Newsom v. Albemarle County School Board , 354 F.3d 249 ( 2003 )


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  •                            PUBLISHED
    UNITED STATES COURT OF APPEALS
    FOR THE FOURTH CIRCUIT
    ALAN NEWSOM, a minor by and             
    through FRED NEWSOM, his Parent
    and Next Friend,
    Plaintiff-Appellant,
    v.
    ALBEMARLE COUNTY SCHOOL BOARD,
    by and through its School Board
    Members in their Official Capacity;
    CHARLES M. WARD, Albemarle
    School Board Member, in his
    Official Capacity; PAM MOYNIHAN,
    Albemarle School Board Member,
    in her Official Capacity; GORDON
    WALKER, Albemarle County School
    Board Member, in his Official              No. 03-1125
    Capacity; KEN C. BOYD, Albemarle
    School Board Member, in his
    Official Capacity; STEPHEN H.
    KOLESZAR, Albemarle School Board
    Member, in his Official Capacity;
    DIANTHA H. MCKEEL, Albemarle
    School Board Member, in her
    Official Capacity; GARY GRANT,
    Albemarle School Board Member,
    in his Official Capacity; BETTY PITT,
    both in her Individual Capacity and
    in her Official Capacity as Vice
    Principal of Jack Jouett Middle
    School; RUSSELL L. JARRETT, in his
    Official Capacity as Principal of
    
    2            NEWSOM v. ALBEMARLE COUNTY SCHOOL BD.
    Jack Jouett Middle School; KEVIN       
    CASTNER, in his Official Capacity as
    Division Superintendent of the
    Albemarle County Public School
    System,
    Defendants-Appellees.
    SOUTHERN LEGAL RESOURCE CENTER,
    INCORPORATED; INDEPENDENCE
    INSTITUTE; FIRST AMENDMENT
    LAWYERS ASSOCIATION; INDIVIDUAL
    RIGHTS FOUNDATION; RICHMOND
    AMERICAN CIVIL LIBERTIES UNION OF
    VIRGINIA; COMMONWEALTH OF              
    VIRGINIA,
    Amici Supporting Appellant.
    NATIONAL SCHOOL BOARDS
    ASSOCIATION; VIRGINIA SCHOOL
    BOARDS ASSOCIATION; NORTH
    CAROLINA SCHOOL BOARDS
    ASSOCIATION; MARYLAND SCHOOL
    BOARDS ASSOCIATION; SOUTH
    CAROLINA SCHOOL BOARDS
    ASSOCIATION,
    Amici Supporting Appellees.
    
    Appeal from the United States District Court
    for the Western District of Virginia, at Charlottesville.
    Norman K. Moon, District Judge.
    (CA-02-101-3)
    Argued: September 25, 2003
    Decided: December 1, 2003
    Before WILLIAMS and SHEDD, Circuit Judges, and
    HAMILTON, Senior Circuit Judge.
    NEWSOM v. ALBEMARLE COUNTY SCHOOL BD.                   3
    Vacated and remanded with instructions by published opinion. Senior
    Judge Hamilton wrote the opinion, in which Judge Williams and
    Judge Shedd joined.
    COUNSEL
    ARGUED: Daniel Mark Zavadil, NATIONAL RIFLE ASSOCIA-
    TION OF AMERICA, Fairfax, Virginia, for Appellant. Mary Ellen
    McGowan, SICILIANO, ELLIS, DYER & BOCCAROSSE, Fairfax,
    Virginia, for Appellees. ON BRIEF: Kirk D. Lyons, SOUTHERN
    LEGAL RESOURCE CENTER, INC., Black Mountain, North Caro-
    lina, for Amicus Curiae Center. David B. Kopel, INDEPENDENCE
    INSTITUTE, Golden, Colorado, for Amicus Curiae Institute. Bradley
    J. Shafer, SHAFER & ASSOCIATES, P.C., Lansing, Michigan, for
    Amicus Curiae Lawyers Association. James H. Warner, INDIVID-
    UAL RIGHTS FOUNDATION, Rohrersville, Maryland; Manuel S.
    Klausner, INDIVIDUAL RIGHTS FOUNDATION, Los Angeles,
    California, for Amicus Curiae Foundation. Rebecca K. Glenberg,
    AMERICAN CIVIL LIBERTIES UNION OF VIRGINIA FOUNDA-
    TION, INC., Richmond, Virginia, for Amicus Curiae ACLU. Jerry
    W. Kilgore, Attorney General, William H. Hurd, Solicitor, Maureen
    R. Matsen, Deputy State Solicitor, William E. Thro, Deputy State
    Solicitor, OFFICE OF THE ATTORNEY GENERAL, Richmond,
    Virginia, for Amicus Curiae Commonwealth. D. Patrick Lacy, Jr.,
    Kelly C. Horan, REED SMITH, L.L.P., Richmond, Virginia; Julie K.
    Underwood, NATIONAL SCHOOL BOARDS ASSOCIATION,
    Alexandria, Virginia, for Amici Curiae School Boards Associations.
    OPINION
    HAMILTON, Senior Circuit Judge:
    In this First Amendment case, Alan Newsom (Newsom), a student
    at Jack Jouett Middle School (Jouett) in Albemarle County, Virginia,
    by and through his parent and next friend, Fred Newsom, appeals
    from a district court order denying his motion for a preliminary
    injunction seeking to enjoin the enforcement of the portion of Jouett’s
    4             NEWSOM v. ALBEMARLE COUNTY SCHOOL BD.
    2002-2003 dress code which prohibits "messages on clothing, jew-
    elry, and personal belongings that relate to . . . weapons." According
    to Newsom, the district court should have entered a preliminary
    injunction because he satisfied the test governing preliminary injunc-
    tions with regard to his claims that the challenged portion of Jouett’s
    2002-2003 dress code is both unconstitutionally overbroad and vague.
    Because we agree that Newsom satisfied this test at the preliminary
    injunction stage of the proceedings, we vacate the district court’s
    order denying Newsom’s motion for a preliminary injunction and
    remand with instructions to enter a preliminary injunction.
    I
    A
    Students at Jouett and their parents are provided each year with a
    student/parent handbook that is updated every summer. During the
    2001-2002 school year, the student/parent handbook prohibited stu-
    dents from wearing, inter alia, "messages on clothing, jewelry, and
    personal belongings that relate to drugs, alcohol, tobacco, sex, vulgar-
    ity, or that reflect adversely upon persons because of their race or eth-
    nic group."
    On April 29, 2002, during the student lunch period at Jouett, Eliza-
    beth Pitt (Pitt), an assistant principal at Jouett, observed Newsom,
    who at the time was a twelve-year-old student in the sixth grade at
    Jouett, sitting at a table on the opposite side of the cafeteria with his
    back towards her.1 Pitt’s attention was drawn to Newsom by his pur-
    ple t-shirt, which depicted three black silhouettes of men holding fire-
    arms superimposed on the letters "NRA" positioned above the phrase
    "SHOOTING SPORTS CAMP." Although the men appear to be aim-
    ing their firearms, the t-shirt did not indicate what or whom their tar-
    gets may be. The front of the t-shirt bore a smaller but identical
    version of the men superimposed on the initials "NRA," but no other
    writing or symbols.
    1
    During the times relevant to this litigation, over 500 students were
    enrolled in the sixth, seventh, and eighth grades at Jouett.
    NEWSOM v. ALBEMARLE COUNTY SCHOOL BD.                   5
    According to Pitt, she had the immediate impression that the fig-
    ures were "sharpshooters" which reminded her of the shootings at
    Columbine High School in Colorado and other incidents of school-
    related violence. As a consequence of her impression, Pitt was imme-
    diately concerned over the appropriateness of Newsom’s t-shirt in a
    middle school environment. Pitt believed that the t-shirt had the
    potential to disrupt the instructional process since the graphics on the
    shirt were so large and bold as to be distracting and she feared that
    Newsom’s fellow middle school students would also associate the
    images with the events at Columbine High School and other incidents
    of school-related violence. It was Pitt’s judgment that the images on
    Newsom’s t-shirt could also reasonably be interpreted by other mid-
    dle school students to promote the use of guns. Pitt felt that the imag-
    ery on the t-shirt was at odds with her obligation as a school
    administrator to discourage and prevent gun-related violence since the
    images on Newsom’s t-shirt conflicted with the message that "Guns
    and Schools Don’t Mix" and had the potential to create confusion
    among middle school students over the appropriate boundaries
    between firearms and schools. Pitt was also aware of at least one prior
    incident at Jouett when a middle school student brought a firearm to
    a school function.
    After observing the images on the t-shirt, Pitt approached Newsom
    and whispered in his ear that he needed to do something about the t-
    shirt because it was not appropriate school attire. When Pitt suggested
    that Newsom either change the t-shirt or turn it inside out, Newsom
    told her that he had obtained the t-shirt at a camp and asked what was
    wrong with it. Pitt advised Newsom that his shirt was inappropriate
    for school because the shirt depicted "pictures of men shooting guns."
    According to Pitt, she further explained the inappropriateness of
    the t-shirt to Newsom in terms she felt he would understand, that the
    school did not allow alcohol or drugs in the school and did not permit
    clothing with references to alcohol or drugs. Similarly, the school did
    not allow weapons in school nor images of such weapons on student
    clothing.
    After Newsom asked Pitt if she was going to suspend him, Pitt
    advised Newsom, whom she had always found to be an obedient and
    cooperative student, that suspension was not going to happen in this
    6             NEWSOM v. ALBEMARLE COUNTY SCHOOL BD.
    situation because he simply needed to change his t-shirt. When New-
    som then asked, "What if I refuse?," Pitt told him that if he refused
    to comply with her request it would raise an entirely different issue,
    i.e., defiance, in which case an in-school suspension could be a possi-
    bility. Pitt cautioned Newsom, however, that there was no need to
    take the matter that far since his behavior had never been a problem
    before and all he had to do was either turn the t-shirt inside out or
    change it. Newsom appeared to agree with Pitt and left the cafeteria
    to go to the boys’ bathroom to turn his t-shirt inside out.
    During the summer of 2002, the student/parent handbook was
    revised to prohibit students from wearing, inter alia, "messages on
    clothing, jewelry, and personal belongings that relate to drugs, alco-
    hol, tobacco, weapons, violence, sex, vulgarity, or that reflect
    adversely upon persons because of their race or ethnic group."2
    For the 2002-2003 school year, Newsom was in the seventh grade
    at Jouett. Between the beginning of the school year and October 2,
    2002 (when the district court heard oral argument on Newsom’s
    motion for a preliminary injunction), Pitt observed Newsom on at
    least three occasions wearing a t-shirt in school that bore the initials
    "NRA", an NRA logo, or other written messages referencing the
    NRA. According to Pitt, none of those t-shirts contained the objec-
    tionable images of gunmen that were on the t-shirt Newsom wore to
    school on April 29, 2002. School authorities did not speak to Newsom
    nor take any measures to prohibit him from wearing the other NRA
    t-shirts and he continued to do so through the date of the hearing on
    the preliminary injunction.
    B
    On September 17, 2002, Newsom filed suit against the Albemarle
    County School Board and a host of other school officials (including
    Pitt) in the United States District Court for the Western District of
    Virginia, alleging that his First Amendment rights to freedom of
    speech and association had been infringed.3 In his complaint, New-
    2
    For ease of reference, we will refer to this provision as the 2002-2003
    Jouett Dress Code.
    3
    For ease of reference, we will refer to the defendants as Jouett.
    NEWSOM v. ALBEMARLE COUNTY SCHOOL BD.                   7
    som alleged, inter alia, that: (1) his First Amendment rights were vio-
    lated when he was instructed to change his t-shirt or turn it inside out
    in April 2002; (2) his due process rights were violated because the
    2001-2002 dress code did not give him notice that wearing his t-shirt
    would subject him to disciplinary action; and (3) the 2002-2003 Jouett
    Dress Code both was unconstitutionally overbroad and vague. Along
    with his complaint, Newsom filed a motion for a preliminary injunc-
    tion seeking to enjoin the enforcement of the 2002-2003 Jouett Dress
    Code to the extent that it prohibited "the wearing of clothing or jew-
    elry that depicts images of or messages containing weapons or fire-
    arms images that are being used and/or contained in a lawful, non-
    violent, non-threatening display of speech, expression, or associa-
    tion." According to Newsom, such an injunction would not only allow
    him to wear the t-shirt he was banned from wearing, but also allow
    him to wear other t-shirts containing messages related to the lawful
    possession of firearms.
    The district court held a hearing on the motion for preliminary
    injunction on October 2, 2002. On December 20, 2002, the district
    court filed a memorandum opinion in which it concluded that New-
    som was not entitled to a preliminary injunction, principally because
    Newsom did not demonstrate that he had a likelihood of success on
    the merits of any of his claims. With regard to the censorship of New-
    som’s t-shirt in April 2002, the district court assumed, without decid-
    ing, that the t-shirt constituted symbolic speech. The district court
    went on to opine that the censorship of Newsom’s t-shirt was permis-
    sible because Jouett only sought to suppress the form of the message
    (graphic description of gunmen) and not the message itself. With
    regard to Newsom’s due process, vagueness, and overbreadth claims,
    the district court ostensibly found that Newsom would not likely suc-
    ceed on the merits of these claims because a school dress code need
    not be as detailed as a criminal code and, in view of this relaxed stan-
    dard, the 2002-2003 Jouett Dress Code was not constitutionally infirm
    because of due process, vagueness, or overbreadth concerns. An order
    denying Newsom’s motion for a preliminary injunction was entered
    by the district court and Newsom noted a timely appeal.
    II
    On appeal, Newsom contends that the district court erred when it
    denied his motion for a preliminary injunction. More specifically, he
    8             NEWSOM v. ALBEMARLE COUNTY SCHOOL BD.
    contends that he satisfied the test governing preliminary injunctions
    with regard to his claims that the 2002-2003 Jouett Dress Code is both
    unconstitutionally overbroad and vague.
    A
    We review a district court’s grant or denial of a preliminary injunc-
    tion for abuse of discretion. Doran v. Salem Inn, Inc., 
    422 U.S. 922
    ,
    932 (1975). We accept the district court’s findings of fact absent clear
    error, but review its legal conclusions de novo. North Carolina v. City
    of Virginia Beach, 
    951 F.2d 596
    , 601 (4th Cir. 1992).
    In deciding whether to issue a preliminary injunction, a court must
    consider "(1) the likelihood of irreparable harm to the plaintiff if the
    preliminary injunction is denied, (2) the likelihood of harm to the
    defendant if the requested relief is granted, (3) the likelihood that the
    plaintiff will succeed on the merits, and (4) the public interest." Direx
    Israel, Ltd. v. Breakthrough Med. Corp., 
    952 F.2d 802
    , 812 (4th Cir.
    1992). In this case, the irreparable harm that Newsom has alleged is
    inseparably linked to his claim of a violation of his First Amendment
    rights. Determination of irreparable harm thus requires analysis of
    Newsom’s likelihood of success on the merits, and we turn to this
    question first.
    B
    With regard to Newsom’s likelihood of success on the merits on
    his overbreadth claim, the principal question here is whether, after
    examining the record as it has developed through the preliminary
    injunction stage of the case, the 2002-2003 Jouett Dress Code, which
    prohibits, inter alia, "messages on clothing, jewelry, and personal
    belongings that relate to . . . weapons," is unconstitutionally over-
    broad on its face because it reaches too much expression that is pro-
    tected by the First Amendment.
    The First Amendment bars the government from "abridging the
    freedom of speech"—that is, generally, "from dictating what we see
    or read or speak or hear." U.S. CONST. amend. I; Ashcroft v. Free
    Speech Coalition, 
    535 U.S. 234
    , 244 (2002). Notwithstanding this
    NEWSOM v. ALBEMARLE COUNTY SCHOOL BD.                     9
    edict, courts have long recognized that a public school student’s First
    Amendment rights are not coextensive to those held by others in other
    contexts. Bethel Sch. Dist. No. 403 v. Fraser, 
    478 U.S. 675
    , 682
    (1986). Because most public school students are minors and school
    administrators have the duty to provide and facilitate education and
    to maintain order and discipline, the Supreme Court "has repeatedly
    emphasized the need for affirming the comprehensive authority of the
    States and of school officials, consistent with fundamental constitu-
    tional safeguards, to prescribe and control conduct in the schools."
    Tinker v. Des Moines Indep. Sch. Dist., 
    393 U.S. 503
    , 507 (1969).
    Consequently, while a public school student does not "shed [his] con-
    stitutional rights to freedom of speech or expression at the school-
    house gate," 
    id. at 506
    , those rights may be limited as long as the
    limitation is consistent with constitutional safeguards.
    In Tinker, school officials prevented a group of students from
    wearing black armbands to express their opposition to our country’s
    participation in the Vietnam War. 
    Id. at 504
    . The Court upheld the
    students’ right to do so because there was "no evidence whatever of
    petitioners’ interference, actual or nascent, with the schools’ work or
    of collision with the rights of other students to be secure and to be left
    alone." 
    Id. at 508
    . Responding to the school authorities’ attempt to
    justify their actions by reason of a concern about the possibility of the
    armbands’ creating a disturbance in school, the Court held that, "in
    our system, undifferentiated fear or apprehension of disturbance is not
    enough to overcome the right to freedom of expression." 
    Id.
     By con-
    trast, "conduct by the student, in class or out of it, which for any
    reason—whether it stems from time, place, or type of behavior—
    materially disrupts class work or involves substantial disorder or inva-
    sion of the rights of others is, of course, not immunized by the consti-
    tutional guarantee of freedom of speech." 
    Id. at 513
    . Accordingly,
    Tinker "requires a specific and significant fear of disruption, not just
    some remote apprehension of disturbance." Saxe v. State Coll. Area
    Sch. Dist., 
    240 F.3d 200
    , 211 (3d Cir. 2001). In sum, "if a school can
    point to a well-founded expectation of disruption—especially one
    based on past incidents arising out of similar speech—the restriction
    may pass constitutional muster." 
    Id. at 212
    .
    In two subsequent cases, the Supreme Court further defined the
    parameters of the freedom of expression in public schools. In Fraser,
    10            NEWSOM v. ALBEMARLE COUNTY SCHOOL BD.
    a school disciplined a student for a student government nominating
    speech filled with sexual metaphor viewed by the school and the
    Court as lewd. 
    478 U.S. at 678
    . The Court upheld the school’s author-
    ity to do so because of "society’s . . . interest in teaching students the
    boundaries of socially appropriate behavior." 
    Id. at 681
    . Schools are
    not prevented by the First Amendment from encouraging the "funda-
    mental values of ‘habits and manners of civility,’" 
    id.,
     by "insisting
    that certain modes of expression are inappropriate and subject to sanc-
    tions." 
    Id. at 683
    . And "[t]he determination of what manner of speech
    . . . is inappropriate properly rests with the school board." 
    Id.
     Accord-
    ingly, Fraser establishes an exception to Tinker’s disruption require-
    ment. Under Fraser, the banned school speech need not meet Tinker’s
    disruption requirement; rather, speech in school can be banned if it is
    lewd, vulgar, indecent, or plainly offensive. 
    Id. at 685
    ; see also Saxe,
    
    240 F.3d at 213
     (holding that, under Fraser, there is no First Amend-
    ment protection for lewd, vulgar, indecent, and plainly offensive
    speech in school); Boroff v. Van Wert City Bd. of Ed., 
    220 F.3d 465
    ,
    467-71 (6th Cir. 2000) (applying Fraser to vulgar t-shirt of a three-
    headed Jesus accompanied by the words "See No Truth. Hear No
    Truth. Speak No Truth"), cert. denied, 
    532 U.S. 920
     (2001). When
    speech in school falls within the lewd, vulgar, and plainly offensive
    rubric, it can be said that Fraser limits the form and manner of
    speech, but does not address the content of the message. Fraser, 
    478 U.S. at 685
     (distinguishing Tinker on the basis that the lewd, vulgar,
    and plainly offensive speech was "unrelated to any political view-
    point"); see also Hazelwood Sch. Dist. v. Kuhlmeier, 
    484 U.S. 260
    ,
    286 n.2 (1988) (Brennan, J., dissenting) (Fraser limited "to the appro-
    priateness of the manner in which the message is conveyed, not of the
    message’s content."); East High Gay/Straight Alliance v. Bd. of Educ.
    of Salt Lake City Sch. Dist., 
    81 F. Supp.2d 1166
    , 1193 (D. Utah 1999)
    ("Fraser speaks to the form and manner of student speech, not its sub-
    stance. It addresses the mode of expression, not its content or view-
    point.").
    In Hazelwood, the Court addressed a public school’s decision to
    censor two articles slated for publication in the school newspaper: one
    concerned pregnant students at the school, the other discussed the
    impact of divorce on students. 
    484 U.S. at 263
    . The pregnancy story
    was rejected because the principal feared that, in spite of the pseud-
    onyms used in the article, the subjects might still be identified by the
    NEWSOM v. ALBEMARLE COUNTY SCHOOL BD.                  11
    school community. 
    Id.
     The divorce story was rejected because it con-
    tained negative information about school parents and there was insuf-
    ficient time to permit them to respond to the facts set out in the
    article. 
    Id.
     The Supreme Court rejected the newspaper staff members’
    suit on a number of bases: the school paper was not a public forum,
    publishing the paper was a school-sponsored activity that was part of
    an advanced journalism class, and readers would perceive articles
    appearing in the school paper as being school-approved publications.
    
    Id. at 268-73
    . In addition, the Court recognized the competing privacy
    interests of the pregnant students and the families going through a
    divorce. 
    Id.
     The Court described when a school has greater authority
    to regulate student speech in this way:
    [T]he standard articulated in Tinker for determining when a
    school may punish student expression need not also be the
    standard for determining when a school may refuse to lend
    its name and resources to the dissemination of student
    expression. Instead, we hold that educators do not offend the
    First Amendment by exercising editorial control over the
    style and content of student speech in school-sponsored
    expressive activities so long as their actions are reasonably
    related to legitimate pedagogical concerns.
    
    Id. at 272-73
     (footnotes omitted).
    Newsom does not contend that all clothing containing messages
    related to weapons worn in public schools is protected by the First
    Amendment. Rather, he acknowledges that Jouett could, even in the
    absence of a school policy, prohibit the display of violent, threaten-
    ing, lewd, vulgar, indecent, or plainly offensive images and messages
    related to weapons under Tinker and Fraser. Newsom also correctly
    points out that nonviolent and nonthreatening images/messages
    related to weapons would fall squarely under Tinker’s disruption stan-
    dard. Cf. Scott v. Sch. Bd. of Alachua County, 
    324 F.3d 1246
    , 1248-
    50 (11th Cir.) (upholding ban on display of the Confederate flag
    under Tinker where there was history of racial problems involving the
    Confederate flag), cert. denied, No. 02-1838, 
    2003 WL 21456684
    (October 6, 2003); West v. Derby Unified Sch. Dist., 
    206 F.3d 1358
    ,
    1366-67 (10th Cir. 2000) (same); Phillips v. Anderson County Sch.
    Dist. 5, 
    987 F. Supp. 488
    , 493 (D.S.C. 1997) (same). Moreover, New-
    12            NEWSOM v. ALBEMARLE COUNTY SCHOOL BD.
    som correctly posits that Jouett’s actions cannot be judged using the
    more lenient Hazelwood standard because the special circumstances
    present in Hazelwood are so clearly absent in this case. Clothing worn
    by Newsom and perhaps by other students that contain messages
    related to weapons are not school-sponsored, nor does Jouett supply
    any of the resources involved in the clothing worn by students. More
    importantly, no reasonable observer could conclude that Jouett some-
    how endorsed the t-shirt worn by Newsom, or any other student’s
    clothing that contained a message related to weapons. As a result,
    Tinker is the most relevant of the three Supreme Court cases concern-
    ing school speech and sets forth the legal framework that we will use
    in our overbreadth analysis.
    The overbreadth doctrine constitutes "a departure from traditional
    rules of standing." Broadrick v. Oklahoma, 
    413 U.S. 601
    , 613 (1973).
    Pursuant to it, an individual may "challenge a statute on its face
    because it also threatens others not before the court—those who
    desire to engage in legally protected expression but who may refrain
    from doing so rather than risk prosecution or undertake to have the
    law declared partially invalid." Bd. of Airport Comm’rs v. Jews for
    Jesus, Inc., 
    482 U.S. 569
    , 574 (1987) (citation and internal quotation
    marks omitted).
    In most cases, courts will not assess the constitutionality of a provi-
    sion apart from its particular application.4 But cases involving the
    freedom of speech are frequently excepted from this general rule. Los
    Angeles Police Dept. v. United Reporting Publ’g Corp., 
    528 U.S. 32
    ,
    38 (1999). The exception, however, is a narrow one:
    Even though the challenge be based on the First Amend-
    ment, the overbreadth doctrine is not casually employed.
    Because of the wide-reaching effects of striking down a stat-
    ute on its face at the request of one whose own conduct may
    be punished despite the First Amendment, we have recog-
    4
    An "as-applied" challenge consists of a challenge to a regulation’s
    application only to the party before the court. City of Lakewood v. Plain
    Dealer Publ’g Co., 
    486 U.S. 750
    , 758-59 (1988). If an as-applied chal-
    lenge is successful, the statute may not be applied to the challenger, but
    is otherwise enforceable. 
    Id.
    NEWSOM v. ALBEMARLE COUNTY SCHOOL BD.                    13
    nized that the overbreadth doctrine is strong medicine and
    have employed it with hesitation, and then only as a last
    resort.
    Id. at 39 (citation and internal quotation marks omitted). Accordingly,
    "a law should not be invalidated for overbreadth unless it reaches a
    substantial number of impermissible applications." New York v. Fer-
    ber, 
    458 U.S. 747
    , 771 (1982).5 To prevail, an overbreadth plaintiff,
    like Newsom, must demonstrate that a regulation’s overbreadth is
    "not only . . . real, but substantial as well, judged in relation to the
    [challenged regulation’s] plainly legitimate sweep," and also that no
    "limiting construction" or "partial invalidation" could "remove the
    seeming threat or deterrence to constitutionally protected expression."
    Broadrick, 
    413 U.S. at 613, 615
    . A court, however, "will not rewrite
    a . . . law to conform it to constitutional requirements." Virginia v.
    Am. Booksellers Ass’n, Inc., 
    484 U.S. 383
    , 397 (1988).
    Because this case involves speech at public schools, several addi-
    tional considerations are worth noting.6 First, "[b]ecause of the duties
    and responsibilities of the public elementary and secondary schools,
    the overbreadth doctrine warrants a more hesitant application in [the
    public school] setting than in other contexts." Sypniewski v. Warren
    Hills Reg’l Bd. of Educ., 
    307 F.3d 243
    , 259 (3d Cir. 2002), cert.
    denied, 
    123 S. Ct. 2077
     (2003). As the court in Sypniewski noted,
    Tinker acknowledges what common sense tells us: a much
    broader "plainly legitimate" area of speech can be regulated
    at school than outside school. Speech that disrupts educa-
    tion, causes disorder, or inappropriately interferes with other
    5
    If an overbreadth challenge succeeds, "any enforcement" of the regu-
    lation at issue is "totally forbidden." Broadrick, 
    413 U.S. at 613
    .
    6
    Jouett maintains that the 2002-2003 Jouett Dress Code does not regu-
    late speech, but rather conduct, e.g., "the wearing of apparel which bears
    ‘messages that relate to . . . weapons.’" This argument must be rejected
    for the simple reason that the 2002-2003 Jouett Dress Code does more
    than just regulate conduct. The code at issue regulates speech insofar as
    it prohibits certain expression, e.g., messages related to weapons, and
    leaves other types of expression, e.g., messages expressing support for
    the school, untouched.
    14            NEWSOM v. ALBEMARLE COUNTY SCHOOL BD.
    students’ rights may be proscribed or regulated. . . . Every-
    day school discipline does not depend on the necessity of a
    speech code. In the public school setting, the First Amend-
    ment protects the nondisruptive expression of ideas. It does
    not erect a shield that handicaps the proper functioning of
    the public schools.
    
    Id.
    Second, courts have recognized that, even though speech codes in
    general are looked at with disfavor under the First Amendment
    because of their tendency to silence or interfere with protected
    speech, a public school’s speech/disciplinary policy need not be as
    detailed as a criminal code. Id. at 260 (noting that, even though
    speech codes are disfavored under the First Amendment, "the
    demands of public secondary and elementary school discipline are
    such that it is inappropriate to expect the same level of precision in
    drafting school disciplinary policies as is expected of legislative
    bodies crafting criminal restrictions"); see also Fraser, 
    478 U.S. at 686
     ("Given the school’s need to be able to impose disciplinary sanc-
    tions for a wide range of unanticipated conduct disruptive of the edu-
    cational process, the school disciplinary rules need not be as detailed
    as a criminal code which imposes criminal sanctions.").
    While the 2002-2003 Jouett Dress Code prohibits students from
    wearing, inter alia, "messages on clothing, jewelry, and personal
    belongings that relate to drugs, alcohol, tobacco, weapons, violence,
    sex, vulgarity, or that reflect adversely upon persons because of their
    race or ethnic group," Newsom’s overbreadth challenge to the 2002-
    2003 Jouett Dress Code is only aimed at a portion of the code. He
    maintains that the code’s ban on "messages . . . that relate to . . .
    weapons" is overbroad in that it reaches too much expression that is
    protected by the First Amendment. More specifically, Newsom posits
    that the 2002-2003 Jouett Dress Code is overbroad because (1) it
    applies to nonviolent and nonthreatening images/messages related to
    weapons and (2) there is a dearth of evidence demonstrating that the
    display of images/messages related to weapons, nonviolent, nonthrea-
    tening, or otherwise, would substantially disrupt school operations or
    interfere with the rights of others.
    NEWSOM v. ALBEMARLE COUNTY SCHOOL BD.                     15
    We begin our overbreadth analysis by noting that there simply is
    no evidence in the record (as the record has developed through the
    preliminary injunction stage of the case) demonstrating that clothing
    worn by students at Jouett containing messages related to weapons,
    nonviolent, nonthreatening, or otherwise, ever substantially disrupted
    school operations or interfered with the rights of others. Indeed, there
    is no evidence that Newsom’s t-shirt, let alone any other article of
    clothing worn by a student that contained a message relating to weap-
    ons, ever caused a commotion or was going to cause one at Jouett.
    This lack of evidence strongly suggests that the ban on messages
    related to weapons was not necessary to maintain order and discipline
    at Jouett.7
    Turning to the language of the 2002-2003 Jouett Dress Code, when
    we examine the code in view of the fact that there was no evidence
    presented at the preliminary injunction stage of the case demonstrat-
    ing that clothing worn by students at Jouett containing messages
    related to weapons, nonviolent, nonthreatening, or otherwise, ever
    7
    Of course, a public school has the power to act to prevent problems
    before they occur, and the school is not limited to prohibiting and pun-
    ishing conduct only after it has caused a disturbance. See, e.g., West, 
    206 F.3d at 1366-67
    . Indeed, courts have found that Tinker’s standard has
    been met when there have been past disruptive incidents arising out of
    speech. See, e.g., Scott, 
    324 F.3d at 1248-50
     (upholding ban on display
    of the Confederate flag under Tinker where there was history of racial
    problems involving the Confederate flag); West, 
    206 F.3d at 1366-67
    (same); Phillips, 
    987 F. Supp. at 493
     (same). In the absence of past inci-
    dents, courts have concluded that school authorities have failed to estab-
    lish a sufficient likelihood of disruption to support the ban on speech.
    See, e.g., Sypniewski, 
    307 F.3d at 254-58
     (reversing district court’s
    refusal to grant preliminary injunction enjoining school from enforcing
    its racial harassment policy to Jeff Foxworthy "redneck" t-shirt because
    there was no evidence in the record suggesting that the t-shirt caused or
    would likely cause disruption of school operations); Castorina ex rel.
    Rewt v. Madison County Sch. Bd., 
    246 F.3d 536
    , 542-44 (6th Cir. 2001)
    (vacating summary judgment for school officials where there was no
    showing of disruption caused by display of Confederate flag). In this
    case, there simply is no evidence suggesting that clothing containing
    messages related to weapons worn by students at Jouett ever substan-
    tially disrupted school operations or interfered with the rights of others.
    16            NEWSOM v. ALBEMARLE COUNTY SCHOOL BD.
    substantially disrupted school operations or interfered with the rights
    of others, the 2002-2003 Jouett Dress Code can be understood as
    reaching lawful, nonviolent, and nonthreatening symbols of not only
    popular, but important organizations and ideals. For example, the
    State Seal of the Commonwealth of Virginia depicts a woman stand-
    ing with one foot on the chest of a vanquished tyrant, holding a spear.
    The symbol obviously depicts a woman holding a weapon. Thus,
    under the 2002-2003 Jouett Dress Code, a student may not wear or
    carry any items bearing the State Seal of the Commonwealth of Vir-
    ginia. Likewise, the symbol of the University of Virginia’s athletic
    mascot—the Cavalier—is two crossed sabers. This symbol also
    relates to weapons. According to the Virginia Attorney General, the
    symbol is used throughout Charlottesville to direct visitors to the uni-
    versity’s football stadium and other facilities and simply to promote
    the university’s athletics. Ironically, Albemarle County High School,
    which is located across the street from Jack Jouett Middle School,
    uses the image of a patriot armed with a musket as its own mascot.
    Various clothing depicting support for the University of Virginia and
    Albemarle County High School by way of the schools’ mascots
    would be banned under the 2002-2003 Jouett Dress Code.
    Aside from these non-controversial symbols, the 2002-2003 Jouett
    Dress Code would apparently distinguish between a t-shirt bearing a
    peace sign and the message "No War" and one with a picture of an
    army tank in desert camouflage that urges support for our troops.
    Similarly, it would prevent a student from wearing a t-shirt bearing
    the insignia of many of the fighting units engaged in overseas opera-
    tions in which parents or siblings may serve. Banning support for or
    affiliation with the myriad of organizations and institutions that
    include weapons (displayed in a nonviolent and nonthreatening man-
    ner) in their insignia can hardly be deemed reasonably related to the
    maintenance of a safe or distraction-free school. Finally, the quintes-
    sential political message the school here is trying to promote—"Guns
    and School Don’t Mix"—would, under a reasonable interpretation, be
    prohibited on clothing under the 2002-2003 Jouett Dress Code.
    Because there was no evidence presented at the preliminary injunc-
    tion stage of the case demonstrating that clothing worn by students at
    Jouett containing messages related to weapons, nonviolent, nonthrea-
    tening, or otherwise, ever substantially disrupted school operations or
    NEWSOM v. ALBEMARLE COUNTY SCHOOL BD.                   17
    interfered with the rights of others, the number of examples of the
    unnecessarily broad nature of the 2002-2003 Jouett Dress Code is
    practically limitless. After examining the record as it has developed
    through the preliminary injunction stage of the case, it is evident that
    the 2002-2003 Jouett Dress Code disfavors weapons, displayed in any
    manner and in any context, and potentially any messages about weap-
    ons. It excludes a broad range and scope of symbols, images, and
    political messages that are entirely legitimate and even laudatory.
    Under these circumstances, and in the absence of any cogent limiting
    construction of the 2002-2003 Jouett Dress Code, we are constrained
    to conclude that Newsom has demonstrated a strong likelihood of suc-
    cess on the merits on his overbreadth claim.8
    C
    The remaining factors to be considered in awarding a preliminary
    injunction—the alleged irreparable injury to the plaintiff without an
    injunction, the potential harm to the defendant from the injunction,
    and the public interest—all weigh in favor of Newsom. As to New-
    som’s irreparable injury, the Supreme Court has explained that "loss
    8
    Jouett seems to suggest that the 2002-2003 Jouett Dress Code is capa-
    ble of a reasonable limiting construction because two additional require-
    ments can be read into the code: (1) a requirement that banned clothing
    be disruptive; and (2) a requirement that school administrators make rea-
    sonable disruption assessments. We decline to accept Jouett’s invitation
    to read a disruption requirement into the code at issue. The text of the
    2002-2003 Jouett Dress Code provides no support for such a reading
    insofar as the code does not state that the message related to weapons
    must be disruptive before it can be banned. Nor is there language in the
    2002-2003 Jouett Dress Code bestowing upon school administrators the
    specific duty to make a disruption assessment before a message related
    to weapons is banned. In the absence of such additional language in the
    2002-2003 Jouett Dress Code, we decline to consider whether the inclu-
    sion of such language would alter the outcome. Jouett also suggests that
    we can discern a reasonable limiting construction of the code because it
    only has been applied to "images of gunmen aiming high-powered fire-
    arms." Again, because the language of the 2002-2003 Jouett Dress Code
    does not even remotely suggest that it is limited to "images of gunmen
    aiming high-powered firearms," we reject this construction of the code
    as well.
    18            NEWSOM v. ALBEMARLE COUNTY SCHOOL BD.
    of First Amendment freedoms, for even minimal periods of time,
    unquestionably constitutes irreparable injury." Elrod v. Burns, 
    427 U.S. 347
    , 373 (1976). With respect to the harm that would befall if
    an injunction were put in place, Jouett is in no way harmed by issu-
    ance of a preliminary injunction which prevents it from enforcing a
    regulation, which, on this record, is likely to be found unconstitu-
    tional. The final prerequisite to the grant of a preliminary injunction
    is that it serve the public interest. Surely, upholding constitutional
    rights serves the public interest. Cf. Homans v. Albuquerque, 
    264 F.3d 1240
    , 1244 (10th Cir. 2001) ("[W]e believe that the public interest is
    better served by following binding Supreme Court precedent and pro-
    tecting the core First Amendment right of political expression.").9
    III
    In summary, we hold that the district court abused its discretion
    when it concluded that Newsom had not satisfied the test governing
    preliminary injunctions with regard to his claim that the challenged
    portion of the 2002-2003 Jouett Dress Code is unconstitutionally
    overbroad. Of course, our holding, like any ruling on a preliminary
    injunction, does not preclude a different resolution of Newsom’s
    claims on a more fully developed record.10
    VACATED AND REMANDED WITH INSTRUCTIONS
    9
    Because we agree with Newsom that he satisfied the test governing
    preliminary injunctions with regard to his claim that the challenged por-
    tion of the 2002-2003 Jouett Dress Code is unconstitutionally overbroad,
    we need not address Newsom’s vagueness argument.
    10
    For the benefit of the district court on remand, we point out that the
    district court should apply Tinker to resolve Newsom’s claim that his
    First Amendment rights were violated when he was instructed to change
    his t-shirt or turn it inside out in April 2002.
    

Document Info

Docket Number: 03-1125

Citation Numbers: 354 F.3d 249

Judges: Williams, Shedd, Hamilton

Filed Date: 12/1/2003

Precedential Status: Precedential

Modified Date: 11/5/2024

Authorities (19)

Board of Airport Comm'rs of Los Angeles v. Jews for Jesus, ... , 107 S. Ct. 2568 ( 1987 )

Virginia v. American Booksellers Assn., Inc. , 108 S. Ct. 636 ( 1988 )

East High Gay/Straight Alliance v. Board of Education of ... , 81 F. Supp. 2d 1166 ( 1999 )

New York v. Ferber , 102 S. Ct. 3348 ( 1982 )

Bethel School District No. 403 v. Fraser , 106 S. Ct. 3159 ( 1986 )

City of Lakewood v. Plain Dealer Publishing Co. , 108 S. Ct. 2138 ( 1988 )

Direx Israel, Ltd. Direx, Incorporated v. Breakthrough ... , 952 F.2d 802 ( 1992 )

Laura Scott, Kathy Blitch v. School Board of Alachua County , 324 F.3d 1246 ( 2003 )

timothy-castorina-by-and-through-his-parent-and-guardian-patsy-rewt , 246 F.3d 536 ( 2001 )

david-warren-saxe-student-doe-1-by-and-through-his-next-friend-david , 240 F.3d 200 ( 2001 )

Broadrick v. Oklahoma , 93 S. Ct. 2908 ( 1973 )

Doran v. Salem Inn, Inc. , 95 S. Ct. 2561 ( 1975 )

Elrod v. Burns , 96 S. Ct. 2673 ( 1976 )

Hazelwood School District v. Kuhlmeier , 108 S. Ct. 562 ( 1988 )

West v. Derby Unified School District No. 260 , 206 F.3d 1358 ( 2000 )

Rick Homans v. City of Albuquerque, a Municipal Corporation ... , 264 F.3d 1240 ( 2001 )

thomas-sypniewski-jr-matthew-sypniewski-brian-sypniewski-v-warren-hills , 307 F.3d 243 ( 2002 )

Tinker v. Des Moines Independent Community School District , 89 S. Ct. 733 ( 1969 )

Phillips v. Anderson County School District Five , 987 F. Supp. 488 ( 1997 )

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