Houghton v. State ( 2015 )

Cite as 2015 Ark. 252
SUPREME COURT OF ARKANSAS
No. CR-14-760
SUSAN HOUGHTON Opinion Delivered June 4, 2015
APPELLANT
APPEAL FROM THE JOHNSON
V. COUNTY CIRCUIT COURT
[NO. CR-2011-141]
STATE OF ARKANSAS HONORABLE WILLIAM M.
APPELLEE PEARSON, JUDGE
AFFIRMED.
KAREN R. BAKER, Associate Justice
A Johnson County Circuit Court jury found appellant Susan Lynn Houghton guilty
of possession of drug paraphernalia with intent to manufacture methamphetamine and
possession of drug paraphernalia, for which she was sentenced to a total of 144 months’
imprisonment in the Arkansas Department of Correction. Houghton v. State, 2014 Ark. App.
32, at 1. After Houghton’s counsel filed a no-merit brief, the court of appeals affirmed her
conviction and sentence on January 15, 2014. Id. Subsequently, Houghton filed a petition
for postconviction relief under Arkansas Rule of Criminal Procedure 37. The circuit court
denied her petition without a hearing. This court’s jurisdiction over Rule 37 appeals is proper
pursuant to Arkansas Rule of Criminal Procedure 37.3. Ark. R. Crim. P. 37.3(b) (“If a
petition on which the petitioner was represented by counsel is denied, counsel shall continue
to represent the petitioner for an appeal to the Supreme Court, unless relieved as counsel by
the circuit court or the Supreme Court.”). On appeal, Houghton contends that the circuit
court erred in denying her petition without a hearing. We affirm.
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In her petition, Houghton alleged that her trial counsel was ineffective for failing to
object to five statements—two during the State’s opening statement, two during the State’s
closing argument, and one during sentencing—made by the prosecutor. Houghton
challenged the following remarks made by the prosecutor during opening statement:
Now at the root—at the root of this case and frankly the methamphetamine problem
up and down the River Valley is the fact—let me back up just a minute and clarify for
you what she actually is charged with.
....
Now as I started to say, the root of this case, as well as the root of the entire
methamphetamine problem in the River Valley and probably the South, is the fact that
methamphetamine, Ladies and Gentlemen, is very, very easy to make. It’s very easy
to make.
Houghton contended that the prosecutor encouraged the jury to consider irrelevant
information by indicating that “the jury should consider the River Valley and the South’s
problem with methamphetamine during jury deliberation in the guilt phase.” Houghton also
contended that her trial counsel was ineffective for failing to object when the prosecutor
stated, during opening statement, that “I do not expect you all to make a decision based on
what I’m telling you. First off, you haven’t heard both sides yet.” Houghton contended that
this statement was “a clear violation of the law and [Houghton]’s right to due process,”
because she had “no obligation to testify or present any evidence in her own defense.”
Likewise, Houghton contended that her trial counsel was ineffective for failing to
object to the following statements made by the prosecutor during closing argument:
Now this morning when I was talking to you I said really the root of the problem in
this case, and I say really the root of the problem throughout the River Valley and may
even in the South is the fact that methamphetamine is so easy to make.
....
In fact, I care more if you are operating out of Johnson County, Arkansas because I
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can’t do one thing about the guy in Mexico. I can’t do a thing. I can do it when he
starts distributing on I-40, and we do it. You see interdiction all the time, but as far
as the manufacturer, I can’t do a thing, but I can sure do something here, and that’s
why we are here.
Houghton’s third point in her Rule 37 petition alleged that trial counsel was ineffective for
failing to object when the prosecutor made the following statement during the sentencing
phase: “I know I’m getting emotional about this, but I see this stuff time after time after time.
If she were a user, she wouldn’t be here and I wouldn’t be here. I’ve got fifty of them on the
docket. We don’t—I don’t do this.” According to Houghton, the “record clearly shows the
repetative injection by the prosecutor of statements that were not objected to by defense
counsel for [Houghton] and which demonstrated a defective representation that influenced
the outcome of the trial in the guilt phase as well as the sentencing phase.”
Finally, Houghton alleged that her trial counsel was ineffective for failing to file a
motion to suppress an incriminating statement she made to law enforcement. According to
Houghton’s petition, Officer Johnson saw a black pot on the floorboard of Houghton’s black
Dodge Charger. He was able to see inside the car because the door was open. As he
approached, Houghton attempted to close the door of the car and Officer Johnson told her
not to shut the door because he knew what was inside. Houghton then replied, “It’s a meth
lab. I came up here to burn it.” In her petition, Houghton contended that Officer Johnson
“exercised control over her by not permitting her to close the Dodge’s door. His failure to
immediately advise [Houghton] of her 5th Amendment right should have caused the defense
attorney to understand his obligation to file a motion to suppress her statement.”
On May 19, 2014, the circuit court denied Houghton’s petition without a hearing.
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In its order, the circuit court concluded that Houghton failed to establish that she was denied
a fair trial as a result of trial counsel’s failure to object. The circuit court concluded that
Houghton failed to show any prejudice arising from trial counsel’s failure to object to the
remarks made during opening statement because the jury was instructed that such remarks
were not evidence, and the jury was instructed to disregard any argument, statements, or
remarks of the attorneys that had no basis in the evidence. The circuit court concluded that
the remaining statements were made as a result of testimony given during Houghton’s trial
and that there was no comment on Houghton’s decision not to testify. Finally, the circuit
court determined that trial counsel was not ineffective for failing to file a motion to suppress
a statement Houghton made to law enforcement officers prior to her arrest because the
motion would not have been successful.
On appeal, Houghton challenges the circuit court’s conclusion that trial counsel was
not ineffective for failing to object during opening statement and closing argument and to the
prosecutor’s statement made during the sentencing phase. She contends that “in the present
case we do not know what the trial strategy of the trial counsel was, because he did not testify
at a hearing on the petition.” Houghton contends that the circuit court’s conclusion that
counsel’s decision not to object during opening statement and closing argument was one of
trial strategy is “not supported” and is “mere speculation of the court.” Houghton further
contends that trial counsel should have objected to the prosecutor’s statement that the jury
had not “heard both sides yet,” because that statement was a comment on the fact that
Houghton would not testify, which violates her rights protected by the Fifth Amendment to
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the U.S. Constitution. Finally, Houghton asks this court to overrule its previous decisions
rejecting the doctrine of cumulative error as it applies to claims of ineffective assistance of
counsel.1
In turning to the merits, we note that the circuit court did not hold an evidentiary
hearing. Rule 37.3 of the Arkansas Rules of Criminal Procedure provides that an evidentiary
hearing should be held in a postconviction proceeding unless the files and record of the case
conclusively show that the prisoner is entitled to no relief. Wooten v. State, 338 Ark. 691, 1
S.W.3d 8 (1999) (citing Bohanan v. State, 327 Ark. 507, 939 S.W.2d 832 (1997) (per
curiam)). If the files and the record show that the petitioner is not entitled to relief, the
circuit court is required to make written findings to that effect. Ark. R. Crim. P. 37.3(a).
On appeal from a trial court’s ruling on a petitioner’s request for Rule 37 relief, this
court will not reverse the trial court’s decision granting or denying postconviction relief
unless it is clearly erroneous. Kemp v. State, 347 Ark. 52, 55, 60 S.W.3d 404, 406 (2001). A
finding is clearly erroneous when, although there is evidence to support it, the appellate
court after reviewing the entire evidence is left with the definite and firm conviction that a
mistake has been committed. Id.
“The benchmark for judging a claim of ineffective assistance of counsel must be
‘whether counsel’s conduct so undermined the proper functioning of the adversarial process
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She does not challenge the circuit court’s conclusion regarding trial counsel’s failure
to file a motion to suppress her statement made to Officer Johnson. Issues raised below but
not argued on appeal are considered abandoned. Gulley v. State, 2012 Ark. 368, at 12, 423
S.W.3d 569, 578.
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that the trial cannot be relied on as having produced a just result.’ Strickland [v. Washington,
466 U.S. 668, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984)].” Henington v. State, 2012 Ark. 181,
403 S.W.3d 55. Pursuant to Strickland, we assess the effectiveness of counsel under a
two-prong standard. First, a petitioner raising a claim of ineffective assistance must show that
counsel made errors so serious that counsel was not functioning as the “counsel” guaranteed
the petitioner by the Sixth Amendment to the United States Constitution. Williams v. State,
369 Ark. 204, 251 S.W.3d 290 (2007). A petitioner making an
ineffective-assistance-of-counsel claim must show that his counsel’s performance fell below
an objective standard of reasonableness. Springs v. State, 2012 Ark. 87, 387 S.W.3d 143. A
court must indulge in a strong presumption that counsel’s conduct falls within the wide range
of reasonable professional assistance. Id.
Second, the petitioner must show that counsel’s deficient performance so prejudiced
petitioner’s defense that he was deprived of a fair trial. Id. The petitioner must show there is
a reasonable probability that, but for counsel’s errors, the fact-finder would have had a
reasonable doubt respecting guilt, i.e., the decision reached would have been different absent
the errors. Howard v. State, 367 Ark. 18, 238 S.W.3d 24 (2006). A reasonable probability is
a probability sufficient to undermine confidence in the outcome of the trial. Id. Unless a
petitioner makes both showings, it cannot be said that the conviction resulted from a
breakdown in the adversarial process that renders the result unreliable. Id. Finally, conclusory
statements that counsel was ineffective cannot be the basis for postconviction relief. Anderson
v. State, 2011 Ark. 488, at 5, 385 S.W.3d 783.
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Houghton’s first point on appeal is that the circuit court erred in denying her Rule 37
petition without a hearing. As previously stated, Rule 37.3 permits a circuit court to deny
a petition for postconviction relief without a hearing, but requires that the circuit court “shall
make written findings to that effect, specifying any part of the files, or records that are relied
upon to sustain the court’s findings.” Henington v. State, 2012 Ark. 181, at 9, 403 S.W.3d 55,
62. Thus, our rule does not require circuit courts to hold a hearing on every petition. In
Henington, we affirmed a denial without a hearing when the circuit court’s order explained
that the allegations contained in the petition were conclusory and lacked factual explanation.
In the present case, the circuit court’s five-page order included detailed findings of fact and
conclusions of law on each point raised in Houghton’s Rule 37 petition. Consequently, we
cannot say that the circuit court’s written order does not comport with the requirements of
Rule 37.3.
In addition, we agree that the files and records of Houghton’s case conclusively show
that her counsel was not ineffective for failing to object during opening statement or closing
argument. We have acknowledged that experienced advocates might differ about when, or
if, objections are called for since, as a matter of trial strategy, further objections from counsel
may result in comments seeming more significant to the jury. Sasser v. State, 338 Ark. 375,
391, 993 S.W.2d 901, 910 (1999) (citing Neff v. State, 287 Ark. 88, 696 S.W.2d 736 (1985));
see also Howard v. State, 367 Ark. 18, 238 S.W.3d 24. Furthermore, many lawyers refrain from
objecting during opening statement and closing argument, absent egregious misstatements,
and the failure to object during closing argument and opening statement is within the wide
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range of permissible professional legal conduct. Id. Here, the circuit court found that trial
counsel’s decision not to object was one of trial strategy outside the purview of a Rule 37
petition. The circuit court further found that Houghton failed to demonstrate prejudice
because the jury was instructed that remarks of counsel during opening statement are not
evidence. Finally, the circuit court concluded that neither the opening nor the closing
argument by the prosecutor were egregious misstatements.
We recognize that failure to object may be ineffective assistance of counsel resulting
in prejudice where statements made in opening statement and closing argument are egregious.
However, in this instance, we agree with the circuit court that the prosecutor’s statements
were not egregious. Here, the State presented testimony from law enforcement officers
regarding the methods used to manufacture methamphetamine and the ease of obtaining the
necessary components. Houghton fails to show that any of this testimony was inadmissible.
When evidence is admissible, a party is entitled to refer to it during opening statement. Smith
v. State, 2009 Ark. 453, at 11, 343 S.W.3d 319, 326. Moreover, the prosecutor’s closing
argument did not constitute an appeal to the jurors’ passions and emotions. Rather, the
prosecutor’s comments discussed evidence that was presented regarding the manufacture of
methamphetamine in Mexico. A reversal of a judgment due to remarks made by counsel
during closing arguments is rare and requires that counsel make an appeal to the jurors’
passions and emotions. Price v. State, 365 Ark. 25, 37, 223 S.W.3d 817, 826 (2006).
Moreover, every plausible inference may be argued in closing. Howard v. State, 348 Ark. 471,
495, 79 S.W.3d 273, 288 (2002). Failure to make a meritless objection is not an instance of
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ineffective assistance of counsel. Jackson v. State, 352 Ark. 359, 105 S.W.3d 352, 361 (2003).
Finally, the jury was instructed that remarks made during opening statement were not
evidence and to disregard any argument, statements, or remarks of the attorneys that had no
basis in the evidence. Therefore, the circuit court did not err in finding that Houghton failed
to demonstrate defective representation that influenced the outcome of the trial. Although
there may be instances in which trial counsel’s decision not to object during opening
statement or closing argument amounts to ineffective assistance of counsel, we decline to find
error in trial counsel’s failure to object when the remarks are not egregious.
Houghton’s second point on appeal is that the circuit court erred in concluding that
her trial counsel was not ineffective for failing to object to the prosecutor’s statement that the
jury had not “heard both sides yet.” Houghton maintains that this constituted an
impermissible comment on her decision not to testify.
In Griffin v. California, 380 U.S. 609 (1965), the Supreme Court of the United States
extended the protection of the Fifth Amendment to the states. In addition, the Arkansas
Legislature has provided statutory protection of this right:
On the trial of all indictments, informations, complaints, and other proceedings against
persons charged with the commission of crimes, offenses, and misdemeanors in this
state, the person so charged shall, at his own request, but not otherwise, be a
competent witness. The failure of any person so charged to make such a request shall
not create a presumption against him.
Ark. Code Ann. § 16-43-501. This court has long recognized that violation of this statute
would be “presumptively prejudicial.” Bridgman v. State, 170 Ark. 709, 710, 280 S.W. 982,
982 (1926). However, this court has applied the harmless-error standard to improper
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comments on the defendant’s right not to testify. See Bradley v. State, 320 Ark. 100, 896
S.W.2d 425 (1995).
In this case, the circuit court concluded that the statement “you haven’t heard both
sides yet,” was not an improper comment on Houghton’s right not to testify. The circuit
court found that the prosecutor could have reasonably anticipated that Houghton “intended
to cross-examine [the] State’s witnesses to present her side as challenges to the weight to be
given testimony and evidence presented by the State.” In Bradley, we determined that the
prosecutor improperly commented on the appellant’s right not to testify by stating, during
closing argument, that “the defendant’s right not to testify should not be considered evidence
of guilt, at the same time, it should not be considered evidence of innocence.” Id. at 104, 896
S.W.2d at 427. However, we found the error to be harmless because the eyewitness
testimony and the physical evidence of appellant’s guilt were overwhelming. Id. at 105, 896
S.W.2d at 428. More recently, we determined that a prosecutor’s remarks during opening
statement indicating that the defendant would testify was harmless error given that the defense
counsel had indicated during jury voir dire that the defendant would testify. Elser v. State, 353
Ark. 143, 147, 114 S.W.3d 168, 170 (2003).
Here, even assuming that the prosecutor’s statement was improper, Houghton fails to
show that she was prejudiced by the statement. First, the jury was instructed that Houghton
had the right not to testify and the fact that she did not testify was not evidence of guilt and
should not be considered in arriving at a verdict. Second, the State presented overwhelming
evidence of Houghton’s guilt. The State presented evidence that on July 25, 2011, Officer
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Johnson visited the property where Houghton was allegedly living. Upon arriving, Officer
Johnson saw Houghton standing outside her car. Inside the car was a black container with
a plastic bottle of “Liquid Fire” and tubing sitting on the front passenger floorboard of her car.
Houghton attempted to shut the door, but Officer Johnson informed her that he had already
seen what was inside the car. At that point, Houghton admitted that it was a “meth lab”
inside her car. Officer Johnson, along with Officer Shannon Holman, conducted a search of
the car and found a pipe designed to smoke methamphetamine, thirty-six pseudoephedrine
tablets, lithium batteries, metal clippers, a glass jar containing liquid methamphetamine, a
plastic squeeze bottle containing “liquid fire,” scissors, an air pump, plastic tubing, coffee
filters, digital scales, plastic bags, and a syringe containing methamphetamine. In addition to
the items recovered from the car, Officer Johnson recovered several items which he testified
were used in the manufacture and distribution of methamphetamine from the cabin where
Houghton was living. Officer Johnson, Officer Holman, and Phillip Johnson, from the
Arkansas State Crime Laboratory, identified and explained the function of each of these items
as it relates to the manufacture and distribution of methamphetamine. Houghton did not
object to any of this testimony, or to introduction of the items seized, or to the introduction
of photographs of the car and cabin. In light of this overwhelming evidence of guilt, the
comment made by the prosecutor, even if improper, was harmless. See, e.g., Elser, 353 Ark.
143, 114 S.W.3d 168.
For her third and final point on appeal, Houghton contends that the circuit court
“should have considered all the potentially objectionable points and made a cumulative error
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ruling that the overall failure to object resulted in an unfair trial.” Although Houghton
acknowledges that this court has “consistently refused to recognize the concept of cumulative
error in ineffective assistance of counsel claims,” she urges this court to “reconsider this and
overrule the previous decisions rejecting the doctrine of cumulative error.” Houghton is
correct that this court has refused to apply the cumulative-error doctrine to ineffective-
assistance-of-counsel claims. Young v. State, 2015 Ark. 65, at 8 (“[W]e do not recognize an
ineffective-assistance-of-counsel claim based purely on the cumulative effect of counsel’s
errors.”). This court does not lightly overrule cases and applies a strong presumption in favor
of the validity of prior decisions. B.C. v. State, 344 Ark. 385, 390, 40 S.W.3d 315, 318
(2001) (citing State v. Singleton, 340 Ark. 710, 13 S.W.3d 584 (2000); McGhee v. State, 334
Ark. 543, 975 S.W.2d 834 (1998)). Although we have the power to overrule previous
decisions, we will uphold them unless great injury or injustice would result. Bharodia v.
Pledger, 340 Ark. 547, 11 S.W.3d 540 (2000). The party asking us to overrule a prior decision
has the burden of showing that our refusal to overrule the prior decision would result in
injustice or great injury. B.C., 344 Ark. at 390, 40 S.W.3d at 319. Houghton has made no
such showing here. Accordingly, we decline to overrule our previous decisions refusing to
apply the cumulative-error doctrine to claims of ineffective assistance of counsel.
We find no error in the circuit court’s conclusion that the files and records of
Houghton’s case conclusively show that she is not entitled to relief.
Affirmed.
Ernie Witt, for appellant.
Dustin McDaniel, Att’y Gen., by: Rebecca Kane, Ass’t Att’y Gen., for appellee.
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