United States v. Manuel Aguilar ( 2014 )

United States Court of Appeals
For the Eighth Circuit
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No. 13-2845
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United States of America
lllllllllllllllllllll Plaintiff - Appellee
v.
Manuel Maldonado Aguilar
lllllllllllllllllllll Defendant - Appellant
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Appeal from United States District Court
for the Eastern District of Arkansas - Little Rock
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Submitted: January 17, 2014
Filed: February 26, 2014
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Before GRUENDER, BENTON, and KELLY, Circuit Judges.
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BENTON, Circuit Judge.
Manuel Maldonado Aguilar (Maldonado) appeals his conviction for conspiracy
to possess with intent to distribute methamphetamine, in violation of 21 U.S.C. §§
841(a)(1), (b)(1)(A) and 846. Having jurisdiction under 28 U.S.C. § 1291, this court
remands.
I.
In August 2011, Arkansas police found meth inside the spare tire of Julio
Rapan’s Jeep Laredo. Rapan cooperated with law enforcement in a controlled
delivery to Little Rock. There, Rapan met his contact in a Walgreens parking lot.
(Maldonado drove the contact but remained in his car.) The contact entered the Jeep.
Maldonado followed it to a restaurant. Rapan exited the Jeep, and the contact drove
it to Maldonado’s house. Maldonado followed.
Upon arrival, police arrested Maldonado and conducted a protective sweep of
his house. He then signed a consent-to-search form. The search revealed $45,965 in
cash, a .22-caliber revolver, scales with meth residue, and tools stuck between a tire
and a rim.
Maldonado moved to exclude evidence from the search and to suppress
statements to law enforcement. The district court denied the motion. A jury found
Maldonado guilty. The district court sentenced him within-the-guidelines to 235
months’ imprisonment. Maldonado appeals, contesting the search of his home, the
sufficiency of the evidence, and the presence of an alternate juror during
deliberations.
II.
Reviewing the denial of a motion to suppress, this court views factual findings
for clear error and legal conclusions de novo. United States v. Anderson, 688 F.3d
339, 343 (8th Cir. 2012). This court “will affirm the district court’s denial of a
motion to suppress evidence unless it is unsupported by substantial evidence, based
on an erroneous interpretation of applicable law, or, based on the entire record, it is
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clear a mistake was made.” United States v. Vanover, 630 F.3d 1108, 1114 (8th Cir.
2011).
A.
Maldonado attacks the protective sweep as unreasonable and overbroad. He
claims his entire home did not immediately adjoin the place of arrest (the front lawn),
and the government presented no articulable facts suggesting the house harbored
danger. See United States v. Davis, 471 F.3d 938, 944 (8th Cir. 2006) (“A ‘protective
sweep’ must be ‘a quick and limited search of premises . . . conducted to protect the
safety of police officers or others.’”), quoting Maryland v. Buie, 494 U.S. 325, 327
(1990).
Without a warrant, probable cause, or reasonable suspicion, officers may “look
in closets and other spaces immediately adjoining the place of arrest” to ensure officer
safety. Buie, 494 U.S. at 334. Beyond that, “there must be articulable facts which,
taken together with the rational inferences from those facts, would warrant a
reasonably prudent officer in believing that the area to be swept harbors an individual
posing a danger to those on the arrest scene.” Id.Law enforcement did not find evidence during the protective sweep. More
importantly, Maldonado did not contest the protective sweep in his motion to
suppress. This argument is waived. United States v. Green, 691 F.3d 960, 965 (8th
Cir. 2012) (“[T]he mere filing of a motion is not sufficient to avoid waiver of specific
arguments that are advanced for the first time on appeal. The Rule 12 waiver
provision applies not only to the failure to make a pretrial motion, but also to the
failure to include a particular argument in the motion.”) (internal quotation marks
omitted).
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B.
Maldonado challeges the warrantless search following the protective sweep,
claiming his consent was not “freely and voluntar[ily] given.” He alleges: English
is not his first language, he has limited education, he was in custody, not advised of
his right to refuse, not read his Miranda rights, and agents threatened to deport his
family. He also argues that he acquiesced, but did not consent, because he believed
officers would continue searching even without his permission.
“The government bears the burden to prove by a preponderance of the evidence
that consent to search was freely given.” United States v. Arciniega, 569 F.3d 394,
398 (8th Cir. 2009). “Whether an individual’s consent is voluntary is a question of
fact that must be determined from the totality of the circumstances,” id., including
“characteristics of the accused and details of the interrogation.” United States v.
Luna, 368 F.3d 876, 878 (8th Cir. 2004). “[W]hether or not the suspect has actually
consented to a search, the Fourth Amendment requires only that the police reasonably
believe the search to be consensual.” United States v. Garcia, 197 F.3d 1223, 1227
(8th Cir. 1999). See United States v. Jones, 254 F.3d 692, 695 (8th Cir. 2001) (“The
precise question is not whether Jones consented subjectively, but whether his conduct
would have caused a reasonable person to believe that he consented.”).
Unrestrained, sitting at his kitchen table, Maldonado signed a consent-to-search
form (in Spanish, his native language). During the search, he did not object or seek
to withdraw consent. There is no objective evidence that he was threatened or
coerced. See Arciniega, 569 F.3d at 398-99 (listing factors to determine
voluntariness, stating that a Miranda warning and awareness of the right to refuse are
not required for voluntary consent). As the district court ruled, even if Maldonado
acquiesced because he thought the search was inevitable, the key is whether the
police reasonably believed he consented. See Garcia, 197 F.3d at 1227. The district
court did not err in denying the motion to suppress. See Arciniega, 569 F.3d at 398
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(finding valid consent where the defendant was not impaired, threatened, or coerced;
signed a Spanish consent form; and raised no objection during the search).
III.
Maldonado attacks the sufficiency of the evidence for his conspiracy
conviction. He also asserts that the government argued a lower standard of a proof
than “beyond a reasonable doubt” by asking the jury to consider what a reasonable
person would do.
This court reviews “challenges to the sufficiency of the evidence de novo,
viewing the facts in the light most favorable to the verdict, resolving any evidentiary
conflicts in favor of the prosecution, and accepting all reasonable inferences that
support the verdict.” United States v. Osuna-Zepeda, 416 F.3d 838, 841-42 (8th Cir.
2005). This court upholds a verdict if it finds that a reasonable jury could have found
the defendant guilty beyond a reasonable doubt. Id. at 842.
To prove conspiracy, the government must show: (1) there was a conspiracy;
(2) Maldonado knew of the conspiracy; and (3) he intentionally joined it. United
States v. Rolon-Ramos, 502 F.3d 750, 754 (8th Cir. 2007). “The conspiracy’s
existence may be proved by direct or circumstantial evidence.” Id., citing United
States v. Cain, 487 F.3d 1108, 1111 (8th Cir. 2007).
The evidence was: (1) police found meth in the spare tire of Rapan’s Jeep; (2)
they saw scratch marks on the tire rim; (3) Rapan cooperated, transporting the meth
to Little Rock; (4) Rapan arranged to meet his contact at Walgreens; (5) the contact
arrived with Maldonado; (6) the contact entered Rapan’s Jeep and drove him to a
restaurant; (7) Maldonado followed; (8) Rapan exited the Jeep, and the contact drove
it to Maldonado’s house; (9) Maldonado followed an almost identical route to his
house; (10) Maldonado exited his car; (11) law enforcement arrested him; (12) they
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searched his house, revealing a set of digital scales with meth residue, $45,965 in
cash, a .22 revolver, and tools sticking out from between a tire and a rim.
Based on this evidence, a reasonable jury could find Maldonado guilty beyond
a reasonable doubt. His assertion that the government argued a lower standard of
proof is baseless.
IV.
The parties—and the district court—agree that the alternate’s presence during
jury deliberations violated Federal Rule of Criminal Procedure 24(c)(3): “The court
may retain alternate jurors after the jury retires to deliberate. The court must ensure
that a retained alternate does not discuss the case with anyone until that alternate
replaces a juror or is discharged. If an alternate replaces a juror after deliberations
have begun, the court must instruct the jury to begin its deliberations anew.” See
United States v. Olano, 507 U.S. 725, 737 (1993) (the “presence of alternate jurors
during jury deliberations is no doubt a deviation from Rule 24(c)”).
Maldonado did not object at trial. No one noticed the error until the
government filed a “Notice of Error in Proceedings” the day after the verdict. This
court reviews for plain error. Fed. R. Crim. P. 52 (“A plain error that affects
substantial rights may be considered even though it was not brought to the court’s
attention.”). Maldonado bears the burden to show that the error was prejudicial.
Olano, 507 U.S. at 737-38 (“The presence of alternate jurors during jury deliberations
is not the kind of error that ‘affects substantial rights’ independent of its prejudicial
impact. . . . [I]f no harm resulted from this intrusion [of an alternate juror into the jury
room] reversal would be pointless.”). The government maintains Maldonado fails to
show prejudice.
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In Olano, the Supreme Court addressed Rule 24(c) violations, framing the
“ultimate inquiry” on prejudice: “Did the intrusion affect the jury’s deliberations and
thereby its verdict?” The Court said:
In theory, the presence of alternate jurors during jury deliberations might
prejudice a defendant in two different ways: either because the
alternates actually participated in the deliberations, verbally or through
“body language”; or because the alternates’ presence exerted a
“chilling” effect on the regular jurors. Conversely, “if the alternate in
fact abided by the court’s instructions to remain orally silent and not to
otherwise indicate his views or attitude . . . and if the presence of the
alternate did not operate as a restraint upon the regular jurors’ freedom
of expression and action, we see little substantive difference between the
presence of [the alternate] and the presence in the juryroom of an
unexamined book which had not been admitted into evidence.”
Id. at 739 (emphasis added), quoting United States v. Allison, 481 F.2d 468, 472 (5th
Cir. 1973).
Interpreting Olano, three circuits have held that a defendant is prejudiced by
an alternate’s actual participation in deliberations. See Manning v. Huffman, 269
F.3d 720, 726 (6th Cir. 2001) (“[E]vidence that an alternate juror participated in jury
deliberations is sufficient to demonstrate prejudice.”); United States v. Acevedo, 141
F.3d 1421, 1424 (11th Cir. 1998) (“The Supreme Court has held that the mere
presence of an alternate in the jury room during deliberations is not inherently
prejudicial to the defendant. The Court, however, implied that once the alternate
participates in any way—whether through words or gestures—prejudice is manifest.”)
(internal citations omitted);1 United States v. Ottersburg, 76 F.3d 137, 140 (7th Cir.
1
It should be noted that Acevedo held that prejudice from the alternate’s
participation can be eliminated when an alternate is removed and the jury is properly
instructed. Acevedo, 141 F.3d at 1426-27.
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1996) (“Olano indicates that the substantive participation of alternates, once
established, is sufficient to establish prejudice.”). This court similarly holds that a
defendant is prejudiced when an alternate “actually participate[s] in the deliberations”
or “exert[s] a ‘chilling’ effect on the regular jurors.” Olano, 507 U.S. at 739. See
also Allison, 481 F.2d at 472 (“[S]ufficient prejudice and effect on the jury’s verdict
would be shown and, therefore, a new trial required if the alternate disobeyed the
court’s instructions and in any way participated in the jury deliberations, or if any
regular juror was deterred in the free exercise of his independence of thought,
expression, or action by the mere presence of a non-participating alternate during
deliberations.”) (emphasis added).
The Eighth Circuit addressed Rule 24(c) violations in United States v. Hill,
which the government argues controls here. Hill, 91 F.3d 1064 (8th Cir. 1996). In
Hill, the district court inadvertently allowed an alternate to deliberate for
two-and-a-half hours. Id. at 1071. Before the verdict, the court removed the alternate
and allowed the jury to continue deliberating. This court held:
Allowing an alternate to deliberate with the jury panel is an obvious
error. We may not, however, presume that the alternate’s presence
prejudiced the defendant, and Hill has made no affirmative showing that
he was prejudiced by the district court’s error. In these circumstances,
the district court did not err in not ordering a new trial sua sponte.
Id. at 1072 (internal citations omitted).
Hill is distinguishable. In Hill, there was no evidence of actual participation.
This court—describing the alternate’s role with the word “deliberate,” not
“participate”—held that Hill failed to make an affirmative showing beyond mere
presence. Hill, 91 F.3d at 1072 (may not presume that the alternate’s presence
prejudiced defendant). Here, Maldonado’s counsel reported contacting two jurors
(with the court’s permission), who said that the alternate actually participated in
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deliberations by asking and answering questions, but did not vote. The government
and the district court repeated these assertions. Unlike Hill, Maldonado makes a
showing beyond mere presence.
In light of this difference, Maldonado could meet his burden of proving
prejudice. The district court and the parties appear to believe Maldonado’s assertion
about the alternate’s participation, but the court did not hold a hearing or make
findings of fact.
This court remands for factual findings about the alternate’s actual
participation. See Fed. R. Evid. 606(b) (“During an Inquiry Into the Validity of a
Verdict or Indictment . . . [a] juror may testify about whether . . . an outside influence
was improperly brought to bear on any juror.”); United States v. Tucker, 137 F.3d
1016, 1030 (8th Cir. 1998) (“[I]f a party shows that outside contact with the jury
presents a reasonable possibility of prejudice to the verdict, he is entitled to a hearing
on the matter.”), citing Remmer v. United States, 347 U.S. 227, 230 (1954); United
States v. Watson, 669 F.2d 1374, 1391, 1391 n.17 (11th Cir. 1982) (“The alternate’s
presence in the jury room after the jury retired to deliberate was undeniably an
intrusion into the sanctity of the jury. . . . The only way to determine whether the
alternate in fact participated or affected the verdict is through conducting the
evidentiary hearing prescribed by Allison. . . . We recognize that the hearing itself
represents an intrusion into the privacy of the jury. Under circumstances such as this
we believe a hearing limited to a determination of whether the alternate’s presence
could have affected the verdict is justified.”); Allison, 481 F.2d at 472 (remanding for
an evidentiary hearing to determine “whether the alternate participated in any way in
the deliberations; whether he took part in any votes of the jury; whether he indicated
his views regarding any of the defendants in any way—orally or otherwise; and
whether the mere presence of the alternate restrained any of the regular jurors in
expressing his views or in exercising his independence of thought and action”). See
also Olano, 507 U.S. at 738 (discussing alternate participation in the context of
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“outside intrusions” but declining to decide whether testimony about juror
participation violates Rule 606(b) or whether courts of appeal have authority to
remand for Remmer-like hearings on plain-error review); United States v. Cuthel, 903
F.2d 1381, 1383 (11th Cir. 1990) (noting that “it is impossible for the alternate to
have been an ‘outsider’ until the deliberations started”).
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This case is remanded for the limited purpose of inquiry about the alternate’s
actual participation. This court retains jurisdiction during this limited remand.
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