Contreraz v. Bettsville , 2011 Ohio 4178 ( 2011 )

[Cite as Contreraz v. Bettsville, 2011-Ohio-4178.]
IN THE COURT OF APPEALS OF OHIO
THIRD APPELLATE DISTRICT
SENECA COUNTY
ROSALINDA CONTRERAZ,
INDIVIDUALLY AND AS
ADMINISTRATRIX OF THE
ESTATE OF SANTOS LEON CASE NO. 13-10-48
GARCIA, DECEASED,
PLAINTIFF-APPELLANT,
v.
OPINION
VILLAGE OF BETTSVILLE, ET AL.,
DEFENDANTS-APPELLEES.
Appeal from Seneca County Common Pleas Court
Trial Court No. 08CV0594
Judgment Affirmed
Date of Decision: August 22, 2011
APPEARANCES:
R. Ethan Davis for appellant.
John T. McLandrich and Frank H. Scialdone, for appellees.
Case No. 13-10-48
PRESTON, J.
{¶1} Plaintiff-appellant, Rosalinda Contreraz, Individually and as
Administratrix of the Estate of Santos Leon Garcia, deceased, appeals from the
judgment of the Seneca County Court of Common Pleas, which granted
defendants-appellees’, Village of Bettsville, Bettsville Recreation Board, and
Andrea Bender, motion for summary judgment. For the reasons that follow, we
affirm.
{¶2} This case involves the tragic death of Santos Garcia (hereinafter
“Garcia”), who drowned at the Village of Bettsville’s public swimming area. The
case arises out of the following set of facts.
{¶3} The Village of Bettsville owns the Eells Park Quarry, a public
recreational swimming area, which is operated by the Bettsville Recreation Board.
At the time of the incident, the general layout of the quarry, which is not in
dispute, was as follows. Located near the quarry beach there was a small single
story building, which was used as a concession stand, park pool director’s office,
the lifeguard locker/break room, and an equipment storage area. Inside the
concession building there was a land line telephone to be used for emergencies.
With regards to the beach, there were two elevated lifeguard stands located on the
beach, while an additional elevated lifeguard stand was positioned by the diving
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board and slide platform. There were two floating rafts located in the deeper end
of the quarry, and between the two floating rafts was an aquatic toy called an
“aqua bobber.”
{¶4} Additionally, there was a floating buoy line that traversed across the
quarry for purposes of separating the shallow end from the deep end. The buoy
line was positioned at a water depth between four feet (4’) to five feet (5’). In
addition, there was another buoy line, made up of old railroad ties, located just
beyond the two floating rafts and used for purposes of separating the swim area
from the non-swim area.
{¶5} In 2006, the Bettsville Recreation Board hired Andrea Bender
(hereinafter “Bender”) as a lifeguard. (A. Bender Depo. at 7-8). Bender worked
at the park during the summers of 2006, 2007, and 2008, and had been the on-duty
lifeguard on the beach when Garcia drowned. (Id.).
{¶6} The incident occurred on August 3, 2007. Garcia and his sisters,
Rosalinda and Eva, along with several of Garcia’s friends and Garcia’s aunt and
uncle, decided to go swimming at the quarry. (A. Alonso Depo. at 21-22); (R.
Garcia Depo. at 18-19). At the time of the incident, Garcia was fifteen-years-old
and five feet three inches (5’3”) in height. (Coroner’s Report, Ex. K). In addition,
Garcia had taken a YMCA swim course and was described as an average swimmer
who either could not or did not like to swim underwater. (R. Garcia Depo. at 15);
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(E. Garcia Depo. at 18-20). The group arrived at the quarry sometime in the late
afternoon.
{¶7} Before entering the water, Garcia’s friend, Lamont, said that he
provided Garcia with shoelaces so that Garcia could tie his long pants up around
his knees to swim. (L. Garcia Depo. at 28-29). Rosalinda and Eva were the first
ones to enter the water. (E. Garcia Depo. at 35). Eva said she swam out to the
aqua bobber, while Rosalinda swam out to the deep-end and was treading water
near the diving boards and slide platform. (E. Garcia Depo. at 35); (R. Garcia
Depo at 35-36). Eva said that she saw Garcia and several of his friends enter the
water from the shallow end and walk out towards the outer raft closest to the
diving boards, where Rosalinda was located. (E. Garcia Depo. at 36). Lamont
said that he and Garcia then swam under the buoy line into the deeper portion of
the swimming area. (L. Garcia Depo. at 36). At this point, Rosalinda said that she
had still been treading water near the diving board and slide platform when Garcia
proceeded to swim underwater and tickle her feet. (R. Garcia Depo. at 37).
Rosalinda said that after this occurred, she and Garcia decided to race out to the
closest raft. (R. Garcia Depo. at 37). Rosalinda said that she made it to the raft in
what she believed was a few seconds but when she turned around, she did not see
Garcia. (Id. at 39). Eva, who was still on the aqua bobber, said that she had had
her back to the swimming area, but that when she turned around she also did not
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see Garcia in the water. (E. Garcia Depo. at 37-38). It was at this point in time
when Rosalinda said that she began to yell for help, stating that her brother was
missing. (R. Garcia Depo. at 43). Overall, Rosalinda said that it was
approximately thirty to forty seconds from the time she got to the raft until a
swimmer surfaced with Garcia. (Id. at 47).
{¶8} Another swimmer at the quarry, Alex Fox, who had been swimming
near the buoy line with his girlfriend, testified that he heard Rosalinda yelling that
she could not find her brother. (Fox Depo. at 32-33). Alex said that his girlfriend
was asking the lifeguard to take action; however, Alex admitted that at no point
was it apparent whether the missing individual was missing in the water or
missing out of the water. (Id. at 27, 32-33). In fact, Alex was under the belief that
the missing individual was out of the water near the concession building. (Id.).
{¶9} Nevertheless, Alex said that he decided to swim under water and swim
towards the diving board and slide platform in the deep end of the quarry. (Id. at
43-44, 56, 94). After approximately ten to fifteen feet, Alex said he saw Garcia
some distance in front of the diving board at the bottom of the quarry. (Id. at 32-
33, 43-44, 94). Alex said that he picked Garcia off the bottom of the quarry and
brought him to the surface. (Id.). When he got to the surface, Alex said that he
saw the lifeguard jump down from the lifeguard stand and run towards the
concession building. (Id.). At that point, Alex said that he, with the help of two
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other male swimmers, brought Garcia to shore. (Id.). One of the two other male
swimmers, Jacob Pfotenhauer, corroborated Alex’s version of events.
(Pfotenhauer Depo. at 31, 39-40, 45-46).
{¶10} Overall, none of the witnesses saw Garcia in any type of distress nor
did they see Garcia submerged below the surface of the water.
{¶11} Michael Abernathy testified that he had been the on-duty lifeguard
prior to the incident and that he remembered Garcia and his friends enter the
shallow area of the quarry. (Abernathy Depo. at 18). However, he said that he
never saw Garcia go beyond the buoy line and into the deep end of the quarry.
(Id.).
{¶12} Andrea Bender testified that she took over for Michael at 7:00 p.m.
and became the on-duty lifeguard. (A. Bender Depo. at 46). She said that she did
an initial head count of swimmers and determined that there were 15 to 20
swimmers in the water. (Id. at 48). Bender testified that approximately thirty
seconds to one minute after she had taken the lifeguard stand, a woman
approached her and told her that a boy was missing. (Id. 49-50). Bender said that
she attempted to get more information from the woman and asked her where the
boy was missing. (Id. at 52). After about one minute and thirty seconds of
discussion, Bender stated that the woman told her that she believed the missing
boy had been in the water and that she did not think that the boy knew how to
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swim. (Id.). Bender said that because she was unaware of the missing boy’s
location, she blew her whistle to get assistance from her pool director, Rachel
Banks, who was located in the concession building. (Id.).
{¶13} Bender went on to state that approximately ten to fifteen seconds
after she blew her whistle, she heard a rise in voices and saw a swimmer surface
with Garcia. (Id. at 56). Bender said that she then jumped down from the
lifeguard stand, blew her whistle to clear everyone from the water, and sprinted to
the concession building, yelling for Rachel Banks to call 911. (Id. at 56, 64).
Bender explained that as she approached the concession building, lifeguard
Michael Abernathy ran down the beach towards the water. (Id. at 66). Bender
testified that she told Rachel Banks of the emergency and to call 911. (Id. at 69).
{¶14} Michael Abernathy and another swimmer began C.P.R. on Garcia
after he was brought on to the beach. (Abernathy Depo. at 30). They continued to
provide C.P.R. until paramedics arrived, at which time a paramedic assisted
Michael Abernathy with C.P.R. (Id. at 35). Garcia was eventually transported to
a nearby hospital; however, all efforts to save Garcia were unsuccessful.
{¶15} On November 19, 2008, Rosalinda Contreraz, Individually and as
Administratrix of the Estate of Garcia (hereinafter “the Estate” or “Mother”), filed
a complaint against the Village of Bettsville, Bettsville Recreation Board, and
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Lifeguard Andrea Bender.1 In her complaint, Mother alleged that Garcia’s death
was proximately caused by the Village and Bender’s negligence. In particular,
Mother alleged the following six causes of action: wrongful death, premises
liability, physical defect, survival claim, loss of consortium, and vicarious liability.
{¶16} On June 28, 2010, the defendants filed a motion for summary
judgment, and on October 12, 2010, they were granted leave to file a supplemental
motion for summary judgment instanter with exhibits attached. On October 18,
2010, Mother filed a memorandum in opposition to the defendants’ motion for
summary judgment. The defendants filed a response memorandum on October 28,
2010.
{¶17} Thereafter, on December 6, 2010, the trial court issued its order and
decision granting the defendants’ motion for summary judgment.
{¶18} Mother now appeals and raises the following four assignments of
error. For ease of our discussion, we elect to address Mother’s first and second
assignments of error together.
ASSIGNMENT OF ERROR NO. I
THE TRIAL COURT ERRED AS A MATTER OF LAW IN
GRANTING THE DEFENDANTS’ MOTION FOR
SUMMARY JUDGMENT AND FINDING THAT THE
REVISED CODE §2744.02(B)(4) EXCEPTION TO
IMMUNITY DID NOT APPLY IN THIS CASE.
1
The Village of Bettsville and the Recreation Board will be referred to collectively as “the Village.”
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ASSIGNMENT OF ERROR NO. II
THE TRIAL COURT ERRED AS A MATTER OF LAW IN
GRANTING DEFENDANTS’ MOTION FOR SUMMARY
JUDGMENT AND FINDING THAT THERE WAS NO
EVIDENCE OF NEGLIGENCE OR A DEFECT IN THE
PREMISES.
{¶19} In her first and second assignments of error, Mother argues that the
trial court erred in finding that the Village was immune from liability under R.C.
2744.02(A)(1). In particular, Mother argues that the exception for immunity
pursuant to R.C. 2744.02(B)(4) was applicable, but that the trial court erred in
finding that, because there was no evidence of negligence and that there was no
evidence of any physical defects on the premises, the exception to immunity did
not apply.
Standard of Review
{¶20} We review a decision to grant summary judgment de novo. Doe v.
Shaffer (2000), 90 Ohio St.3d 388, 390, 738 N.E.2d 1243. Under this standard of
review, we review the appeal independently, without any deference to the trial
court. Conley-Slowinski v. Superior Spinning & Stamping Co. (1998), 128 Ohio
App.3d 360, 363, 714 N.E.2d 991. A motion for summary judgment will be
granted only when the requirements of Civ.R. 56(C) are met. Thus, the moving
party must show: (1) that there is no genuine issue of material fact, (2) that the
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moving party is entitled to judgment as a matter of law, and (3) that reasonable
minds can reach but one conclusion when viewing the evidence in favor of the
non-moving party, and the conclusion is adverse to the non-moving party. Civ.R.
56(C); State ex rel. Cassels v. Dayton City School Dist. Bd. of Edn. (1994), 69
Ohio St.3d 217, 219, 631 N.E.2d 150.
{¶21} The party asking for summary judgment bears the initial burden of
identifying the basis for its motion in order to allow the opposing party a
“meaningful opportunity to respond.” Mitseff v. Wheeler (1988), 38 Ohio St.3d
112, 116, 526 N.E.2d 798. The moving party must also demonstrate the absence
of a genuine issue of material fact as to an essential element of the case. Dresher
v. Burt (1996), 75 Ohio St.3d 280, 292, 662 N.E.2d 264. Then the moving party
must demonstrate that they are entitled to summary judgment as a matter of law, at
which time, the burden then shifts to the non-moving party to produce evidence on
any issue which that party bears the burden of production at trial. Deutsche Bank
Trust Co. v. McCafferty, 3d Dist. No. 1-07-26, 2008-Ohio-520, ¶9, citing Civ.R.
56(E).
Ohio’s Political Subdivision Tort Liability Act
{¶22} Under Ohio’s Political Subdivision Tort Liability Act, codified under
R.C. Chapter 2744, it is well-established that a reviewing court must engage in a
three-tiered analysis to determine whether a political subdivision is entitled to
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immunity from civil liability. Hubbard v. Canton Cty. Sch. Bd. of Edn., 97 Ohio
St.3d 451, 2002-Ohio-6718, 780 N.E.2d 543, ¶10, citing Cater v. Cleveland
(1998), 83 Ohio St.3d 24, 28, 697 N.E.2d 610. See, also, Elston v. Howland Local
Schools, 113 Ohio St.3d 314, 2007-Ohio-2070, 865 N.E.2d 845, ¶10. The first tier
of the analysis is to determine whether the entity claiming immunity is a political
subdivision and whether the harm occurred in connection with a governmental or
proprietary function. R.C. 2744.02(A)(1); Hubbard at ¶10. Generally, political
subdivisions are not liable for damages in civil actions for the “injury, death, or
loss to a person or property allegedly caused by any act or omission of the political
subdivision or an employee of the political subdivision in connection with a
governmental or proprietary function.” R.C. 2744.02(A)(1).
{¶23} However, the immunity established under R.C. 2744.02(A)(1) is not
absolute; and the subdivision’s immunity is subject to a list of exceptions under
R.C. 2744.02(B)(1)-(5). Once general immunity has been established by the
political subdivision, the burden lies with the plaintiff to show that one of the five
exceptions under R.C. 2744.02(B) apply. Brady v. Bucyrus Police Dept., 3d Dist.
No. 3-10-21, 2011-Ohio-2460, ¶47, citing Maggio v. Warren, 11th Dist. No. 2006-
T-0028, 2006-Ohio-6880, ¶38. Thus, if the entity is a political subdivision entitled
to immunity under the first tier of the analysis, then the court must go to the
second tier of the analysis and determine whether any of the exceptions to liability
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enumerated in R.C. 2744.02(B) apply. Hubbard at ¶12, citing Cater, 83 Ohio
St.3d at 28. If any of the exceptions to immunity are found to be applicable, then
the political subdivision will lose its immunity. If this occurs, then the court must
move on to the third tier of the analysis, where it must determine whether the
political subdivision’s immunity can be reinstated as long as the political
subdivision proves one of the defenses to liability under R.C. 2744.03.
{¶24} Here, no one disputes the fact that the Village of Bettsville and
Bettsville Recreation Board are political subdivisions and were engaged in the
governmental function of maintenance and operation of a recreational swimming
area. See R.C. 2744.01(C)(2)(u)(iv). As such, they are, presumptively immune
from liability under R.C. 2744.02(A)(1) and are entitled to immunity unless one of
the exceptions in R.C. 2744.02(B) applies.
{¶25} Under the second tier of the immunity analysis, we note that a
political subdivision’s immunity is typically subject to the five exceptions listed in
R.C. 2744.02(B)(1)-(5). On appeal, the parties’ arguments center around only one
of the five exceptions, R.C. 2744.02(B)(4), thus, our discussion will be limited to
R.C. 2744.02(B)(4)’s application. However, before we can analyze the merits of
the R.C. 2744.02(B)(4) exception, we must address two initial arguments
presented by the parties.
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Cater v. Cleveland
{¶26} The first initial argument raised on appeal concerns whether R.C.
2744.02(B)(4) should even apply given the Ohio Supreme Court’s decision in
Cater v. Cleveland (1998), 83 Ohio St.3d 24, 28, 697 N.E.2d 610.
{¶27} The Village claims that, pursuant to the Supreme Court’s decision in
Cater, R.C. 2744.02(B)(4) is inapplicable to recreational swimming areas. As
such, the Village argues that, because R.C. 2744.02(B)(4) does not apply to
recreational swimming areas, they are presumptively entitled to immunity under
R.C. 2774.02(A)(1). In response, Mother claims that, in light of the Ohio
Supreme Court’s recent decisions, it’s holding in Cater is no longer binding.
Mother also points to a recent decision by this Court where she claims that we
declined to follow the Ohio Supreme Court’s rationale in Cater. See Thomas v.
Bagley, 3d Dist. No. 11-04-12, 2005-Ohio-1921.
{¶28} In Cater, the Ohio Supreme Court was asked to consider whether
R.C. 2744.02(B)(4) applied to an indoor municipal swimming pool. Cater, 83
Ohio St.3d at 27-28. Ultimately, the Court concluded that the exception did not
apply to indoor municipal swimming pools, and reasoned as follows:
Although former R.C. 2744.02(B)(4) may be applicable to other
governmental functions, not specifically listed in the statute, we
believe that it does not apply to an indoor swimming pool. (See,
also, Mattox v. Bradner [Mar. 21, 1997], Wood App. No. WD-
96-038, unreported, 1997 WL 133330, which held that the
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exception enumerated in R.C. 2744.02[B][4] is inapplicable to
injuries sustained in a municipal swimming pool.) Unlike a
courthouse or office building where government business is
conducted, a city recreation center houses recreational activities.
Furthermore, if we applied former R.C. 2744.02(B)(4) to an
indoor swimming pool, liability could be imposed upon the
political subdivision. However, there would be no liability if the
injury occurred at an outdoor municipal swimming pool, since
the injury did not occur in a building. We do not believe that the
General Assembly intended to insulate political subdivisions
from liability based on this distinction. Therefore, we reject
appellants’ contention that former R.C. 2744.02(B)(4) applies to
an indoor municipal swimming pool.
Cater, 83 Ohio St.3d at 31-32.
{¶29} There has been at least one other appellate district that has recently
applied Cater to outdoor swimming facilities and has held that the physical-defect
exception does not apply, even if the injury was proximately caused by the
negligence of an employee and due to a physical defect.2 O’Connor v. City of
Fremont, 6th Dist. No. S-10-008, 2010-Ohio-4159. However, we acknowledge
that this Court has also recently addressed the Supreme Court’s decision in Cater,
but unlike the other appellate district, we questioned the validity of Cater,
especially in light of the Supreme Court’s more recent ruling in Hubbard. See
Thomas, 2005-Ohio-1921. In Thomas, this Court noted:
2
We note that the Court of Appeals for the Ninth District recently released an opinion on August 3, 2011,
which overruled one of its prior decisions that had applied Cater to outdoor swimming facilities.
Hawsman v. Cuyahoga Falls, 9th Dist. No. 25582, 2011-Ohio-3795, overruling Hopper v. Elyria, 182 Ohio
App.3d 521, 2009-Ohio-2517, 913 N.E.2d 997, not accepted for review, Hopper v. Elyria, 123 Ohio St.3d
1424, 2009-Ohio-5340, 914 N.E.2d 1064.
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Initially, we note that this Court has serious doubts regarding
the continuing validity of Cater in light of the Supreme Court’s
more recent ruling in Hubbard. In Cater the Supreme Court
found that municipal swimming pools were not subject to the
R.C. 2744.02(B)(4) exception based on the fact that the
governmental function being performed by municipal pools was
recreational in nature and not the kind of “government
business” being conducted in a courthouse or government office
building. Id. at 31-32, 697 N.E.2d 610. The Court made this
finding despite having recognized earlier in the same opinion
that “the General Assembly has already classified the operation
of a municipal swimming pool as a governmental function under
R.C. 2744.01(C)(2)(u).” Id at 28, 697 N.E.2d 610. No such
distinction has been made by the Court since Cater. In fact, in
Hubbard the Court stressed that the only relevant inquiry in
such a case is whether “the injuries claimed by plaintiffs were
caused by negligence occurring on the grounds of a building
used in connection with a government function * * *.” Hubbard
at ¶ 18. There was no discussion regarding whether the
governmental function in the building involved was recreational
in nature.
Additionally, as noted by Justice Moyer in a concurring opinion
in Cater, outdoor pools are located on the grounds of buildings
such as shelters, restrooms and storage areas that are being used
in the performance of a governmental function. Cater, 83 Ohio
St.3d at 35, 697 N.E.2d 610. Therefore, both outdoor and indoor
municipal pools would be subject to the R.C. 2744.02(B)(4)
exception, and the distinction relied on by the majority in Cater
involving outdoor and indoor municipal pools would appear to
be invalid.
Thomas, 2005-Ohio-1921, ¶¶34-35.
{¶30} While we acknowledge this Court’s prior decision in Thomas, we
ultimately find that the trial court did not err in granting the Village’s motion for
summary judgment because Mother failed to present sufficient evidence that a
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physical defect on the premise caused Garcia’s death. We will discuss this in
further detail below; however, before we can discuss the merits of the physical
defect arguments raised on appeal, we must next address Mother’s argument that
R.C. 2744.02(B)(4) is unconstitutional and that the physical-defect requirement
should not apply.
Constitutionality of R.C. 2744.02(B)(4)
{¶31} Mother briefly argues in her appellate brief that she was not required
to present evidence of a physical defect in the premises pursuant to the Ohio
Supreme Court’s ruling in Hubbard v. Canton City School Bd. of Edn. (2002), 97
Ohio St.3d 451, 2002-Ohio-6718, 780 N.E.2d 543. She also claims that she did
not have to prove the physical-defect requirement because the legislation that
amended that particular statutory provision was declared unconstitutional.
{¶32} In Hubbard, in interpreting the previous version of R.C.
2744.02(B)(4), the Ohio Supreme Court held that:
R.C. 2744.02(B)(4) applies to all cases where an injury resulting
from the negligence of an employee of a political subdivision
occurs within or on the grounds of buildings that are used in
connection with the performance of a governmental function.
The exception is not confined to injury resulting from physical
defects or negligent use of grounds or buildings.
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Hubbard, at the syllabus. It is this holding that Mother relies on in support of her
position that there was no need to prove that there was a physical defect in the
premises.
{¶33} However, we find that Mother’s reliance on Hubbard is misplaced.
In Hubbard, the Ohio Supreme Court interpreted the prior version of R.C.
2744.02(B)(4), effective July 6, 2001. See Hubbard, 2002-Ohio-6718, at ¶¶15-18.
Because the statute in effect at the time did not contain any explicit language
concerning a “physical defect,” the Supreme Court refused to interpret the statute
as having such a requirement, even though it acknowledged the legislature’s prior,
consistent, but ultimately failed attempts to change the statutory language in R.C.
2744.02(B)(4) to include such a requirement. Id. at ¶¶16-18. Nevertheless, in
2003, the Ohio General Assembly amended R.C. 2744.02(B)(4) and explicitly
added the language “and is due to physical defects within or on the grounds.” This
is the current version of the statute. Because the current version of the statute
clearly contains the additional “physical defect” language, it has essentially
invalidated the analysis rendered in Hubbard. Moreover, the amendment to the
statute became effective on April 9, 2003, and contrary to Mother’s argument, has
not been declared unconstitutional by the Ohio Supreme Court. Since that time,
appellate courts have generally limited the R.C. 2744.02(B)(4) exception to
injuries that were “due to physical defects.” DeMartino v. Poland Local School
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Dist., 7th Dist. No. 10 MA 19, 2011-Ohio-1466, ¶40; Troutman v. Jonathon Alder
Local School Dist. Bd. of Edn., 12th Dist. No. CA2009-08-016, 2010-Ohio-855,
¶24; Yeater v. LaBrae School Dist. Bd. of Edn., 11th Dist. No. 2009-T-0107, 2010-
Ohio-3684, ¶14, citing Dunfee v. Oberlin School Dist., 9th Dist. No. 08CA009497,
2009-Ohio-3406, ¶13; Dynowski v. Solon, 8th Dist. No. 92264, 2009-Ohio-3297,
¶19; Hopkins v. Columbus Bd. of Educ., 10th Dist. No. 07AP-700, 2008-Ohio-
1515, ¶18. But see, Grine v. Sylvania Schools Bd. of Edn., 6th Dist. No. L-06-
1314, 2008-Ohio-1562, ¶56 (finding that the Ohio Supreme Court had interpreted
the prior version of R.C. 2744.02(B)(4), effective July 6, 2001, but concluding that
the Ohio Supreme Court has declared new amendment unconstitutional).
{¶34} Furthermore, with respect to Mother’s argument that the legislation
that amended the R.C. 2744.02(B)(4) exception has been declared
unconstitutional, as we mentioned above, the Ohio Supreme Court has not
declared the current version of R.C. 2744.02(B)(4), effective on April 9, 2003, to
be unconstitutional. In fact, the Court has recently analyzed the physical defect
requirement with respect to the absence of a required smoke detector. See Moore
v. Lorain Metro. Hous. Auth., 121 Ohio St.3d 455, 2009-Ohio-1250, 905 N.E.2d
606, ¶¶22-25 (reversing and remanding the case to the trial court because the trial
court had failed to consider whether the absence of a required smoke detector on
property owned by a political subdivision constituted a physical defect pursuant to
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R.C. 2744.02(B)(4)). See, also, Hamrick v. Bryan City School Dist., 6th Dist. No.
WM-10-014, 2011-Ohio-2572, ¶22 (rejecting the appellant’s argument that R.C.
2744.02(B)(4) has been declared unconstitutional by the Ohio Supreme Court).
{¶35} More significantly, we note that Mother failed to raise this issue
below at the trial court. “In order for a party to challenge the constitutionality of a
state statute, ‘the issue must be raised in the complaint or the initial pleading and
the Ohio Attorney General must be properly served.’” Troutman, 2010-Ohio-855,
at ¶12, quoting M.B. v. Elyria City Bd. of Edn., 9th Dist. No. 05CA008831, 2006-
Ohio-4533, ¶6. As such, we find that Mother has waived the issue for purposes of
appeal. See State v. Heft, 3d Dist. No. 8-09-08, 2009-Ohio-5908, ¶29, quoting
State v. Rice, 3d Dist. Nos. 1-02-15, 1-02-29, 1-02-30, 2002-Ohio-3951, ¶7,
quoting State v. Awan (1986), 22 Ohio St.3d 120, 489 N.E.2d 277, syllabus,
limited by In re M.D. (1988), 38 Ohio St.3d 149, 527 N.E.2d 286, syllabus.
{¶36} Now that we have addressed all of the parties’ initial arguments, we
will discuss the applicability of the R.C. 2744.02(B)(4) exception as it relates to
the facts and circumstances of this particular case.
R.C. 2744.02(B)(4)
{¶37} As we stated above, once general immunity has been established by
the political subdivision, the burden lies with the plaintiff to show that one of the
five exceptions under R.C. 2744.02(B) apply. Brady, 2011-Ohio-2460, at ¶47,
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citing Maggio, 2006-Ohio-6880, at ¶38. Here, the only exception that is being
argued before us concerns the application of R.C. 2744.02(B)(4). R.C.
2744.02(B)(4) provides:
[s]ubdivisions are liable for injury, death, or loss to person or
property that is caused by the negligence of their employees and
that occurs within or on the grounds of, and is due to physical
defects within or on the grounds of, buildings that are used in
connection with the performance of a governmental function,
including, but not limited to, office buildings and courthouses * *
*.
Under the terms of R.C. 2744.02(B)(4), the Village’s presumptive immunity
should have been abrogated only if Mother demonstrated that the injury was: (1)
caused by employee negligence, (2) on the grounds or in buildings used in
connection with the performance of a governmental function, and (3) due to
physical defects on or within those grounds or buildings.
{¶38} Here, after considering all of the evidence, the trial court found as
follows:
In addition, the R.C. 2744.02(B)(4) exception is inapplicable
because the injury was not due to a “physical defect.” Although
the Complaint alleges that Garcia became submerged below the
water due to a sudden drop-off, absent is any evidence
supporting this allegation. There is no evidence that a sudden
drop-off existed and there is no evidence that the drowning
could have been caused by an increase in water depth. In short,
the evidence establishes that Garcia was swimming just prior to
the incident and the relevant areas of the park quarry had only a
very gradual water depth increase. For this additional reason,
the R.C. 2744.02(B)(4) exception does not apply.
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There is also no evidence of any underwater obstruction present
at the time of the incident, which could represent a “physical
defect” that caused the drowning. The testimony of Alex Fox
establishes that Garcia was not entangled or trapped by an
underwater obstruction. There was also no evidence of trauma
to Garcia’s body.
Because none of the immunity exceptions under R.C.
2744.02(B)(1)-(5) apply, the Village of Bettsville and Bettsville
Recreation Board are entitled to immunity under R.C.
2744.02(A)(1).
(Dec. 6, 2010 JE at 15-16).
{¶39} On appeal, in attempting to establish the exception under R.C.
2744.02(B)(4), Mother claims that the trial court erred in failing to consider
evidence of the following seven violations committed by the Village: (1) that the
Village was negligent per se and/or reckless by failing to have the required
number of lifeguards; (2) that the Village failed to appropriately train and evaluate
their lifeguard staff; (3) that the Village was negligent and/or reckless in their
hiring and training of lifeguard Andrea Bender; (4) that Andrea Bender fell below
the accepted standard of care for a lifeguard in her response to Garcia’s drowning;
(5) that the Village failed to separately identify and warn of the presence of “deep
water” within the designated swimming area; (6) that the Village’s facility was
defective and dangerous in its failure to warn of the drastic change in bottom slope
and/or sudden drop off within the designated swimming area; and (7) that the
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Village’s facility deviated from the accepted standards of care by allowing
copious amounts of underwater vegetation to exist within the designated
swimming area.
{¶40} However, as found by the trial court, most of Mother’s allegations
have nothing to do with a physical defect on the property. For example, the
Village’s alleged failure to provide sufficient lifeguards, failure to appropriately
train and evaluate its lifeguards, and negligent and/or reckless hiring and training
of its lifeguards clearly do not concern any physical defect regarding the premise.
{¶41} The only three allegations this Court can find may amount to a
physical defect would be the allegation that the Village failed to post signs
warning of deep water, the allegation that there was copious amounts of vegetation
in the designated swim area, and the allegation that there was drastic change in the
slope or a sudden drop-off in the designated swim area. Nevertheless, for the
following reasons, under the facts and circumstances of this particular case, we
find that none of the allegations rise to the level of a physical defect for purposes
of R.C. 2744.02(B)(4).
{¶42} With respect to the Village’s failure to post signs warning of the
presence of deep water, we find that Mother has failed to present any evidence
demonstrating how this amounted to a physical defect in the property. As both
parties’ experts stated, deep water in public swimming areas is a common and
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expected feature, especially if the facility has diving boards and slides. There is
nothing in the record to suggest that this feature did not perform as intended or
was less useful than designed. See Hamrick v. Bryan City School Dist., 6th Dist.
No. WM-10-014, 2011-Ohio-2572, ¶¶27-29 (analyzing the plain meaning of the
phrase “physical defect” and concluding that the appellant failed to present
evidence that there was any discernible imperfection that diminished the utility of
either the bus garage or the service pit).
{¶43} Next, with respect to the copious amount of vegetation allegation, we
find that, even if this amounted to a physical defect, Mother failed to present
sufficient evidence that this alleged defect existed at the time of the incident. The
only evidence presented by Mother in regards to the copious amount of vegetation
was from the plaintiff’s expert witness, who found that the designated swim area
had copious amounts of vegetation. However, the plaintiff’s expert made her
inspection of the premises on July 6, 2010, almost three years after the incident,
which again occurred back on August 3, 2007. There is no evidence in the record
that this vegetation existed at the time of the incident.
{¶44} Finally, with respect to the sudden drop-off or drastic change in slope
allegation, again we find that Mother failed to present sufficient evidence that this
amounted to a physical defect. The only evidence introduced that indicates that
there was such a physical defect was the affidavit from the plaintiff’s expert
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witness. At one point in her affidavit, the plaintiff’s expert concluded that in the
area where Garcia had drowned, “[s]uddenly and without warning, * * * the
bottom slope suddenly and drastically changes.” (Bella Aff. at 4). However,
during her deposition, which had taken place prior to her affidavit, the plaintiff’s
expert was specifically asked whether she believed that there was a significant
drop-off in the area where Garcia drowned. (Bella Depo. at 113). The plaintiff’s
expert replied, “I wouldn’t define that area as having a significant drop-off based
upon my definition.” (Id.).
{¶45} ‘“[W]hen an affidavit is inconsistent with affiant’s prior deposition
testimony as to material facts and the affidavit neither suggests affiant was
confused at the deposition nor offers a reason for the contradiction in her prior
testimony, the affidavit does not create a genuine issue of fact which would
preclude summary judgment.’” Swiger v. Kohl’s Dept. Store, Inc., 2nd Dist. No.
23713, 2010-Ohio-6230, ¶5, quoting Byrd v. Smith, 110 Ohio St.3d 24, 2006-
Ohio-3455, 850 N.E.2d 47, ¶29, quoting Lemaster v. Circleville Long Term Care,
Inc. (Feb. 22, 1988), 4th Dist. No. 87 CA 2, at *3. Based on the above, we find
the plaintiff’s expert’s prior deposition testimony is inconsistent with her affidavit
testimony – she testified first that there were no significant drop-offs in the area
where Garcia drowned, but later averred that this area did have a sudden and
drastic change, such that it made that particular area defective and dangerous.
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Because there is no explanation as to the contradiction in her testimony, we find
that her affidavit alone did not create a genuine issue of material fact which would
have precluded summary judgment.
{¶46} Mother also tries to utilize the defense expert witness’s testimony in
support of her position that there was a physical defect in the property by the
presence of a drastic change in slope and/or sudden drop-off. However, upon a
review of the defense expert’s testimony, we find that Mother has
mischaracterized his testimony and has taken his conclusions out of context by
only selecting certain portions of his deposition testimony to highlight on appeal.
A review of the defense expert’s testimony reveals that he did not find a drastic
change in slope or a sudden drop-off in the area Garcia drowned. (Griffiths Depo.
at 91-108).
{¶47} Nevertheless, even if there was sufficient evidence that these
allegations involved physical defects on the premise, the fact of the matter remains
that Mother failed to show how Garcia’s drowning was due to these alleged
physical defects. There was no evidence linking Garcia’s drowning to any sort of
vegetation in the quarry. In fact, the patron who discovered Garcia’s body under
water and pulled him to shore, specifically testified that Garcia had not been
entangled by any obstructions when he found him at the bottom of the deep end of
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the quarry. There was also evidence that there had been no noticeable trauma to
Garcia’s body.
{¶48} Furthermore, there was no evidence connecting Garcia’s drowning to
any drastic slope change or drop-off nor the failure to post signs warning patrons
of the presence of deep water. Mother proposes a theory that Garcia drowned
when he had been walking from the shallow end to the deep end when he either
encountered a drop-off, a drastic change in slope, or had not been properly warned
of the presence of deep water. However, the evidence indicates that Garcia had
actually been swimming in the deep-end of the quarry by the diving board and
slide platform before he disappeared and was found subsequently laying at the
bottom of the quarry. (R. Garcia Depo. at 37-39); (L. Garcia Depo at 36). The
evidence also indicates that, right before he disappeared, Garcia had decided to
race his sister out to the raft, which was further away in the deep-end. (R. Garcia
at 37-39). Even though Garcia’s body was discovered in the deep-end of the
quarry, none of the witnesses actually saw Garcia drown – no one saw him under
the surface of the water, no one saw him struggling in the water, and no one saw
any signs that Garcia had been in distress prior to his disappearance.
{¶49} Moreover, we note that, regardless of whether or not Mother
presented evidence that raised questions regarding Bender’s response to the
incident, Mother still had to show that Garcia’s drowning was also due to a
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physical defect on the grounds of the quarry. As we illustrated above, Mother has
failed to satisfy her burden, thus we need not discuss any questions of fact
pertaining to Bender’s purported negligence since Mother cannot demonstrate all
of the requirements under the R.C. 2744.02(B)(4) exception.
{¶50} Therefore, we find that the trial court correctly determined that the
exception to immunity pursuant to R.C. 2744.02(B)(4) was inapplicable, because
Mother failed to demonstrate that there was a physical defect on the premises.
Consequently, the trial court also properly concluded that the Village was entitled
to immunity pursuant to R.C. 2744.02(A)(1) and did not err in granting the
Village’s motion for summary judgment.
{¶51} Mother’s first and second assignments of error are, therefore,
overruled.
ASSIGNMENT OF ERROR NO. III
THE TRIAL COURT ERRED IN FINDING THAT
DEFENDANTS’ IMMUNITY IS REINSTATED PURSUANT
TO R.C. §2744.03(A)(5) AND (6).
{¶52} In her third assignment of error, Mother argues that the trial court
erred in finding that even if the Village was excepted out of immunity, the
Village’s immunity could nonetheless be reinstated pursuant to the defenses in
R.C. 2744.03(A)(5) and (6).
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{¶53} However, because we found that the exception under R.C.
2744.02(B)(4) was not applicable and that, as a result, the Village was entitled to
immunity under R.C. 2744.02(A), we find that this assignment of error has been
rendered moot. Thus, we decline to address the applicability of any of the
defenses pursuant to R.C. 2744.03(A). App.R. 12(A)(1)(c).
{¶54} Mother’s third assignment of error is, therefore, overruled as moot.
ASSIGNMENT OF ERROR NO. IV
THE TRIAL COURT ERRED AS A MATTER OF LAW BY
FAILING TO CONSTRUE THE EVIDENCE IN A LIGHT
MOST FAVORABLE TO APPELLANT.
{¶55} Finally, in her last assignment of error, Mother argues that the trial
court overall erred in failing to consider all of the evidence in a light most
favorable to her, the non-moving party.
{¶56} Again, given our discussion above, we find that as it relates to the
Village of Bettsville and the Bettsville Board of Recreation, the trial court did not
err in granting summary judgment in their favor.
{¶57} As it relates to Bender, it appears that Mother has not raised any
specific claim regarding Bender’s liability on appeal. Nevertheless, to the extent
Mother may have raised any issues regarding Bender’s liability on this appeal, we
note that, pursuant to R.C. 2744.03(A)(6), Bender was entitled to immunity unless
Mother showed that one of the exceptions in R.C. 2744.03(A)(6) applied. Hawk v.
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Am. Elec. Power Co., 3d Dist. No. 1-04-65, 2004-Ohio-7042, ¶10, quoting Wooton
v. Vogele (2001), 147 Ohio App.3d 216, 221, 796 N.E.2d 889. Based on Mother’s
arguments, the only exception that could apply would be R.C. 2744.03(A)(6)(b),
thus Bender would be entitled to immunity unless her “acts or omissions were
with malicious purpose, in bad faith, or [done] in a wanton or reckless manner.”
However, when reviewing Mother’s complaint, we find that she only alleged that
Bender acted negligently and did not assert any other culpability higher than
negligence in the proceedings below. Therefore, because there were never any
allegations that Bender acted “with malicious purpose, in bad faith, or in a wanton
or reckless manner,” we find that Bender was immune from liability and that the
trial court also did not err in granting summary judgment in Bender’s favor.
{¶58} Mother’s fourth assignment of error is, therefore, overruled.
{¶59} Having found no error prejudicial to the appellant herein in the
particulars assigned and argued, we affirm the judgment of the trial court.
Judgment Affirmed
ROGERS, P.J. and WILLAMOWSKI, J., concur.
/jlr
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