United States v. Talkington , 73 M.J. 212 ( 2014 )


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  •                         UNITED STATES, Appellee
    v.
    Korey J. TALKINGTON, Airman First Class
    U.S. Air Force, Appellant
    No. 13-0601
    Crim. App. No. 37785
    United States Court of Appeals for the Armed Forces
    Argued December 17, 2013
    Decided April 7, 2014
    RYAN, J., delivered the opinion of the Court, in which ERDMANN
    and STUCKY, JJ., joined. BAKER, C.J., filed a separate opinion
    concurring in the result, in which OHLSON, J., joined.
    Counsel
    For Appellant: Captain Thomas A. Smith (argued); Lieutenant
    Colonel Jane E. Boomer and Captain Travis K. Ausland.
    For Appellee: Captain Matthew J. Neil (argued); Colonel Don M.
    Christensen; Lieutenant Colonel C. Taylor Smith and Gerald R.
    Bruce, Esq. (on brief); Major Charles G. Warren.
    Military Judge:    Jefferson B. Brown
    THIS OPINION IS SUBJECT TO REVISION BEFORE FINAL PUBLICATION.
    United States v. Talkington, 13-0601/AF
    Judge RYAN delivered the opinion of the Court.
    We   granted   Appellant’s    petition   to   review   the    following
    issue:
    WHETHER THE MILITARY JUDGE ERRED BY INSTRUCTING THE
    MEMBERS THAT CONSIDERATION OF SEX OFFENDER
    REGISTRATION IS “NOT A MATTER BEFORE THEM” AND
    “FRAUGHT WITH PROBLEMS.”
    Sex offender registration is a collateral consequence of
    the conviction alone, not the sentence.        While an accused may
    raise a collateral consequence in an unsworn statement, United
    States v. Rosato, 
    32 M.J. 93
    , 95-96 (C.M.A. 1991), our precedent
    also makes clear that the military judge may instruct the
    members essentially to disregard the collateral consequence in
    arriving at an appropriate sentence for an accused.          United
    States v. Barrier, 
    61 M.J. 482
    , 485-86 (C.A.A.F. 2005); United
    States v. Tschip, 
    58 M.J. 275
    , 277 (C.A.A.F. 2003).          Because the
    military judge took such action here, the decision of the United
    States Air Force Court of Criminal Appeals (AFCCA) is affirmed.
    I.    FACTS
    The facts relevant to the granted issue are few.             Contrary
    to his pleas, a general court-martial composed of officer and
    enlisted members convicted Appellant of two specifications of
    attempted aggravated sexual assault and one specification of
    attempted abusive sexual contact, both in violation of Article
    80, Uniform Code of Military Justice (UCMJ), 
    10 U.S.C. § 880
    2
    United States v. Talkington, 13-0601/AF
    (2012). 1   The underlying facts were that Appellant touched the
    victim’s breasts and penetrated her vagina while he believed
    that she was sleeping, and thus substantially incapable of
    declining participation.    At the court-martial, in his unsworn
    statement during sentencing, Appellant stated:    “I will have to
    register as a sex offender for life . . . I am not very sure
    what sort of work I can find.”
    The military judge instructed the members as follows on how
    to make use of Appellant’s unsworn statement:
    The court will not draw any adverse inference from the fact
    that the accused has elected to make a statement which is
    not under oath. An unsworn statement is an authorized
    means for an accused to bring information to the attention
    of the court, and must be given appropriate consideration.
    The accused cannot be cross examined by the
    prosecution or interrogated by court members or me upon an
    unsworn statement, but the prosecution may offer evidence
    to rebut statements of fact contained in it. The weight
    and significance to be attached to an unsworn statement
    rests within the sound discretion of each court member.
    You may consider that the statement is not under oath, its
    inherent probability or improbability, whether it is
    supported or contradicted by evidence in the case, as well
    as any other matter that may have a bearing upon its
    credibility. In weighing an unsworn statement, you are
    expected to use your common sense and your knowledge of
    human nature and the ways of the world.
    The accused’s unsworn statement included the accused’s
    personal belief that he would be administratively
    discharged if he did not received [sic] a punitive
    discharge and his belief that he would be required to
    1
    Consistent with his plea, the panel acquitted Appellant of a
    charge of sodomy, in violation of Article 125, UCMJ, 
    10 U.S.C. § 925
     (2012).
    3
    United States v. Talkington, 13-0601/AF
    register as a sex offender. An unsworn statement is a
    proper means to bring information to your attention, and
    you must give it appropriate consideration. Your
    deliberations should focus on an appropriate sentence for
    the accused for the offense of which the accused stands
    convicted.
    However, as a general evidentiary matter, evidence
    regarding possible registration as a sex offender or the
    potential of an administrative discharge, and the
    consequences thereof, would be characterized as a
    collateral consequences [sic], and thus inadmissible
    outside of the context of an unsworn statement. This is so
    because your duty in sentencing is to adjudge an
    appropriate sentence for this accused, under these facts,
    in accordance with my instructions. Possible collateral
    consequences of the sentence, beyond those upon which you
    are instructed, should not be a part of your deliberations
    other than as I have earlier discussed.
    As to sex offender registration requirements, they may
    differ between jurisdictions such that registration
    requirements, and the consequences thereof, are not
    necessarily predictable with any degree of accuracy. Even
    if such requirements were predictable, whether or not the
    accused will be or should be registered as a sex offender
    and whether he will be or should be administratively
    discharged is not a matter before you. Rather, determining
    an appropriate sentence for this accused, in accordance
    with my instructions, is your charge. In short, use of
    this limited information is fraught with problems.
    Therefore, after due consideration of the unsworn statement
    and my prior instructions [on] the nature of an unsworn
    statement, the consideration and weight you give the
    reference is up to you in your sound discretion.
    Appellant’s counsel objected to the military judge’s
    proposed instruction related to sex offender registration on the
    ground that its language:
    goes beyond just a matter of letting the members know that
    this is evidence only appropriate through an unsworn
    statement or commentary in an unsworn statement and goes to
    another level really insinuating to the members that they
    should give it very little weight.
    4
    United States v. Talkington, 13-0601/AF
    Defense counsel continued:
    collateral matters that are brought up by the accused are
    matters that may be considered and that’s in light of
    [United States v. Grill, 
    48 M.J. 131
     (C.A.A.F. 1998),
    which] mentions nothing regarding the military judge in any
    regard trying to limit or dissuade them from paying
    attention to what’s in the accused’s unsworn statement.
    The military judge overruled the objection explaining, “The
    court does not read [Grill] as broadly as you do.”
    The maximum available sentence for Appellant’s convictions
    was forty-seven years and a dishonorable discharge; trial
    counsel argued for a sentence of not less than three years of
    confinement and a dishonorable discharge.     Manual for Courts-
    Martial, pt. IV, paras. 4.e, 45.f(2), 45.f(5) (2008 ed.).     The
    members adjudged a sentence of confinement for eight months, a
    bad-conduct discharge, forfeiture of all pay and allowances, and
    reduction to E-1.
    The AFCCA affirmed the findings and sentence as approved by
    the convening authority.    United States v. Talkington, No. ACM
    37785, 
    2013 CCA LEXIS 357
    , at *27, 
    2013 WL 1858584
    , at *8 (A.F.
    Ct. Crim. App. Apr. 26, 2013) (unpublished).     On appeal to the
    AFCCA, Appellant did not raise the issue granted by this Court.
    II.   DISCUSSION
    The Court reviews a military judge’s sentencing
    instructions for an abuse of discretion.      Barrier, 
    61 M.J. at 485
    .    In this context, a military judge abuses his discretion
    5
    United States v. Talkington, 13-0601/AF
    when the instructions are based on an erroneous view of the law
    or are not tailored to the case’s facts and circumstances.
    United States v. Duncan, 
    53 M.J. 494
    , 499 (C.A.A.F. 2000);
    United States v. Greaves, 
    46 M.J. 133
    , 139 (C.A.A.F. 1997).
    Appellant argues that the military judge erred in his
    instruction related to Appellant raising the prospect of sex
    offender registration in his unsworn statement.    In his view,
    the military judge abused his discretion in instructing the
    members that sex offender registration was irrelevant in
    arriving at the sentence in his case for two reasons.    First, he
    asserts that consideration of sex offender registration during
    sentencing is required by this Court’s holding in United States
    v. Riley, 
    72 M.J. 115
    , 116-17 (C.A.A.F. 2013).    Brief for
    Appellant at 3-4, United States v. Talkington, 73 M.J. __
    (C.A.A.F. 2014).   Second, and relatedly, he asserts that sex
    offender registration is similar to the impact of a punitive
    discharge on retirement benefits, which the Court has deemed
    akin to “a direct and proximate consequence of the sentence,”
    United States v. Griffin, 
    25 M.J. 423
    , 424 (C.M.A. 1988), so
    that an instruction to the members to disregard it as a
    collateral consequence was an abuse of discretion.    We disagree.
    The holding in Riley is inapposite in this separate
    context, and the military judge’s instructions were not an abuse
    of discretion under the precedent of this Court.
    6
    United States v. Talkington, 13-0601/AF
    A.
    Rule for Courts-Martial (R.C.M.) 1001 permits the
    presentation of matters in extenuation, mitigation, or rebuttal
    by an accused through an unsworn statement.    R.C.M. 1001(c).
    Despite the limits of this rule, the Court has, on the one hand,
    held that the right to present an unsworn statement is
    “generally considered unrestricted.”    Rosato, 32 M.J. at 96.     On
    the other hand, an unsworn statement “may be tempered by
    appropriate instructions from the military judge.”    Barrier, 
    61 M.J. at 484
    .    This Court has explained that while the right of
    allocution includes the right to present evidence that is not
    relevant as extenuation, mitigation, or rebuttal, the military
    judge may “put the information in proper context by effectively
    advising the members to ignore it.”    
    Id. at 486
     (internal
    quotation marks omitted).
    A collateral consequence is “‘[a] penalty for committing a
    crime, in addition to the penalties included in the criminal
    sentence.’”    United States v. Miller, 
    63 M.J. 452
    , 457 (C.A.A.F.
    2006) (alteration in original) (quoting Black’s Law Dictionary
    278 (8th ed. 2004) (citing as 1999 in original)), overruled in
    part by Riley, 72 M.J. at 120-21. 2   “The general rule concerning
    2
    In contrast, a “[m]atter in extenuation of an offense serves to
    explain the circumstances surrounding the commission of an
    offense,” R.C.M. 1001(c)(1)(A), and a matter in mitigation is:
    7
    United States v. Talkington, 13-0601/AF
    collateral consequences is that ‘courts-martial [are] to concern
    themselves with the appropriateness of a particular sentence for
    an accused and his offense, without regard to the collateral
    administrative effects of the penalty under consideration.’”
    Griffin, 25 M.J. at 424 (alteration in original) (quoting United
    States v. Quesinberry, 
    12 C.M.A. 609
    , 612, 
    31 C.M.R. 195
    , 198
    (1962)).   The collateral consequences of a court-martial do not
    constitute R.C.M. 1001 material, and while they may be
    referenced in an unsworn statement, Rosato, 32 M.J. at 96
    (C.M.A. 1991) (finding error where a military judge precluded an
    appellant from mentioning collateral consequences of a court-
    martial –- a rehabilitation program -- in an unsworn statement),
    they should not be considered for sentencing.   United States v.
    McNutt, 
    62 M.J. 16
    , 19-20 (C.A.A.F. 2005); see also Barrier, 
    61 M.J. at 486
     (noting general preference for a “contextual
    instruction” for matters raised in an unsworn statement “rather
    introduced to lessen the punishment to be adjudged by the
    court-martial, or to furnish grounds for a recommendation
    of clemency. It includes the fact that nonjudicial
    punishment under Article 15 has been imposed for an offense
    growing out of the same act or omission that constitutes
    the offense of which the accused has been found guilty,
    particular acts of good conduct or bravery and evidence of
    the reputation or record of the accused in the service for
    efficiency, fidelity, subordination, temperance, courage,
    or any other trait that is desirable in a servicemember.
    R.C.M. 1001(c)(1)(B). All of the above examples of mitigation
    focus on particular traits of the accused, or prior punishment.
    8
    United States v. Talkington, 13-0601/AF
    than outright preclusion”); Tschip, 58 M.J. at 277 (permitting
    military judge to instruct that administrative discharge was a
    collateral matter when referenced in unsworn statement and that
    the members had discretion to disregard the reference to the
    collateral matter); Griffin, 25 M.J. at 424 (citing Quesinberry,
    12 C.M.A. at 612, 31 C.M.R. at 198).
    This is both because the proper focus of sentencing is on
    the offense and the character of the accused, R.C.M. 1001(b)-
    (c), and “to prevent ‘the waters of the military sentencing
    process’ from being ‘muddied’ by ‘an unending catalogue of
    administrative information.’”   Rosato, 32 M.J. at 96 (quoting
    Quesinberry, 12 C.M.A. at 612, 31 C.M.R. at 198). 3
    To be sure, there is a “tension between the scope of pre-
    sentencing unsworn statements and the military judge’s
    obligation to provide proper instructions.”    Barrier, 
    61 M.J. at 487
     (Erdmann, J., concurring in the result).   However, Appellant
    does not take issue with this precedent or ask us to overrule
    it.   Instead he argues that sex offender registration is not a
    collateral consequence and, therefore, the precedent that
    3
    Sex offender registration directly implicates these concerns of
    “minitrials” and “muddied waters” because the requirements for
    sex offender registration are not “precise” and “[e]ach state
    has different rules as to when registration is required and how
    compliance is monitored and measured,” which make it difficult
    for members to make an informed decision. United States v.
    Datavs, 
    70 M.J. 595
    , 604 (A.F. Ct. Crim. App. 2011), aff’d on
    other grounds, 
    71 M.J. 420
    , 422, 426 (C.A.A.F. 2012).
    9
    United States v. Talkington, 13-0601/AF
    recognizes a military judge’s discretion to put collateral
    consequences in a proper context does not apply in this case.
    B.
    Appellant argues that after this Court’s recent Riley
    decision, sex offender status is no longer a collateral
    consequence for any purpose.   Riley is not so broad.    In Riley,
    the trial defense counsel and the military judge did not inform
    the appellant that pleading guilty to kidnapping of a child
    would subject her to registration as a “sex offender,” and this
    Court held that “in the context of a guilty plea inquiry, sex
    offender registration consequences can no longer be deemed a
    collateral consequence of the plea.”   Riley, 72 M.J. at 121.
    Riley, however, was a guilty plea case in which we sought
    to apply the reasoning of Padilla v. Kentucky, 
    559 U.S. 356
    (2010), to the different fact of sex offender registration.     72
    M.J. at 121.   Consequently, we considered the providence of a
    guilty plea where neither the defense counsel nor the military
    judge informed the defendant that pleading guilty would require
    sex offender registration.   Riley, 72 M.J. at 118-19.    We
    concluded that it was not a provident plea, and emphasized the
    requirement to ensure a “plea was a ‘knowing, intelligent act[]
    done with sufficient awareness of the relevant circumstances and
    likely consequences.’”   Id. at 122 (alteration in original)
    (quoting Brady v. United States, 
    397 U.S. 742
    , 748 (1970)).
    10
    United States v. Talkington, 13-0601/AF
    Appellant now asks us to extend the Riley rationale to
    sentencing and prohibit a military judge from informing the
    members that they need not consider sex offender registration in
    arriving at a sentence.   We decline this invitation for two
    reasons.   First, unlike the context of a plea inquiry, nothing
    about the sentence has any impact on the requirement or duty to
    register as a sex offender.   Sex offender registration operates
    independently of the sentence adjudged and remains a collateral
    consequence.   See, e.g., 
    42 U.S.C. § 16911
     (2012) (defining sex
    offender categories by the fact of conviction and the length of
    corresponding maximum sentences available, and not the sentences
    imposed); cf. United States v. Pena, 
    64 M.J. 259
    , 265 (C.A.A.F.
    2007) (“[T]he collateral administrative consequences of a
    sentence, such as early release programs, do not constitute
    punishment for purposes of the criminal law.”).
    Moreover, and despite Appellant’s arguments to the
    contrary, sex offender registration is markedly different than
    retirement benefits, which can directly be affected by the
    imposition of a punitive discharge -- loss of military
    retirement benefits is one possible result of the sentence
    itself, as opposed to the conviction.     See, e.g., Griffin, 25
    M.J. at 424 (“[I]t is only in a theoretical sense that the
    effect a punitive discharge has on retirement benefits can be
    labeled collateral. . . . [T]he impact on benefits -- whatever
    11
    United States v. Talkington, 13-0601/AF
    it may be -- can only be a direct and proximate consequence of
    the sentence.”); see also Greaves, 46 M.J. at 139 (“[W]here a
    servicemember is perilously close to retirement . . . a general
    collateral-consequences instruction disregarding the effects of
    a punitive discharge on retirement will not suffice.”).   Thus,
    unlike the loss of retirement benefits, which would be a direct
    consequence of the imposition of a punitive discharge, there is
    no causal relation between the sentence imposed and the sex
    offender registration requirement.   Whether Appellant received
    no punishment or the maximum available punishment he would be
    required to register as a sex offender based on the fact of his
    conviction alone.
    Second, even after Padilla v. Kentucky, which considered
    the question whether it was ineffective assistance of counsel
    not to inform an accused of the deportation consequences of a
    guilty plea, a case whose reasoning we relied upon in Riley, 72
    M.J. at 119-21, the Supreme Court continues to categorize sex
    offender registration as a collateral consequence.   Chaidez v.
    United States, 
    133 S. Ct. 1103
    , 1108 n.5 (2013) (stating that
    the “effects of a conviction commonly viewed as collateral
    include . . . sex offender registration”).   While this has no
    bearing on our treatment of sex offender registration in the
    context of determining the providence of a guilty plea within
    the military justice system, we have been presented with no
    12
    United States v. Talkington, 13-0601/AF
    unique military reason to extend the reasoning of Padilla or
    Riley further.   In the context of sentencing, Miller remains
    good law to the extent it recognizes that “the requirement that
    Appellant register as a sexual offender is a consequence of his
    conviction that is separate and distinct from the court-martial
    process.”   Miller, 63 M.J. at 457.
    C.
    While Riley altered this Court’s treatment of sex offender
    registration in the context of the providence of a guilty plea,
    it did not alter this Court’s definition of a collateral
    consequence, and sex offender registration remains one outside
    the context of a guilty plea inquiry.   See, e.g., United States
    v. Lindsey, No. ACM 37894, 
    2013 CCA LEXIS 503
    , at *16-*17, 
    2013 WL 3353908
    , at *5 (A.F. Ct. Crim. App. June 18, 2013)
    (unpublished) (distinguishing Riley’s conclusion that sex
    offender registration is not a collateral consequence in a
    guilty plea context from collateral consequences at sentencing).
    Consequently, Appellant was permitted to mention sex
    offender registration in his unsworn statement.   See Duncan, 53
    M.J. at 499; Rosato, 32 M.J. at 96; see also United States v.
    Macias, 
    53 M.J. 728
    , 732 (A. Ct. Crim. App. 1999) (concluding
    that a military judge abused her discretion when she failed to
    permit the accused to mention in an unsworn statement that the
    accused may have to register as sex offender for a non-sex
    13
    United States v. Talkington, 13-0601/AF
    offense crime).   In turn, the military judge had discretion to
    “temper[]” the unsworn statement with “appropriate
    instructions.”    Barrier, 
    61 M.J. at 484
    .   “While the military
    judge’s discretion in choosing whether to instruct upon such
    ‘collateral’ matters is broad, he or she is required to give
    legally correct instructions that are tailored to the facts and
    circumstances of the case.”   Duncan, 53 M.J. at 499.
    Relevant to the arguments raised on appeal, nothing in the
    instructions complained of was an inaccurate statement of either
    the law or the facts.   Our precedent authorized the military
    judge to place the sex offender registration mentioned during
    Appellant’s unsworn statement in its proper context, by
    informing the members that Appellant was permitted to address
    sex offender registration in his unsworn statement, while also
    informing them that possible collateral consequences should not
    be part of their deliberations in arriving at a sentence.    See
    Barrier, 
    61 M.J. at 485-86
    ; Rosato, 32 M.J. at 96.     Accordingly,
    the military judge did not abuse his discretion.
    III.   DECISION
    The decision of the United States Air Force Court of
    Criminal Appeals is affirmed.
    14
    United States v. Talkington, No. 13-0601/AF
    BAKER, Chief Judge, with whom OHLSON, Judge, joins
    (concurring in the result):
    Like the consequence of deportation, sex offender
    registration is not a criminal sanction, but it is a
    particularly severe penalty. . . . Moreover, sex
    offender registration is intimately related to the
    criminal process. The automatic result of sex
    offender registration for certain defendants makes it
    difficult to divorce the penalty from the conviction.
    United States v. Riley, 
    72 M.J. 115
    , 120-21 (C.A.A.F. 2013)
    (internal quotation marks omitted).    Appendix 4 to Enclosure 2
    of Department of Defense Instruction 1325.07 1 makes this point
    clearly and emphatically:
    A Service member who is convicted in a general or
    special court-martial of any of the offenses listed in
    Table 4, must register with the appropriate
    authorities in the jurisdiction . . . in which he or
    she will reside, work, or attend school upon leaving
    confinement, or upon conviction if not confined.
    Emphasis added.   Indeed, sex offender registration is required
    in all fifty states. 2   Sex offender registration also addresses
    at least four of the recognized purposes of sentencing:
    1
    See Dep’t of Defense, Instr. 1325.07, Administration of
    Military Correctional Facilities and Clemency and Parole
    Authority app. 4 Enclosure 2 (Mar. 11, 2013) [hereinafter Dep’t
    of Defense Instr. 1325.07].
    2
    The Jacob Wetterling Crimes Against Children and Sexually
    Violent Offender Registration Act (the Wetterling Act) required
    all states to implement a sex offender and crimes against
    children registry. Pub L. No. 103-322, 
    108 Stat. 2038
     (1994)
    (codified as amended at 
    42 U.S.C. § 14071
     (2006)), repealed by
    Sex Offender Registration and Notification Act, Pub. L. No. 109-
    248 § 129, 
    120 Stat. 587
    , 600 (2006). It was enacted as part of
    the Federal Violent Crime Control and Law Enforcement Act of
    1994. 
    Id.
    United States v. Talkington, No. 13-0601/AF
    rehabilitation of the wrongdoer, punishment of the wrongdoer,
    protection of society and preservation of good order and
    discipline. 3   Furthermore, it may be the most significantly
    stigmatizing and longest lasting effect arising from the fact of
    conviction.     Therefore, in my view, it is not good enough to
    call it collateral and leave it to the members to sort out what
    to make of it based on their own perceived, received, and often
    erroneous understanding of registration.     A tailored and
    appropriate instruction is required.     The question raised in
    this case is how, if at all, should a military judge instruct on
    the subject in the context of an unsworn statement.
    At present, military judges are left to instruct their way
    through and around the rocks and shoals of inconsistent case law
    and ambiguous rules.     On the one hand, members must give due
    consideration to an accused’s unsworn statement, which in this
    case made reference to sex offender registration.     Moreover,
    because sex offender registration is addressed to the purposes
    of sentencing, in many cases it is also appropriate as
    mitigation, and potentially as rebuttal.     The right to present
    an unsworn statement is “generally considered unrestricted.”
    United States v. Rosato, 
    32 M.J. 93
    , 96 (C.M.A. 1991).        On the
    other hand, as the Court highlights, sex offender registration
    is a collateral consequence of conviction rather than a
    3
    See United States v. Ohrt, 
    28 M.J. 301
    , 305 (C.M.A. 1989).
    2
    United States v. Talkington, No. 13-0601/AF
    consequence of sentencing. 4   United States v. Talkington, __ M.J.
    __, __ (2) (C.A.A.F. 2014).    This results in the Court’s
    conclusion that sex offender registration is collateral and thus
    inadmissible, and should not be part of their deliberations.
    
    Id.
     at __ (14).
    I would conclude instead that a tailored instruction is
    warranted, which recognizes the role of the unsworn statement,
    the fact that registration is intimately related to the criminal
    process, as well as the fact that sex offender registration is
    not in fact a sentence imposed at court-martial.     The military
    judge tried to thread this needle.    The military judge made a
    genuine effort to distinguish the reference to sex offender
    registration contained in the unsworn statement from evidence
    regarding possible registration as a sex offender.    However,
    this is a legal subtlety likely lost on the lay members of the
    court-martial.    The result was a confusing, if not an
    inconsistent and contradictory instruction.    The members were
    instructed that “[t]he weight and significance to be attached to
    an unsworn statement rests within the sound discretion of each
    court member” and that “you must give it [the unsworn statement]
    appropriate consideration,” while also being instructed that
    4
    Therefore, I agree with the Court that Riley, which addressed
    the providence of a guilty plea, does not stand for the
    proposition that sex offender status is no longer a collateral
    consequence for any purpose. Talkington, __ M.J. at __ (10).
    3
    United States v. Talkington, No. 13-0601/AF
    “whether or not the accused will be or should be registered . .
    . is not a matter before you” and that “use of this limited
    information is fraught with problems.”   This may have
    unintentionally signaled the members that notwithstanding his
    previous instruction, they really ought to ignore the reference
    contained in the unsworn statement altogether.   As a result, I
    would conclude that the instruction was internally inconsistent
    and confusing and therefore erroneous.
    In my view, and as recognized in Riley and Dep’t of Defense
    Instr. 1325.07, sex offender registration is integral to the
    penalty landscape for certain sexual offenses.   Therefore, an
    accused should be able to refer to sex offender registration in
    an unsworn statement with an accompanying instruction at least
    to the extent that the Dep’t of Defense Instr. 1325.07 addresses
    the issue.   For example, a military judge might make the
    following instructional references:
    Under DOD Instructions, when convicted of certain offenses,
    including the offenses here, the accused must register as a
    sex offender with the appropriate authorities in the
    jurisdiction in which he resides, works, or goes to school.
    Sex offender registration is required in all fifty states;
    however, sex offense registration requirements may differ
    between jurisdictions. As a result, the registration
    requirements and the consequences of doing so are not
    necessarily predictable.
    Sex offense registration is a consequence of conviction;
    however, it is not a sentence adjudged at court-martial.
    4
    United States v. Talkington, No. 13-0601/AF
    Thus, while the consideration and weight you give the
    reference in Appellant’s unsworn statement to sex offender
    registration is up to you and in your discretion, your duty
    is to determine the criminal sentence to adjudge in this
    case, if any, for the offenses for which the accused has
    been found guilty.
    This approach avoids the dilemma faced by the military judge in
    this case of trying to navigate the accused’s right to make an
    unsworn statement about a collateral matter that is nonetheless
    a direct consequence of conviction.   As importantly, it prevents
    the members from applying their own diverse understandings of
    the sex offender registration requirement.
    Having found instructional error, I nonetheless concur in
    the result.   The maximum authorized sentence for Appellant’s
    convictions included forty-seven years of confinement and a
    dishonorable discharge.   The Government argued for a sentence of
    not less than three years of confinement and a dishonorable
    discharge.    Manual for Courts-Martial, United States pt. IV,
    paras. 4.e, 45.f(2), 45.f(5) (2008 ed.) (MCM).    The members
    adjudged eight months of confinement, a bad-conduct discharge,
    forfeiture of all pay and allowances, and reduction to E-1.
    Thus, Appellant has not demonstrated sentencing prejudice from
    any confusion generated by the instruction in this case.
    Moreover, as the military judge noted, Appellant in fact never
    did offer evidence that he would have to register under Dep’t of
    5
    United States v. Talkington, No. 13-0601/AF
    Defense Instr. 1325.07 or relevant state law.   Therefore,
    Appellant was not prejudiced on sentencing and I would affirm.
    6
    

Document Info

Docket Number: 13-0601-AF

Citation Numbers: 73 M.J. 212, 2014 WL 1394938, 2014 CAAF LEXIS 396

Judges: Baker, Erdmann, Ryan, Stucky

Filed Date: 4/7/2014

Precedential Status: Precedential

Modified Date: 11/9/2024