Heiland v. Smith ( 2013 )

[Cite as Heiland v. Smith, 2013-Ohio-134.]
STATE OF OHIO ) IN THE COURT OF APPEALS
)ss: NINTH JUDICIAL DISTRICT
COUNTY OF LORAIN )
ERIC HEILAND C.A. No. 11CA010137
Appellant
v. APPEAL FROM JUDGMENT
ENTERED IN THE
TIMOTHY SMITH, et al. COURT OF COMMON PLEAS
COUNTY OF LORAIN, OHIO
Appellees CASE No. 10CV168480
DECISION AND JOURNAL ENTRY
Dated: January 22, 2013
BELFANCE, Judge.
{¶1} Eric Heiland appeals the trial court’s award of summary judgment. For the
reasons set forth below, we affirm in part and reverse in part.
I.
{¶2} Mr. Heiland retained Timothy Smith to represent him in his divorce proceedings.
It is undisputed that communication problems plagued the attorney-client relationship, though
neither party agrees who was responsible for the problems. Mr. Heiland filed a complaint
alleging that Mr. Smith had committed malpractice while representing him. He also named Mr.
Smith’s law firm, Smith and Smith Attorneys, as a co-defendant.
{¶3} Issues arose during the discovery process, leading to the defendants filing a
motion to compel discovery, which the trial court granted. Despite this order, however, Mr.
Heiland failed to respond to the defendants’ requests for discovery, and the defendants filed a
motion to dismiss the case. The trial court granted the motion in part, ordering Mr. Heiland to
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pay the defendants’ attorney fees, but the court denied the defendants’ request to dismiss the
case.
{¶4} On March 2, 2011, prior to defendants filing their motion to dismiss, Mr. Heiland
served the defendants with a request for admissions to be answered by March 30, 2011. In that
request, Mr. Heiland asked Mr. Smith to admit that he breached the applicable standard of care.
However, the defendants did not timely respond to Mr. Heiland’s request, although responses
were submitted after the response deadline.
{¶5} The defendants moved for summary judgment on August 31, 2011, and attached
an affidavit from Mr. Smith to their motion. In his affidavit, Mr. Smith averred that his conduct
during his time representing Mr. Heiland did not fall beneath the standard of care. The
defendants argued that summary judgment was proper because Mr. Heiland had failed to obtain
an expert opinion supporting his claim that Mr. Smith’s actions had fallen beneath the standard
of care. Mr. Heiland filed a response to the defendants’ motion for summary judgment, arguing
that an expert opinion was unnecessary in light of Mr. Smith’s admission that he breached the
standard of care.
{¶6} The defendants subsequently filed a reply brief in support of their motion for
summary judgment and a motion to withdraw or amend their admissions. Mr. Heiland opposed
the defendants’ motion, arguing that granting the defendants’ motion would prejudice him given
that discovery was closed and a motion for summary judgment was pending. The trial court
granted the defendants’ motion to amend the answers and ordered that it would “accept
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Defendants’ Answers to Plaintiff’s Request for Admissions as timely produced.” It also
immediately granted the defendants’ motion for summary judgment.1
{¶7} Mr. Heiland has appealed, raising three assignments of error for our review. For
ease of discussion, we have consolidated his first and second assignments of error.
II.
ASSIGNMENT OF ERROR I
THE TRIAL COURT ERRED IN APPLYING THE STANDARD OF REVIEW
FOR SUMMARY JUDGMENT TO THE PREJUDICE OF THE PLAINTIFF-
APPELLANT.
ASSIGNMENT OF ERROR II
THE TRIAL COURT ABUSED ITS DISCRETION IN GRANTING
DEFENDANTS’ MOTION TO MODIFY, WITHDRAW[] AND/OR AMEND
THEIR ANSWERS OVER PLAINTIFF’S OBJECTIONS AND IN ACCEPTING
DEFENDANTS’ ANSWERS TO PLAINTIFF’S REQUEST FOR ADMISSIONS
AS TIMELY PRODUCED[] OVER PLAINTIFF’S OBJECTIONS, EVIDENCE,
AND WITHOUT ALLOWING PLAINTIFF TO PROVIDE FURTHER
EVIDENCE, TO PLAINTIFF’S SUBSTANTIAL PREJUDICE AND AGAINST
SUBSTANTIAL JUSTICE AND PLAINTIFF’S DUE PROCESS RIGHTS.
{¶8} In Mr. Heiland’s first assignment of error, he argues that the trial court erred in
awarding summary judgment to the defendants. In his second assignment of error, he argues that
it was an abuse of discretion for the trial court to accept the untimely answers to his requests for
admissions.
{¶9} This Court reviews an award of summary judgment de novo. Grafton v. Ohio
Edison Co., 77 Ohio St.3d 102, 105 (1996). “We apply the same standard as the trial court,
viewing the facts in the case in the light most favorable to the non-moving party and resolving
1
The journal entries granting the defendants’ motions to amend and summary judgment
were both filed at 3:00 p.m. on November 22, 2011.
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any doubt in favor of the non-moving party.” Garner v. Robart, 9th Dist. No. 25427, 2011–
Ohio–1519, ¶ 8.
{¶10} Pursuant to Civ.R. 56(C), summary judgment is appropriate when:
(1) No genuine issue as to any material fact remains to be litigated; (2) the
moving party is entitled to judgment as a matter of law; and (3) it appears from
the evidence that reasonable minds can come to but one conclusion, and viewing
such evidence most strongly in favor of the party against whom the motion for
summary judgment is made, that conclusion is adverse to that party.
Temple v. Wean United, Inc., 50 Ohio St.2d 317, 327 (1977). To succeed on a summary
judgment motion, the movant bears the initial burden of demonstrating that there are no genuine
issues of material fact concerning an essential element of the opponent’s case. Dresher v. Burt,
75 Ohio St.3d 280, 292 (1996). If the movant satisfies this burden, the nonmoving party “‘must
set forth specific facts showing that there is a genuine issue for trial.’” Id. at 293, quoting Civ.R.
56(E).
{¶11} To prevail on a claim of legal malpractice, a plaintiff must demonstrate “(1) an
attorney-client relationship giving rise to a duty; (2) a breach of that duty; (3) the attorney’s
failure to conform to the standard required by law; and (4) a causal connection between the
conduct complained of and the resulting damage.” (Internal quotations and citation omitted.)
Yates v. Barilla, 9th Dist. No. 11CA010055, 2012-Ohio-3876, ¶ 8. “The attorney’s duty is to
exercise the knowledge, skill, and ability ordinarily possessed and exercised by members of the
legal profession similarly situated, and to be ordinarily and reasonably diligent, careful, and
prudent[.]” (Internal quotations and citation omitted.) Id. “[I]n an action for legal malpractice,
one must set forth expert testimony to establish an attorney’s alleged malpractice or breach of
duty and care, unless the breach is so obvious that it can be determined by the court or is within
the ordinary knowledge and experience of laymen.” (Internal quotations and citation omitted.)
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Id. “Furthermore, an affidavit from the acting attorney is a legally sufficient basis upon which to
grant a motion for summary judgment in a legal malpractice action absent any opposing affidavit
of a qualified expert witness for the plaintiff.” (Internal quotations and citation omitted.) Id.{¶12} The defendants submitted the affidavit of Mr. Smith with their motion for
summary judgment. In his affidavit, Mr. Smith averred that he was a practicing attorney. He
also averred that he met the standard of care for an attorney and that he conducted his
representation of Mr. Heiland with the appropriate diligence and skill. Thus, the defendants met
their initial burden to demonstrate that there was no material dispute of fact as to Mr. Smith’s
alleged breach of his duty of care.
{¶13} In turn, Mr. Heiland met his reciprocal burden, by pointing to his request for
admission that Mr. Smith’s “conduct fell below the good standard of care required to breach his
duty of care to his client [Mr. Heiland], proximately causing [Mr. Heiland] actual damages.” It
is undisputed that Mr. Smith failed to timely respond to Mr. Heiland’s request for admissions,
and, thus, at the time appellees filed their motion for summary judgment, Mr. Smith had
essentially admitted that he committed malpractice. See Civ.R. 36(A)(1) (A “matter is admitted
unless, within a period designated in the request, * * * the party to whom the request is directed
serves upon the party requesting the admission a written answer or objection addressed to the
matter * * *.” ). See also Civ.R. 36(B) and L.E. Sommer Kidron, Inc. v. Kohler, 9th Dist. No.
06CA0044, 2007-Ohio-885, ¶ 45, citing Cleveland Trust Co. v. Willis, 20 Ohio St.3d 66, 67
(1985) (“It is well settled in Ohio that unanswered requests for admissions cause the matter
requested to be conclusively established for the purpose of the suit * * *.”). Accordingly, this
admission would suffice to create a material dispute of fact and make an award of summary
judgment to the appellees inappropriate.
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{¶14} However, the defendants moved to amend Mr. Smith’s admissions after Mr.
Heiland had filed his response to their motion for summary judgment, and the trial court granted
their request, removing Mr. Heiland’s basis for demonstrating a dispute of material fact. It then
simultaneously granted appellees’ motion for summary judgment without allowing Mr. Heiland a
reasonable period of time to secure an expert to opine that Mr. Smith committed malpractice.
While a court may allow a party to withdraw or amend their admissions, see Civ.R. 36(B), we
agree that, under these circumstances, the trial court erred in allowing the amendment and then
immediately awarding summary judgment.2
{¶15} However, the appellees argue that we should affirm the trial court’s decision
because Mr. Heiland never raised the untimeliness of the response to the request for admission
prior to summary judgment. However, Mr. Heiland did not have to object to the timeliness of
the defendants’ response to his request for admissions; under Civ.R. 36(A)(1), they were
automatically admitted. See Marusa v. Brunswick, 9th Dist. No. 04CA0038-M, 2005-Ohio-
1135, ¶ 20. It was up to the defendants to move to withdraw or amend their responses, which
they did not do until after Mr. Heiland had filed his response to their motion for summary
judgment approximately six months later.
{¶16} The appellees also argue that Mr. Heiland had no right to rely on the admissions
given that they responded to the request at most six days after they were due. In support, they
point to Kutscherousky v. Integrated Communications Solutions, LLC, 5th Dist. No. 2004 CA
00338, 2005-Ohio-4275. However, Kutscherousky is not analogous given that “the time frame
for discovery had not expired and was not close to expiring; there was no response to the motion
2
We express no opinion as to the propriety of the trial court allowing the amendment
under Civ.R. 36(B) as a general matter, but address Mr. Heiland’s argument that it was error to
do so in the context of ruling on the appellees’ summary judgment motion.
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for summary judgment or any other action on the part of appellee in reliance upon the requests
for admissions[.]” See id. at ¶ 23. By contrast, in this case, discovery had been closed for
months when the trial court allowed the defendants to amend Mr. Smith’s admissions.
Furthermore, Mr. Heiland had relied on the admissions in opposing summary judgment. As this
Court has previously recognized, “[w]hile Civ.R. 36(B) emphasizes the importance of resolving
a case on the merits, it also assures each party that justified reliance on an admission in
preparation for trial will not operate to his prejudice.” (Internal quotations and citation omitted.)
L.E. Sommer Kidron, Inc., 2007-Ohio-885, at ¶ 53. “As [Mr. Heiland] followed the applicable
civil rules, [he was] justified in relying upon [the defendants’] admission and should not be
prejudiced by that reliance.” Id.{¶17} The trial court’s decision to grant the defendants’ motion to amend their
admissions after Mr. Heiland had opposed summary judgment in reliance on the admissions was
unreasonable, and its simultaneous award of summary judgment based upon the amended
admissions was improper. Accordingly, Mr. Heiland’s first and second assignments of error are
sustained.
ASSIGNMENT OF ERROR III
THE FRAUDS PERPETRATED BY DEFENDANTS AND DEFENDANTS’
COUNSEL HAVE SO CORRUPTED THE PLAINTIFF’S LEGAL A DUE
PROCESS RIGHTS, SERIOUSLY PREJUDICING APPELLANT-PLAINTIFF,
THAT THE TRIAL COURT ERRED IN DETERMINING GRANTING
SUMMARY JUDGMENT AS A MATTER OF LAW, DAMAGING THE
JUDGMENT AND JURISDICTION OF THE COURT.
{¶18} In Mr. Heiland’s third assignment of error, he argues that the trial court erred
when it awarded summary judgment to the defendants because the defendants had committed
fraud. In light of our resolution of his first two assignments of error, this argument is moot, and,
therefore, we decline to address it. See App.R. 12(A)(1)(c). Mr. Heiland also argues
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“Defendants’ Admissions should continue to be deemed admitted and summary judgment
granted for [him.]” However, Mr. Heiland never filed a motion for summary judgment, and,
thus, his third assignment of error is overruled in part.
III.
{¶19} We sustain Mr. Heiland’s first and second assignments of error. Mr. Heiland’s
third assignment of error is moot in part and overruled in part. The judgment of the Lorain
County Court of Common Pleas is reversed in part, and the matter is remanded for further
proceedings consistent with this opinion.
Judgment affirmed in part,
reversed in part,
and cause remanded.
There were reasonable grounds for this appeal.
We order that a special mandate issue out of this Court, directing the Court of Common
Pleas, County of Lorain, State of Ohio, to carry this judgment into execution. A certified copy of
this journal entry shall constitute the mandate, pursuant to App.R. 27.
Immediately upon the filing hereof, this document shall constitute the journal entry of
judgment, and it shall be file stamped by the Clerk of the Court of Appeals at which time the
period for review shall begin to run. App.R. 22(C). The Clerk of the Court of Appeals is
instructed to mail a notice of entry of this judgment to the parties and to make a notation of the
mailing in the docket, pursuant to App.R. 30.
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Costs taxed equally to both parties.
EVE V. BELFANCE
FOR THE COURT
MOORE, P. J.
CARR, J.
CONCUR.
APPEARANCES:
ERIC HEILAND, pro se, Appellant.
NICHOLAS D. SATULLO and JAMES O’CONNOR, Attorneys at Law, for Appellees.