Trust & Savings
Bank of Albuquerque, 51 N.M. 456, 462, 188 P.2d 169, 173 (1947), our Supreme Court also
indicated that a complaint to quiet title is not an in personam action. Addressing whether
“the plaintiff’s [quiet title] complaint is accurately appraised as one in personam” so as to
require personal service to the defendant, it concluded that “the complaint does have
allegations sufficient to [be] treated as a complaint in a suit to quiet title to real estate” and
that constructive service to the defendant was sufficient to withstand a motion to dismiss for
lack of jurisdiction. Id. Implicit in this holding is the determination that a suit to quiet title
is not an in personam proceeding and, instead, is an in rem proceeding.
{39} Further, a complaint in which a plaintiff seeks to establish and use a public road
under Section 932 is not a quiet title action. In Kinscherff v. United States, 586 F.2d 159,
160-61 (10th Cir. 1978) (per curiam), the Tenth Circuit held that a suit by the plaintiffs under
§ 932 is not a quiet title action under the federal quiet title statute, 28 U.S.C. § 2409(a)
(1948). The court reasoned that in order for a plaintiff to bring a quiet title suit, the plaintiff
must have an interest in or title to the property at issue that is superior to the defendant’s
interest. Kinscherff, 586 F.2d at 160. The court held that the plaintiffs did not claim an
interest or title to the road they sought to have declared public because a member of the
public does not have a real property interest in public roads under New Mexico law. Id. at
161. Although the Pueblo attempts to distinguish Kinscherff on the ground that the Tenth
Circuit addressed whether the complaint in Kinscherff was a quiet title suit under the federal
quiet title statute, the New Mexico quiet title statute, Section 42-6-1, likewise requires that
a plaintiff assert an “interest” in the property at issue. Therefore, Hamaatsa’s complaint was
14
not a complaint seeking to quiet title in the road under Section 42-6-1. Rather, Hamaatsa’s
complaint presented an in rem proceeding regarding the road.
{40} I thus turn to whether the doctrine of sovereign immunity extends to in rem actions
affecting property owned by a tribe in fee simple and whether tribal sovereign immunity
applies to actions not seeking monetary relief. In this regard, the Pueblo argues that, even
if the complaint presented an in rem cause of action, the district court erred by determining
that tribal sovereign immunity did not bar Hamaatsa’s complaint. It contends that the
doctrine of tribal sovereign immunity applies to proceedings in rem when an Indian tribe
owns the property that is subject to the proceeding and that the doctrine applies to
proceedings not seeking monetary relief.
In Rem Proceedings and Tribal Sovereign Immunity
Oneida I
{41} The Pueblo cites Oneida Indian Nation of New York v. Madison County (Oneida I),
401 F. Supp. 2d 219 (N.D.N.Y. 2005), aff’d by 605 F.3d 149 (2d Cir. 2010) (Oneida II),
vacated and remanded on other grounds by Madison County, New York v. Oneida Indian
Nation of New York, __ U.S. __, 131 S. Ct. 704 (2011) (per curiam), for the proposition that
tribal sovereign immunity bars an in rem proceeding when an Indian tribe owns the property
that is the subject of the proceeding. In Oneida I, an Indian tribe filed an action to prevent
a county from assessing and enforcing property taxes against tribally owned property.
Oneida I, 401 F. Supp. 2d at 222. After the United States Supreme Court, in a companion
case, held that the county could lawfully impose a tax on the tribally owned property, the
county filed a state court foreclosure action for unpaid taxes. Id. at 223. See generally City
of Sherrill, N.Y. v. Oneida Indian Nation of N.Y. (Sherrill), 544 U.S. 197 (2005). The tribe
sought to enjoin the county in federal district court from proceeding with the state
foreclosure action. Oneida I, 401 F. Supp. 2d at 223.
{42} Despite the Supreme Court’s holding in Sherrill that a locality could impose a tax on
tribally owned land, the federal district court held that tribal sovereign immunity barred the
state foreclosure action against the tribally owned lands. Oneida I, 401 F. Supp. 2d at 230.
In so deciding, the district court stated that “[i]t is of no moment that the state foreclosure
suit at issue here is in rem [and w]hat is relevant is that the [c]ounty is attempting to bring
suit against the [tribe].” Id. at 229. The district court relied on the United States Supreme
Court decision in Kiowa Tribe, 523 U.S. at 755, which, as I have discussed, declined to
abrogate the tribal immunity doctrine and deferred to Congress to do so, and United States
v. Nordic Village, Inc., 503 U.S. 30, 38 (1992), which declined to adopt an “in rem exception
to the sovereign-immunity bar” in the context of state sovereign immunity under the
Eleventh Amendment.
{43} The Second Circuit affirmed the district court’s decision. In affirming, the Second
Circuit distinguished cases addressing whether a locality could impose taxes on tribal lands,
15
such as Sherrill, by noting that the freedom from state taxation derives from the tribal
sovereign authority doctrine, not from the tribal sovereign immunity doctrine. Oneida II,
605 F.3d at 156-57. The Second Circuit noted that tribal sovereign authority and tribal
sovereign immunity are two distinct doctrines with different historical origins and purposes.
Id. at 157-58. In short, “Sherrill dealt with the right to demand compliance with state laws[,
and i]t did not address the means available to enforce those laws.” Oneida II, 605 F.3d at
159 (internal quotation marks and citations omitted).5
{44} I agree with the district court in Oneida I that the doctrine of sovereign tribal
immunity applies to an in rem proceeding involving tribally owned property. Regardless of
whether the complaint is characterized as in rem, an action essentially to declare a tribally
owned property a public highway is in effect an action against the tribe. See Oneida I, 401
F. Supp. 2d at 229 (“The [c]ounty cannot circumvent [t]ribal sovereign immunity by
characterizing the suit as in rem, when it is, in actuality, a suit to take the tribe’s property.”).
Further, because tribal sovereign immunity is a matter of federal law and “Congress is in a
position to weigh and accommodate the competing policy concerns and reliance interests”
in determining the bounds of the doctrine, courts exercise “caution . . . in this area.” Kiowa
Tribe, 523 U.S. at 759. If Congress wishes to authorize in rem suits against tribal property,
it may do so. See id. (“Congress has occasionally authorized limited classes of suits against
Indian tribes and has always been at liberty to dispense with such tribal immunity or to limit
it.” (internal quotation marks and citation omitted)).
Armijo
{45} This Court has previously applied the tribal sovereign immunity doctrine in a case
involving similar facts. In Armijo, the tribe purchased a ranch outside the boundaries of the
tribe’s reservation. 2011-NMCA-006, ¶¶ 2, 11. The plaintiff filed suit against the tribe and
another individual (the cross-claimant) for quiet title. Id. ¶ 3. The cross-claimant filed a
cross-claim against the tribe to quiet title to a portion of the ranch based on adverse
possession and the tribe moved to dismiss under Rule 1-012(B)(1) based on sovereign
immunity. Armijo, 2011-NMCA-006, ¶¶ 4, 7. The district court denied the tribe’s motion
to dismiss because the matter arose outside of the tribe’s reservation. Id. This Court
5
Hamaatsa relies on footnote 7 in Sherrill to argue that Sherrill also addressed tribal
sovereign immunity. Footnote 7 responds to an argument in Justice Stevens’ dissent that the
Court’s analysis would lead to the inconsistent conclusion that the tribe could raise “tax
immunity” as a defense to the eviction proceeding that the City of Sherrill had initiated in
state court. Sherrill, 544 U.S. at 225 (Stevens, J., dissenting). The Court disagreed, stating
in the footnote that “[t]he equitable cast of the relief sought remains the same whether
asserted affirmatively or defensively.” Id. at 214 n.7. I cannot conclude, however, based
solely on this footnote discussing “tax immunity” that the Sherrill holding involves more
than tribal sovereign authority as opposed to tribal sovereign immunity.
16
reversed the district court, applying tribal sovereign immunity and holding that doctrine
applies “without drawing a distinction based on where the tribal activities occurred.” Id. ¶
12 (internal quotation marks and citation omitted). Although this Court recognized the
district court’s “concern with the equities of the case,” it held that sovereign immunity is a
jurisdictional question and not a discretionary doctrine. Id. ¶ 13. I acknowledge that Armijo
does not address the specific issue before the Court in this case, whether tribal sovereign
immunity applies to an in rem proceeding in which the subject matter is property owned by
an Indian tribe in fee simple. However, the nature of the cause of action and the nature of
the property subject to the suit are similar. In both cases, the effect of the suit is to deprive
an Indian tribe of the use and control of property that the tribe purchased in fee simple. As
we identified in Armijo, the proper inquiry is not the location or nature of the disputed
property, nor the equities of the case, but whether a federal statute authorized the suit or the
tribe consented to jurisdiction. See id. ¶ 14.
Yakima
{46} Hamaatsa argues that a determination that the tribal sovereign immunity doctrine
applies to proceedings in rem conflicts with the United States Supreme Court decision in
County of Yakima v. Confederated Tribes & Bands of Yakima Indian Nation (Yakima), 502
U.S. 251 (1992). In Yakima, the Supreme Court addressed whether a county could impose
an ad valorem tax on reservation land and an excise tax on sales of such land under the
federal General Allotment Act. Id. at 253, 270. The Supreme Court held that the ad valorem
tax “constitutes taxation of land within the meaning of the General Allotment Act and is
therefore prima facie valid.” Id. at 266 (alteration and internal quotation marks omitted).
However, noting that an excise tax is in personam, not in rem, the Court held that the excise
tax was void because it was not a tax on land within the meaning of the General Allotment
Act. Id. at 265, 269-70. Yakima, like Sherrill, does not explore tribal sovereign immunity
and instead deals with the inapposite issue of tribal sovereign authority regarding the extent
the General Allotment Act permits a county to impose an ad valorem tax and excise tax on
fee patented reservation lands. As in Sherrill, it was the tribe that instituted suit in Yakima
for declaratory and injunctive relief, arguing that the taxes were invalid. Yakima, 502 U.S.
at 256; see Armijo, 2011-NMCA-006, ¶ 18 (stating that cases involving a tribe bringing suit
to preclude a municipality from imposing taxes or other local laws “do not explore the
boundaries of a tribe’s sovereign immunity from suit[, and r]ather, they explore a tribe’s
sovereign authority over purchased lands”). Yakima therefore does not support Hamaatsa’s
position that tribal sovereign immunity does not apply to an in rem proceeding.
Other State Cases
{47} Hamaatsa also directs us to several state appellate court decisions that have
concluded that tribal sovereign immunity does not apply to an in rem proceeding concerning
property held by an Indian tribe in fee simple. In Anderson & Middleton Lumber Co. v.
Quinault Indian Nation (Anderson), 929 P.2d 379, 381 (Wash. 1996) (en banc), the plaintiff
brought suit to partition and quiet title to an eighty-acre parcel of land located on a tribe’s
17
reservation. The tribe filed a motion to dismiss for lack of jurisdiction based on tribal
sovereign immunity, which the trial court denied, holding that it had in rem jurisdiction over
the property. Id. The Washington Supreme Court affirmed, holding that under Yakima, “it
is reasonable to conclude that the [trial court] had proper in rem jurisdiction over [the
plaintiff’s] suit to quiet title and partition” the property. Anderson, 929 P.2d at 385; see also
Smale v. Noretep, 208 P.3d 1180, 1181 (Wash. Ct. App. 2009) (applying Anderson to deny
tribal sovereignty in a case in which the plaintiffs sued to quiet title on tribally owned lands).
{48} In the same vein, in Cass County Joint Water Resource District v. 1.43 Acres of Land
in Highland Township (Cass County), 2002 ND 83, ¶ 12, 643 N.W.2d 685, 691, the North
Dakota Supreme Court addressed the “novel question [of] whether tribal sovereign immunity
bars a purely in rem action against land held by [a t]ribe in fee.” In that case, the court
addressed a condemnation action, which was undisputedly an in rem proceeding. Id. ¶ 8.
The court cited Yakima for the proposition that courts “have recognized distinctions in
application of the doctrine of tribal sovereign immunity based upon the in rem or in
personam nature of the proceedings.” Cass Cnty., 2002 ND 83, ¶ 13. Based on Yakima and
Anderson, the court concluded that “the district court could validly exercise jurisdiction over
[the] condemnation action” because it was a purely in rem proceeding. Cass Cnty., 2002 ND
83, ¶ 20.
{49} I am not persuaded by the reasoning of Anderson and Cass County. As I have
discussed, Yakima does not involve tribal sovereign immunity and does not compel the result
reached in Anderson and Cass County. See Oneida II, 605 F.3d at 156-57 (stating that the
freedom from state taxation derives from the tribal sovereign authority doctrine, not from
the tribal sovereign immunity doctrine); see also Armijo, 2011-NMCA-006, ¶ 18
(recognizing the difference between tribal sovereign immunity and tribal sovereign
authority). I also disagree with Hamaatsa’s argument that Sherrill, 544 U.S. at 213, supports
a conclusion that property held in fee simple is subject to local authority, including
enforcement, because Sherrill likewise dealt with tribal sovereign authority, not tribal
sovereign immunity. See Oneida II, 605 F.3d at 159 (“Sherrill dealt with the right to
demand compliance with state laws[, and i]t did not address the means available to enforce
those laws.” (internal quotation marks and citations omitted)).
Non-Monetary Relief and Tribal Sovereign Immunity
{50} In denying the Pueblo’s motion to dismiss, the district court also concluded that tribal
sovereign immunity did not apply because Hamaatsa’s complaint did not seek monetary
damages. The Pueblo argues that the district court erred in determining that tribal sovereign
immunity does not apply to a complaint for declaratory or injunctive relief.
{51} Generally, tribal sovereign immunity applies to actions for declaratory and injunctive
relief to the same extent that it applies to an action for damages. See Imperial Granite Co.
v. Pala Band of Mission Indians, 940 F.2d 1269, 1271 (9th Cir. 1991) (“The immunity
extends to suits for declaratory and injunctive relief.”); see also Wisconsin v. Ho-Chunk
18
Nation, 512 F.3d 921, 928 (7th Cir. 2008) (“Tribal sovereign immunity is a necessary
corollary to Indian sovereignty and self-governance[] and extends to suits for injunctive or
declaratory relief.” (internal quotation marks and citation omitted)); Cohen’s Handbook of
Federal Indian Law § 7.05[1][a] (Nell Jessup Newton ed., 2005) (“Tribal immunity applies
to suits for . . . declaratory and injunctive relief.”). Indeed, this Court has applied tribal
sovereign immunity to a complaint that did not seek monetary damages. See Armijo, 2011-
NMCA-006, ¶¶ 5, 24 (holding that tribal sovereign immunity applied to a cross-claim for
adverse possession of tribally owned land).
{52} Hamaatsa points out that the Fifth Circuit, in TTEA v. Ysleta Del Sur Pueblo, 181
F.3d 676, 680-81 (5th Cir. 1999), held that tribal sovereign immunity does not apply to
actions seeking declaratory and injunctive relief. See also Comstock Oil & Gas Inc. v. Ala.
& Coushatta Indian Tribes of Tex., 261 F.3d 567, 571 (5th Cir. 2001) (following TTEA). In
TTEA, the Fifth Circuit reasoned that the doctrine of tribal sovereign immunity should not
extend further than the doctrine of state sovereign immunity and noted that “[s]tate sovereign
immunity does not preclude declaratory or injunctive relief against state officials.” TTEA,
181 F.3d at 680. It held that, regardless, Santa Clara Pueblo v. Martinez, 436 U.S. 49
(1978), controlled the issue of declaratory and injunctive relief. TTEA, 181 F.3d at 180. In
Santa Clara Pueblo, the Supreme Court concluded that tribal sovereign immunity barred a
lawsuit against the tribe under Title I of the Indian Civil Rights Act, 25 U.S.C. §§ 1301-1303
(1968, as amended through 2010), but a tribal official was not protected by the tribe’s
immunity. Santa Clara Pueblo, 436 U.S. at 59. I thus cannot agree with the reasoning of
TTEA that relies upon the absence of immunity, tribal or state, for officials because officials
stand in a different position from the tribe or the state. Moreover, the Supreme Court has
further clarified “that the immunity possessed by Indian tribes is not coextensive with that
of the [s]tates.” Kiowa Tribe, 523 U.S. at 755-56.
{53} Rather, even though Kiowa Tribe involved a demand for monetary damages, its
ruling nevertheless embraces non-monetary relief demanded of an Indian tribe. As I have
discussed, the Supreme Court in Kiowa Tribe recognized that the original purpose of the
tribal sovereign immunity doctrine may seem strained when applied to modern tribal
business activity, off-reservation conduct. 523 U.S. at 757-58 (stating that the rationale
supporting the tribal immunity doctrine “can be challenged as inapposite to modern, wide-
ranging tribal enterprises extending well beyond traditional tribal customs and activities”).
I similarly recognize that the Pueblo’s assertion of tribal sovereign immunity in this case
appears to extend the doctrine beyond its original purpose of safeguarding tribal self-
governance. In addition, this case involves the tribal acquisition of fee property rather than
reservation land or land held in trust by the United States for a tribe. It thereby addresses
tribal interests that are more attenuated than those addressed within the traditional reach of
the sovereign immunity doctrine. See id. at 758. However, as I have earlier noted, despite
its expressions of “reasons to doubt the wisdom of perpetuating the doctrine” of tribal
sovereign immunity beyond the degree “needed to safeguard tribal self-governance[,]” the
Supreme Court in Kiowa Tribe noted that “the doctrine of tribal immunity is settled law” and
controlled in that case. Id. at 756, 758. It held that an Indian tribe is subject to suit only
19
where Congress has authorized the suit or the tribe has waived its immunity and deferred to
Congress to make changes to the doctrine. Id. at 754, 758. I would not accept the invitation
to add another exception. As in Kiowa Tribe, Hamaatsa’s remedy lies with Congress to
change the law concerning the doctrine. See id. at 754.
Hamaatsa’s Remaining Arguments
{54} Hamaatsa argues that we should affirm the district court because “the Pueblo’s
position would deprive Hamaatsa of a judicial forum.” Hamaatsa cites Dry Creek Lodge,
Inc. v. Arapahoe & Shoshone Tribes (Dry Creek), 623 F.2d 682, 684-85 (10th Cir. 1980),
in which the Tenth Circuit concluded that tribal sovereign immunity did not apply to a suit
by non-Indian plaintiffs against a tribe under the Indian Civil Rights Act when the tribal
court did not provide a forum to hear the dispute. However, the Tenth Circuit has limited
the Dry Creek exception to suits “against an Indian tribe under [the Indian Civil Rights Act]
when three circumstances are present: (1) the dispute involves a non-Indian; (2) the dispute
does not involve internal tribal affairs; and (3) there is no tribal forum to hear the dispute.”
Walton v. Tesuque Pueblo, 443 F.3d 1274, 1278 (10th Cir. 2006). Further, the Tenth Circuit
has stated “that the rule has minimal precedential value and in the twenty-six years since Dry
Creek, with the exception of Dry Creek itself, we have never found the rule to apply.”
Walton, 443 F.3d at 1278 (internal quotation marks and citation omitted). Because
Hamaatsa’s complaint does not arise under the Indian Civil Rights Act, the Dry Creek
exception does not apply in this case.
{55} Hamaatsa also argues that the district court’s order should be affirmed because “tribal
sovereign immunity should not apply more expansively to tribes than to other sovereigns.”
However, Hamaatsa fails to develop this argument on appeal, and I therefore do not address
it. See Headley v. Morgan Mgmt. Corp., 2005-NMCA-045, ¶ 15, 137 N.M. 339, 110 P.3d
1076 (refusing to review an undeveloped and unclear argument on appeal).
CONCLUSION
{56} For the foregoing reasons, I respectfully dissent from the Majority Opinion. I believe
that the district court should have granted the motion to dismiss.
____________________________________
JAMES J. WECHSLER, Judge
Topic Index for Hamaatsa, Inc. v. Pueblo of San Felipe, No. 31,297
Appeal and Error
Interlocutory Appeal
FEDERAL LAW
Federal Jurisdiction
20
GOVERNMENT
Highways
Sovereign Immunity
INDIAN LAW
Indian Lands
Indian Law, General
Tribal and State Authority and Jurisdiction
JUDGMENT
Declaratory Judgment
JURISDICTION
Federal Jurisdiction
In Rem
Personal
Subject Matter
21