In re K.S. ( 2012 )

[Cite as In re K.S., 2012-Ohio-2388.]
Court of Appeals of Ohio
EIGHTH APPELLATE DISTRICT
COUNTY OF CUYAHOGA
JOURNAL ENTRY AND OPINION
No. 97343
IN RE: K.S.
A Minor Child
JUDGMENT:
REVERSED AND REMANDED
Civil Appeal from the
Cuyahoga County Court of Common Pleas
Juvenile Division
Case No. DL 10123183
BEFORE: E. Gallagher, J., Boyle, P.J., and Kilbane, J.
RELEASED AND JOURNALIZED: May 31, 2012
ATTORNEYS FOR APPELLANT
Robert L. Tobik
Cuyahoga County Public Defender
BY: Sheryl A. Trzaska
Assistant Public Defender
250 East Broad Street
Suite 1400
Columbus, Ohio 43215
ATTORNEYS FOR APPELLEE, C.S.E.A.
William D. Mason
Cuyahoga County Prosecutor
BY: Fallon Radigan
Assistant County Prosecutor
The Justice Center, 8th Floor
1200 Ontario Street
Cleveland, Ohio 44113
EILEEN A. GALLAGHER, J.:
{¶1} Appellant, K.S., appeals the judgment of the Cuyahoga County Court of
Common Pleas, Juvenile Division, that adjudicated him delinquent and committed him to
the custody of the Ohio Department of Youth Services (“ODYS”). For the following
reasons, we reverse and remand.
{¶2} On December 9, 2010, a delinquency complaint was filed against
appellant, then a 14-year-old child, alleging that he was delinquent for having committed
acts that if committed by an adult, would constitute six counts of felonious assault, one
count of improperly discharging into a habitation, and two counts of receiving stolen
property. Each count contained one-, three- and five-year firearm specifications. K.S.
denied the allegations in the complaint and the case proceeded to trial.
{¶3} It was the state’s evidence at trial that on the evening of August 23, 2010,
Elizabeth Ensley’s dark green 2000 Dodge Caravan was stolen. Additionally, Linton
Patrick’s burgundy 1996 Grand Cherokee was stolen the same evening. Christine
Cummings testified that she resides at 14409 Glendale in Cuyahoga County with her
husband, Richard Adams, her three sons, M.C., K.C. and A.C., her daughter C.C. and her
grandson, K.C. On the night of August 23, 2010, Cummings testified that from her
porch, she saw M.C. being chased back to the house by two boys. M.C. identified one
of the boys as D.H. and testified that an argument arose while M.C. was returning home
from a store three blocks from the house. The two boys left the area but returned on
foot and fired gunshots into the house.
{¶4} Cummings called the police who responded after the boys had left the
scene. No one was injured as a result of the initial shooting. Later that evening,
Cummings was on the porch with Adams when a green van pulled up in front of the
house and gunshots were fired into the house from the passenger side of the van.
Cummings’s right arm was grazed by a bullet and Adams testified that he heard a bullet
pass near his head. Neither Cummings nor Adams saw the face of the shooter.
{¶5} Cleveland Police officer Robert Norman witnessed the drive-by shooting
from his zone car and pursued the van. Officer Norman testified that the van parked
several streets away and three or four black, male teenagers exited the van and entered a
burgundy Jeep Cherokee. Norman and his partner attempted to stop the Jeep and the
occupants fled on foot. Officers pursued the driver and the passenger who was holding
a gun. The gunman eluded arrest and Officer Norman did not see his face. The
officers did arrest the driver of the Jeep, Ramone Taylor. The van and the Jeep were
recovered and identified as the stolen vehicles belonging to Ensley and Patrick. Upon
questioning, Taylor provided the police with the name Jermain Kurtrell as the shooter.
Taylor was charged, adjudicated delinquent and committed to ODYS for one year for his
role as the driver of the vehicle involved in the shooting. The day prior to his
sentencing for his involvement in the drive-by shooting, Taylor provided police with a
written statement, naming K.S. as the shooter. Taylor’s statement further implicated
K.S. in the theft of both vehicles.
{¶6} Prior to trial, the state filed a “motion in limine to call adverse and/or
court’s witnesses for purposes of cross-examination” pursuant to Evid.R. 611(C) in that
they anticipated Taylor was not going to testify consistent with his written statement.
{¶7} At trial, Taylor recanted his written statement and denied any involvement
by K.S. in the shooting. Taylor testified that the shooter’s true name was “Devonte.”
Taylor testified that he and K.S. were friends. Taylor explained that he spoke with K.S.
after his arrest and K.S. agreed to allow Taylor to name him as the shooter because K.S.
was “already going down” for other juvenile offenses. Taylor was motivated to provide
police with the name K.S. anticipating that he would receive favorable treatment at his
sentencing the following day. In fact, rather than a sentence of “like four years,”
Taylor’s order of commitment of one year was imposed without objection by the state or
its agents. However, Taylor testified at trial that he didn’t understand the severity of the
charges and detention time that K.S. would face and no longer desired to go through with
the plan they had devised.
{¶8} K.S. and his sister, P.S., testified that they had spent the evening of August
23, 2010 at their home, located at 14109 Edgewood and that K.S. did not leave the home
that night. Both testified that Taylor was present at the house earlier in the day but
that he left after receiving a phone call.
{¶9} At the conclusion of trial, the trial court, sua sponte, nolled the three
firearm specifications attached to count 8, one of the counts of receiving stolen property.
The trial court adjudicated appellant delinquent on three counts of felonious assault,
improperly discharging into a habitation and two counts of receiving stolen property.
The trial court found the remaining counts of felonious assault had not been proven
beyond a reasonable doubt and adjudicated appellant not delinquent with respect to those
counts. The trial court held a dispositional hearing on June 15, 2011 and committed
appellant to the legal custody of the ODYS for an indefinite term consisting of a
minimum period of twelve months and a maximum period not to exceed appellant’s
attainment of the age of 21 years. The trial court further found that appellant, if an
adult, would be guilty of a specification of the type set forth in R.C. 2941.141 and
2941.145, merged the two specifications and ordered appellant committed to ODYS for
an additional one year pursuant to R.C. 2152.17(A). Finally, the trial court found that
appellant, if an adult, would be guilty of a specification of the type set forth in R.C.
2941.146 and ordered appellant committed to ODYS for an additional one year pursuant
to R.C. 2152.17(A)(3). Appellant’s three one-year commitments were ordered to be
served consecutive to one another.
{¶10} Appellant’s first assignment of error states:
The trial court erred when it permitted the State to impeach its witness with
a prior inconsistent statement, and when it admitted that statement into
evidence.
{¶11} In the state’s pretrial “motion in limine to call adverse and/or court’s
witnesses for purposes of cross-examination,” the state suggested that Ramone Taylor
had adopted an uncooperative attitude toward the prosecuting attorneys and “has
changed his story and has stated that he does not want to testify against his friend,
[K.S.]” The state asserted that “[i]mportant to determining the credibility of the
witness, the state must be able to elicit: 1) the degree of the relationship [Taylor] has
with [K.S.]; and 2) any relevant prior statements the witness has made.”
{¶12} The state called Ramone Taylor as a witness and was allowed by the trial
court to impeach his testimony by reading his entire prior written statement. Over the
objection of appellant’s trial counsel, the trial court labeled Taylor a “hostile witness” to
the state.1 Furthermore, over the objection of appellant’s trial counsel, the trial court
admitted Taylor’s prior written statement, in the form of an exhibit.
{¶13} Generally, evidentiary rulings made at trial rest within the sound
discretion of the trial court. State v. Lundy, 41 Ohio App.3d 163, 535 N.E.2d 664 (1st
Dist. 1987); State v. Graham, 58 Ohio St.2d 350, 390 N.E.2d 805 (1979). The term
“abuse of discretion” connotes more than an error of law or judgment. It implies that
the court’s attitude is unreasonable, arbitrary or unconscionable. Blakemore v.
Blakemore, 5 Ohio St.3d 217, 219, 450 N.E.2d 1140 (1983).
1
The state requested that the trial court declare Taylor an “adverse witness.”
{¶14} Appellant argues that the trial court erred in declaring Taylor a hostile
witness, allowing the state to impeach his testimony with his prior written statement and
accepting the statement as substantive evidence.
{¶15} The record reflects that the trial court treated Taylor as an adverse
witness to the state as opposed to a hostile witness.
“Traditionally, a ‘hostile witness’ is one who surprises the calling party at
trial by turning against him while testifying. * * * An ‘adverse witness’ is
one who identifies with the opposing party because of a relationship or a
common interest in the outcome of the litigation. Many times, the terms
‘hostile’ and ‘adverse’ are used interchangeably without drawing a clear
distinction between the meaning of the terms.” State v. Darkenwald, 8th
Dist. No. 83440, 2004-Ohio-2693, ¶ 15.
{¶16} Evid.R. 611 allows a party to call a hostile witness, an adverse party, or a
witness identified with an adverse party and examine the witness with the use of leading
questions on direct examination. In the case sub judice, Taylor expressly testified to the
association between himself and the appellant and the scheme the two allegedly
concocted in order to obtain favorable treatment for Taylor at his sentencing. Under
these facts, the trial court accurately identified Taylor as an adverse witness to the state
and allowed the prosecutor to question Taylor using leading questions. See State v.
Stearns, 7 Ohio App.3d 11, 14, 454 N.E.2d 139 (8th Dist. 1982) (Witnesses properly
treated as adverse where they were shown to have a strong affinity to the defendant,
frequently gave incomplete or evasive answers, and they differed significantly from
statements they had previously given to the prosecution.)
{¶17} However, the trial court erred in allowing the state to impeach Taylor’s
testimony with his prior inconsistent statement. In Darkenwald, we explained the fine
distinction between “impeaching a witness with a prior inconsistent statement and
leading [an adverse] witness to develop * * * testimony consistent with [the witness’s
prior] statement.” Id. at ¶ 32. The present case falls into the former category because
unlike Darkenwald, the witness here testified inconsistently with his prior written
statement and in fact expressly recanted the statement.
{¶18} Evid.R. 607 forbids a party from attacking the credibility of its own
witness by means of a prior inconsistent statement absent a showing of surprise and
affirmative damage. Surprise exists when the party calling the witness demonstrates
that the witness’s testimony on the stand “is materially inconsistent with the prior written
or oral statements [of that witness] and counsel did not have reason to believe the
witness would recant when called to testify.” Darkenwald, 8th Dist. No. 83440,
2004-Ohio-2693, at ¶ 28, citing Stearns, 7 Ohio App.3d 11, 454 N.E.2d 139 (8th Dist.
1982).
{¶19} In the case sub judice, the state cannot make the requisite showing of
surprise because the state’s own motion in limine demonstrates the state’s pretrial
knowledge that Taylor had “changed his story.” The 1980 staff notes to Evid.R. 607
specifically address the present situation and explain that in the absence of the
limitations of Evid.R. 607, a party would be able to “call a known adverse witness
simply for the purpose of getting a prior inconsistent statement into evidence by way of
impeachment, thus doing indirectly what he could not have done directly.”
{¶20} Pursuant to Evid.R. 607(A), the trial court erred in allowing the
prosecutor to read Taylor’s prior statement into the record. Though the prosecutor was
free to question Taylor by way of leading questions due to his status as an adverse
witness, the prosecutor could not circumvent the constrictions of Evid.R. 607(A) and
read the statement into evidence under the guise of leading an adverse witness to develop
testimony consistent with the witness’s prior statement. Here, the state knew prior to
trial that Taylor had recanted his earlier statement, the state was not surprised at trial, and
in his trial testimony Taylor explained why he had recanted and unequivocally
maintained that his earlier statement was fabricated and false. These facts contrast
sharply with the situation presented in Darkenwald, where “the witness never directly
contradicted her statement or recanted her statement; she merely refused to recall the
pertinent facts in her original statement.” Darkenwald, at ¶ 27. To allow the state to
read Taylor’s statement into the record under these facts was an express violation of
Evid.R. 607(A) and error.
{¶21} Furthermore, even if it had been proper for the state to impeach Taylor’s
testimony with his prior inconsistent statement, “it is well settled in Ohio that under
Evid.R. 607, a prior inconsistent statement is only admissible for impeachment of the
declarant and not as substantive evidence offered to prove the truth of the matter
asserted.” State v. Coleman, 8th Dist. No. 94730, 2011-Ohio-709, at ¶ 25, citing State
v. Dearmond, 179 Ohio App.3d 63, 2008-Ohio-5519, 900 N.E.2d 692 (2d Dist.); State v.
Dick, 27 Ohio St.2d 162, 165, 271 N.E.2d 797 (1971).
{¶22} Taylor’s prior out-of-court statement, accepted as substantive evidence in
the form of an exhibit by the trial court, qualifies as hearsay. Evid.R. 801(D)(1) is
inapplicable because the statement, though inconsistent with Taylor’s trial testimony,
was not given under oath subject to cross-examination by the party against whom the
statement was offered.
{¶23} The state argues that the statement was properly admitted into evidence
pursuant to the hearsay exception contained in Evid.R. 803(5) for recorded recollections.
That exception provides:
A memorandum or record concerning a matter about which a witness once
had knowledge but now has insufficient recollection to enable him to
testify fully and accurately, shown by the testimony of the witness to have
been made or adopted when the matter was fresh in his memory and to
reflect that knowledge correctly. If admitted, the memorandum or record
may be read into evidence but may not itself be received as an exhibit
unless offered by an adverse party.
{¶24} We have previously held that Evid.R. 803(5) is inapplicable to instances of
recanted prior statements. State v. Bak, 8th Dist. No. 45108, 1983 WL 5838 (Mar. 10,
1983). Evid.R. 803(5) is inapplicable for two reasons. First, Taylor did not possess
“insufficient recollection to enable him to testify fully and accurately.” Taylor
acknowledged making the prior statement, explicitly recanted it and explained his
self-interested reasons for originally fabricating the statement and his reason for
recanting. Secondly, Taylor’s testimony established that the statement was inaccurate
and did not reflect his knowledge of events correctly. The state’s citation to our
decision in State v. Fields, 8th Dist. No. 88916, 2007-Ohio-5060, is inapplicable because
that case did not involve a recanted statement but rather allowed an adverse witness’s
prior statement to be introduced under Evid.R. 803(5) where the witness’s memory
failed. Id. at ¶ 20. As such, Taylor’s prior statement was not admissible pursuant to
Evid.R. 803(5).
{¶25} In the absence of a valid hearsay exception, Taylor’s prior inconsistent
statement was inadmissible as substantive evidence. State v. Kelly, 8th Dist. No.
85662, 2006-Ohio-5902, ¶ 28. “An extra-judicial, unsworn, signed statement of a
witness which has been denied by the declarant under oath is not admissible as proof of
the allegations contained therein.” Dick, 27 Ohio St.2d 162, 271 N.E.2d 797 (5th
Dist.1971), at paragraph one of the syllabus.
{¶26} Appellant’s first assignment of error is sustained.
{¶27} Appellant’s second assignment of error states:
Insufficient evidence supported [appellant’s] adjudication, and the trial
court erred by denying his motion to dismiss the charges.
{¶28} An appellate court’s function when reviewing the sufficiency of
the evidence to support a criminal conviction is to examine the evidence
admitted at trial to determine whether such evidence, if believed, would
convince the average mind of the defendant’s guilt beyond a reasonable
doubt. The relevant inquiry is whether, after viewing the evidence in a
light most favorable to the prosecution, any rational trier of fact could have
found the essential elements of the crime proven beyond a reasonable
doubt. State v. Jenks, 61 Ohio St.3d 259, 574 N.E.2d 492 (1991),
paragraph two of the syllabus, (superseded by statute and constitutional
amendment on other grounds). A reviewing court is not to assess
“whether the state’s evidence is to be believed, but whether, if believed,
the evidence against a defendant would support a conviction.”
State v. Thompkins, 78 Ohio St.3d 380, 1997-Ohio-52, 678 N.E.2d 541 (1997)
(Cook, J., concurring).
{¶29} Appellant does not argue that the state failed to present sufficient
evidence in regard to any specific element of the crimes for which appellant was
adjudicated delinquent. Instead, appellant argues that the only evidence presented by
the state linking appellant to the crimes was the improperly admitted, out-of-court
statement of Taylor. Appellant argues that because the statement was inadmissible
hearsay there was actually no evidence that he committed the offenses.
{¶30} Appellant’s argument is without merit pursuant to the Ohio Supreme
Court’s decision in State v. Brewer, 121 Ohio St.3d 202, 2009-Ohio-593, 903 N.E.2d
284, where the court held that in evaluating the sufficiency of the evidence to support an
appellant’s conviction, a reviewing court must consider all the testimony that was before
the trial court, whether or not it was properly admitted. Brewer held, “when evidence
admitted at trial is sufficient to support a conviction, but on appeal, some of that
evidence is determined to have been improperly admitted, the Double Jeopardy Clauses
of the United States and Ohio Constitutions will not bar retrial.” Id. at ¶ 25, quoting
Lockhart v. Nelson, 488 U.S. 33, 109 S.Ct. 285, 102 L.Ed.2d 265 (1988).
{¶31} In this case, after viewing the admitted evidence in the light most
favorable to the prosecution, we find that a rational trier of fact could have found the
essential elements of the crimes beyond a reasonable doubt. For purposes of evaluating
the sufficiency of the evidence, we note that if believed, all the testimony that was before
the trier of fact, whether or not it was properly admitted, would convince the average
mind of appellant’s guilt beyond a reasonable doubt. Therefore, while we find that a
reversal is necessary based upon trial errors, we do not find that a discharge is warranted
based upon insufficient evidence.
{¶32} Although not specifically raised by appellant, we do note that the state
failed to secure an explicit in-court identification of appellant as the shooter during
Taylor’s testimony. It is well-settled that, in order to warrant a conviction, the evidence
must establish beyond a reasonable doubt the identity of the accused as the person who
actually committed the crime. State v. Lawwill, 12th Dist. No. CA2007-01-014,
2008-Ohio-3592, at ¶ 11, citing State v. Scott, 3 Ohio App.2d 239, 210 N.E.2d 289 (7th
Dist. 1965). However, there is no general requirement that the defendant must be
visually identified in court by a witness. Identification can be proved by circumstantial
evidence, just like every other element the state must prove. State v. Kiley, 8th Dist. Nos.
86726 and 86727, 2006-Ohio-2469.
{¶33} In the case sub judice, we find the state’s references to “the guy in orange
over here” and “[K.S.] sitting over here” along with Taylor’s affirmation of the same as
the K.S. referenced in his written statement to be particularly poor trial practice;
however, sufficient circumstantial evidence of identification. See Scott, 3 Ohio App.2d
at 244-245, 210 N.E.2d 289 (holding witness’s reference to “the defendant here, William
Scott” to be sufficient circumstantial evidence of identification.).
{¶34} Accordingly, we overrule appellant’s second assignment of error.
{¶35} Appellant’s delinquency adjudications are reversed and this case is
remanded for a new trial. Reversing appellant’s delinquency adjudications and ordering
a new trial renders his third assignment of error challenging the manifest weight of the
evidence and his fourth assignment of error asserting ineffective assistance of counsel
moot. State v. Holloway, 8th Dist. No. 95703, 2011-Ohio-3586, ¶ 28.
It is ordered that appellant recover of said appellee costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the
lower court to carry this judgment into execution.
A certified copy of this entry shall constitute the mandate pursuant to
Rule 27 of the Rules of Appellate Procedure.
EILEEN A. GALLAGHER, JUDGE
MARY J. BOYLE, P.J., and
MARY EILEEN KILBANE, J., CONCUR