Hyde Park Neighborhood Council, Inc. v. Cincinnati , 2012 Ohio 3331 ( 2012 )

[Cite as Hyde Park Neighborhood Council, Inc. v. Cincinnati, 2012-Ohio-3331.]
IN THE COURT OF APPEALS
FIRST APPELLATE DISTRICT OF OHIO
HAMILTON COUNTY, OHIO
HYDE PARK : APPEAL NO. C-110579
NEIGHBORHOOD COUNCIL, INC., TRIAL NO. A-0911188
:
CARL UEBELACKER,
: O P I N I O N.
and
:
GARY WOLLENWEBER,
:
Plaintiffs-Appellants,
:
vs.
:
CITY OF CINCINNATI,
:
and
:
CITY OF CINCINNATI ZONING
BOARD OF APPEALS, :
Defendants-Appellees, :
and :
FALLING LEAVES, LLC, :
Intervenor-Appellee. :
Civil Appeal From: Hamilton County Court of Common Pleas
Judgment Appealed From Is: Reversed and Cause Remanded
Date of Judgment Entry on Appeal: July 25, 2012
Ginger Bock, for Plaintiffs-Appellants,
Heidi Rosales, for Defendants-Appellees,
OHIO FIRST DISTRICT COURT OF APPEALS
William P. Schroeder, for Intervenor-Appellee.
Please note: This case has been removed from the accelerated calendar.
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OHIO FIRST DISTRICT COURT OF APPEALS
S YLVIA S IEVE H ENDON , Judge
{¶1} In this administrative appeal, we consider whether the Cincinnati
Municipal Code requires the city’s zoning hearing examiner to prepare a transcribable
record of the public hearings that he or she conducts. We hold that Cincinnati
Municipal Code 113-1 imposes this duty, and we, therefore, reverse the judgment of the
court of common pleas.
Factual Background & Procedural Posture
{¶2} The record reflects that in June 2008, Karl Gieseke filed an application
for development with the city of Cincinnati regarding property located in both a
commercial neighborhood-pedestrian district and an urban design overlay district. See
generally Cincinnati Municipal Code Chapter 1409 and 1437. Gieseke sought
permission to demolish a vacant single-family residence and to construct a four-story
mixed-use building, along with variances from several zoning regulations. The
proposed building initially contained a small parking garage on the first floor.
{¶3} Following public hearings on the application, the city’s zoning hearing
examiner conditionally approved the application. See Cincinnati Municipal Code 1437-
07(b). Among other conditions, the zoning hearing examiner prohibited parking on the
first floor within the building, but allowed Gieseke to move the structure ten feet
closer to the front property line to accommodate parking behind the building. T.d. 8 at
142.
{¶4} In February 2009, the city’s zoning board of appeals, however,
concluded that this condition was “of sufficient magnitude that it would result in a very
substantial revision of the development proposal and that any such revision should be
subject to the public hearing process.” Id. at 134. The board, therefore, reversed the
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OHIO FIRST DISTRICT COURT OF APPEALS
conditional approval in part, and instructed the zoning hearing examiner to consider at
a public hearing on remand:
1. Any modification of the building placement of 26 feet
4 inches from the front property line, as shown on the
site plan included in the record.
2. No demolition permit should be issued until a
development proposal is approved that meets the
conditions of approval the [zoning hearing examiner]
and this [zoning board of appeals] decision; and
3. Prior to the issuance of permits, the Applicant must
obtain approval from the Director of City Planning for
a reduction in the required number of parking spaces.
Id. at 138.
In all other respects, the board affirmed.
{¶5} On remand, the zoning hearing examiner held two public hearings in
April 2009. The record, however, does not contain a transcript of either hearing.
According to subsequent findings by the zoning board of appeals, the zoning hearing
examiner turned his tape recorder on and off during the first hearing, and later refused
to provide a recording of the second hearing in response to a request by plaintiff-
appellant Hyde Park Neighborhood Council, Inc., (“HPNC”). Id. at 1-2.
{¶6} In June 2009, the zoning hearing examiner held a public hearing on a
revised proposal submitted by Gieseke. Despite the complaints of several testifying
parties, he limited the hearing to those issues articulated by the zoning board of appeals
for consideration on remand. The hearing was recorded, and the record includes a
transcript of the proceedings.
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OHIO FIRST DISTRICT COURT OF APPEALS
{¶7} Soon thereafter, the zoning hearing examiner found that (1) the revised
proposal satisfied the conditions of the zoning board of appeals, (2) the front yard
setback was unchanged, (3) the parking garage was removed from the first floor of the
building, and (4) Gieseke had secured approval for a reduction in the required number
of parking spaces. Id. at 98-99. The project was, therefore, conditionally approved.
{¶8} The zoning board of appeals upheld the decision of the zoning hearing
examiner, concluding in part that “[t]he Cincinnati Zoning Code1 does not require the
[zoning hearing examiner] to make a record of the proceedings of his public hearings.”
Id. at 2. Plaintiffs-appellants HPNC, Carl Uebelacker, and Gary Wollenweber
(collectively, “the appellants”) appealed from that decision to the Hamilton County
Court of Common Pleas pursuant to R.C. 2506.01. The court affirmed, and this appeal
followed.
Standard of Review
{¶9} Under R.C. 2506.04, the courts of common pleas and the courts of
appeals apply different standards of review for administrative appeals. Henley v.
Youngstown Bd. of Zoning Appeals, 90 Ohio St.3d 142, 147, 735 N.E.2d 433 (2000).
The court of common pleas must determine whether the administrative decision is
“unconstitutional, illegal, arbitrary, capricious, unreasonable, or unsupported by the
preponderance of substantial, reliable, and probative evidence on the whole record.”
R.C. 2506.04. In contrast, the review of the court of appeals is limited to questions of
law. Henley at 147. “The appellate court may not substitute its judgment for that of
the common pleas court, and it may reverse the judgment of the common pleas court
only if it determines that the court abused its discretion.” Platt v. Bd. of Bldg. Appeals
1 Under Cincinnati Municipal Code 1400-01, Title XIV of the code is styled “Cincinnati Zoning
Code.”
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OHIO FIRST DISTRICT COURT OF APPEALS
of Cincinnati, 1st Dist. No. C-100648, 2011-Ohio-2776, ¶ 8, citing Henley at 147 and
Paddock Point, LLC v. Zoning Bd. of Appeals of Cincinnati, 1st Dist. No. C-050222,
2006-Ohio-1847, ¶ 12.
Analysis
{¶10} In their first assignment of error, the appellants argue that the common
pleas court abused its discretion in concluding that the zoning hearing examiner is not
required to record his or her public hearings. We agree.
{¶11} The Cincinnati Municipal Code and the Cincinnati Administrative Code
contemplate multiple hearing examiners to conduct a variety of administrative hearings
for the city. See Cincinnati Administrative Code Article II, Section 12 (describing the
appointment and qualifications of hearing examiners); Cincinnati Municipal Code
Chapter 1443 (detailing procedure before the zoning hearing examiner); Cincinnati
Municipal Code 1501-17 (providing for a hearing examiner in civil offense cases). The
Cincinnati Municipal Code generally provides that “[h]earing examiners shall review
and examine all information, conduct public hearings, prepare records thereof, enter
findings, conclusions, and orders in cases assigned to the examiner for decision or
review, in accordance with the procedures set forth in this chapter and with all other
applicable laws, ordinances and regulations.” (Emphasis added.) Cincinnati Municipal
Code 113-1.
{¶12} The appellants contend that in requiring hearing examiners to “prepare
records” of their public hearings, Cincinnati Municipal Code 113-1 imposes a duty on
hearing examiners to prepare a transcribable record. In response, the city argues that
the municipal code does not create this duty explicitly and, therefore, the trial court did
not abuse its discretion in affirming the zoning board of appeals.
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OHIO FIRST DISTRICT COURT OF APPEALS
{¶13} Standing alone, Cincinnati Municipal Code 113-1 is ambiguous as to the
extent of the record that a hearing examiner must prepare. However, given the critical
role of a detailed record to the administrative process, we believe that the Cincinnati
City Council, in enacting this provision, intended the city’s hearing examiners to
prepare records from which a transcript of the testimony heard and evidence presented
could be created.
{¶14} For instance, under Cincinnati Municipal Code 113-13, hearing
examiners shall render a decision within ten days from the close of a hearing, making
and entering “findings of fact from the record and conclusions of law in support of the
decision.” (Emphasis added.). “A decision made pursuant to § 113-13 shall be final,
subject only to appeal as specifically provided by ordinance to a city board or by law to a
court of competent jurisdiction.” Cincinnati Municipal Code 113-17.
{¶15} For those decisions that are subject to direct review by the court of
common pleas, the Ohio Revised Code requires that the administrative body, “upon the
filing of a praecipe by the appellant, shall prepare and file in the court to which the
appeal is taken a complete transcript of all original papers, testimony, and evidence
offered, heard, and taken into consideration in issuing the final order, adjudication, or
decision. The costs of the transcript shall be taxed as a part of the costs of appeal.” R.C.
2506.02. See Smith v. Chester Twp. Bd. of Trustees, 60 Ohio St.2d 13, 17, 396 N.E.2d
743 (1979) (recognizing that “case law in Ohio supports the view that the burden is on
the administrative agency to produce the transcript for appeal”).2 The court is then
generally confined to that transcript. See R.C. 2506.03(A).
2In Smith, the Ohio Supreme Court nevertheless expressly declined to “decide the extent of an
agency’s duty to maintain a record of its proceedings in all instances.” Id. at 17, fn. 4.
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{¶16} Decisions of the zoning hearing examiner are, in contrast, first reviewed
by the zoning board of appeals. Cincinnati Municipal Code 1443-11. In such cases, “the
appellant has the duty to cause a complete record of the proceedings, including a
transcript of all testimony, pertaining to the decision being appealed to be filed with the
secretary of the board at the appellant’s cost.” Cincinnati Municipal Code 1449-15(b).
As with the court of common pleas under R.C. 2506.03, the board is generally confined
to the record. Cincinnati Municipal Code 1449-15(d). The decisions of the zoning
board of appeals are appealable to the Hamilton County Court of Common Pleas under
R.C. Chapter 2506. Cincinnati Municipal Code 1449-19.
{¶17} We presume that the Cincinnati City Council was aware of these
processes when it required the city’s hearing examiners to “prepare records” of their
public hearings under Cincinnati Municipal Code 113-1. To interpret this language as a
duty to create less than a transcribable record would be incongruent with the duty of a
hearing examiner to make “findings of fact from the record” under Cincinnati
Municipal Code 113-13 and the record requirements of R.C. 2506.02. The appellant’s
duty “to cause a complete record of the proceedings” before the zoning hearing
examiner to be filed with the zoning board of appeals does not alter this generally
applicable requirement on all Cincinnati hearing examiners.
{¶18} Accordingly, we hold that Cincinnati Municipal Code 113-1 requires the
city’s hearing examiners, including the zoning hearing examiner, to prepare a
transcribable record of their proceedings. Because that did not occur in this case, we
next consider the appropriate remedy for the zoning hearing examiner’s failure to
record the two April 2009 public hearings.
{¶19} As previously noted, Cincinnati Municipal Code 1449-15(d) generally
limits the zoning board of appeals to the record of proceedings before the zoning
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OHIO FIRST DISTRICT COURT OF APPEALS
hearing examiner. However, this bar is lifted where “it appears on the face of the record
or by affidavit filed by person affected that * * * [t]he record does not contain a report of
all evidence admitted or proffered below.” Cincinnati Municipal Code 1449-15(d)(1).
“The board may remand a matter to the examiner in order to cure any such deficiency
or enter such other order as justice may require. Otherwise, the board may not receive
any additional testimony or evidence.” Cincinnati Municipal Code 1449-15(d). This
provision closely follows R.C. 2506.03(A), applicable in administrative appeals to the
courts of common pleas, which the Ohio Supreme Court has recognized as a “liberal
provision for the introduction of new or additional evidence.” Kisil v. Sandusky, 12
Ohio St.3d 30, 34, 465 N.E.2d 848 (1984).
{¶20} We are, nevertheless, troubled that hearing examiners may potentially
evade administrative and judicial review by shifting their duty to prepare transcribable
records of their public hearings onto appellants, who would then need to prepare
transcripts of the proceedings post hoc. Although the above record-supplementing
procedures may be sufficient where there are less egregious gaps in the record, where—
as in this case—the hearing examiner fails to prepare transcribable records of entire
hearings, it is manifestly unjust for the city to wash its hands of the deficiency.
{¶21} To remedy this situation, the matter must be remanded to the zoning
hearing examiner by the zoning board of appeals pursuant to Cincinnati Municipal
Code 1449-15(d) to cure the record. Because the unrecorded April 2009 hearings on
remand could have contributed to the zoning hearing examiner’s ultimate conditional
approval of Gieseke’s proposal, the curative proceedings should begin anew from that
point. The proceedings, therefore, need not exceed the scope of the initial remand by
the zoning board of appeals in February 2009.
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OHIO FIRST DISTRICT COURT OF APPEALS
{¶22} This disposition renders the appellants’ second assignment of error
raising additional arguments against the decision of the common pleas court moot. See
App.R. 12(A)(1)(c). The judgment of the court of common pleas is reversed and the
cause is remanded with instructions to remand the matter to the zoning board of
appeals for further proceedings consistent with this opinion and the law.
Judgment reversed and cause remanded.
H ILDEBRANDT , P.J., and C UNNINGHAM , J., concur.
Please note:
The court has recorded its own entry this date.
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