State ex rel. GMS Mgt. Co., Inc. v. Vivo , 2010 Ohio 4184 ( 2010 )

[Cite as State ex rel. GMS Mgt. Co., Inc. v. Vivo, 2010-Ohio-4184.]
STATE OF OHIO, MAHONING COUNTY
IN THE COURT OF APPEALS
SEVENTH DISTRICT
STATE OF OHIO, ex rel., )
GMS MANAGEMENT CO., INC., )
) CASE NO. 10 MA 1
RELATOR, )
)
- VS - ) OPINION
) AND
ANTHONY VIVO, CLERK OF COURT, ) JUDGMENT ENTRY
et al., )
)
RESPONDENTS. )
CHARACTER OF PROCEEDINGS: Petition for Writ of Mandamus.
JUDGMENT: Petition Dismissed.
APPEARANCES:
For Relator: Attorney Michael R. Stavnicky
Singerman, Mills, Desberg &
Kauntz Co., L.P.A.
3401 Enterprise Parkway, Suite 200
Beachwood, OH 44122
For Respondents: Attorney Paul J. Gains
Prosecuting Attorney
Attorney Donald A. Duda, Jr.
Assistant Prosecuting Attorney
761 Industrial Road
Youngstown, OH 44509
JUDGES:
Hon. Mary DeGenaro
Hon. Joseph J. Vukovich
Hon. Cheryl L. Waite
-2-
Dated: August 17, 2010
PER CURIAM:
{¶1} Relator, GMS Management Co., Inc., filed a Complaint for Writ of
Mandamus seeking an order compelling Respondents, Anthony Vivo, Clerk of Court for
Mahoning County Court; David D'Apolito, Judge, Mahoning County Court, Area No. 4;
and the Mahoning County Court (hereinafter Respondents) to provide Relator with an
accounting of all court costs and fees associated with Relator's matters at the Mahoning
County Court for the years 2005 through 2009. Relator asserts two separate grounds for
the relief requested: (1) Respondents' failure to abide by a September 24, 2009 Agreed
Judgment Entry in Mahoning County Court No. 4 Case No. 09 OPEN, in which
Respondents agreed to provide the accounting, and (2) Respondents' failure to comply
with Relator's subsequent R.C. 149.43 public records request for the accounting.
Respondents filed a Civ.R. 12(B)(6) motion to dismiss both counts. For the following
reasons, we grant the motion to dismiss both the agreed judgment entry claim and the
public records request claim.
Facts and Procedural Background
{¶2} The facts as can be gleaned from the pleadings are generally undisputed.
A dispute arose between the parties regarding payment of court costs and fees along with
the timely processing of court filings. As a result of this dispute, on August 6, 2009,
Relator filed an original action in the Ohio Supreme Court, Case No. 09-1417, seeking
writs of mandamus, prohibition, and procedendo. While that case was pending, on
September 2, 2009, Respondent County Court sua sponte entered a final appealable
judgment against Relator in a case the County Court created under the case number "09
OPEN" and entitled In re: GMS Management Co., Inc. v. Unpaid Court Costs, Fees and
Delinquencies. In that entry, Respondent Trial Court ordered Relator to pay alleged
delinquent court costs in excess of $3,000.00. That judgment also barred Respondent
Mahoning County Clerk of Courts from accepting any new pleadings from Relator,
whether or not court costs were advanced, until all prior alleged delinquent costs and fees
were paid in full.
{¶3} On September 24, 2009, the parties entered into an Agreed Judgment Entry
-3-
which was journalized by Respondent County Court in the 09 OPEN case. Therein,
Relator agreed to dismiss its original action in the Ohio Supreme Court without prejudice
and instead pursue a direct appeal of the September 2, 2009 judgment entry with this
Court.1 In exchange, Respondents agreed to: (1) stay the September 2 judgment and
permit Relator to file new pleadings, motions and actions; (2) timely process and sign all
requests, entries, orders, judgments, writs, and garnishments sought by Relator; (3)
timely and expeditiously hold all trials and hearing in matters relating to Relator; and (4)
provide Relator with an accounting of all court costs and fees associated with Relator's
matters in the County Court for the years 2005 through 2009..
{¶4} On October 20, 2009, Relator wrote a letter to Respondents inquiring about
the status of the accounting. In response, in a letter dated October 29, 2009,
Respondents provided Relator with a list of all cases it had filed in the County Court
during the relevant time period and directed Relator to the publicly accessible online
docket to calculate its own accounting of costs and fees. Respondents also attached a
copy of a docket sheet for one of Relator's cases as an example. Finally, Respondents
attached a fee schedule from the Sheriff's Department.
{¶5} On November 11, 2009, Relator replied via letter, directly to Respondent
Anthony Vivo, asserting that merely directing it to the online docket was insufficient as
Respondents had agreed in the September 24, 2009 judgment entry to provide a full
accounting of all costs and fees. In that same letter, Relator made a formal public
records request, pursuant to R.C. 149.43 for the accounting it sought.
{¶6} On November 20, 2009, Respondent Vivo responded and again directed
Relator to the Court's online docket. In the event Relator still sought the accounting via a
public records request Respondent Vivo advised Relator that it would have to pay up-front
costs of ten cents per page, plus an additional $5.00 fee per cost bill.
{¶7} Relator filed the instant complaint for writ of mandamus with this Court on
January 6, 2010, attached to which was a brief in support along with six exhibits, including
1
On May 14, 2010, in a decision styled In re: GMS Mgt. Co., Inc. v. Unpaid Court Costs, Fees &
Delinquencies, 7th Dist. No. 09 MA 169, 2010-Ohio-2203, this Court reversed the September 2, 2009
judgment as improperly limiting access to the courts and violating Relator's procedural due process rights,
and remanded the cause to the trial court for further proceedings. Id. at ¶25, 32, 53.
-4-
the September 2 and September 24 judgment entries and the correspondence between
the parties as outlined above. Respondents' filed a motion to dismiss pursuant to Civ.R.
12(B)(6) on March 15, 2010 and subsequently an answer on April 1, 2010. Relator filed a
brief in opposition to the motion to dismiss on March 24, 2010.
Legal Framework
{¶8} A Civ.R. 12(B)(6) motion to dismiss for failure to state a claim may be
granted when it appears beyond doubt from the face of the petition, presuming the
allegations contained therein are true, that the relator can prove no facts which would
warrant the relief sought. State ex rel. Bush v. Spurlock (1989), 42 Ohio St.3d 77, 80, 537
N.E.2d 641. To withstand a motion to dismiss, a complaint must contain, with sufficient
particularity, a statement of the clear legal duty of the respondent to perform the act
requested. State ex rel. Boggs v. Springfield Local School Dist. Bd. of Edn. (1995), 72
Ohio St.3d 94, 95, 647 N.E.2d 788.
{¶9} If, however, pertinent facts are uncontroverted and it appears beyond doubt
that a relator is entitled to the requested extraordinary relief in mandamus, a peremptory
writ will be granted. State ex rel. Sapp v. Franklin Cty. Court of Appeals, 118 Ohio St.3d
368, 2008-Ohio-2637, 889 N.E.2d 500, at ¶14.
{¶10} In order to be entitled to a writ of mandamus a relator must establish (1) a
clear legal right to the requested relief, (2) a clear legal duty on the part of the respondent
to provide such relief, and (3) the lack of an adequate remedy in the ordinary course of
law. State ex rel. Zimmerman v. Tompkins (1996), 75 Ohio St.3d 447, 448, 663 N.E.2d
639. The burden is on the relator to establish the elements to obtain the writ. State ex rel.
Dehler v. Sutula (1995), 74 Ohio St.3d 33, 34, 656 N.E.2d 332.
Initial Procedural Arguments
{¶11} As a threshold matter, Relator argues that Respondents' Civ.R. 12(B)(6)
motion is procedurally improper for two reasons. First, they claim that a Civ.R. 12(B)(6)
motion is not permitted in a mandamus action. Second, they contend that even assuming
a Civ.R. 12(B)(6) motion is permitted, this court never granted Respondents' leave to file
the same. Both of these contentions lack merit.
{¶12} First, "[t]he Rules of Civil Procedure are generally applicable in original
-5-
actions for extraordinary writs." State ex rel. Sautter v. Grey, 117 Ohio St.3d 465, 2008-
Ohio-1444, 884 N.E.2d 1062, at ¶11. "[A] court can dismiss a mandamus action under
Civ.R. 12(B)(6) for failure to state a claim upon which relief can be granted if, after all
factual allegations of the complaint are presumed true and all reasonable inferences are
made in relator's favor, it appears beyond doubt that he can prove no set of facts entitling
him to the requested writ of mandamus." State ex rel. Russell v. Thornton, 111 Ohio St.3d
409, 2006-Ohio-5858, 856 N.E.2d 966, at ¶9. Second, this court's January 20, 2010
order granting Respondents' leave to answer "or otherwise plead as permitted by the civil
rules" encompassed the filing of a Civ.R. 12(B)(6) motion. Thus, Respondents' Civ.R.
12(B)(6) motion is properly before this court.
Agreed Judgment Entry Claim
{¶13} In Count One of its complaint, Relator claims it is entitled to a writ of
mandamus compelling Respondents to provide it with an accounting based upon
Respondents' failure to abide by the terms of the September 24, 2009 Agreed Judgment
Entry.
{¶14} Initially, Respondents argue that this court may not consider Relator's brief
in support of its complaint for mandamus and corresponding exhibits, including the
Agreed Judgment Entry and the subsequent written correspondence between the parties.
We disagree. "Where documents are attached or incorporated into the complaint, the
face of the complaint to be evaluated includes those documents. See Civ.R. 10(C).
'Material incorporated in a complaint may be considered part of the complaint for
purposes of determining a Civ.R. 12(B)(6) motion to dismiss.' State ex rel. Crabtree v.
Franklin Cty. Bd. of Health (1997), 77 Ohio St.3d 247, 249, fn. 1, 673 N.E.2d 1281 (where
the Court considered various articles and studies attached to the complaint)." Adlaka v.
Giannini, 7th Dist. No. 05 MA 105, 2006-Ohio-4611, at ¶34.
{¶15} Furthermore, in their Answer, Respondents concede the existence of the
Agreed Judgment Entry along with the subsequent written correspondence between the
parties regarding the accounting. Answer at ¶12-14, 16, 17.
{¶16} Thus, we will consider the attachments to Relator's complaint, one of which
is the Agreed Judgment Entry which states in pertinent part:
-6-
{¶17} "By agreement of the parties it is hereby:
{¶18} "ORDERED, ADJUDGED AND DECREED that the parties shall proceed via
a direct appeal from the [September 2, 2009] Judgment relating to the Dispute, the
Court's ability to assess certain charges, and the validity of the [September 2, 2009]
Judgment. GMS has agreed to dismiss the Original Action [in the Ohio Supreme Court]
without prejudice. In exchange for dismissing the Original Action, Respondents have
agreed to: (i) stay the Judgment and permit GMS to file new pleadings, motions and
actions; (ii) timely process and sign all requests, entries, orders, judgments, writs, and
garnishments sought by GMS; (iii) timely and expeditiously hold all trials and hearing in
matters relating to GMS; and (iv) provide GMS with an accounting of all court costs and
fees associated with GMS matters for the years 2005 through 2009." (Emphasis added).
{¶19} It is undisputed that after a written request for the accounting, Respondents
directed Relator to the County Court's online docket and explained how Relator could
create its own accounting. Relator argues that the terms of the Agreed Judgment Entry
require Respondents to provide Relator with an accounting created by Respondents, and
the First Count of Relator's mandamus complaint requests a writ compelling Respondents
to provide the same.
{¶20} To the contrary, Respondents argue that the Agreed Judgment Entry does
not impose upon them a clear legal duty. They contend that for mandamus purposes, the
legal duty must stem from a statute. Although there is a dearth of case law addressing
this precise situation, mandamus will lie to compel performance based on a court order.
See, e.g., State ex rel. Maloney v. Sherlock, 100 Ohio St.3d 77, 2003-Ohio-5058, 796
N.E.2d 897, at ¶25 (holding that mandamus is an appropriate vehicle for enforcing a
court's funding order); State ex rel. Donaldson v. Alfred (1993), 66 Ohio St.3d 327, 329,
612 N.E.2d 717 (same).
{¶21} Respondents also contend that Relator's first claim should be dismissed
because Relator has an adequate remedy at law. Specifically, they claim that Relator
could have filed a show cause motion with the County Court with regard to the Agreed
Judgment Entry. Indeed, the filing of a contempt action is an adequate remedy in the
ordinary course of law that precludes the grant of a writ of mandamus. State ex rel.
-7-
Weaver v. Ohio Adult Parole Auth., 116 Ohio St.3d 340, 2007-Ohio-6435, 879 N.E.2d
191, at ¶6.
{¶22} Relator contends, however, that asking the County Court to hold a hearing
to decide whether the County Court is itself in contempt of the Agreed Judgment Entry, to
which it is a party, is far outside the ordinary course of law and would not provide Relator
with an adequate remedy. The inherent problem with this argument, however, is that
although the County Court is a party to the Agreed Judgment Entry, it is not the party from
whom the accounting is sought. Rather, only Respondent Anthony Vivo, Clerk of Court,
can provide the accounting. It is within the ordinary course of law for a court to hold a
contempt proceeding regarding its own clerk. And in the event a party disagrees with the
disposition of such contempt proceedings, the decision may be appealed. See, e.g., In re
Ahmed, 7th Dist. No. 03 BE 74, 2005-Ohio-1116 (involving appeal by conservatee from
probate court’s denial of her motion to hold deputy probate court clerk in contempt and
order clerk to file a complete record in various appeals).
{¶23} Relator had an adequate remedy in the ordinary course of law with regard to
enforcement of the accounting provision in the Agreed Judgment Entry. Accordingly, we
grant Respondents' motion to dismiss the First Count of Relator's complaint.
Public Records Request Claim
{¶24} Count Two of Relator's complaint concerns its subsequent public records
request for the accounting. As indicated, on November 11, 2009, Relator made a formal
public records request to Respondent Vivo, pursuant to R.C. 149.43, for an accounting of
all court costs and fees for Relator’s cases in the County Court for the years 2005 through
2009. Respondent Vivo responded by directing Relator to the Court's public access
website. In the event Relator still sought the accounting via a public records request
Respondent Vivo advised Relator that it would have to pay up-front costs of ten cents per
page, plus an additional $5.00 fee per cost bill.
{¶25} In its mandamus complaint, Relator claims that pursuant to R.C.
149.43(B)(1), Respondent Vivo may charge only for actual costs associated with
complying with the public records request, and not the additional $5.00 per cost bill fee.
However, Relator cannot establish entitlement to a writ of mandamus pursuant to R.C.
-8-
149.43. Rather, the newly adopted Rules 44 through 47 of the Rules of Superintendence
for the Courts of Ohio, which became effective on July 1, 2009, set forth specific
procedures regulating public access to court records, and replace the public records
request procedures contained in R.C. 149.43 with respect to requests directed to an Ohio
court. See Cleveland Constr., Inc. v. Villanueva, 186 Ohio App.3d 258, 2010-Ohio-444,
927 N.E.2d 611, at ¶17. "Sup.R. 44 through 47 are applicable to all courts of appeal,
courts of common pleas, municipal courts, and county courts in the state of Ohio" Id.{¶26} Sup.R. 44 through 47 provide specific procedures regarding public access
to court records. " 'Court record' means both a case document and an administrative
document, regardless of physical form or characteristic, manner of creation, or method of
storage." Sup.R. 44(B). The Rules of Superintendence differ from R.C. 149.43, which
concerns public records more generally. For example, while R.C. 149.43(B)(1) mandates
that a public office shall make copies of the requested public record available at "cost,"
which has been interpreted as meaning actual costs only, the Rules of Superintendence
specifically permit the clerk of court to require personnel costs in addition to actual costs
for some types of court record requests. Sup.R. 46(A)(2)(c).
{¶27} Sup.R. 47 provides that "a person aggrieved by the failure of a court or clerk
of court to comply with the requirements of Sup. R. 44 through 47 may pursue an action
in mandamus pursuant to Chapter 2731. of the Revised Code." In Cleveland Constr.,
Inc., the Eighth District dismissed a mandamus complaint where the relator sought court
records pursuant to R.C. 149.43 after Sup.R. 44 through 47 had taken effect. The court
explained: "CCI's complaint for a writ of mandamus was premised solely upon the
remedies contained within R.C. 149.43. These remedies include a request for copies of
correspondence, the maximum statutory penalty of $1,000, and attorney fees. CCI,
however, possesses no legal right under R.C. 149.43 to copies of the requested
correspondence, nor does Judge Villanueva possess any legal duty under R.C. 149.43 to
provide CCI with copies of the requested correspondence. CCI's legal rights and Judge
Villanueva's legal duties, with regard to copies of the requested correspondence, are
controlled by Sup.R. 44 through 47. Finally, CCI possesses an adequate remedy at law
through a complaint for a writ of mandamus, premised upon the remedies contained
-9-
within Sup.R. 45 through 47." Id. at ¶18 (footnotes omitted).
{¶28} Likewise, Relator has no legal right under the statute asserted in the
complaint, i.e., R.C. 149.43, to the requested relief. Relator’s request for court records is
governed by Sup.R. 44 through 47 and the procedures and remedies specified therein.
Accordingly, we dismiss the second count of Relator’s mandamus complaint. .
Conclusion
{¶29} Based on the foregoing, we grant Respondents' Civ.R. 12(B)(6) motion to
dismiss both counts of Relator’s complaint.
{¶30} Costs taxed against Relator. Final order. Clerk to serve notice as provided
in the Civil Rules.
Vukovich, P.J., concurs.
Waite, J., concurs.
DeGenaro, J., concurs.