Angelo DiLuzio v. Village of Yorkville Ohio ( 2015 )

RECOMMENDED FOR FULL-TEXT PUBLICATION
Pursuant to Sixth Circuit I.O.P. 32.1(b)
File Name: 15a0179p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
_________________
ANGELO DILUZIO, ┐
Plaintiff-Appellee, │
│
│ Nos. 14-3970/3971
v. │
>
│
VILLAGE OF YORKVILLE, OHIO, JOHN DIFILIPPO, and │
KEVIN KLUBERT (14-3970); JOHN MORELLI and │
JERRY DAVIS (14-3971), │
Defendants-Appellants. │
┘
Appeal from the United States District Court
for the Southern District of Ohio at Columbus.
No. 2:11-cv-01102—Michael H. Watson, District Judge.
Decided and Filed: August 6, 2015
Before: BATCHELDER, ROGERS, and KETHLEDGE, Circuit Judges
_________________
COUNSEL
ON BRIEF: Robert H. Stoffers, Frank H. Scialdone, Jason R. Deschler, MAZANEC, RASKIN
& RYDER CO., L.P.A., Columbus, Ohio, for Appellants in 14-3970. Michael J. Valentine,
Melvin J. Davis, REMINGER CO., LPA, Columbus, Ohio, for Appellants in 14-3971. James D.
McNamara, Columbus, Ohio, for Appellee.
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OPINION
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ALICE M. BATCHELDER, Circuit Judge. In this interlocutory appeal from the district
court’s denial of a claim of qualified immunity, the defendants argue that the plaintiff’s evidence
1
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did not create genuine disputes of material fact so as to overcome summary judgment. For the
reasons that follow, we establish our appellate jurisdiction and AFFIRM.
I.
The defendants in this case are the Village of Yorkville (Ohio), Mayor John DiFilippo,
Fire Chief Kevin Klubert, Police Chief John Morelli, demolition contractor Greg Nemeth, and
Police Officer Jerry Davis. The plaintiff, Angelo DiLuzio, owned three adjacent buildings in the
heart of downtown Yorkville, and those buildings caught fire under suspicious circumstances.
Fire Chief Klubert led the firefighting effort and coordinated with Mayor DiFilippo on a decision
to demolish a portion of one of the burned buildings immediately, without any inspection or
formal decision on the need for demolition. Fire Chief Klubert and Mayor DiFilippo had ordered
Officer Davis to find DiLuzio and bring him to a meeting, which—against DiLuzio’s wishes—he
did. At that meeting, DiLuzio insisted the buildings could be repaired and he departed believing
that the matter was ended. Mayor DiFilippo nonetheless ordered Nemeth to demolish most of
the south building, though he left one wall standing and left the middle building intact, even
though it had suffered the worst damage because the fire had started there.
Less than a week later, Police Chief Morelli (acting on orders from Mayor DiFilippo)
approached DiLuzio’s son with a low-ball offer from an anonymous investor, to purchase the
property “as is.” DiLuzio declined and Chief Morelli approached DiLuzio himself with a
similar, but lower, “as is” offer about two months later. DiLuzio declined again and Morelli,
Klubert, and DiFilippo began to issue fire department citations to DiLuzio, threatening $600 per
day fines until he cleaned up the property. When the Village solicitor dismissed the first of these
citations, which had included false statements about inspections and authorizations, Morelli
falsified and forged a State Fire Marshall citation threatening $1,000 per day fines. This too was
dismissed after the State Fire Marshall revealed it was a forgery. The Village then passed a
criminal ordinance concerning unkempt properties and Morelli charged DiLuzio under it, at one
point falsely notarizing his own signature by using a rubber stamp of DiFilippo’s signature.
Eventually, DiLuzio filed a 42 U.S.C. § 1983 action in federal court, claiming due
process violations, among other things, as well as federal conspiracy charges and state law
offenses. Basically, DiLuzio theorized that Mayor DiFilippo wanted him to sell his property to a
Nos. 14-3970/3971 DiLuzio v. Village of Yorkville, et al. Page 3
developer, so DiFilippo had knowingly faked the emergency situation as an excuse to order the
demolition and then used the threat of the huge daily fines to pressure DiLuzio to sell. DiLuzio
has discovered and introduced into the record evidence that supports his theory.
The defendants moved for summary judgment, primarily on the basis of qualified
immunity, but also on a basic theory that DiLuzio could not prove his claims. The district court
granted summary judgment on several claims, but denied it on others. Specifically, as pertinent
here, the court denied qualified immunity to Mayor DiFilippo and Fire Chief Klubert on the due
process claim concerning demolition of the building, denied qualified immunity to Police Chief
Morelli and Officer Davis on substantive due process claims, and denied qualified immunity to
Nemeth because he was not a state actor. The court also denied summary judgment on the
conspiracy claims and certain state law claims, and to the Village on final-decision-maker
liability claims. All but Nemeth appealed, citing the denial of qualified immunity as a predicate
jurisdictional claim and urging pendant appellate jurisdiction for their other claims.
II.
Qualified immunity shields government officials in the performance of discretionary
functions from standing trial for civil liability unless their actions violate clearly established
rights. Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982). A plaintiff who brings a § 1983 action
against such an official bears the burden of overcoming the qualified immunity defense. Quigley
v. Tuong Vinh Thai, 707 F.3d 675, 681 (6th Cir. 2013). At the summary judgment stage, the
plaintiff must show that (1) the defendant violated a constitutional right and (2) that right was
clearly established. Id. at 680. In so doing, the plaintiff must, at a minimum, offer sufficient
evidence to create a “genuine issue of fact,” that is, “evidence on which [a] jury could reasonably
find for the plaintiff.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 252, 256 (1986).
Put another way, if the district court determines that the plaintiff’s evidence would
reasonably support a jury’s finding that the defendant violated a clearly established right, the
court must deny summary judgment. Cf. Quigley, 707 F.3d at 681. As the denial of summary
judgment is ordinarily not a final decision within the meaning of 28 U.S.C. § 1291, it is generally
not immediately appealable. But the “denial of a claim of qualified immunity, to the extent that
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it turns on an issue of law, is an appealable ‘final decision’ within the meaning of [] § 1291
notwithstanding the absence of a final judgment.” Mitchell v. Forsyth, 472 U.S. 511, 530 (1985).
Thus, we may decide an appeal challenging the district court’s legal determination that
the defendant’s actions violated a constitutional right or that the right was clearly established. Id.
We may also decide an appeal challenging a legal aspect of the district court’s factual
determinations, such as whether the district court properly assessed the incontrovertible record
evidence. See Plumhoff v. Rickard, 572 U.S. --, 134 S. Ct. 2012, 2019 (2014); Roberson v.
Torres, 770 F.3d 398, 402 (6th Cir. 2014). And we may decide, as a legal question, an appeal
challenging the district court’s factual determination insofar as the challenge contests that
determination as “blatantly contradicted by the record, so that no reasonable jury could believe
it.” Scott v. Harris, 550 U.S. 372, 380 (2007); Plumhoff, 134 S. Ct. at 2020; Roberson, 770 F.3d
at 402; Austin v. Redford Twp. Police Dept., 690 F.3d 490, 496 (6th Cir. 2012) (“In exceptional
circumstances, an appellate court may overrule a district court’s determination that a factual
dispute exists where evidence in the record establishes that the determination is ‘blatantly and
demonstrably false.’” (relying on Bishop v. Hackel, 636 F.3d 757, 769 (6th Cir. 2011)).
We may not, however, decide an appeal challenging the district court’s determination of
“‘evidence sufficiency,’ i.e., which facts a party may, or may not, be able to prove at trial.”
Johnson v. Jones, 515 U.S. 304, 313 (1995). Because such a challenge is purely fact-based,
lacking any issue of law, it “does not present a legal question in the sense in which the term was
used in Mitchell,” Plumhoff, 134 S. Ct. at 2019, and is therefore not an appealable “final
decision” within the meaning of 28 U.S.C. § 1291. These types of prohibited fact-based
(“evidence sufficiency”) appeals challenge directly the plaintiff’s allegations (and the district
court’s acceptance) of “what [actually] occurred[] or why an action was taken or omitted,” Ortiz
v. Jordan, 562 U.S. 180, 190 (2011), who did it, Johnson, 515 U.S. at 307, or “nothing more than
whether the evidence could support a [jury’s] finding that particular conduct occurred,” Behrens
v. Pelletier, 516 U.S. 299, 313 (1996). We have also held that a defendant may not challenge the
inferences the district court draws from those facts, as that too is a prohibited fact-based appeal.
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Romo v. Largen, 723 F.3d 670, 673-74 (6th Cir. 2013).1 As a rule, we either dismiss these fact-
based (“evidence sufficiency”) appeals for lack of jurisdiction or excise the prohibited challenge.
See Behrens, 516 U.S. at 312-13 (“Denial of summary judgment often includes a determination
that there are controverted issues of material fact and Johnson surely does not mean that every
such denial of summary judgment is nonappealable.” (internal citation omitted)).
As a matter of practical application, this is merely to say that we may not decide a
challenge directly to the district court’s determination of the record-supported evidence or the
inferences it has drawn therefrom, but we may decide a challenge with any legal aspect to it, no
matter that it might encroach on the district court’s fact-based determinations. See Roberson,
770 F.3d at 403 (“Plumhoff appears to cabin the reach of Johnson to purely factual issues that the
trial court might confront if the case were tried.” (quotation marks omitted; emphasis added));
Family Serv. Ass’n v. Wells Tp., 783 F.3d 600, 607 (6th Cir. 2015) (“Johnson applies to
interlocutory appeals that solely contest the plaintiff’s account of the facts.” (emphasis added));
see also Rudlaff v. Gillispie, -- F.3d --, No. 14-1712, 2015 WL 3981335, *2 (6th Cir. 2015).
And, in the event that legal and factual challenges are confused or entwined, “we must
separate an appealed order’s reviewable determination (that a given set of facts violates clearly
established law) from its unreviewable determination (that an issue of fact is ‘genuine’).”
Roberson, 770 F.3d at 402 (citing Johnson, 515 U.S. at 319) (quotation marks omitted).
1
Although an argument could be made that the Supreme Court has rejected this this proposition (thus
implicitly overruling Romo), we decline to make such a holding. In Plumhoff, the police fatally shot a fleeing driver,
the plaintiff sued claiming excessive force, and the accused officers moved for summary judgment on qualified
immunity grounds. Estate of Allen v. City of West Memphis, No. 05-2489, 2011WL197426, *1-3 (W.D. Tenn., Jan.
20, 2011). The district court denied the motion by drawing certain inferences from the evidence: e.g., “it is not clear
that [t]his evasion of arrest was sufficiently dangerous to justify deadly force,” id. at *9; “a reasonable jury could
determine that the [officers’] belief that danger was imminent was not reasonable,” id. at *10; “the officers had no
reason to believe that the suspects were violent or would continue to pose a threat if they were not apprehended,” id.
On direct appeal, we affirmed and accepted those inferences, but with sparse discussion. Estate of Allen v.
City of West Memphis, 509 F. App’x 388, 392-93 (6th Cir. 2012). In reversing the decision, however, the Supreme
Court considered the same evidence but drew the opposite inferences: “all that a reasonable police officer could
have concluded was that [the driver] was intent on resuming his flight and that, if he was allowed to do so, he would
once again pose a deadly threat for others on the road,” Plumhoff, 134 S. Ct. at 2022. That is, the Court drew its
own inferences from the evidence, it did not defer to the district court’s inferences. But the Court did not discuss its
approach to assessing the inferences and the question of deference (or jurisdictional effect) was not at issue.
Moreover, those were inferences drawn from incontrovertible video evidence, not inferences drawn in the light most
favorable to the plaintiff from the plaintiff’s record-supported evidence, as we have here and as is the typical case.
Because this latter distinction may matter and because Plumhoff offers no consideration of the issue, we decline to
read Plumhoff as deciding this issue in the ordinary case. Accordingly, Romo remains the law of the Circuit.
Nos. 14-3970/3971 DiLuzio v. Village of Yorkville, et al. Page 6
Similarly, we can separate an appellant’s reviewable challenges from its unreviewable. See, e.g.,
Wenk v. O’Reilly, 783 F.3d 585, 599 (6th Cir. 2015) (recognizing that the appellant improperly
premised his arguments on his evidence and his version of the disputed facts, despite his
purporting to accept the plaintiff-appellee’s version, and proceeding with our appellate review by
accepting the plaintiff-appellee’s version of the disputed facts and evidence); Romo, 723 F.3d at
674 & n.2 (6th Cir. 2013) (recognizing that the appeal improperly challenged the soundness of
the district court’s finding of a genuine dispute of material facts, but accepting appellate
jurisdiction by ignoring the “factual disputations” and “ruling on what [wa]s properly before us
[while] say[ing] nothing about what [wa]s jurisdictionally not before us”). That is, we can
“ignore the defendant’s attempts to dispute the facts and nonetheless resolve the legal issue,
obviating the need to dismiss the entire appeal for lack of jurisdiction.” Estate of Carter v. City
of Detroit, 408 F.3d 305, 310 (6th Cir. 2005) (deciding based on the plaintiff’s record facts).
In so doing, because we defer to the district court’s factual determinations, ideally we
need look no further than the district court’s opinion for the facts and inferences cited expressly
therein. That is, in deciding these legal challenges on interlocutory appeal from the denial of
qualified immunity, we often may be able merely to adopt the district court’s recitation of facts
and inferences. See Johnson, 515 U.S. at 319. Of course, in briefing or arguing for reversal on
legal grounds, the defendant-appellant may—indeed, for some arguments, must—point to some
other of the plaintiff’s record evidence, or some incontrovertible record evidence, to support that
argument. See, e.g., Scott, 550 U.S. at 380; Bishop, 636 F.3d at 769. Alternatively, or
correspondingly, the plaintiff-appellee may point to additional record evidence in support of its
position, or to bolster the district court’s determination. Thus, while we need not engage in a
plenary review of the record, neither are we limited to only the facts, evidence, or inferences that
the district court has stated expressly. See Estate of Carter, 408 F.3d at 310 (relying on the
“facts as alleged by the Estate”). Rather, we must make the legal determination of whether the
defendant violated a clearly established right, based on those now (for this purpose) undisputed
record facts, i.e., “once we have determined the relevant set of facts and drawn all inferences in
favor of the nonmoving party to the extent supportable by the record.” Scott, 550 U.S. at 381
n.8. Moreover, the presumption favoring the district court’s factual determinations is such that,
if the district court has cited no facts or evidence (e.g., has “simply den[ied the] summary
Nos. 14-3970/3971 DiLuzio v. Village of Yorkville, et al. Page 7
judgment motion[] without indicating [its] reasons for doing so”), we “may have to undertake a
cumbersome review of the record to determine what facts the district court . . . likely assumed.”
Johnson, 515 U.S. at 319 (quoted with approval in Behrens, 516 U.S. at 313).
Finally, it bears mention that, in accepting the district court’s factual determinations and
relying on the plaintiff’s record evidence for the purpose of deciding the interlocutory appeal, we
do not ourselves make any findings of fact or inference for purposes of any subsequent
proceedings. See, e.g., Norelus v. Denny’s, Inc., 628 F.3d 1270, 1293 (11th Cir. 2010) (“[A]s
everyone knows, appellate courts may not make fact findings.”); Nelson v. Shuffman, 603 F.3d
439, 448 (8th Cir. 2010) (“Whether [the plaintiff] is ultimately able to prove the alleged factual
bases for his claims is a matter left for the finder of fact [on remand]—not the appellate court on
interlocutory appeal.”); Golden Bridge Technology, Inc. v. Nokia, Inc., 527 F.3d 1318, 1323
(Fed. Cir. 2008) (“Appellate courts review district court judgments; we do not find facts.”).
In this appeal, the defendants proclaim that they are accepting plaintiff DiLuzio’s version
of the facts but, in reality, they rest each of their arguments (but for one) on their own version of
the disputed facts and the inferences they would draw from them. For each of their challenges,
we will discard the fact-based or “evidence sufficiency” portion of the appeal—that is, any
challenge to the district court’s view of the facts or its associated inferences or, more frequently,
any challenge to plaintiff DiLuzio’s version of the record-supported evidence—and resolve the
legal challenge based on those given facts and inferences. See Estate of Carter, 408 F.3d at 310.
Police Chief John Morelli
DiLuzio says Police Chief John Morelli violated his substantive due process rights
through an abuse of authority when he pressured DiLuzio “to sell his property to a private third
party[,] and [then] punish[ed] him for not doing so.” R. 159 at 25. Chief Morelli denies doing
any of this and insists that he merely decided that the property contained a nuisance and made
valid efforts to get DiLuzio to abate that nuisance, which does not rise to the level of a
substantive due process violation, R. 159 at 22-23. We have no jurisdiction to review Chief
Morelli’s disagreement with the facts (or inferences therefrom) as that is solely a challenge to
DiLuzio’s evidence. Plumhoff, 134 S. Ct. at 2019; Johnson, 515 U.S. at 319-20. But we can, for
purposes of this appeal from the denial of summary judgment, either adopt the district court’s
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determination of the facts or accept DiLuzio’s record-supported facts, and decide as a matter of
law whether Chief Morelli’s conduct violated substantive due process. See Estate of Carter,
408 F.3d at 310. Those facts include: that it was Morelli who conveyed the low-ball, “as is”
purchase offers four days after the fire and again two months later (and lied about doing so);
ordered Fire Chief Klubert to issue the fire department citation just two days later, based on
falsehoods that Fire Safety Inspector John Captor had inspected the property and Village
Solicitor Bob Stickles had approved the citation; falsified the State Fire Marshal citation on State
letterhead, which was unauthorized and contained known falsehoods; and filed two subsequently
withdrawn criminal complaints, on one of which he notarized his own oath and signature by
using a rubber stamp of Mayor DiFilippo’s signature. A jury could reasonably find from this
evidence that Chief Morelli “intended to injure” DiLuzio in a way “unjustifiable by any
governmental interest” such that his conduct “shocks the conscience” and violates substantive
due process. See Caldwell v. City of Louisville, 120 F. App’x. 566, 574 (6th Cir. 2004) (internal
quotation marks omitted).
For the same reason, Chief Morelli is not entitled to state law immunity under Ohio
Revised Code § 2744.03(A), which specifically excepts acts done “with malicious purpose, in
bad faith, or in a wanton or reckless manner,” § 2744.03(A)(6)(b). In Ohio, for purposes of this
provision, “‘[b]ad faith’ involves a dishonest purpose, conscious wrongdoing, the breach of a
known duty through some ulterior motive or ill will, as in the nature of fraud, or an actual intent
to mislead or deceive another.” Cook v. Cincinnati, 658 N.E.2d 814, 821 (Ohio App. Ct. 1995).
A jury could reasonably find from DiLuzio’s evidence that Chief Morelli acted in bad faith.
DiLuzio also says Police Chief Morelli conspired with others in “baseless legal . . .
campaigns against [him] in an effort to force him to sell his property,” R. 159 at 28. Chief
Morelli denies that he was pressuring DiLuzio to sell his property and insists that he just tried to
trick DiLuzio into cleaning it up. R. 159 at 29. Chief Morelli argues that two facts prove his
explanation: (1) the Village ceased its legal campaign against DiLuzio once he cleaned the
property and (2) DiLuzio admitted that he would have sold his property for the right price. But,
as the district court explained, these facts do not prove this explanation: the low-ball “as is”
purchase offer would not encourage a cleanup rather than a sale and DiLuzio did, in fact, reject
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Morelli’s low-ball offers. We have no jurisdiction to reconsider the facts underlying Chief
Morelli’s challenges to DiLuzio’s evidence or to second-guess the inferences the district court
drew from those facts. Johnson, 515 U.S. at 319-20; Romo, 723 F.3d at 673-74. But we can
decide, as a matter of law, whether those record-supported facts and inferences could prove the
conspiracy, see Estate of Carter, 408 F.3d at 310, considering that it was Morelli who conveyed
the purchase offer to DiLuzio on Mayor DiFilippo’s instruction; directed Fire Chief Klubert’s
issuance of the fire department citation; forged the State Fire Marshal citation with DiFilippo’s
approval; and filed criminal complaints with DiFilippo’s encouragement. Given that a plaintiff
may, and often must, prove a conspiracy through circumstantial evidence, Webb v. United States,
789 F.3d 647, 671 (6th Cir. 2015), we agree with the district court that a jury could reasonably
find from the proffered evidence that “there existed a plan between [Police] Chief Morelli and
Mayor DiFilippo to undertake a series of flawed legal actions to force [DiLuzio] to sell his
property and [to] punish him for not doing so.” R. 159 at 30.
Police Officer Jerry Davis
DiLuzio says Police Officer Jerry Davis unlawfully physically seized him, despite his
verbal refusal, and placed him in a police car to drive him to a meeting. R 159 at 31. Officer
Davis denies grabbing DiLuzio or ordering him anywhere and instead insists that he merely gave
DiLuzio a ride, which DiLuzio requested, and such conduct is not unlawful, R. 159 at 31-33. We
have no jurisdiction to review Officer Davis’s disagreement with the facts, as that is solely a
challenge to DiLuzio’s evidence. Johnson, 515 U.S. at 319-20. But we can accept DiLuzio’s
record-supported facts and decide as a matter of law whether Davis’s conduct violates the Fourth
Amendment. The district court summarized DiLuzio’s evidence as: “in response to [DiLuzio]’s
assertion that he did not want to go . . . Officer Davis told [him], ‘you’re going with me,’
grabbed [his] left arm, put his other arm around [DiLuzio’s] shoulder, and physically escorted
[him] to the police cruiser, all while in his police uniform.” R. 159 at 34-35. Given that Officer
Davis admittedly had no just reason for “seizing” DiLuzio and “[a] ‘seizure’ occurs when police
detain an individual under circumstances where a reasonable person would not feel free to
leave,” United States v. Lopez-Medina, 461 F.3d 724, 739 (6th Cir. 2006), a jury could
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reasonably find from DiLuzio’s evidence that a reasonable person would not have felt free to
ignore Officer Davis in this context, meaning that Davis’s conduct was an unlawful seizure.
Mayor John DiFilippo
DiLuzio says Mayor John (Jake) DiFilippo knew that DiLuzio’s building was not actually
in a dangerous condition, but DiFilippo had a secret personal desire to demolish the building and
coerce DiLuzio to sell that property, so he lied (saying that an emergency dangerous condition
necessitated quick action) as a pretext for proceeding immediately with the partial demolition,
before DiLuzio could stop him via predeprivation process. R. 161 at 14. Mayor DiFilippo
denies that he lied and insists that he thought the burned building created an emergency because
of its dangerous condition and necessitated immediate demolition. From this, DiFilippo argues
that because he was addressing an emergency condition, he was entitled to judgment as a matter
of law pursuant to either Parratt v. Taylor, 451 U.S. 527 (1981), or Harris v. City of Akron,
20 F.3d 1396 (6th Cir. 1994). We have no jurisdiction to decide Mayor DiFilippo’s appeal to the
extent that he insists he believed that the damage to DiLuzio’s building created an unsafe
condition requiring immediate demolition. That argument is solely a challenge to DiLuzio’s
evidence suggesting that Mayor DiFilippo never actually believed that demolition was necessary,
and instead simply used the fire as an excuse to destroy DiLuzio’s property and thereby force
him to sell. But we can decide, as a matter of law, whether Mayor DiFilippo’s conduct violated
procedural due process if it was pretextual, as the district court inferred from DiLuzio’s record-
supported facts, which included: the very early call to the demolition contractor (Nemeth) before
there was even any visible fire, let alone damage; the questionable (highly suspect) firefighting
tactics employed; DiLuzio’s account of the meeting; the absence of any pre-demolition
inspection; the demolition of the south building instead of the fire-damaged middle building; the
failure to document the decision-making or demolition; third-party testimony that Fire Chief
Klubert did not believe demolition was necessary but did it on DiFilippo’s orders; testimony
from other firemen, the State Fire Marshall inspector, and building experts that demolition was
unnecessary; and the circumstances surrounding the purchase offers, among many other things.
The district court cited some of DiLuzio’s record evidence in its opinion, R. 161 at 31-32, and in
his brief on appeal DiLuzio has pointed us to additional supporting record facts.
Nos. 14-3970/3971 DiLuzio v. Village of Yorkville, et al. Page 11
Under Parratt, 451 U.S. at 543, due process does not require pre-deprivation notice-and-
hearing process when the State is in no position to provide it because the deprivation was due to
a defendant official’s random or unauthorized act. See Lane v. City of Pickerington, 588 F.
App’x 456, 466 (6th Cir. 2014) (quoting Hudson v. Palmer, 468 U.S. 517, 534 (1984)); Macene
v. MJW, Inc., 951 F.2d 700, 706 (6th Cir. 1991) (“In Parratt cases, then, the facts are such that
pre-deprivation remedies are impossible and adequate post-deprivation remedies are all that is
required by due process.”). Similarly, under Harris, 20 F.3d at 1401, “[w]hen the situation
necessitates ‘quick action’ by the [S]tate or makes efforts to provide a meaningful predeprivation
process impracticable, the persons acting under state authority may proceed without violating the
property owner’s rights so long as the state provides an adequate postdeprivation procedure.”
DiLuzio has produced admissible evidence to support his theory that Mayor DiFilippo
acted in bad faith, that there was actually no emergency condition or necessity for quick action,
and that nothing prevented the Village (or DiFilippo) from providing pre-deprivation process.
Consequently, Parratt and Harris do not apply in this case. Simply put, officials cannot deny
citizens due process by falsely invoking an emergency need for quick action. See Elsmere Park
Club, L.P. v. Town of Elsmere, 542 F.3d 412, 418 (3d Cir. 2008) (“That is, we cannot apply so
much deference as to allow the government to avoid affording due process to citizens by
arbitrarily invoking emergency procedures.” (quotation and editorial marks omitted)). The
district court held that “a genuine issue of material fact exists as to whether [the] [d]efendants’
justification for demolishing [DiLuzio]’s building was mere pretext.” R. 161 at 17, 32, 38.
Mayor DiFilippo responds that if he acted in bad faith, then his decision to demolish
DiLuzio’s building was a “random and unauthorized” act, such that predeprivation due process
was unnecessary, pursuant to Parratt. An official’s act is “random and unauthorized” if it was
unpredictable and he was “not acting pursuant to any established state procedure.” Zinermon v.
Burch, 494 U.S. 113, 130 (1990). Here, Mayor DiFilippo claims to have acted pursuant to Ohio
Revised Code § 715.26(B), which authorizes municipalities to demolish private buildings “[i]f an
emergency exists, as determined by” the municipality. Thus, DiFilippo’s decision was not
“random or unauthorized,” regardless of whether he acted with “intent to injure” DiLuzio or in
bad faith as to whether an emergency actually existed. See Harris, 20 F.3d at 1403.
Nos. 14-3970/3971 DiLuzio v. Village of Yorkville, et al. Page 12
DiLuzio also argues that Mayor DiFilippo conspired with others to “misuse their official
positions to plan, organize, and conduct the destruction of [his] building without due process.”
R. 161 at 41. DiFilippo denies any wrongdoing and insists that, at a minimum, he didn’t know
that what he was doing was wrong. Again, we lack jurisdiction to decide a disagreement with
DiLuzio’s evidence, Johnson, 515 U.S. at 319-20, and DiLuzio could prevail on his facts, as was
thoroughly explained above. But DiFilippo also contends that, even if he acted as alleged and
knew his actions were wrong, we must dismiss DiLuzio’s conspiracy claim under the
intracorporate conspiracy doctrine, which “provides that members of the same legal entity cannot
conspire with one another as long as their alleged acts were within the scope of their
employment.” Burgess v. Fischer, 735 F.3d 462, 483 (6th Cir. 2013). The district court
acknowledged the lack of controlling authority, inasmuch as the Sixth Circuit has never held that
the intracorporate conspiracy doctrine applies to municipal government officials in a § 1983
action and the district courts within our circuit are split on this question. R. 161 at 42-43. The
district court here determined that either the doctrine does not apply, citing Kinkus v. Village of
Yorkville, 476 F. Supp. 2d 829, 839 (S.D. Ohio 2007) (rev’d on other grounds, 289 F. App’x 86
(6th Cir. 2008)), or this case fell within the exception for defendants acting outside of their scope
of employment, citing Briner v. City of Ontario, No. 1:07-cv-129, 2010 WL 3982755, *14 (N.D.
Ohio, Oct. 7, 2010). DiFilippo argues that this court has held implicitly that the doctrine
necessarily applies because we remanded in Briner; but that argument ignores our specific
remand language: “We reverse the grant of summary judgment on this claim. We leave for the
district court, upon remand, to determine whether the intra-corporate conspiracy doctrine, first
raised by defendants on appeal, may be invoked as a defense, or whether, as the Briners claim,
the doctrine is inapplicable to § 1983 actions.” Briner v. City of Ontario, 370 F. App’x 682, 707
(6th Cir. 2010) (citations omitted, but citing Kinkus for the latter proposition). The district court
was correct in its assessment of the state of the law. See Tinney v. Richland Cnty., No. 1:14-cv-
703, 2015 WL 542415, *12 (N.D. Ohio, Feb. 10, 2015) (citing the lack of authority).
As for the exception, Mayor DiFilippo argues that if he was acting outside the scope of
his employment, then he was necessarily engaged in a “random and unauthorized” act to which
the Parratt doctrine must apply (thus defeating the due process claim). But DiFilippo confuses
his self-serving intent to obtain DiLuzio’s property, which was outside his scope of employment,
Nos. 14-3970/3971 DiLuzio v. Village of Yorkville, et al. Page 13
with his act of ordering the building demolished without predeprivation process, which was and
only could have been completed under the authority of his employment. That is, DiFilippo’s
exercise of his authority as Mayor to invoke Ohio Revised Code § 715.26(B) demonstrates that
he was not engaged in a “random and unauthorized” act, whereas the improper abuse of that
authority for personal gain or malicious intent was outside of the scope of his employment.
Thus, as the court held in Briner, 2010 WL 3982755 at *14, even if the intracorporate
conspiracy doctrine applies to municipal government officials in a § 1983 action (and we do not
here hold that it necessarily does), the doctrine does not apply in this case because the defendants
are accused of conspiring to wrongfully divest DiLuzio of his property, which would fall outside
the scope of their employment. These defendants cannot invoke this defense.
We also conclude that Mayor DiFilippo is not entitled to state law immunity under Ohio
Revised Code § 2744.03(A), which specifically excepts acts done “with malicious purpose, in
bad faith, or in a wanton or reckless manner,” § 2744.03(A)(6)(b). In Ohio, for purposes of this
provision, “‘[b]ad faith’ involves a dishonest purpose, conscious wrongdoing, the breach of a
known duty through some ulterior motive or ill will, as in the nature of fraud, or an actual intent
to mislead or deceive another.” Cook, 658 N.E.2d at 821. As the district court determined, a
jury could reasonably find from DiLuzio’s record evidence that DiFilippo acted in bad faith.
Fire Chief Kevin Klubert
DiLuzio says Fire Chief Kevin Klubert engaged in the same misconduct as, and
conspired with, Mayor DiFilippo in that he too knew that there was actually no dangerous
condition but desired to demolish the building and coerce DiLuzio to sell the property, so he lied
that an emergency dangerous condition necessitated quick action as a pretext for proceeding
immediately with the partial demolition, before DiLuzio could stop him via predeprivation
process. Chief Klubert raises the same factual and legal arguments raised by Mayor DiFilippo
and, given DiLuzio’s record-supported evidence and our determination of the governing law,
Chief Klubert’s claims for qualified and state law immunity fail for the same reasons.
Nos. 14-3970/3971 DiLuzio v. Village of Yorkville, et al. Page 14
Village of Yorkville
DiLuzio says the Village of Yorkville is responsible for the decisions of its policymakers
who hold “final and unreviewable” authority, Feliciano v. City of Cleveland, 988 F.2d 649, 655
(6th Cir. 1993), namely, Mayor DiFilippo and Fire Chief Klubert (and, presumably, Police Chief
Morelli). The Village acknowledges that DiFilippo and Klubert are final decision-makers
authorized to bind the Village, but argues that they committed no constitutional violation. Given
the foregoing determination that DiLuzio has sufficient record evidence to support a jury’s
finding of a constitutional violation, this claim fails at this summary judgment stage.
State Law Claims and Pendant Appellate Jurisdiction
DiLuzio charged DiFilippo, Klubert, and the Village with certain state law claims,
including wrongful demolition and state law civil conspiracy, and the district court denied
summary judgment on those claims. Even though these are not qualified immunity claims and,
therefore, not final for purposes of appellate jurisdiction, the defendants press these claims on
appeal and urge us to decide them under the authority of our pendant appellate jurisdiction.
“Pendent appellate jurisdiction may be exercised only when the immunity issues
absolutely cannot be resolved without addressing the nonappealable collateral issues.” Henricks
v. Pickaway Corr. Inst., 782 F.3d 744, 752 (6th Cir. 2015) (editorial marks omitted). As has
been demonstrated, that is not the case here, inasmuch as we have resolved all of the immunity
issues without consideration of any of these collateral state-law-claim issues. Consequently, we
do not have authority to extend pendant appellate jurisdiction to these issues.
III.
For the foregoing reasons, we AFFIRM the judgment of the district court.