State v. Lindsay , 2011 Ohio 4747 ( 2011 )

[Cite as State v. Lindsay, 2011-Ohio-4747.]
COURT OF APPEALS
RICHLAND COUNTY, OHIO
FIFTH APPELLATE DISTRICT
JUDGES:
STATE OF OHIO : Hon. W. Scott Gwin, P.J.
: Hon. Sheila G. Farmer, J.
Plaintiff-Appellee : Hon. Julie A. Edwards, J.
:
-vs- :
: Case No. 2010-CA-0134
WENDELL R. LINDSAY, II. :
:
Defendant-Appellant : OPINION
CHARACTER OF PROCEEDING: Criminal appeal from the Richland County
Court of Common Pleas, Case No. 2010-
CR-0419D
JUDGMENT: Affirmed
DATE OF JUDGMENT ENTRY: September 19, 2011
APPEARANCES:
For Plaintiff-Appellee For Defendant-Appellant
JAMES J. MAYER CHARLES M. BROWN
Richland County Prosecutor 76 North Mulberry Street
38 South Park Street Mansfield, OH 44902
Mansfield, OH 44902
[Cite as State v. Lindsay, 2011-Ohio-4747.]
Gwin, P.J.
{¶1} Defendant-appellant Wendell R. Lindsay, II appeals from his convictions
and sentences in the Richland County Court of Common Pleas on one count of raping a
minor (R.C. 2907.02(A) (1) (b)), one count of gross sexual imposition (R.C. 2907.05(A)
(4)), and one count of sexual battery (R.C. 2907.03(A)(5). Plaintiff-appellee is the State
of Ohio.
STATEMENT OF THE CASE AND FACTS
{¶2} On March 4, 2010, ten-year-old N.J. approached her guidance counselor
at school and told her "my mother's boyfriend has been raping me." (T. 197). During the
investigation into the sexual assault, N.J. disclosed that her mother's boyfriend,
appellant, had come into the room that she shared with her younger sister on the
morning of March 4th, pulled down her underwear and stuck his tongue in her vagina.
(T. at 198; 269). This was not the first time a sexual incident had occurred. All in all, N.J.
told the social worker who interviewed her that the appellant had placed his mouth on
her vagina approximately six times and penetrated her vagina with his penis a total of
seven times. (T. at 271).
{¶3} After the disclosures, N.J.'s father took her to the hospital for a sexual
assault examination. The nurse who performed the exam found physical evidence
consistent with N.J.'s allegations. As part of the examination, swabs were taken of the
victim's vaginal area and the panties she was wearing at the time of the examination
were collected. DNA collected from the panties and the vaginal area of N.J. was
consistent with the appellant's DNA.
Richland County, Case No. 2010-CA-0134 3
{¶4} Appellant was indicted by the Richland County Grand Jury with 5 separate
counts of rape, 5 separate counts of sexual battery, and 5 separate counts of gross
sexual imposition.
{¶5} Following the jury trial, appellant was convicted of one count of rape, one
count of sexual battery and one count of gross sexual imposition. The jury returned
verdicts of not guilty to the remaining charges.
{¶6} A sentencing hearing was held on October 27, 2010. The trial court
merged the offenses for sentencing purposes and sentenced appellant to a term of ten
years to life.
{¶7} Appellant timely appeals, setting forth the following assignments of error1:
{¶8} “I. THE TRIAL COURT COMMITTED PREJUDICIAL ERROR AND
DEPRIVED THE DEFENDANT-APPELLANT OF HIS EQUAL PROTECTION RIGHTS
UNDER THE FOURTEENTH AMENDMENT OF THE UNITED STATES
CONSTITUTION BY UPHOLDING THE PEREMPTORY CHALLENGES OF THE
PROSECUTOR AGAINST TWO BLACK JURORS.
{¶9} “II. THE TRIAL COURT COMMITTED PREJUDICIAL ERROR AND
DEPRIVED THE DEFENDANT-APPELLANT UNDER HIS DUE PROCESS RIGHTS
UNDER 1 HE FOURTEENTH AMENDMENT OF THE UNITED STATES
CONSTITUTION AND HIS SIXTH AMENDMENT RIGHTS OF THE UNITED STATES
CONSTITUTION BY DENYING DEFENDANT-APPELLANT TO CHANGE COUNSEL
1
We note that Mr. Lindsay filed a pro se “Amendment to Defendant-Appellant’s Appeal Brief on
June 13, 2011. He did not request and was not granted leave to file a pro se brief. This brief was filed
after the State had filed its brief. Appellant’s pro se brief does not show a proper Proof of Service as
mandated by App. R. 13. Accordingly, the State had no opportunity to reply to appellant’s pro se brief.
Additionally, Ohio law prohibits a defendant and his appointed counsel from acting as “co-counsel” See,
State v. Martin, 103 Ohio St.3d 385, 816 N.E.2d 227, 2004-Ohio-5471. Accordingly, we will not address
appellant’s pro se arguments in the disposition of this appeal.
Richland County, Case No. 2010-CA-0134 4
DURING THE TRIAL AND TO HAVE THE JUDGE RECUSE HIMSELF IN VIOLATION
OF THE DEFENDANT-APPELLANT'S SIXTH AMENDMENT RIGHT TO COUNSEL
AND THE FOURTEENTH AMENDMENT DUE PROCESS.
{¶10} “III. THE TRIAL COURT ERRED IN FAILURE TO CONTINUE THE TRIAL
BASED UPON THE REQUEST OF THE DEFENDANT-APPELLANT'S ATTORNEY.
{¶11} “IV. THE DEFENDANT-APPELLANT WAS DENIED HIS RIGHTS TO
DUE PROCESS UNDER THE UNITED STATES CONSTITUTION AND OHIO
CONSTITUTION BY RECEIVING INTO EVIDENCE REGARDING DOMESTIC
VIOLENCE AND ADULTERY REPORTEDLY COMMITTED BY THE DEFENDANT-
APPELLANT.
{¶12} “V. THE TRIAL COURT COMMITTED PREJUDICIAL ERROR BY
FAILING TO EXCLUDE OUT-OF-COURT STATEMENTS MADE BY THE ALLEGED
VICTIM BEING INTRODUCED THROUGH THE TESTIMONY OF OTHER
WITNESSES, IN VIOLATION OF EVIDENCE RULE 802 AND THE DEFENDANT-
APPELLANT'S RIGHT IS GUARANTEED TO HIM BY THE FIFTH, SIXTH, AND
FOURTEENTH AMENDMENTS TO THE UNITED STATES CONSTITUTION.
{¶13} “VI. DEFENDANT-APPELLANT WAS DEPRIVED OF EFFECTIVE
ASSISTANCE OF COUNSEL BY THE SIXTH AMENDMENT OF THE UNITED
STATES CONSTITUTION, ARTICLE I, SECTION 10 OF THE OHIO CONSTITUTION,
AS WELL AS THE DUE PROCESS PROTECTION UNDER THE FOURTEENTH
AMENDMENT OF THE UNITED STATES CONSTITUTION, AND ARTICLE I,
SECTION 16 OF THE OHIO CONSTITUTION.”
Richland County, Case No. 2010-CA-0134 5
I.
{¶14} During voir dire, appellant raised two Batson objections regarding the
State's use of peremptory challenges against two African-American jurors. In his First
Assignment of Error appellant argues that the State failed to provide race-neutral
reasons for the challenges.
{¶15} A defendant is denied equal protection of the law guaranteed to him by the
Fourteenth Amendment to the United States Constitution and Article I, Section 10 of the
Ohio Constitution when the state places the defendant on trial before a jury from which
members of the defendant’s race have been purposely excluded. Strauder v. W.
Virginia (1880), 100 U.S. 303, 305; State v. Hernandez (1992), 63 Ohio St. 3d 577;
State v. Bryant (1995), 104 Ohio App. 3d 512, 516. The “equal protection clause forbids
a prosecutor from challenging potential jurors solely on account of their race or on the
assumption that jurors of the same race as the defendant will be unable to impartially
consider the state’s case against the defendant.” State v. Bryant, supra, 104 Ohio App.
3d 516; Batson v. Kentucky (1986), 476 U.S. 79, 89, 106 S.Ct. 1712.
{¶16} Whenever a party opposes a peremptory challenge by claiming racial
discrimination “[a] judge should make clear, on the record, that he or she understands
and has applied the precise Batson test when racial discrimination has been alleged in
opposition to a peremptory challenge.” Hicks v. Westinghouse Materials Co., 78 Ohio
St.3d 95, 99, 676 N.E.2d 872, 1997-Ohio-227.
{¶17} In Hicks, supra, the Ohio Supreme Court set forth the Batson test as
follows:
Richland County, Case No. 2010-CA-0134 6
{¶18} “The United States Supreme Court set forth in Batson the test to be used
in determining whether a peremptory strike is racially motivated. First, a party opposing
a peremptory challenge must demonstrate a prima-facie case of racial discrimination in
the use of the strike. Id. at 96, 106 S. Ct. at 1723, 90 L. Ed. 2d at 87. To establish a
prima-facie case, a litigant must show he or she is a member of a cognizable racial
group and that the peremptory challenge will remove a member of the litigant’s race
from the venire. The peremptory-challenge opponent is entitled to rely on the fact that
the strike is an inherently ‘discriminating’ device, permitting ‘those to discriminate who
are of a mind to discriminate’. State v. Hernandez (1992), 63 Ohio St. 3d 577, 582, 589
N.E. 2d 1310, 1313, certiorari denied (1992), 506 U.S. 898, 113 S. Ct. 279, 121 L. Ed.
2d 206. The litigant must then show an inference of racial discrimination by the striking
party. The trial court should consider all relevant circumstances in determining whether
a prima-facie case exists, including all statements by counsel exercising the peremptory
challenge, counsel’s questions during voir dire, and whether a pattern of strikes against
minority venire members is present. See, Batson at 96-97, 106 S. Ct. at 1723, 90 L. Ed.
2d at 88. Assuming a prima-facie case exists, the striking party must then articulate a
race-neutral explanation ‘related to the particular case to be tried.’ Id at 95, 106 S. Ct.
at 1724, 90 L.Ed. 2d at 88. A simple affirmation of general good faith will not suffice.
However, the explanation ‘need not rise to the level justifying exercise of a challenge for
cause.’ Id. at 97, 106 S. Ct. at 723, 90 L. Ed. 2d at 88. The critical issue is whether a
discriminatory intent is inherent in counsel’s explanation for use of the strike; intent is
present if the explanation is merely pretext for exclusion on the basis of race.
Hernandez v. New York (1991), 500 U.S. 352, 363, 111 S. Ct. 1859, 1868, 114 L. Ed.
Richland County, Case No. 2010-CA-0134 7
2d 395, 409. 78 Ohio St. 3d. 98-9. See also, State v. Bulin, Stark App. No. 2008-CA-
00045, 2008-Ohio-5691.
{¶19} Although the prosecutor must present a comprehensible reason, “[t]he
second step of this process does not demand an explanation that is persuasive or even
plausible”; so long as the reason is not inherently discriminatory, it suffices. Purkett v.
Elem (1995), 514 U.S. 765, 767-768, 115 S.Ct. 1769. (per curiam); Rice v. Collins
(2006), 546 U.S. 333, 126 S.Ct. 969, 973-74.
{¶20} Lastly the trial court must determine whether the party opposing the
peremptory strike has proved purposeful discrimination. Purkett v. Elem (1995), 514
U.S. 765, 766-767, 115 S. Ct. 1769, 1770. It is at this stage that the persuasiveness,
and credibility, of the justification offered by the striking party becomes relevant. Id. at
768, 115 S. Ct. at 1771. The critical question, which the trial judge must resolve, is
whether counsel’s race-neutral explanation should be believed. Hernandez v. New
York, 500 U.S. at 365, 111 S. Ct. at 1869; State v. Nash (August 14, 1995), Stark
County Court of Appeals, Case No. 1995 CA 00024. This final step involves evaluating
“the persuasiveness of the justification” proffered by the prosecutor, but “the ultimate
burden of persuasion regarding racial motivation rests with, and never shifts from, the
opponent of the strike.” Purkett, supra, at 768, 115 S.Ct. 1769; Rice v. Collins, supra at
126 S.Ct. 974.
{¶21} It is irrelevant how many minority jurors remain on the panel if even one is
excluded on the basis of race. State v. Bryant, supra, 104 Ohio App. 3d 512; State v.
Tuck 80 Ohio App 3d 721, 724 (Batson, applicable even if there is only one African-
Richland County, Case No. 2010-CA-0134 8
American juror on the panel); Jones v. Ryan (C.A. 3, 1993), 987 F. 2d 960, 972; United
States v. David (C.A. 11, 1986), 803 F. 2d 1567.
{¶22} On direct appeal in federal court, the credibility findings a trial court makes
in a Batson inquiry are reviewed for clear error. Hernandez v. New York, 500 U.S. 352,
364-366, 111 S.Ct. 1859, 114 L.Ed.2d 395 (1991) (plurality opinion) (holding that
evaluation of a prosecutor's credibility “lies ‘peculiarly within a trial judge's province’ ”).
Rice v. Collins, supra at 126 S.Ct. 974; State v. Bulin, supra.
{¶23} In the case at bar, appellant’s trial counsel stated he was making a Batson
objection concerning Juror Tate and Juror Beard; he did not offer any further
explanation to make his prima facie case as required in the first step of Batson. He did
not refer to any statements made by the prosecutor that would indicate that the
challenge was discriminatory, did not point to a pattern of discrimination and did not
point to specific questions in voir dire that would indicate a discriminatory motive.
{¶24} Moreover, even though the appellant had not met his prima facie burden
to go forward on the challenge the prosecutor voluntarily explained his reasons for the
peremptory strike. Hicks v. Westinghouse, supra, 78 Ohio St. 3d at 100, 676 N.E.
2d 872; State v. Hernandez, supra, 63 Ohio St.3d at 583, 589 N.E.2d 1310; Hernandez
v. New York, supra; State v. Nash, supra.
{¶25} With respect to Juror Tate the prosecutor stated:
{¶26} “Judge, she has a criminal history. She failed to disclose that criminal
history on the questionnaire despite the admonition on the questionnaire, not being
honest, she could be held in contempt. She answered yes to having a boyfriend in jail,
Richland County, Case No. 2010-CA-0134 9
she went down and put money on the books. All of those factors make me think she's
not a good juror for the State." (1T. at 124).
{¶27} With respect to Juror Beard, the prosecutor stated:
{¶28} “Same reason, Judge, on his questionnaire he indicated that no, he did
not have family members as a defendant, and despite the admonition to be honest,
turns out his son is in the County jail, and he says his son has been a frequent offender,
and he can't explain why he answered in the negative to that question. All of those lead
me to the conclusion that he's either not attentive or is being deceptive. Either way it's
not a jury the State wishes to have." (1T. at 125).
{¶29} “The trial judge is best placed to consider the factors that underlie
credibility: demeanor, context, and atmosphere. And the trial judge is best placed to
determine whether, in a borderline case, a prosecutor's hesitation or contradiction
reflect (a) deception, or (b) the difficulty of providing a rational reason for an instinctive
decision. Appellate judges cannot on the basis of a cold record easily second-guess a
trial judge's decision about likely motivation. These circumstances mean that appellate
courts will, and must, grant the trial courts considerable leeway in applying Batson.”
Rice v. Collins, supra at 126 S.Ct. at 977. (Breyer, J., concurring).
{¶30} Appellant offered no factually specific argument to the trial court or in his
brief to this Court to prove that the peremptory strikes were purposefully discriminatory.
Purkett v. Elem (1995), 514 U.S. 765, 766-767, 115 S.Ct. 1769, 1770. We do not find
that the dismissal of Juror Tate and Beard was clearly erroneous. We find that the
reason provided by the prosecutor prior to exercising a peremptory challenge to excuse
Juror Tate and Juror Beard was racially neutral.
Richland County, Case No. 2010-CA-0134 10
{¶31} Appellant’s First Assignment of Error is overruled.
II.
{¶32} In his Second Assignment of Error appellant contends that the trial court
abused its discretion by overruling his request for new counsel. Further, appellant
contends the trial judge erred by failing to recuse himself from appellant’s case. We
disagree with both of appellant’s arguments.
A. Motion to Discharge Counsel.
{¶33} Several times throughout the trial, appellant attempted to request new trial
counsel. Appellant insisted that trial counsel was ineffective and that he was not happy
with his representation. Appellant denied that he had seen any of the evidence except
for the forensics and had never seen the witness lists. (T. at 274). Appellant further
objected to the defense that was presented, "I think there is not an affirmative defense
here. I don't have a defense. I don't have a leg to stand on here. I mean, I have three
witnesses that I attempted - not witnesses, but people that I would like to call to the
stand." (T. at 528). Appellant claims that his attorney failed to call his witnesses for him.
(Id). The three witnesses that appellant wanted to call were Khianti James, Pat Smith
and Dan Myers, his probation officer. (T. at 573). Finally, appellant objected to counsel’s
alleged failure to subpoena his phone records to substantiate some of the claims he
argued during cross examination. (T. at 570).
{¶34} The right to competent counsel does not require that a criminal defendant
develop and share a "meaningful relationship" with his attorney. Morris v. Slappy
(1983), 461 U.S. 1, 13, 103 S.Ct. 1610, 1617, 75 L.Ed.2d 610; State v. Blankenship
Richland County, Case No. 2010-CA-0134 11
(1995), 102 Ohio App.3d 534, 657 N.E.2d 559; State v. Burroughs, 5th Dist. No.
04CAC03018, 2004-Ohio-4769 at ¶ 11.
{¶35} In the context of reviewing a claim by the defendant that the trial court
abused its discretion by overruling the defendant’s request to discharge court appointed
counsel and to substitute new counsel for the defendant the courts have taken the
approach that the defendant must show a complete breakdown in communication in
order to warrant a reversal of the trial court’s decision. In State v. Cowans (1999), 87
Ohio St.3d 68, 1999-Ohio-250, 717 N.E.2d 298 the Court noted: “[e]ven if counsel had
explored plea options based on a belief that Cowans might be guilty, counsel's belief in
their client's guilt is not good cause for substitution. “‘A lawyer has a duty to give the
accused an honest appraisal of his case. * * * Counsel has a duty to be candid; he has
no duty to be optimistic when the facts do not warrant optimism.' " Brown v. United
States (C.A.D.C.1959), 264 F.2d 363, 369 (en banc), quoted in McKee v. Harris (C.A.2,
1981), 649 F.2d 927, 932. “‘If the rule were otherwise, appointed counsel could be
replaced for doing little more than giving their clients honest advice.' " McKee, 649 F.2d
at 932, quoting McKee v. Harris (S.D.N.Y.1980), 485 F.Supp. 866, 869.” Id. at 73, 717
N.E.2d at 304-305.
{¶36} In a similar vein it has been held that hostility, tension, or personal
conflicts between an attorney and a client that do not interfere with the preparation or
presentation of a competent defense are insufficient to justify a change in appointed
counsel. See State v. Henness (1997), 79 Ohio St.3d 53, 65-66, 679 N.E.2d 686.
Furthermore, "[m]erely because appointed counsel's trial tactics or approach may vary
from that which appellant views as prudent is not sufficient to warrant the substitution of
Richland County, Case No. 2010-CA-0134 12
counsel." State v. Glasure (1999), 132 Ohio App.3d 227, 239, 724 N.E.2d 1165; State
v. Evans(2003), 153 Ohio App.3d 226, 235-36, 2003-Ohio-3475 at ¶31, 792 N.E.2d
757,764; State v. Newland, 4th Dist. No. 02CA2666, 2003-Ohio-3230 at ¶11.
{¶37} A defendant has no constitutional right to determine trial tactics and
strategy of counsel. State v. Cowans (1999), 87 Ohio St.3d 68, 72, 717 N.E.2d 298;
State v. Conway, 108 Ohio St.3d 214, 2006-Ohio-791, 842 N.E.2d 996, ¶ 150; State v.
Donkers, 170 Ohio App.3d 509, 867 N.E.2d 903, 2007-Ohio-1557 at ¶ 183. Rather,
decisions about viable defenses are the exclusive domain of defense counsel after
consulting with the defendant. Id . When there is no demonstration that counsel failed to
research the facts or the law or that counsel was ignorant of a crucial defense, a
reviewing court defers to counsel's judgment in the matter. State v. Clayton (1980), 62
Ohio St.2d 45, 49, 402 N.E.2d 1189, citing People v. Miller (1972), 7 Cal.3d 562, 573-
574, 102 Cal.Rptr. 841, 498 P.2d 1089; State v. Wiley, 10th Dist. No. 03AP-340, 2004-
Ohio-1008 at ¶ 21.
{¶38} Appellant has not established that such a breakdown occurred. Indeed,
our review of the record indicates appellant's counsel was thoroughly prepared.
Appellant's counsel indicated that he and appellant had reviewed several motions that
were prepared by appellant. They discussed the content of the motions and trial counsel
discussed the issues with him and expressed the belief that the motions did not have
merit. (T. at 142). In this regard we find useful cases in which a defendant has alleged
that he received ineffective assistance of counsel during trial.2
{¶39} The Ohio Supreme Court has recognized that if counsel, for strategic
reasons, decides not to pursue every possible trial strategy, defendant is not denied
2
Appellant has raised ineffective assistance of counsel as Assignment of Error VI, infra.
Richland County, Case No. 2010-CA-0134 13
effective assistance of counsel. State v. Brown (1988), 38 Ohio St.3d 305, 319, 528
N.E.2d 523. When there is no demonstration that counsel failed to research the facts or
the law or that counsel was ignorant of a crucial defense, a reviewing court defers to
counsel's judgment in the matter. State v. Clayton (1980), 62 Ohio St.2d 45, 49, 402
N.E.2d 1189, citing People v. Miller (1972), 7 Cal.3d 562, 573-574, 102 Cal.Rptr. 841,
498 P.2d 1089; State v. Wiley, 10th Dist. No. 03AP-340, 2004-Ohio-1008 at ¶ 21.
"Debatable trial tactics do not establish ineffective assistance of counsel." State v.
Hoffner (2004), 102 Ohio St.3d 358, 365, 2004-Ohio-3430, ¶ 45.
{¶40} Counsel’s decision not to subpoena appellant’s cellular phone records
may have been such a decision. The jury heard both sides of the argument during trial;
they chose to believe the state’s witnesses rather than appellant. There is nothing in the
record to show the jury would have found the appellant not guilty had the phone records
been introduced during trial. State v. Benge, 75 Ohio St.3d 136, 141, 1996-Ohio-227.
{¶41} Further, appellant was not prevented from presenting witnesses. Khianti
James and Patrice Smith both testified at trial and the court offered appellant the
chance to call Dan Myers if he wanted to, however, the appellant declined. (T. at 595).
Appellant did not proffer what evidence he believes Mr. Myers would have presented
that would aid in his defense, if he were called.
{¶42} Appellant was aware that the victim's grandmother, Charlene Thomas,
was on the witness list and that she had once been a bailiff to the trial court. (T. at 143).
Appellant used this information to make the argument for a change of venue.
Appellant's counsel admitted that appellant was aware that the victim's grandmother
was a witness in this case. (T. at 394-395).
Richland County, Case No. 2010-CA-0134 14
{¶43} Appellant has failed to establish a breakdown in attorney-client
relationship of such magnitude as to jeopardize defendant's right to effective assistance
of counsel. State v. Coleman (1988), 37 Ohio St.3d 286, 292, 525 N.E.2d 782, 798-99.
{¶44} B. Recusal.
{¶45} Appellant further objected to Judge DeWeese presiding over the trial and
requested that he recuse himself. Appellant's stated reason for the objection was that
the victim's grandmother was a retired bailiff from Judge DeWeese's court
{¶46} R.C. 2701.03 which is cited by appellee governs the disqualification of a
judge of the court of common pleas. R.C. 2701.03 allows a party to file an affidavit of
disqualification with the Ohio Supreme Court when a common pleas court judge is
allegedly biased against a party or counsel. The filing of the affidavit of disqualification
precludes the trial judge from conducting any further proceedings until the Chief Justice
rules on the affidavit. R.C. 2701.03(D)(1)
{¶47} R.C. 2701.03 provides the exclusive means for determining whether a trial
judge is biased, prejudiced, or is otherwise disqualified from presiding over a case.
Jones v. Billingham (1995), 105 Ohio App. 3d 8, 11; See also, State v. Demastry, 155
Ohio App.3d 110, 799 N.E.2d 229, 2003-Ohio-5588 at ¶79; State v. Gainer,
Tuscarawas App. No. 2002AP10092, 2003-Ohio-5020 at ¶14. Disqualification
proceedings are not initiated in the court of appeals and are not subject to review by the
court of appeals. Beer v. Griffith (1978), 54 Ohio St.2d 440, 440, 377 N.E.2d 775.
{¶48} Appellant did not utilize the procedure for disqualification mandated by
R.C. 2701.03. Appellant's claim is not properly before this court and is not demonstrated
by the record. State v. Brack, Stark App.No. 2010CA00061, 2011-Ohio-2949 at ¶75.
Richland County, Case No. 2010-CA-0134 15
{¶49} For the foregoing reasons, appellant’s Second Assignment of Error is
overruled in its entirety.
III.
{¶50} Appellant argues in his Third Assignment of Error that the trial court
violated his Due Process rights by not allowing a continuance of the trial after the State
provided a Bill of Particulars two days before the trial. Appellant claims that the Bill of
Particulars included new information, in the form of two new addresses where offenses
were alleged to have occurred and differing offense dates, and as such, appellant was
prejudiced in preparing for trial.
{¶51} In making the motion, appellant’s counsel stated that he was aware “that
these incidents occurred at 425 Beryl Avenue.” (1T. at 5-6). Counsel stated that he
thought all the incidents occurred at the Beryl Avenue address. (Id. at 8). Counsel’s
objection centered upon two other addresses disclosed in the Bill of Particulars. (Id. at
7). Appellant’s counsel admitted that the time frame was included in the original
indictment. (Id. at 7-8). The time frame was the same in the Bill of Particulars.
{¶52} In the case at bar, appellant was convicted on Counts Five, Ten and
Fifteen of the Indictment. The jury found appellant not guilty of Counts One through
Four and Counts Eleven through Fourteen. The Counts upon which the jury found
appellant guilty were all alleged in the original indictment to have occurred at the 425
Beryl Avenue address.
{¶53} We must be mindful of the “ * * * elementary proposition of law that an
appellant, in order to secure reversal of a judgment against him, must not only show
some error but must also show that that error was prejudicial to him.” See Smith v.
Richland County, Case No. 2010-CA-0134 16
Flesher ( 1967), 12 Ohio St. 2d 107, 233 N.E. 2d 137; State v. Stanton (1968), 15 Ohio
St.2d 215, 217, 239 N.E.2d 92,94; Wachovia Mtg. Corp. v. Aleshire, Licking App. No. 09
CA 4, 2009-Ohio-5097 at ¶16. See, also, App.R. 12(D).
{¶54} There is no showing in the record that the trial court erred by denying the
continuance because appellant was found not guilty of the offenses that were alleged to
have occurred at addresses other the Beryl Avenue address.
{¶55} Appellant’s Third Assignment of Error is overruled.
IV.
{¶56} In his Fourth Assignment of Error appellant contends that his due process
rights were violated because the court allowed testimony to be presented regarding the
abusive and violent relationship between himself and the victim's mother and regarding
an affair he was having with another woman.
{¶57} Khianti James testified that she and appellant had an abusive relationship.
(T. at 219-221). The State proffered that the testimony regarding the violent relationship
was relevant in demonstrating to the jury that the victim lived in an environment where
the victim did not feel able to tell her mother about the sexual abuse that appellant was
subjecting her to. (T. at 220). The court allowed the testimony as long as it was close in
time frame to the alleged abuse; otherwise the evidence would be excluded as
irrelevant. Id. Ms. James also testified that she did not believe that appellant had been
faithful to her throughout their relationship. (T. at 229).
{¶58} Detective Jeff Shook testified and was asked concerning the appellant's
record. (T. at 364- 365). Appellant’s objection was overruled. (Id. at 365). Thereafter,
Detective Shook testified,
Richland County, Case No. 2010-CA-0134 17
{¶59} "Q. What did your research consist of?
{¶60} “A. Looking at our records data base seeing if there was any reported
domestic assault situations that involved Mr. Lindsay and Ms. James.
{¶61} “Q. Did you find any?"
{¶62} “* * *
{¶63} “A. Yes, I found numerous."
{¶64} Patrice Smith, Richland County Sheriff’s Deputy, testified that she is
Khianti James’ sister. She testified that she responded to a call on Needham Road
regarding a domestic situation. The gist of that call was that appellant was alleged to
have been involved with a married woman, and the husband had come home, found
them together and an argument had ensued. This incident occurred in December 2009.
Ms. Smith was asked by the prosecutor:
{¶65} “"Q. Well, and her boyfriend is out catting around with some married
woman, that's something you could tell your sister about?"
{¶66} “A. Absolutely. Yes, sir." (T. at 323).
{¶67} Initially, we note that the decision to admit or exclude relevant evidence is
within the sound discretion of the trial court. State v. Bey (1999), 85 Ohio St.3d 487,
490, 709 N.E.2d 484, 490. The trial court's decision to admit or exclude relevant
evidence cannot be reversed absent an abuse of that discretion. See, e.g., State v.
Combs (1991), 62 Ohio St.3d 278, 581 N.E.2d 1071; State v. Sage (1987), 31 Ohio
St.3d 173, 510 N.E.2d 343; State v. Rooker (Apr. 15, 1993), Pike App. No. 483,
unreported. The term “abuse of discretion” implies more than an error of law or
judgment. Rather, the term suggests that the trial court acted in an unreasonable,
Richland County, Case No. 2010-CA-0134 18
arbitrary, or unconscionable manner. See, e.g., State v. Xie (1992), 62 Ohio St.3d 521,
584 N.E.2d 715; State v. Montgomery (1991), 61 Ohio St.3d 410, 575 N.E.2d 167.
Furthermore, when applying the abuse of discretion standard, a reviewing court is not
free to merely substitute its judgment for that of the trial court. In re: Jane Doe 1 (1991),
57 Ohio St.3d 135, 566 N.E.2d 1181 (citing Berk v. Matthews (1990), 53 Ohio St.3d
161, 359 N.E .2d 1301).
{¶68} Evid.R. 404 sets forth a general bar against the use of character evidence.
Of importance to the case sub judice, Evid.R. 404(B) provides as follows:
{¶69} “Evidence of other crimes, wrongs, or acts is not admissible to prove the
character of a person in order to show that he acted in conformity therewith. It may,
however, be admissible for other purposes, such as proof of motive, opportunity, intent,
preparation, plan, knowledge, identity, or absence or mistake or accident.”
{¶70} The admissibility of other acts evidence is carefully limited because of the
substantial danger that the jury will convict the defendant solely because it assumes
that the defendant has a propensity to commit criminal acts, or deserves punishment
regardless of whether he or she committed the crime charged in the indictment. See
State v. Curry (1975), 43 Ohio St.2d 66, 68, 72 O.O.2d 37, 38, 330 N.E.2d 720, 723.
{¶71} “Rule 404(b) only bars evidence of ‘prior bad acts,’ such as a criminal
conviction, that are offered to show criminal disposition or propensity. If the evidence
has an independent purpose, its admission is not prohibited by Rule 404(b).” See
United State v. Ushery (6th Cir.1992), 968 F.2d 575, 580.
Richland County, Case No. 2010-CA-0134 19
{¶72} Under Evid.R. 401, evidence is relevant if it has "any tendency to make
the existence of any fact that is of consequence to the determination of the action more
probable or less probable than it would be without the evidence."
{¶73} In the case at bar, there was no specific showing that the victim in this
case was present or aware of any of the previous instances of alleged domestic
violence. (T. at 221). No explanation is given as to how appellant’s alleged affair with a
married woman has any relevance to the ten year old victim’s allegations of sexual
abuse.
{¶74} The record in the case at bar makes clear that the testimony concerning
domestic violence and affairs was inadmissible character evidence under Evid. R. 404.
That being said, we find while the testimony concerning domestic violence and
appellant’s alleged affairs was inadmissible, there was no prejudice to the appellant.
{¶75} In making a Crim.R. 52(A) harmless error analysis, any error will be
deemed harmless if it did not affect the accused's “substantial rights.” Otherwise stated,
the accused has a constitutional guarantee to a trial free from prejudicial error, not
necessarily one free of all error. Before constitutional error can be considered harmless,
we must be able to “declare a belief that it was harmless beyond a reasonable doubt.”
Chapman, supra, 386 U.S. at 24, 87 S.Ct. at 828, 17 L.Ed.2d at 711. Where there is no
reasonable possibility that unlawful testimony contributed to a conviction, the error is
harmless and therefore will not be grounds for reversal. State v. Lytle ( 1976),
48 Ohio St. 2d 391, 2 O.O. 3d 495, 358 N.E. 2d 623, paragraph three of the syllabus,
vacated on other grounds in (1978), 438 U.S. 910, 98 S.Ct. 3135, 57 L.Ed.2d 1154.
Richland County, Case No. 2010-CA-0134 20
{¶76} In the case at bar, the jury was given a limiting instruction. (T. at 603). “A
presumption always exists that the jury has followed the instructions given to it by the
trial court,” Pang v. Minch (1990), 53 Ohio St.3d 186, 187, 559 N.E.2d 1313, at
paragraph four of the syllabus, rehearing denied, 54 Ohio St.3d 716, 562 N.E.2d 163,
approving and following State v. Fox (1938), 133 Ohio St. 154, 12 N.E.2d 413;
Browning v. State (1929), 120 Ohio St. 62, 165 N.E. 566. Further, the jury found
appellant not guilty of twelve of the fifteen counts alleged in the Indictment.
{¶77} Even though the admission of the prior acts was erroneous, we would
conclude, from a review of the entire record, that such error would be 'harmless beyond
a reasonable doubt.' Chapman v. California (1967), 386 U.S. 18, 87 S.Ct. 824, 17
L.Ed.2d 705; Harrington v. California (1969), 395 U.S. 250, 89 S.Ct. 1726, 23 L.Ed.2d
284; Schneble v. Florida (1972), 405 U.S. 427, 92 S.Ct. 1056, 31 L.Ed.2d 340.
{¶78} Appellant’s Fourth Assignment of Error is overruled.
V.
{¶79} In his Fifth Assignment of Error, appellant argues that the trial court erred
by permitting witnesses to testify concerning what the victim had disclosed to them. We
disagree.
{¶80} “Hearsay” is a statement, other than one made by the declarant while
testifying at the trial or hearing, offered in evidence to prove the truth of the matter
asserted. Evid.R. 801(C). Hearsay is generally not admissible unless it falls within one
of the recognized exceptions. Evid.R. 802; State v. Steffen (1987), 31 Ohio St.3d 111,
119, 509 N.E.2d 383.
Richland County, Case No. 2010-CA-0134 21
{¶81} “The hearsay rule ... is premised on the theory that out-of-court statements
are subject to particular hazards. The declarant might be lying; he might have
misperceived the events which he relates; he might have faulty memory; his words
might be misunderstood or taken out of context by the listener. And the ways in which
these dangers are minimized for in-court statements the oath, the witness' awareness of
the gravity of the proceedings, the jury's ability to observe the witness' demeanor, and,
most importantly, the right of the opponent to cross-examine are generally absent for
things said out of court.” Williamson v. United States (1994), 512 U.S. 594, 598, 114
S.Ct. 2431, 2434, 129 L.Ed.2d 476.
{¶82} Under Evid.R. 801(D), prior statements by a witness and admissions by a
party-opponent are not hearsay even though the statements or admissions are offered
for their truth and fall within the basic definition of hearsay. However, Evid.R. 801(D)(1)
requires that the declarant testify at trial and be subject to cross-examination concerning
the statement. In the case at bar, N.J. testified and was subject to cross-examination
during appellant's jury trial.
{¶83} In the case at bar, Carol Anderson, Elaine Stewart and Luanne Payne
testified as to what the victim disclosed to them as part of their investigation into the
allegations. (T. at 197-199; 201; 269-271; 278; 488-489). Further the State, when
questioned on the record about the testimony in question indicated that the statements
were admissible under Evidence Rule 801(D) (1)(b) as a prior consistent statement to
rebut the charge of recent fabrication. (T. at 299-300).
{¶84} Pursuant to Evid.R. 801(D)(1)(b), a prior consistent statement of a witness
at trial is admissible on redirect examination to rehabilitate that witness if the statement
Richland County, Case No. 2010-CA-0134 22
is offered to rebut an express or implied charge on cross-examination that the witness
was fabricating testimony given on direct examination. State v. Bock (1984), 16 Ohio
App.3d 146, 474 N.E.2d 1228; State v. Polhamus (June 18, 1999), Montgomery App.
No. 17283. The Rule permits the introduction of the declarant's consistent out-of-court
statements to rebut a charge of recent fabrication, improper influence or motive only
when those statements were made before the charged recent fabrication or improper
influence or motive. Tome v. United States (1995), 513 U.S. 150, 167, 115 S.Ct. 696,
705, 130 L.Ed.2d 574. State v. Nichols (1993), 85 Ohio App.3d 65, 71, 619 N.E.2d 80,
84. (Citations omitted). In addition it must be emphasized that, “[p]rior consistent
statements may not be admitted to counter all forms of impeachment or to bolster the
witness merely because she has been discredited.” Tome, supra at 158, 115 S.Ct. at
701. The question to be addressed is whether the out-of-court statements rebutted the
alleged motive to falsify testimony or the improper influence, not whether they
suggested that the declarant's in-court testimony was true. The Rule speaks of a party
rebutting an alleged motive, not bolstering the veracity of the story told. Tome, supra at
157-158, 115 S.Ct. at 701. “If the Rule were to permit the introduction of prior
statements as substantive evidence to rebut every implicit charge that a witness' in-
court testimony results from recent fabrication or improper influence or motive, the
whole emphasis of the trial could shift to the out-of-court statements, not the in-court
ones.” Id. at 165, 115 S.Ct. at 705. See, also State v. Bleigh, Delaware App. No. 09-
CAA-03-0031, 2010-Ohio-1182 at ¶82.
{¶85} However, even if we were to find that the trial court erred in admitting at
trial the statements pursuant to Pursuant to Evid.R. 801(D)(1)(b) as a prior consistent
Richland County, Case No. 2010-CA-0134 23
statement of a witness, we would not find it to be prejudicial error under the facts of this
case. Crim.R. 52(A), which governs the criminal appeal of a non-forfeited error, provides
that “[a]ny error * * * which does not affect substantial rights shall be disregarded.”
(Emphasis added.)
{¶86} The test for determining whether the admission of inflammatory or
otherwise erroneous evidence is harmless and non-constitutional error requires the
reviewing court to look at the whole record, leaving out the disputed evidence, and then
to decide whether there is other substantial evidence to support the guilty verdict. State
v. Riffle, Muskingum App. No.2007-0013, 2007-Ohio-5299 at ¶ 36-37. (Citing State v.
Davis (1975), 44 Ohio App.2d 335, 347, 338 N.E.2d 793). Error is harmless beyond a
reasonable doubt when the remaining evidence constitutes overwhelming proof of the
defendant's guilt. State v. Williams (1988), 38 Ohio St.3d 346, 349-350, 528 N.E.2d 910.
{¶87} An expert cannot give an opinion of the veracity of the statements of a
child declarant. State v. Boston (1989), 46 Ohio St.3d 108, 545 N.E.2d 1220. However,
there is a difference “between expert testimony that a child witness is telling the truth
and evidence which bolsters a child's credibility.” State v. Stowers, 81 Ohio St.3d 260,
262, 1998-Ohio-0632. Thus, an expert can testify that a child's behavior is consistent
with the behavior of other children who had been sexually abused. Id.{¶88} In any event, even if the statements were inadmissible, we note that any
error will be deemed harmless if it did not affect the accused's “substantial rights.”
Before constitutional error can be considered harmless, we must be able to “declare a
belief that it was harmless beyond a reasonable doubt.” Chapman, supra, 386 U.S. at
24, 87 S.Ct. at 828, 17 L.Ed.2d at 711. Where there is no reasonable possibility that
Richland County, Case No. 2010-CA-0134 24
unlawful testimony contributed to a conviction, the error is harmless and therefore will
not be grounds for reversal. State v. Lytle (1976), 48 Ohio St.2d 391, 2 O.O.3d 495, 358
N.E.2d 623, paragraph three of the syllabus, vacated on other grounds in (1978), 438
U.S. 910, 98 S.Ct. 3135, 57 L.Ed.2d 1154.
{¶89} In the case at bar, the testimony in question was largely cumulative of the
victim’s trial testimony. Further, independent evidence of the alleged crimes was
introduced to the jury in the form of DNA evidence taken from the underwear the victim
was wearing at the time of the alleged assault. In addition, N.J. herself testified and was
subject to cross-examination. “[W]hen the declarant appears for cross-examination at
trial, the Confrontation Clause places no constraints at all on the use of his prior
testimonial statements.” Crawford v. Washington (2004), 541 U.S. 36, 59, fn. 9, 124
S.Ct. 1354. In this case the jury found appellant guilty of only three of the fifteen
charges included in the Indictment. It does not appear that the jury was unduly swayed
by the admission of the statements in question.
{¶90} Because we find there is no reasonable possibility that testimony cited as
error by appellant contributed to a conviction, any error is harmless. State v. Kovac, 150
Ohio App.3d 676, 782 N.E.2d 1185, 2002-Ohio-6784 at ¶ 42; State v. Morrison, Summit
App. No. 21687, 2004-Ohio-2669 at ¶ 66.
{¶91} Appellant’s Fifth Assignment of Error is overruled.
VI.
{¶92} In his Sixth Assignment of Error, appellant argues that he was denied
effective assistance of trial counsel. Specifically, appellant argues in toto, “All of the
issues raised with respect to the inefficiency and ineffectiveness of counsel was [sic.]
Richland County, Case No. 2010-CA-0134 25
set forth in the previous Assignments of Error. To the extent that objection was not
made by counsel to the evidence referred to herein, failure to object to that testimony
was defective performance, falling below the objective standard of reasonable
representation.” [Appellant’s Brief at 27-28]. We disagree.
{¶93} A claim of ineffective assistance of counsel requires a two-prong analysis.
The first inquiry is whether counsel's performance fell below an objective standard of
reasonable representation involving a substantial violation of any of defense counsel's
essential duties to appellant. The second prong is whether the appellant was prejudiced
by counsel's ineffectiveness. Lockhart v. Fretwell (1993), 506 U.S. 364, 113 S.Ct. 838;
Strickland v. Washington (1984), 466 U.S. 668, 104 S.Ct. 2052; State v. Bradley (1989),
42 Ohio St.3d 136, 538 N.E.2d 373.
{¶94} To prevail on this claim, appellant must meet both the deficient
performance and prejudice prongs of Strickland and Bradley. Knowles v. Mirzayance
(2009), --- U.S. ----, 129 S.Ct. 1411, 1419, 173 L.Ed.2d 251.
{¶95} To show deficient performance, appellant must establish that “counsel’s
representation fell below an objective standard of reasonableness.” Strickland, at 688.
In light of “the variety of circumstances faced by defense counsel [and] the range of
legitimate decisions regarding how best to represent a criminal defendant,” the
performance inquiry necessarily turns on “whether counsel’s assistance was reasonable
considering all the circumstances.” Id., at 688–689. At all points, “[j]udicial scrutiny of
counsel’s performance must be highly deferential.” Id., at 689.
{¶96} Appellant must further demonstrate that he suffered prejudice from his
counsel’s performance. See Strickland, 466 U. S., at 691 (“An error by counsel, even if
Richland County, Case No. 2010-CA-0134 26
professionally unreasonable, does not warrant setting aside the judgment of a criminal
proceeding if the error had no effect on the judgment”). To establish prejudice, “[t]he
defendant must show that there is a reasonable probability that, but for counsel’s
unprofessional errors, the result of the proceeding would have been different. A
reasonable probability is a probability sufficient to undermine confidence in the
outcome.” Id. at 694.
{¶97} The United States Supreme Court and the Ohio Supreme Court have
held a reviewing court “need not determine whether counsel’s performance was
deficient before examining the prejudice suffered by the defendant as a result of the
alleged deficiencies.” Bradley at 143, quoting Strickland at 697.
{¶98} In the case at bar, appellant argues that his trial counsel was ineffective
because on numerous occasions his trial counsel failed to object or renew objections to
the errors detailed in the foregoing assignments of error.
{¶99} “‘The failure to object to error, alone, is not enough to sustain a claim of
ineffective assistance of counsel.’ ” State v. Fears (1999), 86 Ohio St.3d 329, 347, 715
N.E.2d 136, quoting State v. Holloway (1988), 38 Ohio St.3d 239, 244, 527 N.E.2d 831.
{¶100} In light of our discussion of appellant’s assignments of error, appellant's
claim of ineffective assistance of counsel must fail under the second prong of the
Strickland test. Even if trial counsel's performance fell below an objective standard of
reasonable representation, which we do not decide, we find any error was harmless.
{¶101} We acknowledge the standard for harmless error in the admission of
inflammatory or otherwise erroneous evidence is different from the standard under an
ineffective assistance of counsel analysis. However, for the same reasons advanced in
Richland County, Case No. 2010-CA-0134 27
our discussion of the appellant’s five assignments of error supra, we cannot find the
result of the trial was unreliable or the proceeding was fundamentally unfair because of
the performance of trial counsel. State v. Boucher (Dec. 23, 1999), Licking App. No. 99
CA 00045.
{¶102} Appellant's Sixth Assignment of Error is overruled.
{¶103} For the foregoing reasons, the judgment of the Richland County Court of
Common Pleas is affirmed.
By Gwin, P.J., and
Edwards, J., concur;
Farmer, J., concurs
separately
_________________________________
HON. W. SCOTT GWIN
_________________________________
HON. SHEILA G. FARMER
_________________________________
HON. JULIE A. EDWARDS
WSG:clw 0808
Richland County, Case No. 2010-CA-0134 28
Farmer, J., concurs separately
{¶104} I concur in the majority's analysis contained in Assignment of Error V, but
would find that the trial court did not err in permitting the statements as they qualified
under Evid.R. 801(D)(1)(b).
________________________________
HON. SHEILA G. FARMER
[Cite as State v. Lindsay, 2011-Ohio-4747.]
IN THE COURT OF APPEALS FOR RICHLAND COUNTY, OHIO
FIFTH APPELLATE DISTRICT
STATE OF OHIO :
:
Plaintiff-Appellee :
:
:
-vs- : JUDGMENT ENTRY
:
WENDELL R. LINDSAY, II. :
:
:
Defendant-Appellant : CASE NO. 2010-CA-0134
For the reasons stated in our accompanying Memorandum-Opinion, the
judgment of the Richland County Court of Common Pleas is affirmed. Costs to
appellant.
_________________________________
HON. W. SCOTT GWIN
_________________________________
HON. SHEILA G. FARMER
_________________________________
HON. JULIE A. EDWARDS