State v. Stowes ( 2013 )

[Cite as State v. Stowes, 2013-Ohio-2996.]
Court of Appeals of Ohio
EIGHTH APPELLATE DISTRICT
COUNTY OF CUYAHOGA
JOURNAL ENTRY AND OPINION
No. 98774
STATE OF OHIO
PLAINTIFF-APPELLEE
vs.
ANTONIO STOWES
DEFENDANT-APPELLANT
JUDGMENT:
AFFIRMED IN PART, REVERSED IN PART, AND REMANDED
Criminal Appeal from the
Cuyahoga County Court of Common Pleas
Case No. CR-560939
BEFORE: McCormack, J., Jones, P.J., and S. Gallagher, J.
RELEASED AND JOURNALIZED: July 11, 2013
ATTORNEYS FOR APPELLANT
Robert L. Tobik
Chief Public Defender
By: John T. Martin
Assistant Public Defender
310 Lakeside avenue
Suite 200
Cleveland, Ohio 44113
ATTORNEYS FOR APPELLEE
Timothy J. McGinty
Cuyahoga County Prosecutor
By: Mary Weston
Assistant County Prosecutor
8th Floor, Justice Center
1200 Ontario Street
Cleveland, Ohio 44113
TIM McCORMACK, J.:
{¶1} Defendant-appellant, Antonio Stowes (“Stowes”), appeals from his guilty
plea and the trial court’s imposition of consecutive sentences. For the reasons that
follow, we affirm in part, reverse in part, and remand.
Substantive Facts and Procedural History
{¶2} On March 27, 2012, Stowes was indicted and charged with aggravated
robbery with firearm specifications for two separate incidents in December 2011.
Counts 1 through 11 related to an armed robbery on December 22, 2011, during which
Stowes robbed three individuals at gunpoint. Counts 12 through 23 related to an armed
robbery on December 27, 2011, during which Stowes robbed three different individuals at
gunpoint in the same location as the first robbery. Stowes was 17 years old at the time
of the robberies. He had turned 18 at the time of sentencing.
{¶3} On June 13, 2012, Stowes pleaded guilty to aggravated robbery with a
three-year firearm specification, as amended in Count 2 to incorporate all three victims of
the robbery on December 22, 2011. Stowes also pleaded guilty to aggravated robbery
with a three-year firearm specification, as amended in Count 13 to incorporate all three
victims of the robbery on December 27, 2011.
{¶4} Stowes was sentenced on July 10, 2012. During the sentencing hearing,
the court heard two victim impact statements. Sergeant Tom Shoulders, the
investigating officer, advised the court that Stowes was cooperative with the police,
however, he had not revealed the location of the weapon used in the robberies. Stowes
and his mother testified on Stowes’s behalf.
Assignments of Error1
I. The trial court erred by accepting [Stowes’s] guilty plea without first
having explained * * * the consequences of his guilty plea.
II. The trial court erred by imposing consecutive sentences.
Law and Analysis
A. Guilty Plea
{¶5} Stowes contends that the trial court violated his constitutional rights by
accepting his guilty plea because his plea was not knowing, intelligent, or voluntary.
Specifically, he argues that the trial court erred in failing to inform him prior to his guilty
plea that he could be ordered to reimburse the state for the cost of confinement. For the
reasons that follow, we disagree.
{¶6} An appellate court reviews de novo whether the trial court accepted a plea in
compliance with Crim.R. 11(C). State v. Cardwell, 8th Dist. No. 92796,
2009-Ohio-6827, ¶ 26, citing State v. Stewart, 51 Ohio St. 2d 86, 364 N.E.2d 1163 (1977).
“We are required to review the totality of the circumstances and determine whether the
Stowes’s counsel filed this appeal on Stowes’s behalf, contending that the trial court erred in
1
imposing consecutive sentences. After the appeal was filed, and just prior to oral argument, Stowes
filed, on his own behalf, a motion for leave to file a supplemental brief instanter, which this court
granted. In his supplemental brief, Stowes additionally argued that the trial court erred in accepting
his guilty plea.
plea hearing was in compliance with Crim.R. 11(C).” State v. Schmick, 8th Dist. No.
95210, 2011-Ohio-2263, ¶ 6.
{¶7} Crim.R. 11(C) governs the process by which a trial court must inform a
defendant “of certain constitutional and non-constitutional rights before accepting a
felony plea of guilty or no contest.” Schmick at ¶ 5. “The underlying purpose of
Crim.R. 11(C) is to convey certain information to a defendant so that he can make a
voluntary and intelligent decision regarding whether to plead guilty.” Id., citing State v.
Ballard, 66 Ohio St. 2d 473, 479-480, 423 N.E.2d 115 (1981).
{¶8} Crim.R. 11(C) outlines the trial court’s duties in accepting guilty pleas:
(2) In felony cases the court may refuse to accept a plea of guilty or a plea
of no contest, and shall not accept a plea of guilty or no contest without first
addressing the defendant personally and doing all of the following:
(a) Determining that the defendant is making the plea voluntarily, with
understanding of the nature of the charges and of the maximum penalty
involved, and if applicable, that the defendant is not eligible for probation
or for the imposition of community control sanctions at the sentencing
hearing.
(b) Informing the defendant of and determining that the defendant
understands the effect of the plea of guilty or no contest, and that the court,
upon acceptance of the plea, may proceed with judgment and sentence.
(c) Informing the defendant and determining that the defendant understands
that by the plea the defendant is waiving the rights to jury trial, to confront
witnesses against him or her, to have compulsory process for obtaining
witnesses in the defendant’s favor, and to require the state to prove the
defendant’s guilt beyond a reasonable doubt at a trial at which the defendant
cannot be compelled to testify against himself or herself.
{¶9} In differentiating between constitutional rights and nonconstitutional rights
under Crim.R. 11(C), courts have held that strict compliance with the rule is required if
the appellant raises a constitutional right delineated in Crim.R. 11(C)(2)(c). State v.
Veney, 120 Ohio St. 3d 176, 2008-Ohio-5200, 897 N.E.2d 621, ¶ 18. Substantial
compliance, however, is the standard when the appellant raises a violation of a
nonconstitutional right outlined in Crim.R. 11(C)(2)(a) and (b). State v. Drake, 8th Dist.
No. 98640, 2013-Ohio-1984, ¶ 5, citing Stewart, 51 Ohio St. 2d 86, 364 N.E.2d 1163.
{¶10} Under the substantial compliance standard, “a slight deviation from the text
of the rule is permissible; so long as the totality of the circumstances indicates that ‘the
defendant subjectively understands the implications of his plea and the rights he is
waiving,’ the plea may be upheld.” State v. Nero, 56 Ohio St. 3d 106, 108, 564 N.E.2d
474 (1990). When the trial court does not substantially comply with Crim.R. 11 in
regard to a nonconstitutional right, reviewing courts must determine whether the trial
court partially complied or completely failed to comply with the rule. If the trial court
partially complied, the plea may be vacated only if the defendant demonstrates a
prejudicial effect. State v. Clark, 119 Ohio St. 3d 239, 2008-Ohio-3748, 893 N.E.2d 462,
¶ 32. The test for prejudice is “whether the plea would have otherwise been made.”
Nero at 108.
{¶11} Court costs are not punishment, “‘but are more akin to a civil judgment for
money.’” State v. Joseph, 125 Ohio St. 3d 76, 79, 2010-Ohio-954, 926 N.E.2d 278,
quoting State v. Threatt, 108 Ohio St. 3d 277, 280, 2006-Ohio-905, 843 N.E.2d 164.
Consequently, they are not part of the penalty the trial court must describe pursuant to
Crim.R. 11(C)(2)(a). State v. Adams, 8th Dist. No. 95439, 2011-Ohio-2662, ¶ 23, citing
State v. McDaniel, 4th Dist. No. 09CA677, 2010-Ohio-5215, ¶ 20-21. Therefore, court
costs are reviewed under the totality of the circumstances test and the plea is reviewed for
substantial compliance. McDaniel at ¶ 21; State v. Faulkner, 6th Dist. No. L-10-1147,
2011-Ohio-2696, ¶ 17.
{¶12} In this case, Stowes argues that his constitutional rights were violated when
the trial court failed to inform him that he could be ordered to reimburse the state for the
cost of confinement. As stated above, however, court costs are not considered part of the
penalty and they are, therefore, not constitutional rights. As such, we must determine
whether the trial court substantially complied with the nonconstitutional provisions of
Crim.R. 11. Stewart, 51 Ohio St. 2d 86, 364 N.E.2d 1163; Clark, 119 Ohio St. 3d 239,
2008-Ohio-3748, 893 N.E.2d 462.
{¶13} Upon review of the record, we find that, before accepting Stowes’s guilty
plea, the trial court informed him of the potential penalties he faced, including an
obligation to pay court costs:
If you plead guilty, you might also have to pay court costs, any restitution
and you might also be forfeiting some of your civil rights, such as the right
to vote, the right to hold public office, the right to serve on a jury and the
right to possess any kind of firearm.
These are all felonies so that’s what you would be facing today if you were
going to plead guilty to felonies today.
The trial court then asked Stowes, “Are you aware of that?” In response, Stowes replied,
“Yes.”
{¶14} In light of the above, we find that at least substantial compliance with the
nonconstitutional requirements of Crim.R. 11(C) exists. The record demonstrates that
the trial court advised Stowes about the possibility of having to pay “court costs,” and in
response, Stowes stated that he was aware of the same. Therefore, we find that, under
the totality of the circumstances, Stowes subjectively understood the implications of his
plea with regard to court costs. Because we find that the trial court substantially
complied with Crim.R. 11, we conclude that Stowes’s guilty plea was knowingly,
intelligently, and voluntarily made.
{¶15} Accordingly, Stowes’s first assignment of error is overruled.
B. Consecutive Sentences
{¶16} Stowes contends that the trial court erred in imposing consecutive sentences
without making the appropriate findings required by R.C. 2929.14. Finding merit to his
second assignment of error, we agree.
{¶17} We review consecutive sentences using the standard of review set forth in
R.C. 2953.08. State v. Venes, 8th Dist. No. 98682, 2013-Ohio-1891 (holding that the
standard of review set forth by the Ohio Supreme Court in State v. Kalish, 120 Ohio St. 3d
23, 2008-Ohio-4912, 896 N.E.2d 124, is no longer valid in light of the enactment of H.B.
86 and the “revival” of statutory findings necessary for imposing consecutive sentences).
{¶18} R.C. 2953.08(G)(2) provides two grounds for an appellate court to overturn
the imposition of consecutive sentences: (1) the sentence is “otherwise contrary to law”;
or (2) the appellate court, upon its review, clearly and convincingly finds that “the record
does not support the sentencing court’s findings” under R.C. 2929.14(C)(4). Venes at ¶
11; R.C. 2953.08(G)(2). Specifically, the statute states as follows:
The appellate court may increase, reduce, or otherwise modify a sentence
that is appealed under this section or may vacate the sentence and remand
the matter to the sentencing court for resentencing. The appellate court’s
standard for review is not whether the sentencing court abused its
discretion. The appellate court may take any action authorized by this
division if it clearly and convincingly finds either of the following:
(a) That the record does not support the sentencing court’s findings under
division (B) or (D) of section 2929.13, division (B)(2)(e) or (C)(4) of
section 2929.14, or division (I) of section 2929.20 of the Revised Code,
whichever, if any, is relevant;
(b) That the sentence is otherwise contrary to law.
R.C. 2953.08(G)(2).
{¶19} H.B. 86, which became effective on September 30, 2011, revived the
requirement that trial courts make findings before imposing consecutive sentences under
R.C. 2929.14(C). The statute, as revised by H.B. 86, codifies this requirement. State v.
Graves, 8th Dist. No. 98559, 2013-Ohio-2197, ¶ 11, citing State v. Bonner, 8th Dist. No.
97747, 2012-Ohio-2931, ¶ 5.
{¶20} The presumption in Ohio is that sentencing is to run concurrent, unless the
trial court makes the required findings for consecutive sentences set forth in R.C.
2929.14(C)(4). State v. Wells, 8th Dist. No. 98428, 2013-Ohio-1179, ¶ 11; R.C.
2929.41(A).
{¶21} Under current R.C. 2929.14(C)(4), when imposing consecutive sentences,
the trial court must first find the sentence is “necessary to protect the public from future
crime or to punish the offender.” Next, the trial court must find that consecutive
sentences are “not disproportionate to the seriousness of the offender’s conduct and to the
danger the offender poses to the public.” Finally, the trial court must find that one of the
following factors applies:
(a) The offender committed one or more of the multiple offenses while the
offender was awaiting trial or sentencing, was under a sanction * * *, or
was under postrelease control for a prior offense.
(b) At least two of the multiple offenses were committed as part of one or
more courses of conduct, and the harm caused by two or more of the
multiple offenses so committed was so great or unusual that no single
prison term * * * adequately reflects the seriousness of the offender’s
conduct.
(c) The offender’s history of criminal conduct demonstrates that
consecutive sentences are necessary to protect the public from future crime
by the offender.
R.C. 2929.14(C).
{¶22} Compliance with this statute “requires separate and distinct findings in
addition to any findings relating to purposes and goals of criminal sentencing.” Venes,
8th Dist. No. 98682, 2013-Ohio-1891, ¶ 17, citing State v. Jones, 93 Ohio St. 3d 391, 399,
2001-Ohio-1341, 754 N.E.2d 1252. The failure to make these findings is “contrary to
law.” Id. at ¶ 12.
{¶23} In applying the requirements outlined above to this case, we find that the
trial court did not make the statutorily mandated findings before imposing consecutive
sentences.
{¶24} Prior to rendering its sentence, the trial court recited a portion of Stowes’s
juvenile history, stating the following:
In 2007, you were adjudicated delinquent for menacing and disorderly
conduct.
In 2008, you were arrested for carrying a concealed weapon, but that was
dismissed.
In 2008, again, you were adjudicated delinquent for aggravated robbery,
aggravated robbbery, resisting arrest, receiving stolen property, receiving
stolen property, and a probation violation.
In 2008, you were arrested for carrying a concealed weapon a second time.
That was dismissed without prejudice.
Again, carrying concealed weapon in 2009.
Again, in 2009, menacing and obstructing official business. Found
delinquent again as a result.
In 2011, aggravated robbery, three counts.
{¶25} The court further stated that this was only “part of his history” and “There is
more. I didn’t read it all.” Thereafter, it proceeded to impose consecutive sentences of
six years on each aggravated robbery. The court stated that “it would be worth taking
some time if [Stowes] could remember where [he] put the weapon.” In support of its
sentence, and over the objection of defense counsel, the trial court noted that it “strayed
drastically” from the sentencing guidelines “because of [Stowes’s] incredible juvenile
history.” The court further stated that “it does not look like [Stowes] learned a single,
solitary thing from all those charges of delinquency as a juvenile.”
{¶26} In reviewing the record before us, we find that the trial court failed to make
all of the necessary findings before imposing consecutive sentences in this case. The
court did discuss a portion of Stowes’s juvenile history, citing delinquent adjudications
from 2007 through 2011. It further explained that it “strayed drastically” from the
sentencing guidelines because of Stowes’s juvenile history and the fact that Stowes’s
“had not learned a single, solitary thing” from his past. Arguably, these statements can
support two of the requisite findings outlined in the first and third prongs of the statute:
(1) that consecutive sentences are necessary to protect the public from future crime or to
punish the offender; and (2) that the offender’s history of criminal conduct demonstrates
that consecutive sentences are necessary to protect the public from future crime by the
offender. See Graves, 8th Dist. No. 98559, 2013-Ohio-2197, ¶ 14 (finding that a trial
court’s discussion of an offender’s prior criminal history can satisfy two statutory
findings).
{¶27} The trial court, however, failed to engage in the required analysis and make
the specific findings with respect to the second prong of the statute. The trial court’s
reasons for imposing consecutive sentences did not include the finding that consecutive
sentences are not disproportionate to the seriousness of Stowes’s conduct and to the
danger Stowes poses to the public. R.C. 2929.14(C)(4). This is especially problematic
in light of the trial court’s admitted “drastic” departure from the sentencing guidelines
and the fact that Stowes was a juvenile at the time he committed the crimes. We,
therefore, find that the consecutive sentence the trial court imposed is clearly and
convincingly contrary to law in that the necessary findings to justify consecutive
sentences are not found here.
{¶28} Accordingly, Stowes’s second assignment of error is sustained, and we
reverse and remand to the trial court for resentencing consistent with R.C. 2929.14(C).
{¶29} Judgment affirmed in part, reversed in part, and case remanded.
It is ordered that appellant and appellee share the costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the common
pleas court to carry this judgment into execution.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of
the Rules of Appellate Procedure.
______________________________________________
TIM McCORMACK, JUDGE
LARRY A. JONES, SR., P.J., and
SEAN C. GALLAGHER, J., CONCUR