Leshko v. Servis , 423 F.3d 337 ( 2005 )


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  •                                                                                                                            Opinions of the United
    2005 Decisions                                                                                                             States Court of Appeals
    for the Third Circuit
    9-9-2005
    Leshko v. Servis
    Precedential or Non-Precedential: Precedential
    Docket No. 04-2610
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    Recommended Citation
    "Leshko v. Servis" (2005). 2005 Decisions. Paper 484.
    http://digitalcommons.law.villanova.edu/thirdcircuit_2005/484
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    PRECEDENTIAL
    UNITED STATES COURT OF APPEALS
    FOR THE THIRD CIRCUIT
    No. 04-2610
    KAREN M. LESHKO,
    Appellant
    v.
    GREG SERVIS; JUDY M. SERVIS; DAUPHIN COUNTY
    SOCIAL SERVICES
    FOR CHILDREN AND YOUTH; SANDRA MOORE,
    Agency Director,
    Dauphin County Social Services for Children and Youth;
    DAUPHIN COUNTY; RICK WYNN, Human Services
    Director, Dauphin
    County; JEFFREY HASTE, Dauphin County Commissioner;
    LOWMAN HENRY, Dauphin County Commissioner;
    ANTHONY PETRUCCI, Dauphin
    County Commissioner
    _______________
    On appeal from the United States District Court
    for the Middle District of Pennsylvania
    District Court No. 03-cv-00889
    District Judge: The Honorable Yvette Kane
    _______________
    Argued April 1, 2005
    _______________
    Before: ALITO, SMITH, and FISHER, Circuit Judges.
    (Filed: September 9, 2005)
    __________________
    Joseph M. Farrell (argued)
    201/203 S. Railroad Street
    P.O. Box 113
    Palmyra, PA 17078-0113
    Attorney for Appellant
    David P. Karamessinis (argued)
    William J. Devlin, Jr. & Associates
    Suite 1500 Market Street, Suite 2920
    Philadelphia, PA 19102
    Attorney for Appellees
    ___________________
    OPINION OF THE COURT
    ____________________
    2
    SMITH, Circuit Judge.
    We weave our way in this appeal through the Supreme
    Court’s labyrinthine state action jurisprudence. The question
    presented is whether foster parents are state actors for purposes
    of liability under 
    42 U.S.C. § 1983
    . We hold that they are not.
    I.
    A.
    When appellant Karen M. Leshko was two-and-a-half
    years old, her foster mother, appellee Judy Servis, placed her in
    the kitchen sink of the Servis home to wash her. Next to the
    sink was a large pot of exceedingly hot water. Servis left the
    room. Little Karen pulled the pot over on herself, sustaining
    severe burns across much of her abdomen, legs and mid-section.
    Neither Servis nor her husband sought medical treatment for
    Karen for more than twelve hours.
    When she turned eighteen, Karen (“Leshko”) sued
    Dauphin County (Pennsylvania) Social Services for Children
    and Youth, Dauphin County, and various County officials under
    § 1983 for depriving her of her Fourteenth Amendment right to
    be free from physical harm, and under state negligence and
    constitutional theories. Leshko also sued the Servises, alleging
    liability under § 1983 and state tort law. The District Court
    -3-
    dismissed the complaint in its entirety for failure to state a claim.
    Leshko appeals only the District Court’s dismissal of her § 1983
    claim against the Servises, inasmuch as the Court held that the
    Servises were not state actors.
    B.
    Leshko was placed in the Servis home in 1985 by the
    Dauphin County Social Services for Children and Youth after
    being removed from her mother. The record reveals neither the
    reason for Leshko’s removal, nor whether Leshko’s mother
    consented to the removal. The laws governing foster care in
    Pennsylvania are substantially the same today as they were in
    1985. A child in Pennsylvania can be placed in foster care after
    being adjudicated a “dependent child.” 42 Pa.C.S. § 6351; In re
    Frank W.D., 
    462 A.2d 708
    , 711 (Pa. Super. Ct. 1983). A
    dependent child in Pennsylvania is one deemed by the
    Commonwealth to be abandoned, illegally offered for care or
    adoption, or lacking “proper parental care or control,
    subsistence, education as required by law, or other care or
    control necessary for his physical, mental, or emotional health,
    or morals.” 42 Pa.C.S. § 6302; Matter of Adoption of J. S. H.,
    
    445 A.2d 162
    , 164 (Pa. Super. Ct. 1982). Foster care is not the
    only option available for dependent children; a court might
    alternatively order a dependent child to remain with his parents
    or guardian under court supervision, be transferred to the
    custody of an authorized private organization, or be transferred
    to the custody of an authorized public agency. 42 Pa.C.S. §
    -4-
    6351; In re Lowry, 
    484 A.2d 383
    , 385-86 (Pa. 1984). State
    regulations govern the foster care relationship, and government
    funding is provided. See 
    35 Pa. Code § 3700
    ; In re Adoption of
    Crystal D.R., 
    480 A.2d 1146
    , 1150 (Pa. Super. Ct. 1984).
    Apparently for the first time, a Pennsylvania court held in 2002
    that foster parents in Pennsylvania are county “employees”
    under Pennsylvania’s Political Subdivision Tort Claims Act, 42
    Pa.C.S. § 8501. Patterson v. Lycoming County, 
    815 A.2d 659
    ,
    661 (Pa. Commw. Ct. 2002).1
    II.
    The Fourteenth Amendment provides that “[n]o State
    shall . . . deprive any person of life, liberty, or property, without
    due process of law . . . .” U.S. C ONST. amend. XIV, § 1. This
    Amendment governs only state action, not the actions of private
    citizens or organizations. Rendell-Baker v. Kohn, 
    457 U.S. 830
    ,
    837-38 (1982) (citing, inter alia, Civil Rights Cases, 
    109 U.S. 3
    ,
    11 (1883)). Section 1983 subjects to liability those who deprive
    persons of federal constitutional or statutory rights “under color
    of any statute, ordinance, regulation, custom, or usage” of a
    state. See 
    42 U.S.C. § 1983
    . We consider actions “under color
    1
    The District Court had jurisdiction over this case under 
    28 U.S.C. §§ 1331
    , 1343. We exercise jurisdiction over the District
    Court’s order dismissing Leshko’s complaint under 
    28 U.S.C. § 1291
    . Our review of such dismissals is plenary. Wheeler v.
    Hampton Township, 
    399 F.3d 238
    , 242 (3d Cir. 2005).
    -5-
    of law” as the equivalent of “state action” under the Fourteenth
    Amendment. Rendell-Baker, 
    457 U.S. at 838
    ; Benn v. Universal
    Health Sys., Inc., 
    371 F.3d 165
    , 169 n.1 (3d Cir. 2004). Thus,
    to state a claim of liability under § 1983, Leshko must allege
    that she was deprived of a federal constitutional or statutory
    right by a state actor. See Benn, 
    371 F.3d at 169-70
    . The
    Servises concede that Leshko alleges a deprivation of a
    constitutional right, as they must under Nicini v. Morra, 
    212 F.3d 798
    , 810 (3d Cir. 2000) (en banc) (holding that a state may
    be liable for conduct toward foster children that “shock[s] the
    conscience”), so this appeal turns solely on whether the Servises
    are state actors.
    Supreme Court cases under the Fourteenth Amendment
    draw no “simple line” between states and private persons.
    Brentwood Acad. v. Tennessee Secondary Sch. Athletic Ass’n,
    
    531 U.S. 288
    , 295 (2001). The principal question at stake is
    whether there is “such a ‘close nexus between the State and the
    challenged action’ that seemingly private behavior ‘may be
    fairly treated as that of the State itself.’” 
    Id.
     (quoting Jackson v.
    Metro. Edison Co., 
    419 U.S. 345
    , 351 (1974)). Following the
    Supreme Court’s guidance for answering that expansive
    question, we attempt to align the case at hand with the Supreme
    Court case most factually akin to it. See Robert S. v. Stetson
    Sch., Inc., 
    256 F.3d 159
    , 164 (3d Cir. 2001); Brentwood Acad.,
    
    531 U.S. at 295
     (noting that “a host of facts” can bear on the
    fairness of attributing action to the state and counseling that
    “[a]midst such variety, examples may be the best teachers”). In
    -6-
    adhering to that approach, “facts are crucial.” Crissman v.
    Dover Downs Entm’t Corp., 
    289 F.3d 231
    , 234 (3d Cir. 2002)
    (en banc).
    State action cases broadly divide into two factual
    categories. See Brentwood Acad., 
    531 U.S. at 296
    . The first
    category involves an activity that is significantly encouraged by
    the state or in which the state acts as a joint participant. See
    Blum v. Yaretsky, 
    457 U.S. 991
     (1982) (holding state action to
    be present where the state provides “significant encouragement,
    either overt or covert” for the activity); Lugar v. Edmondson Oil
    Co., 
    457 U.S. 922
    , 941 (1982) (holding state action to be present
    where private citizen employed challenged state prejudgment
    attachment process, thus participating in the state’s action).
    Determining state action in such cases requires tracing the
    activity to its source to see if that source fairly can be said to be
    the state. The question is whether the fingerprints of the state
    are on the activity itself.
    The second category of cases involves an actor that is
    controlled by the state, performs a function delegated by the
    state, or is entwined with government policies or management.
    See Pennsylvania v. Bd. of Dir. of City Trusts of Philadelphia,
    
    353 U.S. 230
    , 231 (1957) (per curiam) (holding private
    organization to be state actor where the organization was
    controlled by a state agency); West v. Atkins, 
    487 U.S. 42
    , 56
    (1988) (holding private doctor to be state actor where, in an
    institutional context, he performed a function traditionally and
    -7-
    exclusively reserved to the state); Brentwood Acad., 
    531 U.S. at 298
     (holding ostensibly private association to be state actor
    because of the “pervasive entwinement of public institutions and
    public officials in its composition and workings”); see also
    Burton v. Wilmington Parking Auth., 
    365 U.S. 715
    , 724 (1961)
    (holding private business to be state actor where there were
    “mutual benefits” between the state and the business).
    Determining state action in this category of cases consists of
    asking whether the actor is so integrally related to the state that
    it is fair to impute to the state responsibility for the action. The
    question here is whether the state so identifies with the
    individual (or entity) who took the challenged action that we
    deem the state’s fingerprints to have been on the action.
    2 A. 2
    We of course do not suggest that a successful showing under
    one of the Supreme Court’s actor-centered cases makes a private
    individual or entity an all-purpose state actor. As we have
    explained, while our analytical approach in such cases starts
    with the actor (as opposed to the action) we nevertheless cannot
    resolve the state action question without finally also considering
    the “nexus between the state and the challenged action.”
    Brentwood Acad., 
    531 U.S. at 288
     (quotation omitted).
    Distinguishing between the actor-centered, versus action-
    centered, approaches to finding state action is thus an effort to
    speed identification of the most promising analytical point of
    departure, not to pre-select our destination.
    -8-
    We see no allegation in Leshko’s complaint that the
    Commonwealth of Pennsylvania condoned the Servises’
    decisions to leave Leshko sitting unattended next to a pot of hot
    water and not to seek immediate medical attention, let alone
    significantly encouraged or participated in them. To the
    contrary, the general rule in Pennsylvania is that courts should
    direct dependent children to the custody of the person or
    organization “best suited to the safety, protection and physical,
    mental, and moral welfare of the child.” 42 Pa.C.S. § 6351(a);
    In re Lowry, 484 A.2d at 385. Leshko notes that Pennsylvania
    comprehensively regulates foster care, and funds that care
    together with its counties, and asks that we therefore infer a
    sufficiently “close nexus” between the Servises and
    Pennsylvania that we deem their decisions to be the
    Commonwealth’s. But the Supreme Court repeatedly has
    rejected that argument, see, e.g., American Manufacturers
    Mutual Insurance Co. v. Sullivan, 
    526 U.S. 40
    , 52 (1999)
    (holding that “[a]ction taken by private entities with the mere
    approval or acquiescence of the State is not state action”), as
    have we, see, e.g., Crissman, 289 F.3d at 244 (holding that
    detailed regulation and receipt of state funds, without more, do
    not create state action) (quotation omitted). Leshko does not
    allege that Pennsylvania forced or encouraged, or jointly
    participated in, the Services’ negligent behavior, and therefore
    she states no claim of state action on the basis of state regulation
    -9-
    and funding.3
    B.
    While Leshko invokes the full array of actor-centered
    theories of state action, only one arguably applies to her case.
    There is no sense in which the Servises are a state agency akin
    to the college board in Board of Directors of City Trusts of
    Philadelphia, which held that a college board of directors was
    a state agency because, while privately created and endowed, the
    existence and activity of the board were authorized by statute.
    
    353 U.S. at 230-31
    . Nor is any kind of entwinement, pervasive
    or otherwise, alleged between the operation of the Servis home
    and public institutions and officials. See Brentwood Acad., 
    531 U.S. at 298
    . Further, we have expressed our resolve to limit
    application of Burton’s so-called symbiotic relationship test to
    cases with facts replicating Burton’s, see Crissman, 289 F.3d at
    242-43, and this case does not test that resolve. Burton involved
    a private business that funneled substantial funds into
    3
    The Fourth Circuit has reached the same conclusion on
    materially similar facts, see Milburn v. Anne Arundel County
    Dep’t of Soc. Serv’s., 
    871 F.2d 474
    , 479 (4th Cir. 1989) (holding
    that foster parents were not state actors because state “exercised
    no coercive power over [foster parents]; neither did it encourage
    them,” prompting their tortious conduct), as has the Eleventh
    Circuit, see Rayburn v. Hogue, 
    241 F.3d 1341
    , 1348 (11th Cir.
    2001) (same).
    -10-
    government coffers through a lucrative lease. 
    365 U.S. at
    723-
    24. We recognize that the Servises ostensibly served the state,
    and they received government funds; so there may have been
    some mutual benefit. But that is not enough. The Supreme
    Court long has taught “that a private entity performs a function
    which serves the public does not make its acts state action.”
    Rendell-Baker, 
    457 U.S. at 842
    . Given that no tangible benefit
    flowed to Pennsylvania through the Servises, Benn, 
    371 F.3d at 173
    , we have no occasion to revive Burton. Our focus thus
    narrows to whether the Servises were delegated a “traditionally
    and exclusively” state function. Jackson, 
    419 U.S. at 353
    . That
    is a closer question.
    1. State “Employees” as State Actors
    Leshko would like us to resolve the public function
    question in her favor on the simple ground that under
    Pennsylvania law the Servises were public employees. We
    cannot do so, though we acknowledge the force in her argument.
    In Pennsylvania, “[a]ny person who is acting or who has acted
    on behalf of a governmental unit, whether on a permanent or
    temporary basis, whether compensated or not,” is an employee
    of that governmental unit. 42 Pa.C.S. § 8501. As we noted
    earlier, a Pennsylvania appellate court has held that under §
    8501 foster parents are employees of the county Children and
    Youth Services agency that designates them foster parents. See
    Patterson, 815 A.2d at 661. The District Court dismissed
    Leshko’s tort claim against the Servises in light of that case,
    -11-
    holding that the immunity provided by Pennsylvania’s tort
    claims statute applied to the Servises as county employees.
    Leshko finds it “anomalous” that the Servises successfully
    contended in the District Court that they are employees of the
    County, and yet claim here not to be state actors for purposes of
    liability under § 1983.
    We acknowledge the seeming heads-we-win-tails-you-
    lose aspect of the Servises’ litigation strategy, but the law is on
    their side. It is true that the Supreme Court in West declared that
    “state employment is generally sufficient to render the defendant
    a state actor,” 
    487 U.S. at 24
     (quoting Lugar, 
    457 U.S. at
    935
    n.18), and observed that the only time it had held that a state
    employee was not a state actor was in the case of a public
    defender, who was tasked with acting as the state’s adversary.
    
    Id.
     at 50 (citing Polk County v. Dodson, 
    454 U.S. 312
    , 325
    (1981)). Nevertheless, by its own terms, West does not allow
    state definitions to dictate federal court decisions under § 1983.
    The doctor in West was employed part-time by contract with the
    state, but that employment did not automatically make him a
    state actor. The ultimate question in West, as in all state action
    cases, was whether the doctor’s conduct was “fairly attributable
    to the State.” Id. at 54. “It is the physician’s function within the
    state system, not the precise terms of his employment, that
    determines whether his actions can fairly be attributed to the
    State,” the Court explained. Id. at 55-56.
    West’s approach fits with the Supreme Court’s teaching
    -12-
    that state-hired private contractors are not automatically state
    actors under § 1983, even if the state is their only patron. See
    Rendell-Baker, 
    457 U.S. at 840-41
    . It also accords with the
    principle that labels are not dispositive in state action cases. See
    Brentwood Acad., 
    531 U.S. at 296
    . Looking to the reality over
    the form of the Servises’ relationship with Pennsylvania, see
    Crissman, 289 F.3d at 243, it is clear that they much more
    closely resemble the private nursing home contractor held not to
    be a state actor in Rendell-Baker than the officials the Supreme
    Court has held acted under color of state law by virtue of their
    governmental positions. See Monroe v. Pape, 
    365 U.S. 167
    , 184
    (1961) (police officers); Parratt v. Taylor, 
    451 U.S. 527
    , 535-36
    (1981) (prison officials); Zinermon v. Burch, 
    494 U.S. 113
    , 135-
    36 (1990) (state hospital officials). As we rejected in Crissman
    the notion that a state law designating private actors as state
    “agents” makes them state actors per se, 289 F.3d at 243-44, we
    reject the proposition that Pennsylvania’s characterization of the
    Servises as “employees” automatically makes them state actors.
    See Rayburn v. Hogue, 
    241 F.3d 1341
    , 1349 (11th Cir. 2001)
    (holding that possession of immunity from tort suit as
    “employees” of state does not make foster parents state actors).
    2. Foster Care in Pennsylvania
    The question remains, then, whether the Servises
    performed a traditionally and exclusively public function. If so,
    regardless of their formal designation by the state, they are state
    actors. The issue thus becomes precisely what function of the
    Servises to choose as our object of comparison. Should it be
    their overall duties as foster parents? Should it be their daily
    care for Leshko’s physical needs? Should it be their decisions
    related to Leshko’s injuries? The question is critical, for its
    -13-
    answer may be outcome determinative. The Supreme Court
    appears to employ varying approaches to this issue. Sometimes
    the Court seems to identify the function broadly, as in Rendell-
    Baker, which held in a teachers’ suit for unlawful termination
    that the “education of maladjusted high school students” is not
    traditionally and exclusively governmental. 457 U.S. at 842. At
    other times, the Court takes a narrower view, as in Blum, which
    held in a patients’ suit for unlawful transfer from a nursing
    home that “decisions made in the day-to-day administration” of
    the home were not traditionally and exclusively governmental.
    457 U.S. at 1012. We will follow the approach in West, which
    employs the broad methodology of Rendell-Baker. We follow
    West because, though there are critical factual differences
    between West and the present case, the claim in that case –
    negligent administration of medical care – most closely parallels
    Leshko’s. In West, the Supreme Court considered broadly
    whether the provision of medical services to injured inmates was
    a traditionally exclusive governmental function. 
    487 U.S. at
    54-
    56; Sullivan, 
    526 U.S. at 55
     (describing function considered in
    West as “provid[ing] medical treatment to injured inmates”).
    We thus will ask whether the provision of care to children in
    foster homes is a traditionally exclusive governmental function.
    No aspect of providing care to foster children in
    Pennsylvania has ever been the exclusive province of the
    government.4 Even today, while removing children from their
    homes and placing them with other caregivers arguably are
    exclusively governmental functions in Pennsylvania, the hands-
    4
    Following the example of the Supreme Court, we look to the
    historical practice of the state at issue, rather than national
    trends. See, e.g, Sullivan, 
    526 U.S. at 55-57
    .
    -14-
    on care may be tendered by families, private organizations, or
    public agencies, see 42 Pa.C.S. § 6351, and thus is not
    exclusively governmental. Organized placement of children in
    foster homes began in late-19th century Pennsylvania as a
    service of private societies to protect children from cruelty. See
    L ER OY A SHBY, E NDANGERED C HILDREN: D EPENDENCY,
    N EGLECT, AND A BUSE IN A MERICAN H ISTORY 55-61 (1997).5
    The Pennsylvania Society for the Prevention of Cruelty to
    Children, for example, regularly removed children from their
    homes in the late-1800s and placed them in institutions or with
    other families. Id. at 61. Between 1880 and 1905, two
    organizations in Philadelphia, the Home Missionary Society of
    Philadelphia and the Children’s Aid Society of Pennsylvania,
    placed some 5,400 children in foster homes. See Priscilla
    Ferguson Clement, Families and Foster Care: Philadelphia in
    the Late Nineteenth Century, in G ROWING UP IN A MERICA:
    C HILDREN IN H ISTORICAL P ERSPECTIVE 135, 139 (N. Ray Hiner
    & Joseph M. Hawes, eds., 1985). “[M]ost children entrusted to
    the care of [these] agencies were not vagrants picked up by the
    police nor indigent children removed from their homes by
    budding social workers, but youngsters whose families
    deliberately relinquished them to child care agencies.” Id. at
    141-42. In 1901, Pennsylvania began supervising the placement
    of children in foster care and regulating that care. See Act of
    May 21, 1901, P.L. 279 (“To regulate the treatment and control
    of dependent, neglected, and delinquent children . . . .”)
    5
    For a brief period in the early-19th century (from 1820 to
    1835), Philadelphia operated a public orphanage, but by mid-
    century city officials “backed away from direct responsibility for
    the city’s poor and dependent children,” and private orphanages
    took over. See A SHBY, supra at 27-28.
    -15-
    (hereinafter “Juvenile Act”); Mansfield’s Case, 
    22 Pa. Super. 224
    , 235 (Pa. Super. Ct. 1903) (holding statute unconstitutional
    under Pennsylvania constitution); Commonwealth v. Fisher, 
    62 A.2d 198
    , 201 (Pa. 1905) (holding revised statute
    constitutional). Thus, while over time Pennsylvania began to
    administer aspects of the foster care system previously
    performed privately, providing hands-on care has never been,
    and is not now, an exclusively governmental function. See
    Milburn v. Anne Arundel County Dep’t of Soc. Serv’s., 
    871 F.2d 474
    , 479 (4th Cir. 1989) (concluding, summarily, that “[t]he
    care of foster children is not traditionally the exclusive
    prerogative of the state”).
    3. Distinguishing West
    West does not compel a different conclusion. We have
    alluded several times to West’s teaching and methodology; we
    now expressly distinguish it on its facts. In West, an inmate
    claimed under § 1983 that a part-time prison physician violated
    his Eighth Amendment right to be free from cruel and unusual
    punishment by deliberate indifference to his serious medical
    needs. 
    487 U.S. at 45
    . The Supreme Court agreed, and held
    that the prison doctor was a state actor because he performed a
    traditionally exclusive governmental function. Under the
    federal Constitution as well as under state common law, the
    Court explained, the state was required to provide adequate
    medical care to those it incarcerated. 
    Id. at 54-55
    . The state
    delegated that public function to the prison doctor. 
    Id.
    Importantly for the West Court, the inmate received his care at
    the prison hospital, and had no option of choosing medical care
    outside the state system. 
    Id. at 55-56
    .
    -16-
    In several crucial ways, care for children in foster homes
    in Pennsylvania differs from the medical care for inmates
    considered in West. First, neither the federal Constitution nor
    the Pennsylvania Constitution requires that the state provide care
    for foster children.        See P A. C ONST . art. III, § 29
    (“appropriations may be made for . . . assistance to mothers
    having dependent children”). Constitutional obligations on a
    state obviously are powerful evidence that the required functions
    are traditionally governmental, but here there are no such
    obligations. Instead, as we discussed above, state-supervised
    foster care in Pennsylvania is a creature of statute, begun in
    1901 under Pennsylvania’s Juvenile Act.6 Statutory duties of
    even such early vintage are not traditionally governmental. See
    Sullivan, 
    526 U.S. at 56-57
     (holding that deciding whether to
    suspend payment for disputed medical treatment was not a
    traditionally exclusive governmental function because in
    6
    We note that as early as 1835 the Pennsylvania legislature
    established so-called Houses of Refuge for “incorrigible or
    vicious” children, and authorized aldermen or justices of the
    peace to commit those children to Houses of Refuge at a
    parent’s request. See Fisher, 62 A.2d at 55 (referring to Act of
    April 10, 1835, P.L. 133); Act of April 21, 1850, P.L. 339
    (incorporating an association to establish a house of refuge in
    Western Pennsylvania). We think the passing of the Juvenile
    Act is the more appropriate date for marking the beginning of
    Pennsylvania’s management of the foster care system, however,
    because of the Juvenile Act’s much broader application. But see
    A SHBY, supra, at 25 (“Although houses of refuge were mainly
    for delinquent youths, they contained substantial numbers of
    dependent and neglected children. . . . This blurring of lines
    between dependency and delinquency continued into the
    twentieth century.”).
    -17-
    Pennsylvania before 1915 private employers made that decision
    without state authorization).
    We recognize that the ancient concept of the sovereign as
    parens patriae, which means “parent of his or her country,”
    B LACK’S L AW D ICTIONARY 1144 (8th ed. 2004), imposed a duty
    on the crown to protect the people and thus made it “the
    supreme guardian and superintendent over all infants [i.e.,
    children].” George B. Curtis, The Checkered Career of Parens
    Patriae: The State as Parent or Tyrant, 25 D E P AUL L. R EV. 895,
    897 (1976) (quoting Eyre v. The Countess of Shaftsbury, 24 Eng.
    Rep. 659 (Ch. 1722)).7 And, indeed, the Pennsylvania Supreme
    Court seemed to allude to the common law roots of
    Pennsylvania’s Juvenile Act when it upheld a revised version of
    the Act under the state constitution. Fisher, 62 A.2d at 56-57
    (“Every statute which is designed to give protection, care and
    training to children, as a needed substitute for parental authority
    and performance of parental duty, is but a recognition of the
    duty of the state, as the legitimate guardian and protector of
    children where other guardianship fails.”). While under West
    the existence of a common law duty can contribute to a finding
    of state action, see 
    487 U.S. at 54-55
    , we do not think the
    existence of a generalized duty, by itself, is enough to make the
    Servises state actors. That is because liability inheres in
    exercising traditionally public functions, not traditionally public
    7
    The Supreme Court has recognized the doctrine of parens
    patriae as applied to care for children. See Reno v. Flores, 
    507 U.S. 292
    , 304 (1993); Schall v. Martin, 
    467 U.S. 253
    , 265
    (1984) (“Children, by definition, are not assumed to have the
    capacity to take care of themselves. They are assumed to be
    subject to the control of their parents, and if parental control
    falters, the state must play its part as parens patriae.”).
    -18-
    duties. Cf. Flagg Bros., Inc. v. Brooks, 
    436 U.S. 149
    , 158
    (1978) (“While many functions have been performed by
    governments, very few have been exclusively reserved to the
    state.”) (emphasis added). Indeed, we have found no case in
    which the Supreme Court identified a traditionally exclusive
    public function based on powers possessed, but not traditionally
    exercised, by a state government. Thus, while Pennsylvania
    may have had a broad duty to supply care for needy children
    since the formation of the Commonwealth, that duty did not
    become a public function until 1901 with the creation of the
    Juvenile Act. And, of course, as we have explained, the hands-
    on provision of foster care even now is not an exclusive public
    function.
    Second, unlike in West, Leshko’s care was not delivered
    in an institutional setting. West reasoned that “although the
    provision of medical services is a function traditionally
    performed by private individuals, the context in which
    respondent performs these services . . . distinguishes the
    relationship between respondent and West from the ordinary
    physician-patient relationship.” 
    487 U.S. at
    56 n.15. The Court
    explained that the “correctional setting, specifically designed to
    be removed from the community, inevitably affects the exercise
    of professional judgment.” 
    Id.
     Here, of course, Leshko’s
    environs, a private home, were apparently designed so she
    would not be removed from the community. It is fair to say that
    a primary goal of foster care is to replicate as closely as possible
    the traditional family setting in which children are cared for and
    raised. See 42 Pa.C.S. § 6301(b)(1) (describing purpose of
    Juvenile Act as being “to preserve the unity of the family
    whenever possible or to provide an alternative permanent family
    when the unity of the family cannot be maintained”). In other
    -19-
    contexts, we have noted that the home is a “sacrosanct” haven
    of refuge from the government. United States v. Zimmerman,
    
    277 F.3d 426
    , 432 (3d Cir. 2002) (citing Payton v. New York,
    
    445 U.S. 573
    , 585 (1980)). Whereas in West the tight security-
    based strictures of prison life affected the “nature, timing, and
    form of medical care provided to inmates,” 
    487 U.S. at
    56 n.15,
    the Servises’ care was unaffected by such pervasive institutional
    influences. Cf. Edmonson v. Leesville Concrete Co., 
    500 U.S. 614
    , 627-28 (1991) (concluding that injury caused by state
    action was compounded because it occurred in a courthouse).
    Third, while only the state could choose Leshko’s
    caregiver – a feature her case has in common with West – that
    obligation too is comparatively new in Pennsylvania. As we
    discussed earlier, in Pennsylvania, locating suitable foster homes
    and placing children in them traditionally was a function of
    private charitable organizations. West found it significant that
    “[i]t is only those physicians authorized by the State to whom
    the inmate may turn.” 
    487 U.S. at 55
    . It simply cannot be said
    that, historically, foster children in Pennsylvania could only turn
    to caregivers authorized by the Commonwealth. While court
    approval typically was secured, see A SHBY, supra, at 61,
    substantive authorization, such as it was, was in the hands of
    volunteers. See Juvenile Act § 7 (providing for courts to
    commit neglected or dependent children “to the care of some
    suitable institution . . . or to the care of some association willing
    to receive it, embracing in its object the purpose of caring or
    obtaining homes for dependent or neglected children . . . .”); id.
    at § 15 (authorizing parents or guardians to enter an agreement
    with organizations incorporated in Pennsylvania “for the
    purpose of aiding, caring for or placing in homes such children,
    and being approved as herein provided, for the surrender of such
    -20-
    child to such association or institution, to be taken and cared for
    . . . or put into a friendly home”); C LEMENT, supra at 139
    (noting that in the mid-1800s, “[p]robably any well-dressed
    person who appeared in the [Home Missionary Society’s] office
    could get a child within hours,” and the Children’s Aid Society
    found homes “simply by advertising in newspapers and by
    ‘keeping an open office’”). By contrast, the West Court seems
    to have identified the selection of prison doctors traditionally
    and exclusively with the state. See West, 
    487 U.S. at 55
    .
    Robert S. supports our conclusion that West does not
    control the outcome here. In Robert S., a private residential
    school contracted with local governments to rehabilitate juvenile
    sex offenders. 
    256 F.3d at 162
    . Robert sued the school and its
    employees under § 1983, alleging physical and psychological
    abuse. Id. at 163. We held that the school and its employees did
    not serve traditionally exclusive governmental functions because
    only private schools specialized in treating sex offenders. Id. at
    166. Seeming to invoke West, Robert argued that he was held
    at the school against his will, and thus his situation was “entirely
    analogous to [that] of either a prisoner or mentally committed
    individual held against his will.” Id. Here, it is unclear whether
    Leshko was voluntarily turned over to the County or was
    removed against her mother’s will. Assuming that she was
    forcibly removed, as we must on this appeal of a grant of a
    motion to dismiss, we explained in Robert S. that “the power
    that [the local government] exercised over Robert is not
    comparable to the power that a state exercises over a person
    whose liberty is restricted as a result of a criminal conviction or
    involuntary civil commitment.             The latter power is
    quintessentially governmental, but a legal guardian’s authority
    over a minor is not.” 
    256 F.3d at
    167 n.9 (emphasis added).
    -21-
    We reiterate that principle today as applied to foster parents.
    III.
    Leshko’s case resembles none of those controlling
    decisions where state action has been found. West alone
    makes this case close, and, as we have explained, we think
    Leshko’s situation is distinguishable from West. We have
    observed that the traditionally exclusive public function
    requirement is a “rigorous standard” that is “rarely . . .
    satisfied,” Robert S., 
    256 F.3d at
    166 (citing Mark v. Borough
    of Hatboro, 
    51 F.3d 1137
    , 1142 (3d Cir. 1995)), and we
    conclude that it is not satisfied here. There is not “such a
    close nexus between the State and the challenged action that
    seemingly private behavior may be fairly treated as that of the
    State itself,” Brentwood Acad., 
    531 U.S. at 295
     (citation and
    internal quotations omitted). We thus hold that foster parents
    in Pennsylvania are not state actors for purposes of liability
    under § 1983.
    We therefore will affirm the judgment of the District
    Court.
    -22-
    

Document Info

Docket Number: 04-2610

Citation Numbers: 423 F.3d 337, 2005 WL 2174051

Judges: Alito, Smith, Fisher

Filed Date: 9/9/2005

Precedential Status: Precedential

Modified Date: 11/5/2024

Authorities (22)

Burton v. Wilmington Parking Authority , 81 S. Ct. 856 ( 1961 )

Payton v. New York , 100 S. Ct. 1371 ( 1980 )

Mansfield's Case , 1903 Pa. Super. LEXIS 193 ( 1903 )

Parratt v. Taylor , 101 S. Ct. 1908 ( 1981 )

Polk County v. Dodson , 102 S. Ct. 445 ( 1981 )

Zinermon v. Burch , 110 S. Ct. 975 ( 1990 )

john-d-mark-v-borough-of-hatboro-thomas-e-mcmackin-charles-j-acker , 51 F.3d 1137 ( 1995 )

Monroe v. Pape , 81 S. Ct. 473 ( 1961 )

charles-milburn-jr-a-minor-by-charles-b-milburn-his-father-and-next , 871 F.2d 474 ( 1989 )

In Re the Adoption of J. S. H. , 299 Pa. Super. 90 ( 1982 )

Pennsylvania v. Board of Directors of City Trusts of ... , 77 S. Ct. 806 ( 1957 )

Flagg Bros., Inc. v. Brooks , 98 S. Ct. 1729 ( 1978 )

Reno v. Flores , 113 S. Ct. 1439 ( 1993 )

Brentwood Academy v. Tennessee Secondary School Athletic ... , 121 S. Ct. 924 ( 2001 )

Civil Rights Cases , 3 S. Ct. 18 ( 1883 )

anthony-nicini-jr-v-edward-morra-new-jersey-department-of-health-and , 212 F.3d 798 ( 2000 )

United States v. David Scott Zimmerman , 187 A.L.R. Fed. 761 ( 2002 )

william-wheeler-ii-an-individual-and-robert-j-lomb-an-individual-on , 399 F.3d 238 ( 2005 )

robert-s-a-minor-v-stetson-school-inc-richard-j-robinson , 256 F.3d 159 ( 2001 )

West v. Atkins , 108 S. Ct. 2250 ( 1988 )

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