State v. Ewing , 2015 Ohio 3804 ( 2015 )

[Cite as State v. Ewing, 2015-Ohio-3804.]
IN THE COURT OF APPEALS OF OHIO
SIXTH APPELLATE DISTRICT
LUCAS COUNTY
State of Ohio Court of Appeals No. L-14-1127
Appellee Trial Court No. CR0201302370
v.
Michael R. Ewing DECISION AND JUDGMENT
Appellant Decided: September 18, 2015
*****
Julia R. Bates, Lucas County Prosecuting Attorney, and
Evy M. Jarrett, Assistant Prosecuting Attorney, for appellee.
Edward J. Stechschulte, for appellant.
*****
PIETRYKOWSKI, J.
{¶ 1} Appellant, Michael Ewing, appeals his judgment of conviction from the
Lucas County Court of Common Pleas on one count of aggravated assault and one count
of aggravated riot. For the following reasons, we affirm.
{¶ 2} On August 14, 2013, the Lucas County Grand Jury returned a three-count
indictment against appellant. Count One was for felonious assault in violation of R.C.
2903.11(A)(1), a felony of the second degree. Count Two was for intimidation of an
attorney, victim, or witness in a criminal case in violation of R.C. 2921.04(B), a felony of
the third degree. Count Three was for aggravated riot in violation of R.C. 2917.02(A)(2)
and (C), a felony of the fourth degree. The charges stemmed from a fight in the parking
lot of a bar during which appellant and several other individuals approached and
physically beat the victim. The victim suffered a fractured orbital bone and required
several staples to close a cut on his forehead.
{¶ 3} On December 16, 2013, appellant withdrew his initial plea of not guilty, and
entered a plea of guilty pursuant to North Carolina v. Alford to the lesser-included
offense of aggravated assault in Count One and to the offense of aggravated riot in Count
Three, both felonies of the fourth degree. As part of the plea deal, appellant agreed to a
sentence of two years in prison, not including time already served, and the state agreed to
dismiss Count Two.
{¶ 4} At the subsequent sentencing hearing, the trial court imposed the two-year
prison sentence, ordering appellant to serve consecutive one-year terms for each count.
At that time, appellant did not raise the issue of whether aggravated riot and aggravated
assault were allied offenses, nor did he object to the trial court’s failure to consider
whether the two counts should merge.
2.
Assignments of Error
{¶ 5} We have granted appellant’s motion for leave to file a delayed appeal, and
appellant now presents two assignments of error for our review:
Assignment of Error No. 1: The trial court committed plain error
when it failed to inquire and determine whether Appellant’s convictions of
aggravated assault and aggravated riot merged as allied offenses of a
similar import pursuant to R.C. §2941.25(A).
Assignment of Error No. 2: Appellant’s trial counsel deprived
Appellant of his rights to a fair trial, the effective assistance of counsel, and
due process of law as guaranteed by the Fifth, Sixth, and Fourteenth
Amendments to the United States Constitution and comparable provisions
of the Ohio Constitution.
Analysis
{¶ 6} In his first assignment of error, appellant argues that the trial court
committed plain error in failing to conduct a merger analysis. Because the issue of allied
offenses was not raised in the trial court, our review shall proceed under the plain error
standard. Crim.R. 52(B).
{¶ 7} Before reaching the merits of appellant’s assignment of error, we will
address the state’s contention that he is precluded from now raising the issue on appeal.
The state presents two reasons to support its position. First, the state argues that
appellant is precluded from raising the issue because he received the benefit of the
3.
bargain of the plea agreement. Second, the state argues that appellant waived the issue
when he agreed to a sentence that was longer than the maximum possible sentence for
either of the offenses alone, thereby necessitating that the sentences would be consecutive
and unmerged.1 Notably, the Ohio Supreme Court addressed both of these arguments in
State v. Underwood, 124 Ohio St. 3d 365, 2010-Ohio-1, 922 N.E.2d 923.
{¶ 8} In that case, Underwood was indicted on two counts of aggravated theft and
two counts of theft. Underwood agreed to plead no contest to the four counts in
exchange for receiving a prison term of no more than two years. In its written sentencing
recommendation, the state noted that the two counts in each of the different categories of
thefts would be considered allied offenses of similar import. However, at sentencing, no
discussion was held regarding allied offenses, and the trial court sentenced Underwood
on all four counts. The trial court ordered all of the sentences to be served concurrently
for a total prison term of two years. Id. at ¶ 2-6.
{¶ 9} Underwood appealed, arguing that the trial court committed plain error by
imposing multiple sentences for allied offenses of similar import. The Second District
agreed with Underwood and reversed the conviction. The state then appealed the
decision to the Ohio Supreme Court on the following issue: “Is an agreed and jointly
recommended sentence ‘authorized by law’ under R.C. 2953.08(D)(1), and thus not
reviewable, when the agreed sentence includes convictions for offenses that are allied
1
The maximum term of incarceration for a felony of the fourth degree is 18 months.
R.C. 2929.14(A)(4). Here, appellant was sentenced to two years in prison.
4.
offenses of similar import?” Id. at ¶ 7-9. The Ohio Supreme Court answered the
question in the negative and affirmed the decision of the Second District.
{¶ 10} In its decision, the Ohio Supreme Court stated,
[A] trial court is prohibited from imposing individual sentences for
counts that constitute allied offenses of similar import. A defendant’s plea
to multiple counts does not affect the court’s duty to merge those allied
counts at sentencing. This duty is mandatory, not discretionary. Therefore,
we conclude that when a sentence is imposed on multiple counts that are
allied offenses of similar import in violation of R.C. 2941.25(A), R.C.
2953.08(D) does not bar appellate review of that sentence even though it
was jointly recommended by the parties and imposed by the court. Id. at ¶
26.
{¶ 11} Regarding the state’s argument that appellant has received the benefit of his
bargain, the Ohio Supreme Court dismissed a similar contention that its holding would
allow defendants to manipulate plea agreements for a more beneficial result. The court
noted,
[N]othing in this decision precludes the state and a defendant from
stipulating in the plea agreement that the offenses were committed with
separate animus, thus subjecting the defendant to more than one conviction
and sentence. When the plea agreement is silent on the issue of allied
offenses of similar import, however, the trial court is obligated under R.C.
5.
2941.25 to determine whether the offenses are allied, and if they are, to
convict the defendant of only one offense. Id. at ¶ 29.
{¶ 12} Here, the plea agreement is silent on the issue of allied offenses.
Therefore, in accordance with Underwood, we find meritless the state’s argument that
appellant should be precluded from raising the issue of allied offenses because he
received the benefit of the bargain.
{¶ 13} Turning to the state’s argument regarding waiver, the Ohio Supreme Court
rejected a similar argument made by Justice Cupp in his dissent. The court stated, “We
have held that ‘courts indulge every reasonable presumption against waiver’ of
fundamental constitutional rights and that we ‘do not presume acquiescence in the loss of
fundamental rights.’ A waiver is ordinarily an intentional relinquishment or
abandonment of a known right or privilege.” (Emphasis sic.) Underwood, 124 Ohio
St.3d 365, 2010-Ohio-1, 922 N.E.2d 923, at ¶ 32, quoting State v. Adams, 43 Ohio St. 3d
67, 69, 538 N.E.2d 1025 (1989). The court noted, “[t]here is nothing in the record that
demonstrates that Underwood was informed that he was agreeing to be convicted of
allied offenses, thereby waiving his constitutional right to be free from double jeopardy.”
Id.
{¶ 14} While acknowledging the court’s holding in Underwood, the state urges us
to find the present case distinguishable. In particular, the state notes that the defendant in
Underwood agreed to a prison term that was within the allowable range for one of the
offenses. In contrast, appellant agreed to a term that by necessity would require the two
6.
sentences to be run consecutively since he agreed to a two-year prison term when the
maximum for each individual offense was only 18 months. Thus, the state concludes that
“the agreed-upon sentence should be viewed as an intentional relinquishment of any right
to insist upon an allied-offense analysis.”
{¶ 15} We disagree. Although it could be inferred that appellant relinquished his
right to argue double jeopardy, such an inference does not overcome the strong
presumption against waiver, particularly where the record contains no discussion of the
issue. Therefore, we find that appellant did not waive his right to argue the issue of allied
offenses of similar import.
{¶ 16} Turning now to the merits of appellant’s first assignment of error, appellant
argues that the trial court committed plain error when it failed to conduct the merger
analysis. The state, on the other hand, contends that no error occurred because the
aggravated riot and aggravated assault offenses were committed by multiple acts, not by a
single act with a single animus. In responding to the state’s argument, appellant asserts
that the state’s position misses the mark. He concludes,
[T]he State has not cited a single case where a fight among multiple
actors arising from a continuous sequence of events was found not to
constitute a single act committed with single state of mind. But even
assuming that such a conclusion could be drawn, it is a conclusion that
should have been made by the trial court at sentencing. The trial court
failed to make any such inquiry. Accordingly, there is simply insufficient
7.
facts in the record to determine whether merger applies. It was the trial
court’s failure to determine that the offenses were allied offenses of similar
import that gives rise to this appeal. Because the court failed to undergo
the required analysis, the trial court committed plain error.
{¶ 17} In making his argument, appellant relies on State v. Rogers, 2013-Ohio-
3235, 994 N.E.2d 499 (8th Dist.). However, that decision was recently reversed by the
Ohio Supreme Court. In State v. Rogers, --- Ohio St.3d ---, 2015-Ohio-2459, --- N.E.3d -
--, ¶ 3, the Ohio Supreme Court rejected the same argument raised by appellant that the
trial court committed plain error simply by not engaging in an allied offenses analysis,
holding,
An accused’s failure to raise the issue of allied offenses of similar
import in the trial court forfeits all but plain error, and a forfeited error is
not reversible error unless it affected the outcome of the proceeding and
reversal is necessary to correct a manifest miscarriage of justice.
Accordingly, an accused has the burden to demonstrate a reasonable
probability that the convictions are for allied offenses of similar import
committed with the same conduct and without a separate animus; and,
absent that showing, the accused cannot demonstrate that the trial court’s
failure to inquire whether the convictions merge for purposes of sentencing
was plain error. (Emphasis added.).
8.
{¶ 18} Here, appellant has not met his burden to show that the offenses of
aggravated riot and aggravated assault were committed with the same conduct and
without a separate animus. Therefore, he has not demonstrated that plain error occurred.
See id. at ¶ 25.
{¶ 19} Accordingly, appellant’s first assignment of error is not well-taken.
{¶ 20} In his second assignment of error, appellant argues that trial counsel was
ineffective for not objecting to the trial court’s failure to conduct a merger analysis, and
for not requesting a hearing pursuant to R.C. 2941.25 to determine whether the two
offenses should merge. In order to demonstrate ineffective assistance of counsel,
appellant must satisfy the two-prong test developed in Strickland v. Washington, 466 U.S.
668, 687, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984). That is, appellant must show counsel’s
performance fell below an objective standard of reasonableness, and a reasonable
probability exists that, but for counsel’s error, the result of the proceedings would have
been different. Id. at 687-688, 694. “The object of an ineffectiveness claim is not to
grade counsel’s performance. If it is easier to dispose of an ineffectiveness claim on the
ground of lack of sufficient prejudice, which we expect will often be so, that course
should be followed.” Id. at 697.
{¶ 21} In this case, as with his first assignment of error, appellant has failed to
demonstrate that the two offenses would have merged. Thus, he has failed to satisfy the
second prong requiring that a reasonable probability exists that the result of the
proceedings would have been different but for counsel’s error.
9.
{¶ 22} Accordingly, appellant’s second assignment of error is not well-taken.
{¶ 23} For the foregoing reasons, we find that substantial justice was done the
party complaining and the judgment of the Lucas County Court of Common Pleas is
affirmed. Pursuant to App.R. 24, appellant is ordered to pay the costs of this appeal.
Judgment affirmed.
A certified copy of this entry shall constitute the mandate pursuant to App.R. 27.
See also 6th Dist.Loc.App.R. 4.
Mark L. Pietrykowski, J. _______________________________
JUDGE
Thomas J. Osowik, J.
_______________________________
James D. Jensen, .J. JUDGE
CONCUR.
_______________________________
JUDGE
This decision is subject to further editing by the Supreme Court of
Ohio’s Reporter of Decisions. Parties interested in viewing the final reported
version are advised to visit the Ohio Supreme Court’s web site at:
http://www.sconet.state.oh.us/rod/newpdf/?source=6.
10.