State v. Wallace ( 2012 )

[Cite as State v. Wallace, 2012-Ohio-6270.]
STATE OF OHIO, MAHONING COUNTY
IN THE COURT OF APPEALS
SEVENTH DISTRICT
STATE OF OHIO ) OPINION
)
PLAINTIFF-APPELLANT )
)
VS. )
)
AMANDA WALLACE, et al. ) CASE NOS. 11 MA 137-145
) 11 MA 149-155
)
AMANDA M. SHERRILL ) CASE NO. 11 MA 146
)
LEANN M. PHILLIPS ) CASE NO. 11 MA 147
)
CASSANDRA M. FRICKER ) CASE NO. 11 MA 148
)
DEFENDANTS-APPELLEES )
CHARACTER OF PROCEEDINGS: Criminal Appeal from the County Area
Court No. 4 of Mahoning County, Ohio
Case Nos. 10CRB402; 10CRB403;
10CRB404; 10CRB410-418; 10CRB420-
423; 10CRB419; 10CRB367, 369;
10CRB412; 10CRB388, 389; 10CRB397;
10CRB406-407; 10CRB398-399;
10CRB368, 370, 372, 374, 377;
10CRB383; 10CRB373, 375-376, 378;
10CRB390-391; 10CRB371; 10CRB387;
10CRB393
JUDGMENT: Reversed. Vacated.
Charges Reinstated.
JUDGES:
Hon. Cheryl L. Waite
Hon. Joseph J. Vukovich
Hon. Frank D. Celebrezze, Jr. of the Eighth District Court of Appeals Sitting by
Assignment
Dated: December 31, 2012
[Cite as State v. Wallace, 2012-Ohio-6270.]
APPEARANCES:
For Plaintiff-Appellant: Atty. Paul J. Gains
Mahoning County Prosecutor
Atty. Ralph M. Rivera
Assistant Prosecuting Attorney
21 West Boardman Street, 6th Floor
Youngstown, Ohio 44503
For Defendant-Appellee: Atty. James Vitullo
5232 Nashua Drive, Suite 5
Austintown, Ohio 44515-5122
Atty. Mark A. Hanni
839 Southwestern Run
Youngstown, Ohio 44514
[Cite as State v. Wallace, 2012-Ohio-6270.]
WAITE, P.J.
{¶1} These 19 related appeals involve numerous charges of prostitution
against dancers (Appellees) working at the GoGo Girls Cabaret (“Cabaret”) in
Austintown, a suburb of Youngstown, Ohio. The charges were filed in Mahoning
County Area Court No. 4, Austintown. The charges stem, in part, from information
obtained off of computers seized from the Cabaret, pursuant to a warrant. On these
computers were security camera recordings that showed the dancers performing for
patrons in private rooms in the Cabaret. The state intended to use the videos as
evidence of prostitution. Several of the Appellees filed motions to suppress the
security camera recordings. They claimed that the warrants were deficient under the
Fourth Amendment and that the state violated state and federal wiretap laws in
gathering this evidence. Appellees also filed motions to dismiss the charges entirely.
The court granted both motions for all of the Appellees and this prosecutor's appeal
on behalf of the state was filed.
{¶2} The state presents three arguments on appeal. First, Appellant argues
that not all the Appellees filed the appropriate motions to have the evidence
suppressed or the charges dismissed. A court may sua sponte dismiss criminal
charges. No reversible error exists even if we were to determine that not all of the
Appellees filed motions to dismiss. The record reflects that an agreement was
reached between the prosecutor, the defense attorneys, and the trial judge that all
the cases involving the Appellees would be treated together with respect to the issue
of suppression of evidence. This agreement was made on the record and constitutes
an oral motion to suppress evidence and to dismiss the charges for those defendants
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who did not file written motions. Therefore, all 19 Appellees will be treated identically
in these appeals as though all had raised these arguments in writing before the trial
court.
{¶3} Second, Appellant argues that Appellees had no standing under the
Fourth Amendment to challenge the search of the Cabaret because they were
independent contractors rather than employees. Appellant posits that independent
contractors have no privacy interest that is protected by the Fourth Amendment.
Appellant further contends that even if Appellees had standing, their substantive
objections to the search warrants and seized evidence have no basis in law.
Appellant's argument regarding the status of the dancers as independent contractors
is not supported by the record or by caselaw. We do agree, however, that even
assuming that Appellees had standing to object to the search warrants or to the
seizure of the computers and the security camera videos, their substantive objections
to the search warrants and evidence resulting from the search are not supported by
the record or the relevant legal precedent.
{¶4} Appellees' main objections to the seizure of the videos are that: 1) the
warrants were requested based on illegally intercepted conversations procured by
confidential informants; and 2) the security camera videos themselves represent
illegally intercepted communications. Appellees’ reasons for seeking suppression of
the videos are not supported by the record, the Fourth Amendment, or wiretap law.
Police may use a consenting informant to record conversations about illegal
activities. The security camera recordings do not present a Fourth Amendment
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violation because they were recorded by a private party rather than the state or an
agent of the state. The security camera recordings do not violate state or federal
wiretap laws because security video recordings do not qualify as “wire, oral, or
electronic communication” as defined in the wiretap statutes. R.C. 2933.51.
Furthermore, the warrants in this case carried a presumption of validity, and the
burden of proof was on the Appellees to prove that the warrants and searches
violated the Fourth Amendment or wiretap statutes. Appellees did not offer any proof
on these issues and simply challenged the warrants on their face. The warrants are
facially valid, and there was no basis for the trial court to suppress any evidence
collected pursuant to the warrants. Therefore, the trial court should not have
suppressed the videos and Appellant's second assignment of error has merit.
{¶5} Appellant's third and final argument is that the trial judge exceeded the
scope of the pre-trial motions to dismiss when it viewed and evaluated the security
camera videos as to whether the dancers were engaging in activity protected by the
First Amendment. Appellant argues that a pre-trial motion to dismiss only allows the
trial judge to examine the four corners of the complaint and does not allow for the
weighing of evidence. This argument also has merit. The trial judge evaluated the
videos and made a factual determination that no act of prostitution was taking place,
and for that reason, he dismissed the charges. This went beyond the scope of a pre-
trial motion to dismiss, and the charges must be reinstated. Appellant's arguments
on appeal regarding the motion to suppress and the dismissal of the charges are
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persuasive, and the judgment of the trial court is hereby reversed. All charges on all
Appellees are hereby reinstated.
History of the Cases
{¶6} On or about April 27, 2010, Detective Sergeant Jeffrey Solic of the
Austintown Township Police Department filed misdemeanor prostitution charges
against the 19 defendants who are the Appellees in these appeals. The acts of
prostitution allegedly occurred in April and May of 2009. The charges arose after
Det. Solic obtained and executed search warrants on May 15, 2009 to search the
Cabaret and seize evidence of drug trafficking and prostitution, including seizure of
the Cabaret's computers. Those computers contained videos of women performing
acts that the state determined should be charged as acts of prostitution. Det. Solic
filed charges against the 19 Appellees, alleging that they engaged in prostitution in
violation of R.C. 2907.25(A), a misdemeanor.
{¶7} On July 15, 2010, Appellees filed motions for discovery to obtain the
video recordings. A hearing was held on October 6, 2010 on the discovery motion,
but that hearing transcript is not in the record. After receiving the videos most of the
Appellees filed motions to suppress, alleging a variety of errors. These included
allegations that the warrant affidavits contained false information; the warrant
affidavits failed to establish probable cause; the warrants were impermissibly broad;
the warrants failed to identify the items to be seized and searched, including
computers; and the warrant was stale by the time the computers were examined.
The suppression motions also challenged violations of the Electronic
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Communications Privacy Act, 18 U.S.C. 2510-2520; violations of Ohio's electronic
surveillance statutes, R.C. 2933.51 et seq.; statutory prohibitions on using electronic
surveillance to obtain evidence of prostitution; that the state failed to obtain a
necessary interception warrant; and an allegation that the warrant to search for drugs
was a pretext for obtaining evidence of prostitution.
{¶8} The trial court held a hearing for some of the Appellees on January 5,
2011, but any hearing transcript is not part of this record on appeal. The security
camera video recordings and some of the documentary evidence introduced at the
hearing are part of the record.
{¶9} The court did not immediately rule on the motions to suppress after the
January 5, 2011, hearing. The court held another hearing for more of the Appellees
on January 12, 2011. This transcript is in the record. This hearing mainly dealt with
a motion that Appellees had filed that same day seeking to certify the record to this
Court in order to resolve a jurisdictional matter. The court denied the motion to certify
and did not immediately rule on the motion to suppress.
{¶10} On May 19, 2011, Appellees filed motions to dismiss the charges on the
grounds that the charged activity was lawful under the First Amendment and that
there was a federal injunction in effect prohibiting prosecution for lap dances.
{¶11} The court held a hearing on June 8, 2011 to further resolve the motions
to suppress and to deal with the most recent motions to dismiss. The court
attempted to conduct a bench trial on the charges, but the prosecutor objected and
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the hearing was limited to the motions to suppress and the motions to dismiss.
(6/8/11 Tr., pp. 18-19.)
{¶12} The parties discussed state and federal wiretap laws, and
fundamentally disagreed on the most basic question of whether wiretapping had
even occurred in this case. The parties then engaged in a lengthy discussion about
whether the court's ruling would apply to all of the criminal cases pending against the
exotic dancers at the Cabaret. (6/8/11 Tr., pp. 57-64.) The prosecutor eventually
agreed that the judge's ruling would apply to all the pending cases as long as the
Appellees agreed. (6/8/11 Tr., p. 79.)
{¶13} The parties also discussed whether the court should view the video
recordings that were the main subject matter of the motions to suppress and motions
to dismiss. The court decided that it was proper to view the videos.
{¶14} On September 2, 2011, the trial court granted the motions to suppress
and the motions to dismiss. The court held that dances recorded on the videos did
not depict sexual activity as defined by R.C. 2907.01, and that without any proof of
sexual activity, no charges of prostitution could be maintained. The court filed the
same judgment entry in every case involving every Appellee charged as a result of
the evidence contained in the confiscated computers and videos.
{¶15} The state filed prosecutors' appeals in 19 of the cases. The state
appealed both the suppression of the videos and the decision to grant the motions to
dismiss. The record on appeal consists of the 19 trial court case files, 2 transcripts
(from January 12, 2011 and June 8, 2011), and file folders of evidentiary materials
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that are not clearly associated with any particular hearing. The parties have each
filed briefs. Oral argument was held on September 6, 2012. Appellant subsequently
filed a notice of supplemental authority on September 12, 2012. Appellees object to
the supplemental authority on the grounds that Appellant has also submitted a brief
with its supplemental authority, and there is no provision for briefs to be filed after
oral argument or in addition to the briefing described in the Ohio Rules of Appellate
Procedure. Appellees are correct. App.R. 21(H) allows parties to submit additional
authority to the Court and to the opposing party that will be used at oral argument,
and we generally allow parties to submit additional controlling caselaw that becomes
available even after oral argument has taken place. Prof.Cond.R. 3.3(a)(2) places a
duty on all attorneys to keep the Court informed of controlling caselaw at all stages of
the litigation. These rules, though, do not allow parties to supplement with additional
memoranda of law. There is no provision in the Rules of Appellate Procedure for
filing additional briefs after oral argument except in the very rare circumstances
where we directly order supplemental arguments to be filed. Appellant's
memorandum in support of its supplemental authority is stricken from the record.
ASSIGNMENT OF ERROR NO. 1
THE TRIAL COURT ERRED IN GRANTING DEFENDANTS
MICHELLE BENNER AND JASMIN ROQUE’S MOTIONS TO
SUPPRESS, BECAUSE NEITHER DEFENDANT FILED A MOTION
TO SUPPRESS IN COMPLIANCE WITH CRIMINAL RULE 47.
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{¶16} In this assignment of error Appellant advances the procedural argument
that five of the Appellees failed to file a written motion to suppress or a motion to
dismiss with the trial court. Therefore, they should not be able to take advantage of
the trial court's rulings in favor of the Appellees who did file appropriate pre-trial
motions. The five Appellees of whom Appellant complains are: Amanda M. Sherrill,
Cassandra M. Fricker, Leann M. Phillips, Michelle Benner, and Jasmin Roque.
{¶17} Appellant bases this argument on Crim.R. 47, which states that “[a]n
application to the court for an order shall be by motion. A motion, other than one
made during trial or hearing, shall be in writing unless the court permits it to be made
orally.” The rule provides that the motion shall state with particularity the grounds on
which it is made and shall be supported by a memorandum of authority or by
affidavit. Appellant also appears to argue that the state was not properly apprised of
the issues being raised by the Appellees because five of them are relying on motions
filed by others.
{¶18} A trial court may sua sponte grant a motion to dismiss, and Appellant’s
argument is not well-taken with respect to the failure of certain Appellees to file
written motions to dismiss. See Crim.R. 48(B); State v. Busch, 76 Ohio St.3d 613,
616, 669 N.E.2d 1125 (1996).
{¶19} The fact that there are no written motions to suppress in some of the
case files would normally be resolved very easily: if the motion was not made, the
motion could not be granted. A trial court cannot sua sponte issue and then grant a
motion to suppress. State v. Hamilton, 97 Ohio App.3d 648, 647 N.E.2d 238 (3d
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Dist.1994). Although we agree with Appellant that no written motions to suppress
were filed by some of the Appellees, Crim.R. 47 explicitly allows for oral motions. We
note that there were discussions on the record regarding the motions to suppress
that should be regarded as oral motions. At the June 8, 2011, motion hearing, the
parties debated whether all the Appellees needed to have a hearing when the issues
regarding each were exactly the same. (6/8/11 Tr., pp. 17ff.) The purpose of the
June 8, 2011, hearing was to resolve motions to suppress and motions to dismiss for
three specific Appellees: Erica Jackson, Jessica Scarsella and Nicole Montecalvo.
The parties and the court were aware that all the Appellees were going to present
essentially the same arguments presented in the Jackson, Scarsella and Montecalvo
cases. The parties and court eventually agreed that the court's ruling would apply to
all the Appellees who had been prosecuted based on the video recordings
confiscated from the Cabaret. (6/8/11 Tr., p. 79.) Since some of the Appellees had
filed written motions and had a hearing on the motions and the issues were identical
for all Appellees, there was no need for the remaining Appellees to file separate
written motions or memoranda in support. The matters in dispute were thoroughly
discussed up to and including the June 8, 2011, hearings and we conclude that any
Appellee who did not file written motions have preserved their arguments on appeal
due to the oral motions made on their behalf at the June 8, 2011, hearing.
{¶20} Appellant correctly cites the general rule in suppression cases that a
defendant must “ ‘raise the grounds upon which the validity of the search or seizure is
challenged in such a manner as to give the prosecutor notice of the basis for the
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challenge.’ ” State v. Kale, 7th Dist. No. 08 MA 47, 2009-Ohio-6530, ¶13, quoting
Xenia v. Wallace, 37 Ohio St.3d 216, 524 N.E.2d 889 (1988), paragraph one of the
syllabus. In this appeal, the state was properly apprised of the issues being raised
because all of the Appellees are making the same claims and these claims were fully
briefed and argued in the trial court. Further, there are no new issues raised on
appeal that were not raised in the trial court. The unusual event in this case was that
the trial judge and the parties, apparently for purposes of judicial economy, decided
that the remaining Appellees did not need to have separate hearings or take any
further action because the issues for all were the same, and a single, global judgment
entry from the trial judge would suffice and could be filed in each case. (6/8/11 Tr., p.
79.)
{¶21} Appellant cites a number of inapposite cases in which a trial court
incorrectly suppressed evidence even though the matter being decided was never
raised in a manner calculated to give the prosecutor adequate notice or to allow for a
proper response. State v. Lautzenheiser, 77 Ohio App.3d 461, 602 N.E.2d 705 (3d
Dist.1991); State v. Hooker, 64 Ohio App.3d 631, 582 N.E.2d 636 (6th Dist.1989). In
the instant cases, though, the state has not been surprised or denied due process in
defending against the motions to suppress. There is no blatant disregard for the rule
of law as Appellant suggests, particularly when the record reflects that Appellant
agreed to the course of action taken by the trial judge. This assignment of error is
overruled.
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ASSIGNMENT OF ERROR NO. 2
THE TRIAL COURT ERRED IN GRANTING DEFENDANTS’ MOTION
TO SUPPRESS, BECAUSE THEIR STATUS AS INDEPENDENT
CONTRACTORS DEMONSTRATED THAT THEY HAD NO
REASONABLE EXPECTATION OF PRIVACY IN THE PREMISES
OWNED BY A SEPARATE BUSINESS ENTITY; THEREFORE,
DEFENDANTS HAD NO STANDING TO CHALLENGE THE SEARCH
OF THE CABARET AND SUBSEQUENT SEARCH OF THE
COMPUTERS SEIZED THEREIN.
{¶22} Appellant's second assignment of error challenges the trial court's ruling
granting the motion to suppress. In ruling on a motion to suppress, the trial court
“assumes the role of the trier of fact, and, as such, is in the best position to resolve
questions of fact and evaluate the credibility of the witnesses.” State v. Retherford,
93 Ohio App.3d 586, 592, 639 N.E.2d 498 (2d Dist.1994). Accordingly, when we
review suppression decisions, “we are bound to accept the trial court's findings of fact
if they are supported by competent, credible evidence. Accepting those facts as true,
we must independently determine as a matter of law, without deference to the trial
court's conclusion, whether they meet the applicable legal standard.” Id.; see also,
State v. Culberson, 142 Ohio App.3d 656, 660, 756 N.E.2d 734 (7th Dist.2001).
{¶23} Appellant argues that the dancers at the Cabaret were independent
contractors and not employees, and for this reason they had no standing to raise a
Fourth Amendment challenge to the search warrants (and the evidence seized
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pursuant to the warrants). Appellant contends that independent contractors, unlike
employees, do not have a reasonable expectation of privacy in the premises of their
employer and cannot challenge a search of the premises. Appellant also argues that
neither state nor federal wiretapping statutes grant standing to the Appellees.
Finally, Appellant submits that even if Appellees had standing, they had the burden of
proving a violation of the Fourth Amendment or of the wiretap statutes occurred.
Appellant argues that Appellees failed to produce any evidence in support of their
motions to suppress and motions to dismiss the charges, and that the warrants and
the searches should be presumed to have been correct and lawful. We will begin
with the initial inquiry as to whether Appellees had standing to request suppression of
the security camera videos.
Legal Standing under the Fourth Amendment
{¶24} Appellant's first argument is that Appellees had no standing to assert a
violation of their Fourth Amendment rights. The Fourth Amendment to the United
States Constitution guarantees “[t]he right of the people to be secure in their persons,
houses, papers, and effects, against unreasonable searches and seizures.” In order
to challenge a search and seizure as being in violation of Fourth Amendment rights, a
defendant must demonstrate that he has standing to raise such a claim by showing
that he has a “legitimate expectation of privacy” in the object searched and seized.
Rakas v. Illinois, 439 U.S. 128, 143, 99 S.Ct. 421, 58 L.Ed.2d 387 (1978); see also,
O'Connor v. Ortega, 480 U.S. 709, 715, 107 S.Ct. 1492, 97 L.Ed.2d 714 (1987).
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{¶25} A reasonable expectation of privacy under the Fourth Amendment may
extend to businesses and commercial premises as well as to private homes. See v.
City of Seattle, 387 U.S. 541, 543, 87 S.Ct. 1737, 18 L.Ed.2d 943 (1967).
Employees may have some expectation of privacy in their workspace, and therefore,
often have standing to assert a Fourth Amendment violation. Mancusi v. DeForte,
392 U.S. 364, 369, 88 S.Ct. 2120 (1968). Whether an employee had a reasonable
expectation of privacy in order to have standing to object to a search of his or her
workplace is decided on a case by case basis. O'Connor at 718. In some situations,
an independent contractor has less right to object to a search than would an
employee, but these situations are also reviewed on a case by case basis. See, e.g.,
Donovan v. A.A. Beiro Construction Co. Inc., 746 F.2d 894 (D.C. Cir.1984); Wilson v.
Moreau, 440 F. Supp. 2d 81 (D.R.I. 2006).
{¶26} Appellant's argument regarding the dancers' status as independent
contractors is not well-taken. Appellant cites no Ohio caselaw that would create a
separate Fourth Amendment analysis when the person asserting the right is an
independent contractor instead of an employee. Further, the hearing in which the
discussion occurred about the dancers’ status was apparently held on January 5,
2011, and as we have noted the transcript of that hearing is not in the record. We
have no way to know what took place at that hearing and what evidence was
presented on the subject. There are documents in the record purportedly signed by
some of the dancers indicating that they agreed to be treated as independent
contractors. We cannot determine if these documents were properly submitted as
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evidence or were relied on by the trial court. Thus, we cannot overturn the trial
court’s judgment on the basis that the Appellees were independent contractors
because that fact is not established in the record before us.
{¶27} Appellant contends, though, that even if Appellees had standing under
the Fourth Amendment, they also needed to prove that a Fourth Amendment
violation took place. More specifically, Appellant argues that Appellees did not meet
their burden of proof in challenging evidence seized pursuant to a valid search
warrant. Appellant is correct that a search warrant and its supporting affidavits enjoy
a presumption of validity. Franks v. Delaware, 438 U.S. 154, 171, 57 L.Ed.2d 667,
98 S.Ct. 2674 (1978); State v. Roberts, 62 Ohio St.2d 170, 178, 405 N.E.2d 247(1980); U.S. v. Ventresca, 380 U.S. 102, 105-106, 13 L.Ed.2d 684, 85 S.Ct. 741(1965); State v. George, 45 Ohio St.3d 325, 330, 544 N.E.2d 640 (1989). When a
motion to suppress attacks the validity of a search conducted under a warrant, the
burden of proof is on the defendant to establish that evidence obtained pursuant to
the warrant should be suppressed. State v. Dennis, 79 Ohio St.3d 421, 426, 683
N.E.2d 1096 (1997); State v. Carter, 2d Dist. No. 2011 CA 11, 2011-Ohio-6700, ¶11.
{¶28} Appellant asserts that the Appellees did not submit any evidence to
prove their allegations that the search or the warrants were invalid. Hence, the trial
court had no basis for granting the motion to suppress. Appellant is correct. The
record establishes that Appellees did not submit any evidence and completely relied
on alleged facial inadequacies of the search warrants to establish alleged violations
of constitutional rights. Thus, if we determine that the warrant is facially valid, there is
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no evidence of record provided by Appellees that would allow the trial court to
determine the evidence in question should be suppressed and the trial court’s
decision to do so would be error.
{¶29} Appellees claim that the warrant was facially invalid because it was
based, in part, on allegedly illegal recordings of conversations made by confidential
informants. The fact that a confidential informant was used to record conversations
is not a violation of the Fourth Amendment. Both federal and Ohio courts have long
permitted the warrantless recording of conversations between a cooperating
informant and a defendant. United States v. White, 401 U.S. 745, 91 S.Ct. 1122, 28
L.Ed.2d 453 (1971); State v. Geraldo, 68 Ohio St.2d 120, 429 N.E.2d 141 (1981).
Geraldo held that: “Neither the federal constitution nor state law requires the
suppression of evidence obtained by the warrantless recording of a telephone
conversation between a consenting police informant and a non-consenting
defendant.” Id. at syllabus.
{¶30} Appellees asserted that the warrant was silent as to whether the
informant consented to wearing a wire and recording the conversations with the
Appellees. The record plainly contradicts this assertion. Page three of the affidavit
supporting the search warrant at issue in this appeal specifically describes the
informant as a “co-operating source.”
{¶31} Appellees also claim that the warrants were facially invalid because
they allowed for the confiscation of security videos that were allegedly made in
violation of privacy interests protected by the Fourth Amendment. Appellees’
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argument here also fails, because the security videos were recorded by a private
entity, i.e., the Cabaret, and not by a state entity or agent of the state. A search or
seizure conducted by a private citizen is not a “search or seizure” within the meaning
of the Fourth Amendment. State v. Morris, 42 Ohio St.2d 307, 316, 329 N.E.2d 85(1975), citing Burdeau v. McDowell, 256 U.S. 465, 41 S.Ct. 574, 65 L.Ed. 1048(1921); see also, United States v. Winbush, 428 F.2d 357 (6th Cir.1970); State v.
Havice, 7th Dist. No. 1043, 1975 WL 180634. For a search by a private person to
trigger Fourth Amendment protection, the government must have known about the
search in advance, and the private party must be acting in furtherance of law
enforcement purposes. Morris at 316-317; see also, United States v. Pierce, 893
F.2d 669 (5th Cir.1990). There is certainly nothing in the search warrant or
accompanying affidavit suggesting that the Cabaret was an agent of the police in
producing the security videos. Because the Cabaret is a private entity, Appellees
had no basis on which to raise a facial challenge of the search warrant centered on
the actions of the Cabaret in creating security videos.
{¶32} Appellees further argue that the search warrant did not allow for the
police to actually search through the files on the computer. Appellees submit that the
search warrant only allowed the police to seize the computer itself, rather than the
files on the computer. Appellees conclude that if the police sought to search the files
in the computer, the search warrant failed to satisfy the Fourth Amendment
requirement that a warrant “particularly” describe the things to be searched and
seized. Pursuant to the Fourth Amendment, only warrants “particularly describing the
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place to be searched and the person or things to be seized” may issue. “The
manifest purpose of this particularity requirement was to prevent general searches. *
* * [T]he requirement ensures that the search will be carefully tailored to its
justifications, and will not take on the character of the wide-ranging exploratory
searches the Framers intended to prohibit.” Maryland v. Garrison, 480 U.S. 79, 84,
107 S.Ct. 1013, 94 L.Ed.2d 72 (1987).
{¶33} Appellees’ argument regarding the search of computer files is baseless.
The warrant affidavits refer to the security cameras and the images included on the
security camera videos. The warrants describe in detail the computers and the hard
drives on the computers, and note that there would be security camera recordings on
the computers. The evidence sought in the warrants is stated with sufficient
particularity to satisfy the Fourth Amendment.
{¶34} In summary, even assuming Appellees had standing to make a Fourth
Amendment challenge, they failed to demonstrate any facial errors in the warrant and
they failed to submit any other evidence challenging the warrants or search.
Therefore, there was no basis to grant the motion to suppress pursuant to the Fourth
Amendment.
Legal Standing under Ohio and Federal Wiretap Statutes
{¶35} Appellees also challenge the state’s standing to introduce the computer
and video evidence as it may be governed directed by state or federal statutes. The
statutes in question are Ohio's wiretapping statute, R.C. 2933.51 et seq., and the
federal wiretapping statute, 18 U.S.C. 2510-2522. Ohio's wiretapping statute largely
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mirrors the federal statute, and achieving standing under the two codes is
substantially similar, hence, we will concentrate our analysis on Ohio's statutory
scheme.
{¶36} R.C. 2933.52(A) contains the basic prohibition against the interception
of wire communications without a warrant:
(A) No person purposely shall do any of the following:
(1) Intercept, attempt to intercept, or procure another person to
intercept or attempt to intercept a wire, oral, or electronic
communication;
(2) Use, attempt to use, or procure another person to use or attempt to
use an interception device to intercept a wire, oral, or electronic
communication, if either of the following applies:
(a) The interception device is affixed to, or otherwise transmits a signal
through, a wire, cable, satellite, microwave, or other similar method of
connection used in wire communications;
(b) The interception device transmits communications by radio, or
interferes with the transmission of communications by radio.
(3) Use, or attempt to use, the contents of a wire, oral, or electronic
communication, knowing or having reason to know that the contents
were obtained through the interception of a wire, oral, or electronic
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communication in violation of sections 2933.51 to 2933.66 of the
Revised Code.
{¶37} Violation of R.C. 2933.52 is a fourth degree felony.
{¶38} Police are generally required to obtain an interception warrant in order
to intercept communications that are regulated by the wiretap statutes. See R.C.
2933.53-56.
{¶39} R.C. 2933.63(A) allows an “aggrieved person” to request the
suppression of the contents of illegally intercepted wire, oral, or electronic
communication:
(A) Any aggrieved person in any trial, hearing, or proceeding in or
before any court, department, officer, agency, regulatory body, or other
authority of this state or of a political subdivision of this state, other than
a grand jury, may request the involved court, department, officer,
agency, body, or authority, by motion, to suppress the contents, or
evidence derived from the contents, of a wire, oral, or electronic
communication intercepted pursuant to sections 2933.51 to 2933.66 of
the Revised Code for any of the following reasons:
(1) The communication was unlawfully intercepted.
(2) The interception warrant under which the communication was
intercepted is insufficient on its face.
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(3) The interception was not made in conformity with the interception
warrant or an oral order for an interception granted under section
2933.57 of the Revised Code.
(4) The communications are of a privileged character and a special
need for their interception is not shown or is inadequate as shown.
{¶40} R.C. 2933.51(J) defines an “aggrieved person” as “a person who was a
party to an intercepted wire, oral, or electronic communication or a person against
whom the interception of the communication was directed.” Looking only at this
definition, Appellees are arguably “aggrieved persons,” because their oral
conversations were transmitted electronically to the police by a confidential informant.
{¶41} However, Appellees are required to prove more than that they were
simply “aggrieved parties” in order to justify the suppression of evidence. They must
prove that the interception of the oral conversations was illegal. Appellant once
again asserts that the Appellees did not submit any evidence to support their
allegations, thus, the trial court had no basis to grant the motion to suppress. We
must, again, agree with Appellant.
{¶42} As earlier discussed, the burden of proof is generally on the defendant
to establish that evidence obtained pursuant to a warrant should be suppressed.
Dennis, 79 Ohio St.3d at 426; Carter, 2d Dist. No. 2011 CA 11, 2011-Ohio-6700, at
¶11. In the specific situation involving suppression of evidence derived from a
wiretap, the Ohio Supreme Court has held that “[t]he party seeking to suppress
evidence allegedly obtained in violation of R.C. 2933.52(A)(1) bears the burden of
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proof on that issue.” State v. Childs, 88 Ohio St.3d 558, 728 N.E.2d 379 (2000),
paragraph two of the syllabus. The record reveals that Appellees put on no evidence
of any kind and relied completely on alleged facial inadequacies of the search
warrants to attempt to establish a violation of the wiretap statutes.
{¶43} Appellees are aware that Ohio's wiretap statute does not apply to “[a]
law enforcement officer who intercepts a wire, oral, or electronic communication, if
the officer is a party to the communication or if one of the parties to the
communication has given prior consent to the interception by the officer[.]” R.C.
2933.52(B)(3). In other words, if the confidential informant was cooperating with the
police in the making of the recording, the recording is legal under the wiretap statute.
Appellees argue that the warrants did not indicate that the confidential informant was
cooperating with the police, and for this reason, that the exception in R.C.
2933.52(B)(3) does not apply. Unfortunately for Appellees, as we have already
noted the affidavit supporting the search warrant at issue in this appeal specifically
describes the informant as a “co-operating source.” Therefore, the warrants have not
been shown be to facially invalid for failure to identify a party who consented to the
recorded conversation.
{¶44} Appellees also believe that the security videos seized under the warrant
can be suppressed because they were recorded by the Cabaret in violation of the
wiretap statutes. Unlike our earlier analysis under the Fourth Amendment, the fact
that the videos were recorded by a private entity rather than the police does not
resolve the question of whether the videos should be suppressed pursuant to the
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laws regarding wiretaps. R.C. 2933.63(A) allows for the suppression of any
unlawfully intercepted wire, oral or electronic communications. The wiretap statutes
make it a crime for any person to illegally intercept communications, and the
intercepted communication may be suppressed whether or not the police were
involved in intercepting the communication or even knew that the communications
were unlawfully obtained. Appellees argue that if the police desired to use the
Cabaret's security camera footage to obtain evidence of prostitution, they should
have obtained a separate and prior warrant to make the recordings in the first
instance. Appellees also argue that interception warrants may only be issued to
collect evidence regarding certain specific crimes listed in the statute, and
misdemeanor prostitution is not one of those crimes.
{¶45} Appellees’ argument starts with an invalid premise that security camera
videos are governed by wiretap statutes. This premise is wrong. Ohio's wiretap
statutes, R.C. 2933.51 et seq., and the corresponding federal wiretap laws, 18 U.S.C.
2510-2522, only govern the interception of wire, oral, or electronic communications.
The security camera videos were not intercepted wire or electronic communications.
They were direct recordings of events that occurred in the Cabaret as they occurred.
{¶46} R.C. 2933.51(A) defines “wire communication” as:
an aural transfer that is made in whole or in part through the use of
facilities for the transmission of communications by the aid of wires or
similar methods of connecting the point of origin of the communication
and the point of reception of the communication, including the use of a
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method of connecting the point of origin and the point of reception of
the communication in a switching station, if the facilities are furnished or
operated by a person engaged in providing or operating the facilities for
the transmission of communications. “Wire communication” includes an
electronic storage of a wire communication.
{¶47} R.C. 2933.51(N) defines “electronic communication” as:
a transfer of a sign, signal, writing, image, sound, datum, or intelligence
of any nature that is transmitted in whole or in part by a wire, radio,
electromagnetic, photoelectronic, or photo-optical system. “Electronic
communication” does not mean any of the following:
(1) A wire or oral communication;
(2) A communication made through a tone-only paging device;
(3) A communication from an electronic or mechanical tracking device
that permits the tracking of the movement of a person or object.
{¶48} A common element of both definitions is that the communication is
taking place by means of wires or some other electronic or mechanical device. “Wire
communication” and “electronic communication” do not refer to face-to-face
communications between two people, but rather, to communications taking place by
way of technological assistance.
{¶49} According to R.C. 2933.51(C), “intercept” means “the aural or other
acquisition of the contents of any wire, oral, or electronic communication through the
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use of an interception device.” R.C. 2933.51(D) defines “interception device” as “an
electronic, mechanical, or other device or apparatus that can be used to intercept a
wire, oral, or electronic communication.” Thus, the interception of wire or electronic
communications requires that there be a wire or electronic communication and a
separate and distinct “interception device” that captures the communication. In this
case, the video cameras were not intercepting wire or electronic communications.
They were simply recording live events.
{¶50} The only part of the wiretap statute that could conceivably apply in this
case is the prohibition against capturing oral communication, which is defined in R.C.
2933.51(B) as: “an oral communication uttered by a person exhibiting an expectation
that the communication is not subject to interception under circumstances justifying
that expectation. ‘Oral communication’ does not include an electronic
communication.” The security camera videos are solely visual communications and
contain no audio component. The wiretap statutes do not prohibit a person from
recording events by video alone. Federal caselaw has consistently held that 18
U.S.C. 2510 et seq. does not apply to purely video surveillance recordings.
“Defendant also claims that the videotaped surveillance of him violates Title III of the
Omnibus Crime Control and Safe Streets Act of 1968, 18 U.S.C. §§ 2510-20.
However, Title III has no application to video surveillance. United States v. Torres,
751 F.2d 875, 880-82 (7th Cir.1984).” U.S. v. Westberry, 221 F.3d 1337 (6th
Cir.2000); see also, U.S. v. Koyomejian, 970 F.2d 536 (9th Cir.1992); U.S. v. Falls,
34 F.3d 674 (8th Cir.1994). Ohio's wiretap statute mirrors the federal statute, and
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there is no reason to interpret our state statute differently than the federal statute with
respect to this matter. “Neither the federal nor Ohio statutes makes any reference to
videotaping[.]” Katz, Martin, Lipton & Crocker, Baldwin's Ohio Practice Criminal Law,
Section 22:4 (3d Ed.2012).
{¶51} Since it is clear that the computers and surveillance videos were seized
pursuant to a warrant, and in light of the fact that Appellees failed to meet their
burden of proof to challenge the seized evidence, the trial court had no basis on
which to suppress the videos. Appellant's second assignment of error has merit and
the decision of the trial court to suppress the videos is reversed.
ASSIGNMENT OF ERROR NO. 3
THE TRIAL COURT ERRED IN GRANTING DEFENDANTS’ MOTION
TO DISMISS BEFORE THE CLOSE OF THE STATE’S CASE,
BECAUSE THE TRIAL COURT EXAMINED EVIDENCE BEYOND THE
FACE OF THE COMPLAINTS WHEN IT CONCLUDED THAT
DEFENDANTS DID NOT ENGAGE IN SEXUAL ACTIVITY AS
DEFINED BY THE OHIO REVISED CODE.
{¶52} This assignment of error deals with the trial court's decision to dismiss
the prostitution charges. As previously noted, a trial court has the authority to
dismiss criminal charges prior to trial either on motion of the defendant or sua sponte.
Crim.R. 48; Busch, supra, at 616. A defendant may request dismissal of charges
prior to trial based on defects in institution of the prosecution or defects in the
complaint. Crim.R. 12(C). The pre-trial dismissal of a criminal complaint or
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indictment is reviewed for abuse of discretion. State v. Steele, 8th Dist. No. 85076,
2005-Ohio-2623.
{¶53} Appellant argues that the trial court went beyond the scope of a pre-trial
motion to dismiss when it considered and rejected the state’s evidence of prostitution
contained on the videos. Generally, a pre-trial motion to dismiss a criminal complaint
tests the sufficiency of the complaint without regard to the quality or quantity of
evidence that may be produced by either the state or the defendant at trial. State v.
O'Neal, 114 Ohio App.3d 335, 336, 683 N.E.2d 105 (1996). When the motion to
dismiss requires the court to weigh the evidence that will be submitted at trial, the
motion must be framed as a Crim.R 29(A) motion for acquittal at the close of the
state's case, and generally cannot be resolved prior to trial. State v. Varner, 81 Ohio
App.3d 85, 610 N.E.2d 476 (1991). In this case, the trial court viewed the evidence
in question and made its decision based on its interpretation of the evidence. These
actions go far beyond the scope of a typical pre-trial motion to dismiss.
{¶54} In this appeal, though, we are not dealing with a typical pre-trial motion
to dismiss. Appellees argued, in part, that their constitutional rights were violated
because the private dances performed by the Appellees were a form of expression
protected as free speech under the First Amendment. Appellees argued that this
First Amendment issue was litigated in the United States District Court for the
Northern District of Ohio in the case of J.L. Spoons, Inc. v. Morsel, N.D.Ohio Nos.
1:98-CV-02857, 1:04-CV-00314, 2007 WL 14581 (Jan. 3, 2007). Appellees argued
that the J.L. Spoons case resulted in a federal injunction that was in effect at the time
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Appellees allegedly committed their crimes, and that this injunction protected them
from being charged with prostitution based on dances they performed at the Cabaret.
{¶55} It is beyond doubt that “[n]ude dancing is a form of expressive conduct
protected by the First Amendment.” Sensations, Inc. v. City of Grand Rapids, 526
F.3d 291, 298 (6th Cir.2008); Deja Vu of Nashville, Inc. v. Metro. Govt. of Nashville
and Davidson Cty., 274 F.3d 377, 391 (6th Cir.2001); see also City of Erie v. Pap's
A.M., 529 U.S. 277, 289, 120 S.Ct. 1382, 146 L.Ed.2d 265 (2000) (plurality opinion).
Whether or not Appellees were simply engaging in nude dancing rather than
prostitution is a factual question that goes to the very heart of the charges, and this
issue would be the subject matter of the trial on the merits rather than a pre-trial
motion to dismiss. Appellees' argument for dismissal, though, raises the possibility
that the Appellees could not be prosecuted at all for prostitution because of a federal
injunction. It is certainly possible that an injunction could be enforced prior to trial on
the merits. In the instant appeal, the injunction in question might form a valid reason
for dismissal of the prostitution charges when we delve into Appellees' argument
regarding the injunction.
{¶56} The J.L. Spoons case involved the enforcement of Ohio Liquor Control
Commission regulations that prohibited liquor permit holders from allowing
employees from appearing in the nude or engaging in sexual activity, including
“sexual contact” as defined by R.C. 2907.01 (touching of the thigh, genitals, buttock,
pubic region, or breast). This is the same definition of “sexual contact” used in the
prostitution statute, R.C. 2907.25. The federal district court in J.L. Spoons issued an
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injunction against the enforcement of a number of liquor control regulations on the
grounds that the activity being regulated, i.e., nude dancing, was protected by the
“freedom of speech” provision of the First Amendment and that the regulations were
overly broad. Appellees argue that the federal injunction effectively prohibited the
state from prosecuting them for prostitution for engaging in the same type of “sexual
contact” that was at issue in the federal cases.
{¶57} In the instant cases, there was considerable dispute as to whether the
J.L. Spoons injunction was still in effect on the days that Appellees were accused of
committing prostitution in April and May of 2009. The confusion arose because the
district court case was ultimately overturned by the Sixth Circuit Court of Appeals on
August 15, 2008, but the injunctions were not immediately lifted after that reversal.
See J.L. Spoons, Inc. v. Dragani, 538 F.3d 379, 381 (6th Cir.2008). We will assume,
arguendo, that the injunction was in effect in April and May of 2009 for purposes of
this appeal. This is the time period in which Appellees’ prostitution charges arose.
{¶58} Appellees contend that the J.L. Spoons injunction applied to more than
violations of liquor control regulations, and was generally applicable to the
enforcement of any law relying on the definition of “sexual contact” as defined by
R.C. 2907.01. We must disagree with Appellees. It is evident from the holding of
J.L. Spoons that the injunction deals only with the enforcement of very specific Ohio
administrative code sections, as demonstrated by the concluding paragraphs of the
district court case:
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For the foregoing reasons, and for the reasons stated in the preliminary
injunction order, the court:
(1) converts the preliminary injunction into a permanent injunction;
(2) declares the following portions of Ohio Administrative Code §
4301:1-1-52 unconstitutional: §§ (A)(2), (B)(2), and (B)(3);
(3) permanently enjoins the enforcement of §§ (A)(2), (B)(2), and (B)(3)
anywhere in the state of Ohio; and
(4) enters final judgment in favor of the plaintiffs.
Id. at *3.
{¶59} Nothing in J.L. Spoons enjoins the state from enforcing prostitution
statutes against dancers at strip clubs. Liquor control laws and prostitution laws are
enforced under their own separate code sections. Appellees were charged with
prostitution as proscribed in R.C. 2907.25(A), and not with violations of liquor control
regulations. There is certainly no reason for us to consider broadening the injunction
issued by the district court in J.L. Spoons, especially when that case has already
been overturned by the Sixth Circuit. At any rate, even if the J.L. Spoons injunction
had some relevance to the prostitution charges in the instant appeal, it would not
have required the trial judge to examine the evidence in this case. The trial court's
analysis would have been limited to the question of whether the Appellees could be
charged with a violation of R.C. 2907.25(A) in light of the federal injunction. Thus, we
agree with Appellant that the trial court improperly examined evidence in resolving
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Appellees' motion to dismiss, and for this reason, the dismissal must be reversed and
the charges reinstated.
Conclusion
{¶60} Appellant raised three main arguments in this appeal. The first
argument is that some of the Appellees at the Cabaret failed to file written motions to
suppress and dismiss, and that the trial court had no basis for granting such motions
in their favor. This argument is contradicted by the record in which defense counsel
raised oral motions in favor of all the Appellees, and the state and trial judge agreed
that no more hearings were necessary and that the court's ruling would apply to all of
the Appellees. Appellant's second argument is that the Appellees were independent
contractors who had no standing to object to the search warrants, and even if they
had standing, they produced no evidence to rebut the presumption that the search
warrants were valid. Although Appellant's argument regarding the status of
Appellees as independent contractors instead of employees is not supported by the
record, we agree that Appellees had the burden of proof in the suppression hearing
and that they failed to produce any evidence to challenge the search warrants or
evidence seized pursuant to the warrants. Appellees attempted to present a number
of facial challenges to the warrants, but none of those challenges have merit. The
warrants are presumptively valid, and Appellees provided no evidence to overcome
this presumption. Therefore, the trial court had no basis for granting the motions to
suppress, and the court's ruling is reversed. Appellant's third argument is that the
trial court went beyond the scope of a pre-trial motion to dismiss by viewing and
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evaluating the evidence that formed the basis of the state's case. Appellant is
correct, and the trial court's dismissal is vacated. Appellant's second and third
assignments of error have merit. The trial court's orders granting the motions to
suppress are reversed, and the orders granting the motions to dismiss are vacated in
the case of all 19 Appellees. The misdemeanor prostitution charges that had been
dismissed are hereby reinstated in all 19 cases on appeal.
Vukovich, J., concurs.
Celebrezze, Jr., J., concurs.