In re K.W. ( 2009 )

[Cite as In re K.W., 2009-Ohio-3152.]
IN THE COURT OF APPEALS OF OHIO
THIRD APPELLATE DISTRICT
MARION COUNTY
IN THE MATTER OF: CASE NO. 9-08-57
K.W.,
DEFENDANT-APPELLANT. OPINION
Appeal from Marion County Common Pleas Court
Family Division
Trial Court No. 2007-DL-01122
Judgment Affirmed in Part, Reversed in Part and Cause Remanded
Date of Decision: June 29, 2009
APPEARANCES:
Kevin P. Collins for Appellant
Brent Yager for Appellee
Case No. 9-08-57
WILLAMOWSKI, J.
{¶1} Defendant-appellant K.W. brings this appeal from the judgment of
the Court of Common Pleas of Marion County, Juvenile Division, adjudicated him
to be a delinquent. For the reasons set forth below, the judgment is affirmed in
part and reversed in part.
{¶2} On July 15, 2007, the father of the victims, M.S. was walking to the
garage and glanced into the bedroom window of the victims, D.S. and R.S.. Inside
the bedroom, he observed the victims with K.W. R.S. and K.W. were naked and
K.W. had his penis against R.S.’s buttocks. D.S. was in the room and was
shirtless. M.S. hit the window and yelled at the children to stop. K.W. was then
told to leave the home.
{¶3} On July 16, 2007, the Department of Children’s Services of Marion
County (“the Agency”) was notified of the incident. Intake investigator Jackie
Campbell (“Campbell”) then interviewed D.S. and R.S. On July 19, 2007,
Campbell and Detective Hildreth (“Hildreth”), of the Marion County Sheriff’s
Department, interviewed K.W. at Campbell’s insistence at the Agency so they
could “help him.” Campbell and Hildreth spoke with K.W. again on July 27,
2007. K.W. was brought to the Agency by his father after he stated details of what
had occurred on another occasion. K.W. then began psychological treatment with
Dr. Keith Hughes (“Hughes”) on July 30, 2007.
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{¶4} On October 22, 2007, a complaint for delinquency was filed against
K.W., alleging that he had engaged in conduct, which if committed by an adult,
would constitute rape and gross sexual imposition. K.W. denied the allegations on
November 6, 2007. A pretrial hearing was held on December 20, 2007, and a
competency hearing was requested. K.W. then was examined by Dr. James
Karpawich (“Karpawich”), a forensic psychologist, to determine his competency.
On February 22, 2008, Karpawich filed his opinion that K.W. lacked competency
to proceed to trial due to his lack of comprehension concerning the legal system
and lack of ability to assist his attorney. The trial court held a hearing on March 4,
2008, on the issue of competency, and entered judgment on April 8, 2008, finding
that K.W. was not competent to stand trial at that time. On May 7, 2008, the
magistrate filed a report indicating that in his opinion, K.W. was now competent to
stand trial after being educated about the legal system. The matter was set for
trial.
{¶5} On May 9, 2008, K.W. filed a motion to dismiss the charges as being
in the best interest of the community and the child. The State filed its response on
May 19, 2008. On May 29, 2008, the State filed a motion requesting a new
psychological evaluation of K.W. be completed by Karpawich. K.W. filed his
objection to the second evaluation on June 2, 2008. On June 3, 2008, the trial
court ordered K.W. and one of his parents to submit to the second evaluation.
However, it was ordered that any information received from the examination
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would not be used for the purpose of adjudication. Karpawich filed his evaluation
on June 30, 2008. A hearing was held on the motion on July 8, 2008. At the
hearing, both Hughes and Karpawich testified as to their beliefs regarding K.W.’s
psychological state. The trial court overruled the motion at the conclusion of the
hearing.
{¶6} On July 24, 2008, a hearing was held on K.W.’s motion to suppress.
K.W. claimed that his confessions should be excluded because he was not
informed of his Miranda rights prior to being questioned. The trial court
overruled this motion finding that K.W. was not in custody at the time of the
interrogation. A trial was held on the case on August 5, 2008. On August 13,
2008, the trial court entered its judgment adjudicating K.W. delinquent on one
count of rape and one count of gross sexual imposition. However, the trial court
found K.W. not delinquent on the count of attempted rape. The dispositional
hearing was subsequently held on October 1, 2008. The trial court ordered K.W.
to a minimum of one year commitment to the Department of Youth Services and
suspended that sentence pending K.W.’s successful completion of probation.
K.W. appeals from this judgment and raises the following assignments of error.
First Assignment of Error
The record contains insufficient evidence to support K.W.’s
adjudication of delinquency based on rape.
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Second Assignment of Error
The record contains insufficient evidence to support K.W.’s
adjudication of delinquency based on gross sexual imposition.
Third Assignment of Error
The juvenile court erred to K.W.’s prejudice by denying his
motion to suppress evidence.
Fourth Assignment of Error
The trial court erred to K.W.’s prejudice by denying his motion
to dismiss.
{¶7} In the first assignment of error, K.W. alleges that the trial court’s
finding of delinquency based upon the rape allegation is not supported by
sufficient evidence.
An appellate court’s function in reviewing the sufficiency of the
evidence to support a criminal conviction is to examine the
evidence admitted at trial to determine whether such evidence,
if believed, would convince the average mind of the defendant’s
guilt beyond a reasonable doubt. State v. Jenks (1991), 61 Ohio
St.3d 259, 574 N.E.2d 492, paragraph two of the syllabus. “In
essence, sufficiency is a test of adequacy. Whether the evidence
is legally sufficient to sustain a verdict is a question of law.”
State v. Thompkins (1997), 78 Ohio St.3d 380, 386, 678 N.E.2d
541. The relevant inquiry is whether, after viewing the evidence
in a light most favorable to the prosecution, any rational trier of
fact could have found the essential elements of the crime proven
beyond a reasonable doubt. Jenks at 273, 574 N.E.2d 492.
State v. Shields, 8th Dist. No. 91033, 2009-Ohio-956, ¶11.
{¶8} K.W. argues that the evidence was insufficient because the only
evidence of rape came from the confession of K.W.
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The corpus delicti of a crime is essentially the fact of the crime
itself, as it is technically comprised of the act and the criminal
agency of the act. State v. Maranda (1916), 94 Ohio St. 364, 114
N.E.2d 1038, paragraph one of the syllabus.
It has long been established as a general rule in Ohio that there
must be some evidence outside of a confession, tending to
establish the corpus delicti, before such confession is admissible.
The quantum or weight of such outside or extraneous evidence
is not of itself to be equal to proof beyond a reasonable doubt,
nor even enough to make it a prima facie case. It is sufficient if
there is some evidence outside of the confession that tends to
prove some material element of the crime charged. Id. at
paragraph two of the syllabus. This Court has held that “[a]
mere confession without corroboration by the presentation of
other evidence outside the confession which tends to prove some
material element of the crime charged is not admissible.” State
v. Eames (Mar. 7, 1994), 3d Dist. No. 14-93-3, * * * citing State v.
Black (1978), 54 Ohio St.2d 304, 376 N.E.2d 948.
The corpus delicti rule is not applied by courts with “dogmatic
vengeance.” State v. Van Hook (1988), 39 Ohio St.3d 256, 261,
530 N.E.2d 883. The state has the burden only to produce
“some evidence” of the corpus delicti. Id. Although minimal
proof is required, the state must produce some proof that a
crime was committed. Id.; Maranda, 94 Ohio St. at 371, 114
N.E.2d 1038.
In re Amos, 3d Dist. No. 3-04-07, 2004-Ohio-7037, ¶13-14.
{¶9} In this case, the State argues that K.W. was delinquent because he
allegedly committed a rape by engaging in fellatio with a child under the age of
13.1 However, the only evidence that this event occurred was the confession of a
young ten year old boy with no prior contact with the legal system being
1
The State at the hearing argued that K.W. was guilty of rape due to the conduct observed by M.S.
However, there was no evidence of even the slightest penetration, so that conduct cannot be the basis of a
rape charge.
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questioned by the social worker and a Marion County Sheriff’s Deputy without
anyone else present in the room and without benefit of the Miranda warnings to
either him or his parents.2 Specifically, K.W. stated that he and D.S. had each
placed their mouths on the other’s penis. No one witnessed this event and no
other evidence was presented that would confirm that this event ever occurred.3
Absent the confession, there is no other evidence to indicate that the crime
occurred. The State argues that because sexual contact occurred at a different
time, it must have occurred this time as well. However, the sexual contact which
formed the basis of the other allegations was different in nature and occurred at a
different time and location than the allegation of fellatio. These are separate
incidents and do not provide independent evidence that the crime of fellatio was
committed. Without some independent evidence of the offense, the confession
alone is not admissible. Since there was no independent evidence and the
confession is inadmissible to prove the offense, the evidence is not sufficient to
support the conviction for rape. The first assignment of error is sustained.
{¶10} K.W.’s second assignment of error alleges that the record contains
insufficient evidence to support the adjudication of delinquency based upon gross
2
In fact, at both interrogations, which occurred at children’s services, the social worker and deputy were
present. Before questioning, the social worker told K.W. that she needed him to be honest with her because
she could not help him if he was not honest. Before the second interrogation, the social worker again told
him that he needed to tell them everything so that they could get him the help he needed and not “bug” him
anymore. He was not told that anything he said could lead to charges or that he might get into trouble.
3
The alleged victim of the fellatio did not testify, so there was no corroboration of the confession through
the victim.
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sexual imposition. To support the charge of gross sexual imposition in this case,
the State had to prove that K.W. engaged in sexual contact with a child under the
age of thirteen. R.C. 2907.05(A)(4). Sexual contact is defined as “any touching
of an erogenous zone of another, including without limitation, the thigh, genitals,
buttock, pubic region * * * for the purpose of sexually arousing or gratifying
either person.” R.C. 2907.01(B).
{¶11} In this case, the State presented the eye witness testimony of M.S.
that he saw K.W. placing his erect penis on the buttock of R.S. K.W. admitted in
his confession that he had engaged in sexual contact with R.S. and D.S. He stated
that he did so because he wanted to know what sex was. Based upon this
evidence and viewing it in a light most favorable to the State, there is sufficient
evidence to support an adjudication of delinquency based upon gross sexual
imposition. The second assignment of error is overruled.
{¶12} The third assignment of error alleges that the trial court erred in
denying the motion to suppress the confessions. K.W. argues that the
interrogations were custodial and no Miranda warnings were given prior to
questioning.
Juveniles are entitled both to protection against compulsory
self-incrimination under the Fifth Amendment and to Miranda
warnings where applicable. In re Gault (1967), 387 U.S. 1, 54[,
87 S.Ct. 1428, 18 L.Ed.2d 527]. When a juvenile is subjected to
custodial interrogation, special care must be taken to insure that
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his or her rights are protected, particularly when it is alleged
that the juvenile has waived the right to silence. Id. at 45. “In
deciding whether a juvenile’s confession is involuntarily
induced, the court should consider the totality of the
circumstances, including the age, mentality and prior criminal
experience of the accused; the length, intensity, and frequency
of interrogation; and the existence of physical deprivation or
inducement.” In re Watson (1989), 47 Ohio St.3d 86, [548
N.E.2d 210,] at paragraph one of syllabus.
“If counsel was not present for some permissible reason when
an admission [by a juvenile] was obtained, the greatest care
must be taken to assure that the admission was voluntary in the
sense not only that it was not coerced or suggested, but also that
it was not the product of ignorance of rights or of adolescent
fantasy, fright or despair.” In re Gault, supra, 387 U.S. at 54;
see also Fare v. Michael C. (1979) 442 U.S. 707, 725[, 99 S.Ct.
2560, 61 L.Ed.2d 197]. Although the Ohio Supreme Court has
declined to adopt the rule that a juvenile must have a parent or
attorney present before a valid waiver of the right to silence can
be found, the presence or absence of a parent or attorney is a
significant factor when considering the totality of circumstances.
See In re Watson, supra, 47 Ohio St.3d at 90.
State v. Thompson, 7th Dist. Nos. 98 JE 28, 98 JE 29, 2001-Ohio-3528. The
police are not required to provide Miranda warnings every time they question an
individual, but must do so when the questioning rises to the level of custodial
interrogation. Miranda v. Arizona (1966), 384 U.S. 436, 369-73, 86 S.Ct. 1602,
16 L.Ed.2d 694. “A person is ‘in custody’ only if under the totality of the
circumstances, a reasonable person in the same situation would feel that he was
not free to leave.” In re R.H., 2nd Dist. No. 22352, 2008-Ohio-773, ¶16. (citing
State v. Wood, 2nd Dist. No. 2006 CA 1, 2007-Ohio-1027). “In deciding whether
a defendant’s confession is involuntarily induced, the court should consider the
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totality of the circumstances, including the age, mentality, and prior criminal
experience of the accused; the length, intensity, and frequency of interrogation;
the existence of physical deprivation or mistreatment; and the existence of threat
or inducement.” Id. Since custodial interrogation is inherently coercive,
statements from those interrogations not preceded by the Miranda warnings are
not admissible. Id. at ¶17 (citing State v. Parrish, 2nd Dist. No. 21091, 2006-
Ohio-2677).
{¶13} One of the purposes of the privilege against self-incrimination “is to
prevent the state, whether by force or by psychological domination, from
overcoming the mind and will of the person under investigation and depriving
him of the freedom to decide whether to assist the state in securing his
conviction.” Application of Gault (1967), 387 U.S. 1, 47, 87 S.Ct. 1428, 18
L.Ed.2d 527.
The authoritative “Standards for Juvenile and Family Courts”
concludes that, “Whether or not transfer to the criminal court is
a possibility, certain procedures should always be followed.
Before being interviewed (by the police), the child and his
parents should be informed of his right to have legal counsel
present and to refuse to answer questions or be fingerprinted if
he should so decide.”
Id. at 49. In Gault, the Supreme Court of Arizona held that juveniles and their
parents need not be advised of the child’s right to remain silent prior to
questioning because without the confession, the child could not obtain the right
treatment. The United States Supreme Court disagreed.
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[E]vidence is accumulating that confessions by juveniles do not
aid in “individualized treatment,” as the court below put it, and
that compelling the child to answer questions, without warning
or advice as to his right to remain silent, does not serve their or
any other good purpose. * * * [It] seems probable that where
children are induced to confess by “paternal” urgings on the
part of officials and the confession is then followed by
disciplinary action, the child’s reaction is likely to be hostile and
adverse – the child may well feel that he has been led or tricked
into confession and that despite his confession, he is being
punished.
***
If counsel was not present for some permissible reason when an
admission was obtained, the greatest care must be taken to
assure that the admission was voluntary, in the sense not only
that it was not coerced or suggested, but also that it was not the
product of ignorance of rights or of adolescent fantasy, fright or
despair.
Id. at 51-52, 55.
{¶14} Here, the facts of what occurred are not in question. On July 18,
2007, Campbell went to K.W.’s home with a deputy sheriff and informed his
mother that she was to bring K.W. to the agency for questioning the next day or
they would do the questioning at the Sheriff’s office. K.W. was taken to the
agency on July 19, 2007, where he was taken into the interview room with
Campbell, Hildreth, and a friend of the family that K.W. requested accompany
him. At that time, K.W. was approximately 10 years and two months of age with
no prior interaction with the legal system or law enforcement. Prior to the
interview, no warning was given to K.W. that possible criminal charges could
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occur and he was not informed that he could end the questioning or leave at any
time. Detective Hildreth testified that at no time did he warn either K.W. or his
parents that K.W. did not have to talk, that charges could be filed, or that K.W.
had any choice but to answer the questions.4 July 24, 2008, Tr. 119-121. Instead,
K.W. and his parents were told that the agency only wanted to know what had
happened in order to help him. Detective Hildreth also testified that neither he
nor Campbell, to his knowledge, took any steps to insure the voluntariness or
K.W.’s understanding of what was happening during the interrogations. The
Marion County Sheriff’s Department policy towards the questioning of juveniles,
applicable to Detective Hildreth, requires that all juveniles be informed of their
Miranda rights along with their right to have a parent present prior to the
interrogation. See Exhibit G. This policy was not followed as K.W. was not told
of his Miranda rights, but was allowed to have someone with him during the first
interview. At the beginning of the interview, K.W. indicated that he did not want
to talk about what happened, but Campbell and Detective Hildreth continued to
ask him questions. Exhibit 3, at 3. The only concession made was that Campbell
asked him if it would be easier to answer questions rather than “just to tell the
story.” K.W. was not told that he did not need to talk to them if he really did not
want to do so.
4
Hildreth testified that he did not think the warnings were necessary since this was just questioning and he
did not think charges would be filed due to K.W.’s young age. Tr. at 121.
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{¶15} At the hearing, K.W.’s mother testified that she was told by
Campbell and Detective Hildreth that she needed to bring K.W. to the agency or
she would have to take him to the Sheriff’s Department. Tr. 140. She was not
informed that she had a choice whether to allow K.W. to be questioned. Id. She
was not informed that K.W. was free to go at any time, that charges could be
filed, that K.W. had the right to have an attorney, or even that K.W. had the right
to have someone with him during the interview. Id. She had to ask for someone
to accompany him. Id. After the interview, she testified that Campbell and
Detective Hildreth told her that they were not looking to charge K.W. or get him
in trouble, that they merely wanted to help him. Id. at 143-44.
{¶16} Before the second interview, Campbell received a call from K.W.’s
father indicating that he wanted her to talk to his son again due to new
information. K.W. was taken to the agency by his father. During the second
interview, K.W. was alone in the interview room with Campbell and Detective
Hildreth. He was not accompanied by a parent. Testimony was provided that
again no rights, including the right to leave were discussed with either K.W. or his
parents. K.W. was again told to tell them everything so that they could help him
and so that they would not have to “bug him” anymore. Exhibit F, at 2. No
mention was made to anyone concerning the possibility of charges.
{¶17} The above facts are not disputed. Thus, the issue before this court is
whether a reasonable person in K.W.’s position would have understood his
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situation and his right not to answer questions. A reasonable person in K.W.’s
position is not an average adult, but is rather a young ten year old boy with no
prior contact with the justice system. K.W. was taken to the agency to be
questioned by a social worker and a deputy sheriff. His mother was given no
option but to allow him to be questioned.5 When K.W. said he did not want to
talk, the questioning continued. The State repeatedly told him and his parents that
they only wanted to “help him,” so he had to talk to them. Additionally, K.W.
was found to be incompetent to stand trial in February of 2008, because he could
not even comprehend the legal system sufficiently to assist in his own defense.
Given all of these facts, it is hard to conclude that K.W. had sufficient knowledge
to appreciate the fact that he was free to leave and terminate the interview at any
time. See In re R.H., supra. Since a reasonable person in the same situation as
K.W. would not feel free to leave and terminate the interview, K.W. was in
custody for Miranda purposes and should have been informed of his rights.
{¶18} Although the failure to inform K.W. of his Miranda rights is an
error, it is a harmless error as to the gross sexual imposition charge.6 When the
confession is excluded, there is still sufficient evidence to support the charge of
gross sexual imposition. M.S. witnessed the event and testified to what he saw.
5
The only option told to her was to have him questioned at the Agency or at the Sheriff’s Department.
6
The failure to provide a Miranda warning would exclude the second confession which was the only
evidence supporting the allegation of fellatio upon which the rape conviction was based. However, this
confession was already found to be inadmissible pursuant to the doctrine of corpus delicti in the first
assignment of error.
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Viewing this evidence in a light most favorable to the State, reasonable minds
could conclude that K.W. did engage in sexual contact for the purpose of sexual
gratification. Since the error is harmless, the assignment of error is overruled.
{¶19} Finally, K.W. claims that the trial court erred in overruling his
motion to dismiss. Once the issues before the juvenile court had been determined,
the trial court is required to do one of the following.
(1) If the allegations of the complaint, indictment, or
information were not proven, dismiss the complaint;
(2) If the allegations of the complaint, indictment or
information are admitted or proven, do any one of the following
unless precluded by statute:
(a) Enter an adjudication and proceed forthwith to
disposition;
(b) Enter an adjudication and continue the matter for
disposition for not more than six months and may make
appropriate temporary orders;
(c) Postpone entry of adjudication for not more than six
months;
(d) Dismiss the complaint if dismissal is in the best interest of
the child and the community.
Juv.R. 29(F). “Whether a delinquency proceeding should be dismissed or reach
the merits is within the sound discretion of the trial judge.” In re Arnett, 3d Dist.
No. 5-04-20, 2004-Ohio-5766, ¶9. “The term ‘abuse of discretion’ connotes more
than an error of law or judgment; it implies that the court’s attitude is
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unreasonable, arbitrary or unconscionable.” Blakemore v. Blakemore (1983), 5
Ohio St.3d 217, 219, 450 N.E.2d 1140.
{¶20} In this case, the trial court held a hearing on July 8, 2008,
concerning the motion to dismiss. The State presented the testimony of
Karpawich while K.W. presented the testimony of Hughes. Following the
hearing, the trial court entered its judgment on July 11, 2008. The trial court
specifically found that K.W. was still in counseling with Hughes and that he did
not understand the seriousness of the incident. Based upon these findings, the
trial court determined that it was not in the best interest of either the child or the
community to dismiss the complaint. A review of the record indicates that these
findings and the conclusion were supported by some competent, credible
evidence. Thus, the trial court did not abuse its discretion in denying the motion
to dismiss. The fourth assignment of error is overruled.
{¶21} Having sustained the first assignment of error, the judgment is
affirmed in part and reversed in part. The matter is remanded to the trial court for
vacation of the rape charge and a new dispositional hearing.7
7
A review of the record indicates that during the first dispositional hearing, the terms of the probation
were generally boilerplate language. The trial court may want to review this language with an eye to the
facts of this case, particularly the young age of the defendant. This court notes that at the time of the
disposition, an eleven year old boy was ordered not to have “any contact with anyone under the age of 12
except for the immediate family” among other conditions. Given the tender age of K.W., these
requirements seem a little illogical as K.W. was allowed to remain in his home, but, under a strict
interpretation of the terms, would be prevented from attending school, church, or any other function with
kids his own age.
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Judgment Affirmed in Part,
Reversed in Part and Cause Remanded
PRESTON, P.J. and SHAW, J., concur.
/jnc
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