Timothy Hutchison v. State ( 2014 )

In The
Court of Appeals
Sixth Appellate District of Texas at Texarkana
No. 06-13-00035-CR
TIMOTHY HUTCHISON, Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the 188th District Court
Gregg County, Texas
Trial Court No. 41,224-A
Before Morriss, C.J., Carter and Moseley, JJ.
Opinion by Chief Justice Morriss
OPINION
Police had two warrants—one to arrest Timothy Hutchison and the other to search a
house at 213 South Houston Street in Longview—when they stopped the vehicle Hutchison was
driving and advised him of the warrants. During Hutchison’s ensuing interactions with officers
and before he was warned of his Miranda 1 rights, he made two notable statements and handed
officers the keys to the house and the room within which contraband was located. The State used
the two statements and the delivery of the keys as part of the evidence in Hutchison’s jury trial
on two counts of possession of a controlled substance with intent to deliver. From his conviction
and sentence of fifty years’ imprisonment, Hutchison appeals, claiming legally insufficient
evidence that he possessed the contraband, error that the trial court instructed the jury on joint
possession, and error that the trial court admitted into evidence the two statements and the
delivery of the keys.
In the first statement in question, made apparently without specific inquiry by police but
after officers stated that the search warrant authorized a search of the house, Hutchison stated,
“I’ve just been doing what I’ve been doing for a little extra money.” 2 The second statement was
uttered after Hutchison and officers had arrived at the house and after the officers had told
Hutchison that, if “[y]ou tell us where [the] stuff is at, you know, we’ll see what we can do, you
know, help you out if you’ll help us out.” In the resulting second statement, Hutchison told the
officers “that everything he had was in his bedroom in a safe or in his closet.” Hutchison also
1
Miranda v. Arizona, 384 U.S. 436, 444 (1966).
2
An earlier statement by Hutchison is not in issue here. When initially stopped and informed of a warrant,
Hutchison advised that “he didn’t have anything in the vehicle” and that the police were “welcome to look.”
2
provided the officers with his keys. One of the keys unlocked the front door to the house, but,
most importantly, another key unlocked a padlock on the bedroom door. In that bedroom’s
closet, the police discovered an open safe containing 11.58 grams of methamphetamine, 32.51
grams of gamma-hydroxybutyrate (GHB), and some Xanax pills—the discovery resulting in
Hutchison’s conviction. It is uncontested that Hutchison was never given Miranda warnings.
We reverse the trial court’s judgment and remand this case to the trial court for further
proceedings consistent with this opinion, because—although (1) the evidence is legally
sufficient, and (2) the jury instruction was not erroneous—(3) the record does not demonstrate
the lack of harmful error in the admission of evidence.
(1) The Evidence Is Legally Sufficient
Hutchison claims the evidence is legally insufficient to link him to the contraband.
According to Hutchison, the State proved only that drugs were found at 213 South Houston
Street, a house owned by Hutchison’s mother as rental property. Hutchison claims no rational
juror could have found beyond a reasonable doubt that he had actual care, custody, control, or
management of the drugs.
In reviewing the legal sufficiency of the evidence, we review all the evidence in the light
most favorable to the jury’s verdict to determine whether any rational jury could have found the
essential elements of the offense beyond a reasonable doubt. Brooks v. State, 323 S.W.3d 893,
912 (Tex. Crim. App. 2010) (citing Jackson v. Virginia, 443 U.S. 307, 319 (1979)); Hartsfield v.
State, 305 S.W.3d 859, 863 (Tex. App.—Texarkana 2010, pet. ref’d). We examine legal
sufficiency under the direction of the Brooks opinion, while giving deference to the
3
responsibility of the jury “to fairly resolve conflicts in testimony, to weigh the evidence, and to
draw reasonable inferences from basic facts to ultimate facts.” Hooper v. State, 214 S.W.3d 9,
13 (Tex. Crim. App. 2007) (citing Jackson, 443 U.S. at 318–19).
The State had the burden to prove Hutchison “knowingly . . . possess[ed] with intent to
deliver a controlled substance in Penalty Group I.” 3 See TEX. HEALTH & SAFETY CODE ANN.
§ 481.112 (West 2010). Possession is statutorily defined as “actual care, custody, control, or
management.” TEX. PENAL CODE ANN. § 1.07(a)(39) (West Supp. 2013). The crime is
established by showing that Hutchison exercised control, custody, management, or care over the
drugs and that he knew the matter possessed was contraband. See Evans v. State, 202 S.W.3d
158, 161 (Tex. Crim. App. 2006); see also TEX. PENAL CODE ANN. § 1.07(a)(39).
When the accused is not in exclusive possession of the place where the substance
is found, it cannot be concluded that the accused had knowledge of and control
over the contraband unless there are additional independent facts and
circumstances which affirmatively link the accused to the contraband.
Deshong v. State, 625 S.W.2d 327, 329 (Tex. Crim. App. [Panel Op.] 1981).
Mere presence at the location where drugs are found is insufficient, by itself, to establish
actual care, custody, or control of those drugs. Evans, 202 S.W.3d at 162. Presence or proximity
to drugs, however, when combined with other direct or circumstantial evidence, may be
sufficient to establish control, management, custody, or care provided the proof amounts to more
than a strong suspicion. Id. Requiring that evidence link a defendant with the contraband
3
The indictment alleged only the statutory alternative of possession with intent to deliver. See Johnson v. State, 364
S.W.3d 292, 294 (Tex. Crim. App. 2012) (“[T]he failure to prove the statutory language pled renders the evidence
legally insufficient to support the conviction.”); Gollihar v. State, 46 S.W.3d 243, 254 (Tex. Crim. App. 2001)
(“[W]hen the controlling statute lists several alternative acts intended by the defendant and the indictment limits the
State’s options by alleging certain of those intended acts, the hypothetically correct charge should instruct the jury
that it must find one of the intended acts alleged in the indictment.”).
4
protects “the innocent bystander from conviction based solely on his fortuitous proximity to
someone else’s drugs.” Poindexter v. State, 153 S.W.3d 402, 406 (Tex. Crim. App. 2005).
Texas courts have recognized the following links as factors that tend to establish a person’s
possession of contraband:
(1) the accused’s presence when a search is conducted; (2) whether the
contraband was in plain view; (3) the accused’s proximity to and the accessibility
of the narcotic; (4) whether the accused was under the influence of narcotics when
arrested; (5) whether the accused possessed other contraband or narcotics when
arrested; (6) whether the accused made incriminating statements when arrested;
(7) whether the accused attempted to flee; (8) whether the accused made furtive
gestures; (9) whether there was an odor of contraband; (10) whether other
contraband or drug paraphernalia were present; (11) whether the accused owned
or had the right to possess the place where the drugs were found; (12) whether the
place where the drugs were found was enclosed; (13) whether the accused was
found with a large amount of cash; and (14) whether the conduct of the accused
indicated a consciousness of guilt.
Wright v. State, 401 S.W.3d 813, 818–19 (Tex. App.—Houston [14th Dist.] 2013, pet. ref’d); see
Evans, 202 S.W.3d at 162 n.12.
Hutchison argues he was present at the location only because the officers escorted him to
the location. Hutchison further points out that the contraband was not in plain view and that
there is no evidence that he was under the influence of the contraband, attempted to flee, made
furtive gestures, or lived at the location. Although drug paraphernalia was found at the house,
this paraphernalia was never directly linked to Hutchison. Hutchison did not have any
contraband or drug paraphernalia on his person or in his car when he was detained. According to
Hutchison, the State failed to establish that he had a right to possess the place where the drugs
were found. The property in question was owned by Hutchison’s mother, not Hutchison. The
State did not present any direct evidence that Hutchison lived at the premises; in fact, several
5
defense witnesses testified that Hutchison lived at another of his mother’s properties. The
address of the other property is the one used on Hutchison’s driver’s license. In his sufficiency
argument, Hutchison handles the statements in two ways: he claims that they are inadmissible
because they resulted from a custodial interrogation and that they are ambiguous, that is, they
“can just as likely be read as innocuous and non-incriminating statements.”
The admissibility of the incriminating statements is not relevant to the issue of the
evidence’s sufficiency. In conducting a sufficiency review, we consider all of the evidence, both
admissible and inadmissible, that the jury was permitted to consider. Conner v. State, 67 S.W.3d
192, 197 (Tex. Crim. App. 2001); Johnson v. State, 871 S.W.2d 183, 186 (Tex. Crim. App.
1993). Thus, Hutchison’s first and second statements, and the key delivery, must be considered
in determining whether the evidence is sufficient to establish knowing possession, regardless of
whether those pieces of evidence were admissible. Also, Texas does not recognize the as-
consistent-with-innocent-activity test, and the State is not obligated to disprove every reasonable
alternative hypothesis. See Woods v. State, 956 S.W.2d 33, 38 (Tex. Crim. App. 1997) (rejecting
as-consistent-with-innocent-activity test); Brown v. State, 911 S.W.2d 744, 748 (Tex. Crim. App.
1995) (State need not disprove every reasonable alternative hypothesis).
Although both Hutchison and the State focus on whether there is sufficient evidence that
Hutchison lived at the house, the State was not required to prove his residence in the house
where the drugs were found or even that he had exclusive possession of the house. The State had
to prove merely that Hutchison knowingly had control, management, custody, or care of
contraband. Before the search, the police observed Hutchison leave the house, return, enter
6
without knocking, and then leave again. Hutchison provided the police with a set of keys that
unlocked not only the entry doors, but also the lock on the bedroom containing the drugs. A
letter addressed to Hutchison at 213 South Houston Street was located in the bedroom.
Hutchison also signed a Booking Report which listed “213 Houston St.” as his address. 4 The
State established that Hutchison had access to the house and bedroom where the contraband was
discovered. These are strong links to the contraband.
In addition to establishing Hutchison had keys to gain access to the contraband, the
record contains other links tending to support a finding of possession. When Hutchison was
searched incident to his arrest, he had $1,600.00 cash on his person. He made incriminating
statements to the officers admitting ownership of the drugs. After being detained and informed
that the officers had an arrest warrant for him and a search warrant on the house, Hutchison
stated, “I’ve just been doing what I’ve been doing for a little extra money.” In context, this
statement is not ambiguous and can reasonably be understood to refer to the contraband. And
then there are the keys that unlocked the house’s front door and the padlocked bedroom.
Hutchison also stated that everything he had was in his “bedroom in a safe or in his closet.” The
drugs were found in an open safe located in the bedroom closet.
The number of links present is not as important as the degree to which they tend to link
the defendant to the controlled substance. Taylor v. State, 106 S.W.3d 827, 831 (Tex. App.—
Dallas 2003, no pet.). The record established that Hutchison had a right to possess the property
4
Hutchison argues the record is devoid of any evidence concerning who provided this information or even who filled
out the form. As pointed out by the State, the form bears Hutchison’s signature and there is no evidence Hutchison
contested this address at the time. A rational juror could have concluded Hutchison acknowledged the address as
correct.
7
in question, possessed $1,600.00 in cash, and made incriminating statements which strongly
connected him to the contraband. While one may characterize the links as being few, the quality
of the links here sufficiently connects Hutchison with the drugs and allows rational jurors to find
knowing possession by Hutchison. The evidence is legally sufficient.
(2) The Jury Instruction Was Not Erroneous
Over Hutchison’s general objection, the trial court gave an instruction on possession by
multiple persons. Hutchison claims that instruction on joint possession was improper, because
there was no evidence of joint possession, or at least none produced by the State. Because there
was evidence of joint possession, the instruction was not objectionable on that basis.
At trial, the main defensive theory was that Darrin “Skeeter” Boyd, who lived at the
house without paying rent, possessed the drugs. Over Hutchison’s objection, the trial court
instructed the jury that possession need not be exclusive and that two or more people can
simultaneously possess contraband. According to Hutchison, the State was not entitled to this
instruction because the record contains no evidence of joint possession and, alternatively, the
State failed to affirmatively introduce the evidence of joint possession.
Hutchison argues that the record does not contain evidence of joint possession, but
merely some evidence of exclusive possession by Hutchison and some evidence of exclusive
possession by Boyd. Additionally, Hutchison points out that the State failed to mention the
theory of joint possession in its closing argument. At trial, Hutchison introduced evidence that
he did not own the property in question and did not live at the property in question. Hutchison
argued that he merely managed the property for his mother and that the drugs probably belonged
8
to the tenant, Boyd. Various witnesses testified that Boyd lived at the house. During the State’s
cross-examination, Jannelle Cowger, Hutchison’s girlfriend who lived “four or five houses
down” from the premises, admitted that Hutchison was often present at the house during the
daytime. When asked if Hutchison was present every day, Cowger affirmed, “[I]t might be
every day but not long.”
It is well established that possession need not be exclusive to be criminal. See, e.g.,
Hausman v. State, 480 S.W.2d 721, 723 (Tex. Crim. App. 1972); Jackson v. State, 833 S.W.2d
220, 222 (Tex. App.—Houston [14th Dist.] 1992, pet. ref’d). The links established by the
evidence are sufficient if they show that the defendant knowingly exercised control, custody,
management, or care over it. Evans, 202 S.W.3d at 161. Further, a jury is entitled to make
reasonable inferences from the evidence. Hooper, 214 S.W.3d at 13. As argued by the State, a
jury could have reasonably inferred that either or both Hutchison and Boyd knowingly exercised
control, custody, management, or care over the contraband. Evidence that multiple persons
exercised control, custody, management, or care of the contraband is sufficient to prove
possession by one of them. Alvarez v. State, 813 S.W.2d 222, 224 (Tex. App.—Houston [14th
Dist.] 1991, pet. ref’d). This record contains some evidence from which a rational jury could
conclude that there was joint possession of the drugs.
Hutchison alternatively argues that the joint-possession instruction was improper
because, according to Hutchison, the State must affirmatively introduce evidence of joint
possession to be entitled to a jury instruction on the issue. The evidence of joint possession in
this case was introduced by Hutchison rather than the State. Hutchison’s argument is that the
9
triggering mechanism for an instruction on joint possession is not just any evidence of joint
control, but is only joint-control evidence affirmatively offered by the State.
Hutchison cites only Alvarez to support this argument. See Alvarez, 813 S.W.2d 222.
Possession of the controlled substance does not need to be exclusive and evidence
which shows the accused jointly possessed the contraband with others is
sufficient. . . . Therefore the State may prevail by offering evidence that the
accused was one of a group that knowingly exercised care, control, custody or
management of the controlled substance.
Id. at 224. Hutchison argues,
The noun controlling the phrase “by offering evidence” is the “State.” From that
it would appear that, absent something in the State’s evidence that shows the
presence and/or involvement of some other person or persons along with the
accused, the issue of “joint possession” does not go to the jury. Moreover it
makes no sense - as a form of logic - to assert that A is the suspect but put on no
evidence of the involvement of B, and yet to urge the jury to find that A was
working with B.
The argument does not persuade us. Alvarez was referring to the State’s evidentiary
burden—not discussing the source of evidence required to trigger an instruction on joint
possession. Id. The Fourteenth Court of Appeals used “State” as a noun because the State has
the obligation to prove beyond a reasonable doubt the crime charged. Nothing suggests that the
Fourteenth Court of Appeals intended to trigger a jury-instruction requirement only with
evidence tendered by the State. Alvarez provides no support for Hutchison’s argument.
The only example we are aware of where the proponent of a jury instruction may be
required to affirmatively introduce evidence is a situation described in Articles 38.22 and 38.23
concerning illegally obtained evidence. TEX. CODE CRIM. PROC. ANN. arts. 38.22 (West Supp.
2013), 38.23 (West 2005). The Texas Court of Criminal Appeals has held that, to get an
10
instruction on illegally obtained evidence, there must be a fact issue that the defense has
affirmatively contested; in such a circumstance, cross-examination is insufficient to qualify as an
affirmative contest. Madden v. State, 242 S.W.3d 504, 514 (Tex. Crim. App. 2007); see Hamal
v. State, 390 S.W.3d 302, 306 (Tex. Crim. App. 2012). Although the court has not explicitly
held that the defense must introduce the evidence to affirmatively contest that issue, logically,
most circumstances will require the defense to introduce the evidence. Academic commentators
have concluded the affirmatively-contest requirement requires the defendant to “affirmatively
introduce evidence.” 43 George E. Dix & Robert O. Dawson, Texas Practice: Criminal
Practice & Procedure § 44:41 (West 2011). We emphasize, though, that the courts have not yet
explicitly limited the term “affirmatively contest” to require the defense to introduce evidence in
that circumstance.
As far as we can tell, in every other type of jury instruction—defenses, affirmative
defenses, and party liability—there is no requirement that the instruction’s proponent be the
party that introduces the evidence. If the record contains sufficient evidence raising a certain
issue, the instruction on that issue should be given, regardless of which party tendered the
evidence. See, e.g, Bell v. State, 693 S.W.2d 434, 442 (Tex. Crim. App. 1985); Booth v. State,
679 S.W.2d 498, 500 (Tex. Crim. App. 1984) (“it makes no difference whether such evidence or
testimony was produced by the prosecution or the accused”); see also Watson v. State, 693
S.W.2d 938, 941 (Tex. Crim. App. 1985); Payne v. State, 194 S.W.3d 689, 698 (Tex. App.—
Houston [14th Dist.] 2006, pet. ref’d).
11
Hutchison has not provided us with any authority or any policy reason for a requirement
that the State must affirmatively introduce evidence to be entitled to a joint-possession jury
instruction. We have been unable to find any support for this alternative argument in Texas
caselaw. We conclude that the State was not required to affirmatively introduce evidence of
joint possession to be entitled to the instruction.
Hutchison’s instruction arguments assigned for our review 5—whether the record contains
some evidence of joint possession and whether the State had to affirmatively introduce evidence
of joint possession—are without merit. The trial court did not err in this instruction as claimed
by Hutchison.
(3) The Record Does Not Demonstrate the Lack of Harmful Error in the Admission of
Evidence
Before trial, Hutchison sought to suppress his two statements and the physical act of
delivering his keys to police. At the pretrial hearing, the trial court concluded Hutchison was
under arrest and granted a motion to suppress the second statement but not the first. During trial,
the State, over Hutchison’s objection, asked the trial court to reconsider and convinced the trial
court the second statement was admissible because it was partially corroborated. See TEX. CODE
CRIM. PROC. ANN. art. 38.22, § 3(c) (West Supp. 2013) (partial-corroboration exception).
Hutchison argues that the trial court harmfully erred by failing to suppress his statements
and the physical act of delivering the keys. Hutchison claims these statements and the act were
made while he was in custody, while he was being interrogated, and without his being given
5
Our analysis is limited to the issues presented. We express no opinion concerning whether, for example, the
instruction may contain other errors not assigned for our review.
12
Miranda warnings, codified in Article 38.22, Section 2(a). See TEX. CODE CRIM. PROC. ANN. art.
38.22, § 2(a). Hutchison also complains about the lack of a recording in violation of Article
38.22, Section 3(a). See TEX. CODE CRIM. PROC. ANN. art. 38.22, § 3(a). There is no claim that
Hutchison received any Miranda warning.
We sustain one of Hutchison’s claims as to the admission of evidence, because
(a) Hutchison was in custody, and—although (b) the first statement was volunteered, not a result
of interrogation, and (c) delivering the keys was nontestimonial—(d) corroboration of the second
statement does not make it admissible, (e) the second statement should have been suppressed,
and (f) the record does not establish beyond a reasonable doubt that the error in admitting the
second statement was harmless.
We review a trial court’s ruling on a motion to suppress for an abuse of discretion and
overturn that ruling “only if it is outside the zone of reasonable disagreement.” Martinez v.
State, 348 S.W.3d 919, 922 (Tex. Crim. App. 2011). We approach our review with two
standards, “giving almost total deference to a trial court’s determination of historic facts and
mixed questions of law and fact that rely on the credibility of a witness, but applying a de novo
standard of review to pure questions of law and mixed questions that do not depend on
credibility determinations.” Id. at 922–23.
Under both the Federal constitutional standard and the Texas Confession Statute, 6
evidence obtained as a result of a custodial interrogation is inadmissible unless the State proves
6
See TEX. CODE CRIM. PROC. ANN. art. 38.22. “If a statement is involuntary as a matter of federal constitutional
law, it is also involuntary for purposes of article 38.22.” Vasquez v. State, 411 S.W.3d 918 (Tex. Crim. App. 2013).
Article 38.22 provides greater protection than the Fifth Amendment. The Texas Court of Criminal Appeals has
recognized that fact scenarios exist that raise a state-law claim of involuntariness even though they do not raise a
13
the officer gave proper warnings 7 and shows an affirmative waiver of rights by the accused. See
Miranda, 384 U.S. at 444; see also TEX. CODE CRIM. PROC. ANN. art. 38.22; Ramos v. State, 245
S.W.3d 410, 418 (Tex. Crim. App. 2008). It is uncontested Miranda or similar warnings were
not provided in this case. Therefore, the question as to each statement is whether it was the
result of custodial interrogation.
The trial court ultimately denied Hutchison’s motion to suppress. At the suppression
hearing, the trial court initially granted the motion as it pertained to the second statement
because, it determined, Hutchison was under arrest at the time and gave the second statement in
response to custodial interrogation. The trial court ruled that the first statement did not result
from a custodial interrogation and was, therefore, admissible. At trial, the trial court, at the
request of the State, reconsidered 8 suppression of the second statement, and an additional
dialogue occurred:
THE COURT: All right. I’ve read the transcript and reread the letter of
April 11th and looked at that law. The focus at the time of the hearing was
whether certain statements were result of custodial interrogation and when the
defendant was in custody. And the focus of the Court was, you know, after he
was in custody any statement he made would not be admissible. Now, the State
never urged this 38.22(c) at that hearing. Do you agree with that?
federal constitutional claim. See Oursbourn v. State, 259 S.W.3d 159, 172 (Tex. Crim. App. 2008). None of these
scenarios are alleged in this case.
7
“The warnings provided in Section 2(a) are virtually identical to the Miranda warnings, with one exception—the
warning that an accused has the right to terminate the interview at any time as set out in Section 2(a)(5) is not
required by Miranda.” Herrera v. State, 241 S.W.3d 520, 526 (Tex. Crim. App. 2007) (citations omitted). As long
as the substance of the warnings are adequately communicated, the failure to give the warnings precisely as set forth
in Miranda does not invalidate a subsequent confession. See California v. Prysock, 453 U.S. 355, 360–62 (1981);
see also Clark v. State, 627 S.W.2d 693, 704 (Tex. Crim. App. 1982) (op. on reh’g).
8
A trial court has discretion to reconsider its earlier interlocutory suppression ruling. See Black v. State, 362 S.W.3d
626, 633 (Tex. Crim. App. 2012).
14
[The State]: I do agree with that, Your honor.
THE COURT: All right. Nevertheless, I mean, 38.22(c) says what it says.
And I believe under that theory the statements are admissible, so I’m going to
allow the statement to come in under 38.22(c).
Hutchison reargued his motion to suppress, and the trial court responded, “I think you have
preserved the error. And I note your objection and exception to the Court’s ruling.” Although
the trial court did not explicitly rule at trial whether the physical act of handing over the keys was
admissible, 9 its trial rulings implicitly denied suppression of the physical act of delivering the
keys. 10
The State argues we must defer to the trial court’s finding that the first statement was not
the result of a custodial interrogation. That finding, though, is not a finding of fact but a mixed
question of law and fact. 11 The trial court found that Hutchison was under arrest. Although the
State concedes Hutchison was in custody 12 when he provided the second statement, the State
does not concede Hutchison was in custody when he gave the first statement. The State, though,
provides no argument or authority to support the conclusion that Hutchison was not in custody.
The State argues merely that, even if Hutchison were in custody at the time, the first statement
9
In its findings of fact and conclusions of law, the trial court found the delivery of the keys to be nontestimonial.
10
See TEX. R. APP. P. 33.1(a) (“ruled on the request, objection or motion, either expressly or implicitly”); Gutierrez
v. State, 36 S.W.3d 509, 510 (Tex. Crim. App. 2001) (court of appeals erred in not considering whether an implicit
ruling was made); State v. Kelley, 20 S.W.3d 147, 153 n.3 (Tex. App.—Texarkana 2000, no pet.).
11
The Texas Court of Criminal Appeals has recognized a custody decision is a mixed question of law and fact.
Herrera, 241 S.W.3d at 526. The court has instructed that we only grant deference to questions of historical fact
which depend on credibility and demeanor. Id. at 526–27. “Conversely, when the questions of historical fact do not
turn on credibility and demeanor, we will review a trial judge’s ‘custody’ determination de novo.” Id. at 527.
12
The State does not concede the second statement was the result of custodial interrogation.
15
was not the result of a custodial interrogation. We will first determine whether the trial court
erred in finding that Hutchison was in custody.
(a) Hutchison Was in Custody
If a reasonable person would believe his or her freedom of movement was restrained to
the degree associated with a formal arrest, an interrogation conducted during that time is
custodial. Dowthitt v. State, 931 S.W.2d 244, 254 (Tex. Crim. App. 1996); Rodgers v. State, 111
S.W.3d 236, 239–41 (Tex. App.—Texarkana 2003, no pet.). In determining whether an
interrogation is custodial, we look to the objective circumstances, not to the subjective views
harbored by either the interrogating officer or the person being questioned. See Stansbury v.
California, 511 U.S. 318, 323 (1994).
There are four general situations in which an arrest may have occurred: (1) if the
defendant was physically deprived of his or her freedom of action in any significant way, (2) if
law enforcement officers told the defendant that he or she could not leave, (3) if law enforcement
officers created a situation that would lead a reasonable person to believe that freedom of
movement was significantly restricted, and (4) if there was probable cause to arrest, the existence
of probable cause was “manifested to the suspect,” and law enforcement officers did not tell
defendant that he or she was free to leave. Dowthitt, 931 S.W.2d at 255. Unlike the first three
situations, the fourth situation does not automatically establish an arrest, but rather must be
considered with other circumstances to determine whether the combined effect would lead a
reasonable person to believe he or she is under restraint to the degree associated with an arrest.
Id.; see Martinez v. State, 171 S.W.3d 422, 430 (Tex. App.—Houston [14th Dist.] 2005, no pet).
16
The determination should be based entirely on objective circumstances. Dowthitt, 931 S.W.2d at
254.
Officers had detained Hutchison, 13 had informed Hutchison of the existence of the arrest
warrant, and had not informed him that he was free to leave. Further, Hutchison had submitted
to the officers’ authority. 14 These are findings of fact which depend on credibility and
demeanor, and the record contains ample support for the trial court’s findings. We will defer to
these findings. Based on these findings of historical fact, our de novo review of the trial court’s
legal conclusions agrees with the trial court’s conclusion that Hutchison was in custody. The
fact that Hutchison was in custody, though, does not mean all the statements were the result of
custodial interrogation.
(b) The First Statement Was Volunteered, Not a Result of Interrogation
The trial court concluded the first statement, though made while Hutchison was in
custody, was not the result of interrogation. Custodial interrogation is “questioning initiated by
law enforcement officers after a person has been taken into custody or otherwise deprived of his
freedom of action in any significant way.” Miranda, 384 U.S. at 444. Miranda did not hold that
volunteered statements which are not the result of interrogation are inadmissible. Rather, as the
court explained,
13
We caution that “generally, a routine traffic stop does not place a person in custody for Miranda purposes.” State
v. Ortiz, 382 S.W.3d 367, 372 (Tex. Crim. App. 2012). A traffic stop, however, may escalate into a custodial
detention when formal arrest ensues or a detainee’s freedom of movement is restrained to the degree associated with
a formal arrest. Id.
14
An “arrest” occurs “when a person’s liberty of movement is successfully restricted or restrained, whether this is
achieved by an officer’s physical force or the suspect’s submission to the officer’s authority.” Medford v. State, 13
S.W.3d 769, 773 (Tex. Crim. App. 2000).
17
The fundamental import of the privilege while an individual is in custody is not
whether he is allowed to talk to the police without benefit of warnings and
counsel, but whether he can be interrogated. There is no requirement that police
stop a person who enters a police station and states that he wishes to confess to a
crime, or a person who calls the police to offer a confession or any other
statement he desires to make. Volunteered statements of any kind are not barred
by the Fifth Amendment and their admissibility is not affected by our holding
today.
Id. at 478 (footnote omitted).
The trial court found the first statement was volunteered by Hutchison. The trial court’s
factual finding is supported by the record and is entitled to deference. 15 The trial court also
correctly concluded a failure to Mirandize a defendant does not prevent use of a volunteered
statement. A statement that is volunteered instead of given in response to questioning is not
subject to Miranda warnings. Warren v. State, 377 S.W.3d 9, 17 (Tex. App.—Houston [1st
Dist.] 2011, pet. ref’d); Ruth v. State, 167 S.W.3d 560, 570 (Tex. App.—Houston [14th Dist.]
2005, pet. ref’d). Since the first statement was not the result of interrogation, it was properly
admitted. 16
15
Because a custody determination presents a mixed question of law and fact, appellate courts afford almost total
deference to questions of historical fact that turn on credibility and demeanor but otherwise conduct a de novo
review. Herrera, 241 S.W.3d at 526–27.
16
The requirements of the Texas Confession Statute have not been triggered here. That statute, including the
requirement that oral statements be recorded, requires the statement to be the result of a custodial interrogation. See
TEX. CODE CRIM. PROC. ANN. art. 38.22, § 3(a) (“made as a result of custodial interrogation”); Wilkerson v. State,
173 S.W.3d 521, 529 n.24 (Tex. Crim. App. 2005) (noting in dicta that Article 38.22, Section 3(a) does not apply in
absence of custodial interrogation); Paez v. State, 681 S.W.2d 34, 37 (Tex. Crim. App. 1984) (Article 38.22, Section
3(a) does not apply in absence of custodial interrogation). Because a volunteered statement is not the result of a
custodial interrogation, the first statement was not required to be recorded to be admissible.
18
(c) Delivering the Keys Was Nontestimonial
The State argues that delivering the keys to the entry door and bedroom padlock is not a
statement because it is not a representation of fact. The Fifth Amendment protects the accused
not only against compelled verbal statements, but also against compelled nonverbal
communications. The Fifth Amendment, though, protects physical acts only if they are
testimonial in nature. United States v. Hubbell, 530 U.S. 27, 34 (2000); Pennsylvania v. Muniz,
496 U.S. 582, 595–98 (1990); 17 Doe v. United States, 487 U.S. 201, 210 (1988). The focus of
the Fifth Amendment protections is on the “extortion of information from the accused.” Couch
v. United States, 409 U.S. 322, 328 (1973); see Doe, 487 U.S. at 210. Examples of physical acts
that are nontestimonial include the giving of a blood sample, voice sample, or handwriting
exemplar. Muniz, 496 U.S. at 595–98; United States v. Dionisio, 410 U.S. 1, 7 (1973); Gilbert v.
California, 388 U.S. 263, 266–67 (1967); see Doe, 487 U.S. at 210 n.9 (person could be
compelled to provide key to strongbox but not combination to safe). A physical act is
testimonial in nature if it forces the accused “to disclose the contents of his own mind.” Curcio
v. United States, 354 U.S. 118, 128 (1957); see Doe, 487 U.S. at 210.
We agree with the State’s argument that the physical act at issue here is not protected by
the Fifth Amendment. The physical act in this case was not communicative in nature. The
17
Although only four justices agreed on the entire opinion in Muniz, five justices agreed on a single rationale
explaining the result. This agreed rationale includes the principle cited here. While Texas courts employ a
traditional approach to plurality opinions, see, e.g., Pearson v. State, 994 S.W.2d 176, 177 n.3 (Tex. Crim. App.
1999), the United States Supreme Court has adopted the narrowest grounds approach for plurality opinions. That
Court has instructed that, “[w]hen a fragmented Court decides a case and no single rationale explaining the result
enjoys the assent of five Justices, ‘the holding of the Court may be viewed as that position taken by those Members
who concurred in the judgments on the narrowest grounds. . . .” Marks v. United States, 430 U.S. 188, 193 (1977)
(quoting Gregg v. Georgia, 428 U.S. 153, 169 n.15 (1976) (Stewart, J., Powell, J., and Stevens, J., concurring));
accord O’Dell v. Netherland, 521 U.S. 151, 160 (1997). Since a single rationale was agreed on by five justices, the
narrowest grounds clearly includes this issue, and Muniz is binding precedent concerning this issue.
19
physical act of handing the police officers the keys did not convey any information to them.
Hutchison admits the act “did not lead to anything that Nippers and his fellow officers did not
already know.” 18 Any fact communicated by handing over the keys did not disclose the contents
of Hutchison’s mind. The physical act at issue is similar to providing a blood test. The
production of the blood test is not incriminating; the incriminating fact is that the blood test
matches the sample at the scene or reveals a high alcohol content, for example. In this case, the
production of the key is not incriminating; the incriminating facts are that Hutchison possessed
the keys and that the keys empower the holder to access the drugs. Similar to a blood test, the
production of the keys does not reveal the contents of Hutchison’s mind. Because there was no
extortion of information from the accused, Hutchison’s act in handing over the keys was
nontestimonial and, therefore, properly admitted.
(d) Corroboration of the Second Statement Does Not Make It Admissible
The main problem is with the second statement, made while Hutchison was in custody in
response to police statements designed to elicit information from Hutchison. The State
convinced the trial court, and argues here, that the second statement was admissible because it
was partially corroborated. According to the State, Article 38.22, Section (3)(c) provides an
exception to the Miranda warnings codified in Article 38.22, Section 2(a). The State, however,
fails to provide any relevant authority in support of this argument. 19 The Amarillo Court of
18
Hutchison made this concession while responding to the State’s interpretation of Article 38.22, Section 3(c).
Regardless, this concession is still relevant to the issue of whether the physical act was testimonial.
19
The State cites two cases in this section of its brief, both of which hold Article 38.22, Section 3(c) is an exception
to prohibition of the oral statements contained in Article 38.22, Section 3(a). See Port v. State, 791 S.W.2d 103, 108
20
Appeals has explicitly rejected an argument similar to the State’s argument and held Section 3(c)
is not an exception to Miranda warnings. See State v. Ortiz, 346 S.W.3d 127, 136 (Tex. App.—
Amarillo 2011), aff’d on other grounds by 382 S.W.3d 367, 372 (Tex. Crim. App. 2012). We
agree. The State’s argument is contrary to the plain language of the statute, is inconsistent with
the interpretation of the Texas Court of Criminal Appeals, and would expose Article 38.22 to a
constitutional challenge.
The plain language of Section 3(c) does demonstrate an intent to provide an exception to
the writing or recording requirement for a statement. Section 3(c) provides, “Subsection (a) of
the section shall not apply to any statement . . . .” This language indicates that the exception is
applicable only to the same section of Article 38.22. The Texas Code of Criminal Procedure is
one of the few remaining Texas codes that are composed of articles not sections. To further
complicate the situation, a few of the articles in the Texas Code of Criminal Procedure are
divided into sections, including the one involved here. Article 38.22 is divided into eight
sections. The phrase “section” does not refer to the entire Article 38.22, but rather refers to just
Section 3 of Article 38.22. Thus, the referenced “Subsection (a)” refers to Section 3(a) which
prohibits the introduction of nonrecorded oral statements. The Miranda warnings are codified in
a different section of Article 38.22—Section 2(a). If Section 3(c) had been intended to apply to
Section 2(a), it would have provided that “Paragraph (a) of the preceding section shall not apply
. . . .” The Statute, though, does not contain such language. The plain language of Section 3(c)
(Tex. Crim. App. 1990); Santana v. State, 714 S.W.2d 1, 14 (Tex. Crim. App. 1986). Neither case supports a
conclusion that Section 3(c) is an exception to the Miranda requirement codified in Article 38.22, Section 2(a).
21
clearly indicates it is an exception only to prohibition of oral nonrecorded statements contained
in Section 3(a).
Next, although the Texas Court of Criminal Appeals has not explicitly rejected the State’s
argument, the argument is inconsistent with the court’s precedent. The Texas Court of Criminal
Appeals has interpreted Section 3(c) of Article 38.22 as an exception to the writing or recording
requirement contained in Section 3(a). See, e.g., Woods v. State, 152 S.W.3d 105, 117 (Tex.
Crim. App. 2004); Almanza v. State, 839 S.W.2d 817, 818 (Tex. Crim. App. 1992); Romero v.
State, 800 S.W.2d 539, 544 (Tex. Crim. App. 1990); Port, 791 S.W.2d at 108; Santana, 714
S.W.2d at 14.
Finally, the interpretation of Article 38.22 urged by the State would require an exception
to Miranda which has not been recognized by the United States Supreme Court. See Ortiz, 346
S.W.3d at 136. There are three exceptions to Miranda—(1) the public safety exception, 20
(2) when the suspect is unaware that he or she is dealing with a state agent (i.e. undercover
officer), 21 and (3) the booking questions exception. 22 The United States Supreme Court has not
recognized an exception to Miranda when the statement is partially corroborated. It is unlikely
that such an exception would be recognized. In Miranda, the United States Supreme Court held
that “the defendant’s constitutional rights have been violated if his conviction is based, in whole
20
New York v. Quarles, 467 U.S. 649, 655–57 (1984) (public safety exception).
21
Illinois v. Perkins, 496 U.S. 292, 294 (1990) (Miranda warnings not required because suspect unaware he or she
was dealing with state officials).
22
Muniz, 496 U.S. at 601 (plurality op.) (plurality suggesting an exception exists for booking questions); Alford v.
State, 358 S.W.3d 647, 660 (Tex. Crim. App. 2012) (recognizing booking-question exception).
22
or in part, on an involuntary confession, regardless of its truth or falsity.” Miranda, 384 U.S. at
465 n.33 (emphasis added).
The State’s interpretation would, therefore, expose Article 38.22 to a constitutional
challenge. The Texas Code Construction Act instructs us, if possible, to construe statutes so they
will pass constitutional muster. TEX. GOV’T CODE ANN. § 311.021 (West 2013). The State’s
interpretation would create a conflict with established constitutional law. The plain language of
the statute, though, would not create a clear conflict with established precedent of the United
States Supreme Court. By following the plain language of the statute, we also comply with this
principle of statutory construction.
While partial corroboration of a statement excuses the lack of a writing or recording, that
corroboration does not provide an exception to the Miranda warnings codified in Section 38.22,
Section 2(a). It is not necessary for us to decide whether the State’s “corroboration” led to the
discovery of new facts. 23
(e) The Second Statement Should Have Been Suppressed
The State argues that the second statement was not the result of an interrogation. The
United States Supreme Court has clarified the meaning of a custodial interrogation:
23
Hutchison argues that the partial corroboration exception does not apply because Hutchison’s act of handing over
the keys “did not lead to anything that Nippers and his fellow officers did not already know.” Hutchison cites three
cases in support of his argument. Almanza, 839 S.W.2d at 818 (defendant nodded toward dresser where drugs were
later located); Ebert v. State, 848 S.W.2d 261 (Tex. App.—Corpus Christi 1993, pet. ref’d) (defendant pointed to the
drugs and paraphernalia in plain view and already observed by officers); and Romero, 800 S.W.2d at 544
(production of knife did not corroborate statement). The exception contained in Section 3(c) requires the discovery
of items or information previously unknown to the police. Romero, 800 S.W.2d at 545. Because our conclusion is
determinative, it is unnecessary to address Hutchison’s argument.
23
[T]he Miranda safeguards come into play whenever a person in custody is
subjected to either express questioning or its functional equivalent. That is to say,
the term “interrogation” under Miranda refers not only to express questioning, but
also to any words or actions on the part of the police (other than those normally
attendant to arrest and custody) that the police should know are reasonably likely
to elicit an incriminating response from the suspect. The latter portion of this
definition focuses primarily on the perceptions of the suspect, rather than the
intent of the police. This focus reflects the fact that the Miranda safeguards were
designed to vest a suspect in custody with an added measure of protection against
coercive police practices, without regard to objective proof of the underlying
intent of the police. A practice that the police should know is reasonably likely to
evoke an incriminating response from a suspect thus amounts to interrogation.
But, since the police surely cannot be held accountable for the unforeseeable
results of their words or actions, the definition of interrogation can extend only to
words or actions on the part of police officers that they should have known were
reasonably likely to elicit an incriminating response.
Rhode Island v. Innis, 446 U.S. 291, 300–02 (1980); see Alford, 358 S.W.3d at 653. To
summarize, custodial interrogation includes express questioning of a suspect as well as words or
actions by police that the police should know are reasonably likely to elicit an incriminating
response. Innis, 446 U.S. at 300–02; Jones v. State, 795 S.W.2d 171, 174 (Tex. Crim. App.
1990).
Hutchison’s second statement was uttered after the officers had encouraged him to
provide them information to help himself. We conclude that the second statement was made in
response to a statement the officers knew or should have known was reasonably likely to elicit an
incriminating response. As such, the second statement was the result of custodial interrogation
and should have been suppressed.
24
(f) The Record Does Not Establish Beyond a Reasonable Doubt that the Error in
Admitting the Second Statement Was Harmless
Hutchison argues that admitting the second statement—informing the police “that
everything he had was in his bedroom in a safe or in his closet”—harmed him, entitling him to a
new trial. Hutchison argues the error likely influenced the jury’s decision on whether he
possessed the contraband. Although the State does not argue the error was harmless, the Texas
Court of Criminal Appeals has instructed that all errors, except for structural errors, warrant a
harm analysis. See Cain v. State, 947 S.W.2d 262, 264 (Tex. Crim. App. 1997); see also Pruitt
v. State, 683 S.W.2d 537, 541–42 (Tex. App.—Dallas 1984, no pet.). Thus, we are required to
conduct such a harm analysis.
As we are faced with a constitutional error, our standard of review is governed by Rule
44.2(a) of the Texas Rules of Appellate Procedure. Clay v. State, 240 S.W.3d 895, 904 (Tex.
Crim. App. 2007). We must reverse the judgment unless we determine “beyond a reasonable
doubt that the error did not contribute to the conviction or punishment.” TEX. R. APP. P. 44.2(a);
see Clay, 240 S.W.3d at 904. Constitutional error does not contribute to the conviction or
punishment if the jury’s verdict would have been the same even if the erroneous evidence had
not been admitted. Clay, 240 S.W.3d at 904. Error, though, that has more than a “slight effect”
is not, beyond a reasonable doubt, harmless. Phillips v. State, 193 S.W.3d 904, 913 (Tex. Crim.
App. 2006).
Several nonexclusive factors can be considered when conducting a harm analysis under
Rule 44.2(a), including (1) the nature of the error, (2) the extent the error was emphasized by the
State, (3) the weight a juror would probably place on the error, and (4) the error’s probable
25
collateral consequences. Snowden v. State, 353 S.W.3d 815, 822 (Tex. Crim. App. 2011). When
conducting a harm analysis in the context of a Miranda error, we must “‘judge the magnitude of
the error in light of the evidence as a whole to determine the degree of prejudice to the defendant
resulting from that error.”’ Jones v. State, 119 S.W.3d 766, 777 (Tex. Crim. App. 2003)
(quoting United States v. Polanco, 93 F.3d 555, 562–63 (9th Cir. 1996)).
“There is no set formula for conducting a harm analysis that necessarily applies across
the board, to every case and every type of constitutional error.” Snowden, 353 S.W.3d at 822
n.31. These factors “are not exclusive considerations in any particular case,” and our inquiry
should be “whether, or to what extent, the error may have contributed to the conviction” or
increased the punishment. Id. at 822. The ultimate inquiry is “‘whether, assuming that the
damaging potential of the [inadmissible evidence] were fully realized, a reviewing court might
nonetheless say that the error was harmless beyond a reasonable doubt.”’ Id. at 822 n.1 (quoting
Delaware v. Van Arsdall, 475 U.S. 673, 684 (1986)). “At bottom, an analysis for whether a
particular constitutional error is harmless should take into account any and every circumstance
apparent in the record that logically informs an appellate determination whether ‘beyond a
reasonable doubt [that particular] error did not contribute to the conviction or punishment.”’ Id.
at 822 n.31 (quoting TEX. R. APP. P. 44.2(a)). Bearing in mind that these factors are not the
exclusive considerations and that the ultimate inquiry is the damaging potential of the error, we
will use the Snowden factors to guide our analysis.
The first factor is the nature of the error. The error in this case violates established
constitutional rights. Further, as argued by Hutchison, the error served as an important conduit
26
for the State to establish possession. The second statement was a clear admission that Hutchison
knowingly possessed the contraband. This factor weighs toward a finding of harm.
The second factor is the extent the error was emphasized by the State. Hutchison argues
the State’s closing argument contains “eighteen explicit, overt, references” to the evidence in
question. This number, though, includes both statements and references to the keys. As noted
above, the trial court did not err in refusing to suppress the first statement or the physical act of
handing the officers the keys. Only two of the eighteen references concern the second statement.
The State’s closing argument spanned approximately twenty-eight transcribed pages. Our harm
analysis, though, is more concerned with the substantive effect of the State’s emphasis than any
numerical count of the references. Hutchison’s statements lay at the heart of the State’s case.
They were the best evidence of possession, and the State extensively emphasized the fact that
Hutchison’s statements admitted guilt. Given that the second statement was the most explicit
admission of guilt, the two references to it could have had an effect on the jury beyond the fact
that it was the subject of just two of the State’s eighteen references to the statements in general.
This factor, too, weighs toward a finding of harm.
The third factor is the weight a juror would probably place on the error. In this factor, we
should also consider whether the other evidence showed possession overwhelmingly as well as
the character of the error and how it might be considered in connection with other evidence in
the case. Motilla v. State, 78 S.W.3d 352, 359 (Tex. Crim. App. 2002). Beyond the second
statement, the evidence linking Hutchison to the contraband was relatively strong, but not
overwhelming, and in the second statement, he essentially confessed to the offense.
27
Juries give special weight to confessions. “‘[A] defendant’s own confession is probably
the most probative and damaging evidence that can be admitted against him.”’ McCarthy v.
State, 65 S.W.3d 47, 56 (Tex. Crim. App. 2001) (quoting Fulminante v. Arizona, 499 U.S. 279,
296 (1991)).
A confession is likely to leave an indelible impact on a jury. “If the jury believes
that a defendant has admitted the crime, it will doubtless be tempted to rest its
decision on that evidence alone, without careful consideration of the other
evidence in the case. Apart, perhaps, from a videotape of the crime, one would
have difficulty finding evidence more damaging to a criminal defendant’s plea of
innocence.” Fulminante, 499 U.S. at 313 (Kennedy, J., concurring).
Id.
Certainly, the record contains other persuasive links between Hutchison and the
contraband including the $1,600.00 in cash, Hutchison’s possession of keys to the house and
bedroom padlock, Hutchison’s regular presence at the house, and Hutchison’s acknowledgement
that he managed the property for his mother. The first statement—“I’ve just been doing what
I’ve been doing for a little extra money”—is a persuasive admission of personal involvement;
though it might be argued to be a reference to his managing the property in question. The second
statement, though, is a more explicit admission of guilt admitting simultaneously to personal
involvement, the locations of the drugs, and his possession of them. The second statement was
more damaging and probative than the first statement. Given the special weight juries tend to
assign to confessions, the third factor weighs toward a finding of harm.
The fourth factor is the error’s probable collateral consequences. This factor requires us
to “contemplate such things as the disparaging of a sole defense,” as well as the probable effect it
may have had on punishment. Higginbotham v. State, 807 S.W.2d 732, 737 (Tex. Crim. App.
28
1991). We conclude the error’s probable collateral consequences would be minimal or
nonexistent. The error in this case concerns the sufficiency of evidence on guilt and, once a juror
has determined guilt, the second statement was unlikely to have an adverse impact on the
harshness of punishment. A jury would likely acquit if they harbored any reasonable doubt, thus
indicating that the error’s effect on punishment would be minimal. In fact, the second statement,
which can be understood as Hutchison cooperating with police, might have lessened the jury’s
assessment of punishment. We conclude the fourth factor weighs against a finding of harm.
After careful consideration of the above factors, we are unable to conclude that, beyond a
reasonable doubt, the error was harmless. Three of the four factors suggest a finding of harm. A
significant part of the State’s case rested on Hutchison’s admissions. While other links did exist,
these links provided an inconclusive connection to the contraband. Hutchison’s admissions
made in his statements were far more persuasive than the other links to the contraband, and the
second statement was notably more damning than the first statement. As in McCarthy, 24 it is
reasonable to believe that the confession contained in the second statement had an effect on the
jury. We are unable to conclude that, beyond a reasonable doubt, the error by the trial court did
not contribute to the judgment in this case. Hutchison is entitled to a new trial.
24
McCarthy, 65 S.W.3d at 56 (finding admission of confession reversible error).
29
For the reasons stated, we reverse the judgment of the trial court and remand for
proceedings consistent with this opinion.
Josh R. Morriss, III
Justice
Date Submitted: January 2, 2014
Date Decided: February 5, 2014
Publish
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