State v. Minifee , 2013 Ohio 3146 ( 2013 )

[Cite as State v. Minifee, 2013-Ohio-3146.]
Court of Appeals of Ohio
EIGHTH APPELLATE DISTRICT
COUNTY OF CUYAHOGA
JOURNAL ENTRY AND OPINION
No. 99202
STATE OF OHIO
PLAINTIFF-APPELLEE
vs.
PATRICK A. MINIFEE
DEFENDANT-APPELLANT
JUDGMENT:
AFFIRMED
Criminal Appeal from the
Cuyahoga County Court of Common Pleas
Case No. CR-562160
BEFORE: Celebrezze, P.J., E.A. Gallagher, J., and Kilbane, J.
RELEASED AND JOURNALIZED: July 18, 2013
ATTORNEY FOR APPELLANT
Anna Markovich
The Palm Aire Building
18975 Villaview Road
Suite 3
Cleveland, Ohio 44119-3053
ATTORNEYS FOR APPELLEE
Timothy J. McGinty
Cuyahoga County Prosecutor
BY: Marc D. Bullard
Assistant Prosecuting Attorney
The Justice Center
1200 Ontario Street
Cleveland, Ohio 44113
FRANK D. CELEBREZZE, JR., P.J.:
{¶1} Defendant-appellant, Patrick Minifee, appeals the judgment of the common
pleas court denying his presentence motion to withdraw his guilty plea. After careful
review of the record and relevant case law, we affirm the trial court’s judgment.
I. Factual and Procedural History
{¶2} This case arises out of the aggravated robbery and shooting of off-duty
Cleveland Police Officer Dwayne Borders on April 26, 2012. Officer Borders was
traveling in his vehicle when he stopped at a private residence in Cleveland, Ohio. As
Officer Borders exited his vehicle, he was approached by appellant, who was brandishing
a weapon and attempting to carry out a robbery. During the incident, a number of shots
were exchanged. As a result, Officer Borders was shot in the back, and appellant was
shot in the chest. Officer Borders was treated and released in connection with his
injuries. Appellant was abandoned inside his vehicle at a nearby hospital, where
life-saving measures allowed his survival. Inside appellant’s vehicle, officers discovered
two firearms underneath the gear box of the vehicle.
{¶3} As a result of the incident, the Cuyahoga County Grand Jury returned a
multi-count indictment, charging appellant with kidnapping in violation of R.C.
2905.01(B)(2), a felony of the first degree; attempted murder in violation of R.C.
2923.02 and 2903.02(A), a felony of the first degree; felonious assault in violation of
R.C. 2903.11(A)(1), a felony of the first degree; felonious assault in violation of R.C.
2903.11(A)(2), a felony of the first degree; aggravated robbery in violation of R.C.
2911.01(A)(1), a felony of the first degree; aggravated robbery in violation of R.C.
2911.01(A)(3), a felony of the first degree; and discharge of firearm on or near prohibited
premises in violation of R.C. 2923.162(A)(3), a felony of the first degree; all of which
also included one- and three-year firearm specifications and forfeiture of weapons
specifications. Appellant was also charged with carrying a concealed weapon in
violation of R.C. 2923.12(A)(2), a felony of the fourth degree; improperly handling
firearms in a motor vehicle in violation of R.C. 2923.16(B), a felony of the fourth degree;
and tampering with evidence in violation of R.C. 2921.12(A)(1), a felony of the third
degree; all of which also included forfeiture of weapon specifications.
{¶4} On September 26, 2012, appellant withdrew his previous not guilty plea and
pled guilty to the charges as stated in the indictment. In exchange for pleading guilty to
all charges, including all the specifications, the state agreed to recommend a
nineteen-and-one-half-year sentence.
{¶5} On October 1, 2012, appellant’s sentencing hearing was held. Prior to the
imposition of his sentence, however, appellant orally requested that the trial court allow
him to withdraw his guilty plea. Appellant explained that he was coerced into taking the
plea agreement by his attorney, who he argued had only spent two weeks on his case and
did not have sufficient time to prepare for trial. Appellant stated that he felt pressured by
his attorney to enter the plea and that his attorney did not represent his best interests.
Appellant also requested that the trial court appoint new counsel. After careful
consideration of appellant’s arguments, the trial court denied his motion to withdraw his
plea and his request for new counsel. Thereafter, the trial court sentenced appellant to
the agreed sentence of a nineteen-and-one-half-year term of imprisonment.
{¶6} Appellant now brings this timely appeal, raising four assignments of error for
review:
I. The trial court violated defendant’s due process rights as guaranteed by
the Fifth and Fourteenth Amendments to the United States Constitution and
erred under Ohio Crim.R. 11(C).
II. The trial court erred and abused discretion in denying defendant’s
presentence motion to withdraw his guilty plea under Crim.R. 32.1.
III. The trial court abused discretion in assessing the court costs to [an]
indigent defendant.
IV. Defendant was denied his constitutional right to effective assistance of
counsel pursuant to the Sixth and Fourteenth Amendments to the United
States Constitution and Article I, Section X of the Ohio Constitution.
II. Law and Analysis
A. Crim.R. 11(C)
{¶7} In his first assignment of error, appellant argues that the trial court failed to
comply with Crim.R. 11, and therefore his plea was not knowingly, voluntarily, or
intelligently made.
{¶8} Crim.R. 11(C) governs the process by which a trial court must inform a
defendant of certain constitutional and nonconstitutional rights before accepting a felony
plea of guilty or no contest. The underlying purpose of Crim.R. 11(C) is to convey
certain information to a defendant so that he can make a voluntary and intelligent decision
regarding whether to plead guilty. State v. Schmick, 8th Dist. No. 95210,
2011-Ohio-2263.
{¶9} Crim.R. 11(C)(2) provides:
In felony cases, the court may refuse to accept a plea of guilty or a plea of
no contest, and shall not accept a plea of guilty or no contest without first
addressing the defendant personally and doing all of the following:
(a) Determining that the defendant is making the plea voluntarily, with
understanding of the nature of the charges and of the maximum penalty
involved, and, if applicable, that the defendant is not eligible for probation
or for the imposition of community control sanctions at the sentencing
hearing.
(b) Informing the defendant of and determining that the defendant
understands the effect of the plea of guilty or no contest, and that the court,
upon acceptance of the plea, may proceed with judgment and sentence.
(c) Informing the defendant and determining that the defendant understands
that by the plea the defendant is waiving the rights to jury trial, to confront
witnesses against him or her, to have compulsory process for obtaining
witnesses in the defendant’s favor, and to require the state to prove the
defendant’s guilt beyond a reasonable doubt at a trial at which the defendant
cannot be compelled to testify against himself or herself.
{¶10} In resolving whether a criminal defendant knowingly, intelligently, and
voluntarily entered a plea, we review the record to determine whether the trial court
adequately advised the defendant of his constitutional and nonconstitutional rights set
forth in Crim.R. 11(C). State v. Nero, 56 Ohio St.3d 106, 564 N.E.2d 474 (1990).
{¶11} The standard of review we use differs depending on the rights appellant
raises on appeal. Strict compliance is required if the appellant raises a violation of a
constitutional right delineated in Crim.R. 11(C)(2)(c). Alternatively, if the appellant
raises a violation of a non-constitutional right found in Crim.R. 11(C)(2)(a) and (b), we
look for substantial compliance. State v. Joachim, 8th Dist. No. 90616, 2008-Ohio-4876,
¶ 7. “Substantial compliance means that under the totality of the circumstances the
defendant subjectively understands the implication of his plea and the rights he is
waiving.” Nero at 108. Moreover, there must be some showing of prejudicial effect
before a guilty plea may be vacated. State v. Stewart, 51 Ohio St.2d 86, 364 N.E.2d
1163 (1977). The test for prejudice is “whether the plea would have otherwise been
made.” Nero at 108.
{¶12} In the case at hand, appellant contends that his guilty plea was not
knowingly, intelligently, and voluntarily made because the trial court failed to make a
sufficient inquiry into whether he understood the nature of the attempted murder and
kidnapping charges. Thus, our review is limited to determining whether the trial court
substantially complied with the procedures set forth in Crim.R. 11(C)(2)(a).
{¶13} With regard to his attempted murder charge, appellant specifically argues
that the trial court did not adequately explain the elements of “purposefully” and
“complicity.” Similarly, appellant argues that the trial court failed to expressly inquire
on the record as to whether he understood the nature of his kidnapping charge.
{¶14} In determining whether a defendant is making a plea with an understanding
of the nature of the charge, a trial court is not necessarily required to advise the defendant
of the elements of the crime or to specifically ask the defendant if he understands the
charge, provided the totality of the circumstances support the trial court’s determination
that the defendant understands the charge. See State v. Esner, 8th Dist. No. 90740,
2008-Ohio-6654, ¶ 3; State v. Carpenter, 8th Dist. No. 81571, 2003-Ohio-3019, ¶ 2.
Indeed, “[w]here a defendant indicates that he understands the nature of the charge, in the
absence of evidence to the contrary or anything in the record that indicates confusion, it is
typically presumed that the defendant actually understood the nature of the charge against
him.” State v. Wangul, 8th Dist. No. 84698, 2005-Ohio-1175, ¶ 10, citing State v.
Dickey, 7th Dist. No. 03 CA 94, 2004-Ohio-3198, ¶ 11. Thus, appellant’s reliance on
State v. Blair, 128 Ohio App.3d 435, 715 N.E.2d 233 (2d Dist.1998), for the proposition
that the record must reflect that the defendant was advised as to “what the state would
have to prove to convict him” lacks merit. See State v. Parker, 8th Dist. No. 82687,
2004-Ohio-2976, ¶ 26, citing State v. Philpott, 8th Dist. No. 74392, 2000 Ohio App.
LEXIS 5849 (Dec. 14, 2000) (rejecting Blair’s holding that defendant must be advised as
to “what the state would have to prove to convict”).
{¶15} A review of the plea hearing transcript in this case supports a determination
that appellant understood the nature of the charges against him. The record reflects that
the trial court began its Crim.R. 11 colloquy by identifying the charges and accompanying
specifications brought against appellant. The prosecutor then explained the plea
agreement and identified the charges to which appellant would plead guilty. The trial
court then asked appellant to answer general questions regarding his level of education,
whether he understood the prosecutor’s statements, whether he was under the influence of
drugs or alcohol, whether he was satisfied with his counsel, and whether he understood he
was withdrawing his previously entered plea of not guilty. Appellant responded
appropriately to each question and affirmatively stated that he understood what was
happening in the plea proceedings. In response to further questioning, appellant
indicated that he understood the constitutional rights he was waiving by pleading guilty.
{¶16} The trial court then identified the charges that appellant intended to plead
guilty to and their potential sentences. The record reflects that as the trial court began its
explanation of the nature of appellant’s charges, appellant interrupted the court to ask if it
was possible to reword his plea so that it did not contain the term “attempted murder.”
However, a close examination of the record demonstrates that appellant was not
“confused” about the actual nature of his attempted murder charge. Rather, appellant
was merely concerned that the trial court’s use of the term “attempted murder” would
make him ineligible for certain prison programs. In fact, during the plea colloquy, the
trial court explained to appellant, “the plea agreement is asking you to accept
responsibility to attempted murder, which means that you did attempt or purposefully
caused the death of CPD Officer Borders and that could include any aiding and abetting
you may have done with anyone else involved in this case”; appellant immediately
responded, “[y]eah, I understand that.” Thus, the trial court had no obligation to explain
the substantive elements of appellant’s attempted murder charge in further detail.
{¶17} Similarly, there is no indication that appellant failed to understand the nature
of his kidnapping charge. The record reflects that, during the plea colloquy, the trial
court explained that appellant was pleading guilty to kidnapping in violation of R.C.
2905.01(B)(2) and its accompanying firearm and forfeiture specifications. Thereafter,
the trial court expressly asked appellant if he understood the nature of each of the
offenses to which he was pleading guilty, and appellant affirmatively stated “yes.”
{¶18} Under the totality of these circumstances, we find that the trial court
substantially complied with Crim.R. 11(C)(2)(a). Accordingly, we find that appellant’s
plea was knowingly, voluntarily, and intelligently made. Moreover, appellant has failed
to demonstrate that he was prejudiced in any way by his pleas. He does not claim that he
would not have pleaded guilty if the trial court had defined each element of the offenses.
Without a showing of prejudice, appellant’s argument fails. See State v. Lomax, 8th Dist.
No. 98125, 2012-Ohio-4167.
{¶19} Appellant’s first assignment of error is overruled.
B. Crim.R. 32.1
{¶20} In his second assignment of error, appellant argues that the trial court abused
its discretion in denying his presentence motion to withdraw his guilty plea under Crim.R.
32.1.
{¶21} Under Crim.R. 32.1, “[a] motion to withdraw a plea of guilty or no contest
may be made only before sentence is imposed; but to correct manifest injustice the court
after sentence may set aside the judgment of conviction and permit the defendant to
withdraw his or her plea.”
{¶22} In general, “a presentence motion to withdraw a guilty plea should be freely
and liberally granted.” State v. Xie, 62 Ohio St.3d 521, 527, 584 N.E.2d 715 (1992). It
is well established, however, that “[a] defendant does not have an absolute right to
withdraw a guilty plea prior to sentencing. A trial court must conduct a hearing to
determine whether there is a reasonable legitimate basis for the withdrawal of the plea.”
Id. at paragraph one of the syllabus.
{¶23} The decision to grant or deny a motion to withdraw is within the trial court’s
discretion. Id. at paragraph two of the syllabus. Absent an abuse of discretion, the trial
court’s decision must be affirmed. Id. at 527. An abuse of discretion requires a finding
that the trial court’s decision was unreasonable, arbitrary, or unconscionable. Blakemore
v. Blakemore, 5 Ohio St.3d 217, 219, 450 N.E.2d 1140 (1983). This court has held that
[i]t is not an abuse of discretion to deny a presentence motion to withdraw a
guilty plea when a defendant: (1) is represented by competent counsel; (2) is
given a full Crim.R. 11 hearing before entering a plea; and (3) is given a
hearing on the motion to withdraw that plea during which the court
considers the defendant’s arguments in support of the motion.
State v. Bridges, 8th Dist. No. 87633, 2006-Ohio-6280, ¶ 5; see also State v. Peterseim,
68 Ohio App.2d 211, 428 N.E.2d 863 (8th Dist.1980), paragraph three of the syllabus.
{¶24} On review, we find the trial court did not abuse its discretion in denying
appellant’s motion to withdraw his guilty plea. The record shows that appellant was
represented by competent counsel and, as addressed in appellant’s first assignment of
error, he was given a full Crim.R. 11 hearing before entering his plea.
{¶25} Moreover, our review of the record demonstrates that the trial court gave
appellant a complete and impartial hearing on his presentence motion to withdraw his
guilty plea and gave full and fair consideration to the arguments raised in support of his
motion. Here, appellant orally requested that the trial court withdraw his guilty plea
because he was coerced into entering the plea by his defense attorney and he was innocent
of the attempted murder and kidnapping charges.
{¶26} Initially, the trial court addressed appellant’s contention that he was coerced
into entering his plea. When asked specifically how he was coerced, appellant provided
only blanket statements with no specifics on how counsel coerced him. Simply put, there
is nothing in the record that substantiates appellant’s claim that he was coerced to plead
guilty by his counsel. Instead, the record of the plea hearing demonstrates that there was
an extensive Crim.R. 11 colloquy between the judge and appellant, during which
appellant was given every opportunity to ask questions and indicated that he did not feel
comfortable entering a guilty plea.
{¶27} Lastly, we reject appellant’s argument that the trial court failed to consider
his claim of innocence. When confronted with a claim of innocence, “the trial judge
must determine whether the claim is anything more than the defendant’s change of heart
about the plea agreement.” State v. Kramer, 7th Dist. No. 01-C.A.-107,
2002-Ohio-4176, ¶ 58. See State v. McGowan, 8th Dist. No. 68971, 1996 Ohio App.
LEXIS 4384 (Oct. 3, 1996). This court has stated that a defendant’s protestations of
innocence are not sufficient, however frequently repeated, to warrant grounds for
vacating a plea voluntarily, knowingly, and intelligently entered. State v. Bloom, 8th
Dist. No. 97535, 2012-Ohio-3805, ¶ 13, citing State v. Abdelhag, 8th Dist. No. 71136,
1997 Ohio App. LEXIS 3394, *11 (July 31, 1997). “By inference, all defendants who
request a withdrawal of their guilty plea do so based upon some claim of innocence. * * *
A mere change of heart regarding a guilty plea and the possible sentence is insufficient
justification for the withdrawal of a guilty plea.” Id.{¶28} On review, we agree with the trial court that appellant’s motion to withdraw
his plea was predicated on “buyers remorse” developed in anticipation of sentencing.
Thus, appellant’s claimed innocence was not sufficient to warrant the withdrawal of his
guilty plea where, as here, the record supports the trial court’s finding that appellant
entered his plea voluntarily, knowingly, and intelligently. State v. Creed, 8th Dist. No.
97317, 2012-Ohio-2627, ¶ 19.
{¶29} Based on the foregoing, appellant’s second assignment of error is overruled.
C. Court Costs
{¶30} In his third assignment of error, appellant argues that the trial court abused
its discretion in assessing court costs.
{¶31} R.C. 2947.23(A)(1) governs the imposition of court costs and provides in
pertinent part: “In all criminal cases * * * the judge * * * shall include in the sentence the
costs of prosecution * * * and render a judgment against the defendant for such costs.”
{¶32} “R.C. 2947.23 does not prohibit a court from assessing costs against an
indigent defendant; rather it requires a court to assess costs against all convicted
defendants.” State v. White, 103 Ohio St.3d 580, 2004-Ohio-5989, 817 N.E.2d 393, ¶ 8.
In that case, the Ohio Supreme Court held that “a trial court may assess court costs
against an indigent defendant convicted of a felony as part of the sentence.” Id. at
paragraph one of the syllabus. Therefore, a “defendant’s financial status is irrelevant to
the imposition of court costs.” State v. Clevenger, 114 Ohio St.3d 258, 2007-Ohio-4006,
871 N.E.2d 589, ¶ 3.
{¶33} Pursuant to R.C. 2947.23(A)(1), however, at the time the trial court imposes
sentence, the court “shall” notify the defendant that if he fails to pay, or make timely
payments against, the judgment of court costs rendered against him, the court “may order
the defendant to perform community service * * *.” The Ohio Supreme Court has held
that “a trial court may properly order community service as a means of payment [of court
costs] in accordance with R.C. 2947.23(A)(1)(a) and (b).” Clevenger at ¶ 10. See also
State v. Cardamone, 8th Dist. No. 94405, 2011-Ohio-818.
{¶34} Further, court costs may be waived at the discretion of the court if the court
first determines that the defendant is indigent. White at ¶ 14. It is also possible that,
during the collection process, the clerk of courts may waive the collection of court costs
for indigent defendants. Id. (noting that R.C. 2929.14 was silent as to the collection of
costs from indigent defendants).
{¶35} The “indigent defendant must move a trial court to waive payment of costs
at the time of sentencing. If the defendant makes such a motion, then the issue is
preserved for appeal and will be reviewed under an abuse-of-discretion standard.
Otherwise, the issue is waived and costs are res judicata.” State v. Threatt, 108 Ohio
St.3d 277, 2006-Ohio-905, 843 N.E.2d 164, ¶ 23.
{¶36} In the present case, the trial court informed appellant at the conclusion of the
sentencing hearing that he would be responsible for court costs and that he may be
required to do community service as a means of payment. On this determination,
appellant stated that he was indigent and wished to have his fines and court costs waived.
In response, the trial court found appellant to be indigent and informed him that it would
not be imposing a fine. However, the court did not grant appellant’s request to waive
court costs. These determinations were reflected in the sentencing journal entry dated
October 1, 2012. Accordingly, although the trial court found appellant to be indigent, it
acted within its discretion under R.C. 2947.23(A)(1) in imposing court costs regardless of
appellant’s financial status.
{¶37} Appellant’s third assignment of error is overruled.
D. Ineffective Assistance of Counsel
{¶38} In his fourth assignment of error, appellant argues that he received
ineffective assistance of counsel based on his trial counsel’s alleged failure to adequately
assist in defending his motion to withdraw his guilty plea.
{¶39} To establish ineffective assistance of counsel, a defendant must demonstrate
that counsel’s performance fell below an objective standard of reasonable performance
and that he was prejudiced by that deficient performance, such that, but for counsel’s
error, the result of the proceedings would have been different. Strickland v. Washington,
466 U.S. 668, 687-688, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984); State v. Sanders, 94 Ohio
St.3d 150, 151, 2002-Ohio-350, 761 N.E.2d 18. A reviewing court will strongly presume
that counsel rendered adequate assistance and made all significant decisions in the
exercise of reasonable professional judgment. State v. Bradley, 42 Ohio St.3d 136, 538
N.E.2d 373 (1989).
{¶40} After careful consideration of the record and the statements made during
appellant’s motion to withdraw hearing, we are unable to conclude that defense counsel’s
performance fell below an objective standard of reasonable performance. Here,
appellant’s motion to withdraw centered on his allegations that defense counsel coerced
him into entering his plea. In assessing the issue, the trial court expressly asked defense
counsel if he forced appellant to enter his plea. Defense counsel stated, “I’ve never
forced anyone to do anything in this courtroom or any other courtroom in this state.”
Furthermore, defense counsel expressly denied appellant’s allegations that he was not
prepared for trial.
{¶41} We recognize appellant’s argument that defense counsel did not make any
supporting arguments or present testimony to further appellant’s motion to withdraw his
guilty plea. However, given the basis of appellant’s motion to withdraw, we cannot find
ineffective assistance simply because defense counsel made a truthful statement to the
trial court defending his reputation and denying the allegations of coercion.
{¶42} Furthermore, even if this court were to conclude that defense counsel was
ineffective for failing to assist appellant during the motion to withdraw hearing, appellant
is unable to demonstrate that, but for counsel’s error, the result of the proceeding would
have been different. Here, appellant failed to present any credible evidence that he was
pressured into entering his plea and, as discussed, appellant’s claims of innocence appear
to be nothing more than a change of heart. Thus, we are unable to conclude that the trial
court would have granted appellant’s motion, regardless of defense counsel’s supporting
efforts.
{¶43} Appellant’s fourth assignment of error is overruled.
{¶44} Judgment affirmed.
It is ordered that appellee recover from appellant costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the common
pleas court to carry this judgment into execution. The defendant’s convictions having
been affirmed, any bail pending appeal is terminated. Case remanded to the trial court
for execution of sentence.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of
the Rules of Appellate Procedure.
FRANK D. CELEBREZZE, JR., PRESIDING JUDGE
EILEEN A. GALLAGHER, J., and
MARY EILEEN KILBANE, J., CONCUR