State v. A. Sanchez Jr. , 388 Mont. 262 ( 2017 )

08/08/2017
DA 16-0111
Case Number: DA 16-0111
IN THE SUPREME COURT OF THE STATE OF MONTANA
2017 MT 192
STATE OF MONTANA,
Plaintiff and Appellee,
v.
ADAM SANCHEZ, JR.,
Defendant and Appellant.
APPEAL FROM: District Court of the Eighth Judicial District,
In and For the County of Cascade, Cause No. DDC-14-365
Honorable Dirk M. Sandefur, Presiding Judge
COUNSEL OF RECORD:
For Appellant:
Chad Wright, Chief Appellate Defender, Koan Mercer, Assistant
Appellate Defender, Helena, Montana
For Appellee:
Timothy C. Fox, Montana Attorney General, Katie F. Schulz, Assistant
Attorney General, Helena, Montana
Carey Ann Haight, Cascade County Attorney, Joshua A. Racki,
Deputy County Attorney, Great Falls, Montana
Submitted on Briefs: June 21, 2017
Decided: August 8, 2017
Filed:
__________________________________________
Clerk
Chief Justice Mike McGrath delivered the Opinion of the Court.
¶1 Adam Sanchez, Jr. appeals from his October 2015 conviction and sentence for
deliberate homicide and several other offenses. We affirm.
¶2 The issue on appeal is whether the District Court abused its discretion by giving
jury instruction No. 12: “When circumstantial evidence is susceptible to two
interpretations, one that supports guilt and one that supports innocence, the jury
determines which is most reasonable.”
FACTUAL AND PROCEDURAL BACKGROUND
¶3 This case arises from an August 2014 incident in Cascade County, Montana. A
Montana Highway Patrol Trooper observed Sanchez’s vehicle driving over the speed
limit and attempted to make a traffic stop. Sanchez did not stop but continued driving
through the Great Falls area, often at high speed, while being pursued by officers.
Pursuing officers and citizens in the area observed Sanchez slowing when he needed to
avoid a collision with other vehicles, and they observed him waiting for oncoming traffic
to clear before passing other vehicles. Officers observed Sanchez maneuver around
barriers at high speed, including driving into the roadside ditch, all the while maintaining
control of his vehicle.
¶4 Cascade County Deputy Sheriff Joe Dunn placed his patrol car off the side of the
road with emergency lights flashing and attempted to lay spike strips on the highway
ahead of Sanchez’s vehicle. Motorists on the same roadway saw Deputy Dunn on or near
the roadway, and slowed or stopped in response. Witnesses observed that Sanchez did
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not stop, but passed another vehicle then swerved his vehicle to Deputy Dunn’s side of
the roadway and struck him. Witnesses reported that Dunn was in plain view and that
Sanchez could have avoided him but instead swerved toward Dunn striking him with his
vehicle. Witnesses and patrol car video showed that Sanchez had a clear field of vision
and that there was no oncoming traffic when he swerved to hit Deputy Dunn. There was
no evidence that Sanchez slowed or attempted to brake as he hit Deputy Dunn, who died
from the impact.
¶5 Sanchez did not stop. After hitting Deputy Dunn, he continued to elude pursuit at
high speeds. Other drivers narrowly avoided being hit by Sanchez’s vehicle, and
Sanchez swerved toward another officer who was on the road setting up tire spikes. In
that incident, Sanchez left his lane of travel, crossed a double center line and swerved in
front of oncoming traffic toward the officer. Fortunately, that officer was not injured.
Sanchez eventually stopped in Black Eagle after officers disabled the tires of his vehicle.
Sanchez continued to try to move his vehicle, resisted arrest, and fought with officers.
He was eventually subdued.
¶6 The State charged Sanchez with felony offenses of deliberate homicide
(§ 45-5-102, MCA); assault with a weapon (§ 45-5-213, MCA); assault on a police
officer (§ 45-5-210, MCA); and two counts of criminal endangerment (§ 45-5-207,
MCA). The jury convicted Sanchez of all the charged offenses but one. On that charge
the jury convicted him of a lesser included offense, negligent endangerment, § 45-5-208,
MCA. The District Court sentenced Sanchez to life imprisonment without the possibility
of parole.
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STANDARD OF REVIEW
¶7 A district court has broad discretion when instructing a jury, which this Court
reviews for abuse of discretion. State v. Zlahn, 2014 MT 224, ¶ 14, 376 Mont. 245, 332
P.3d 247. We review the instructions as a whole to determine whether they fully and
fairly instruct the jury on the applicable law. State v. Kaarma, 2017 MT 24, ¶ 7, 386
Mont. 243, 390 P.3d 609. Reversible error occurs only when the instructions prejudice
the defendant’s substantial rights. Zlahn, ¶ 14.
DISCUSSION
¶8 Issue: Whether the District Court abused its discretion by giving jury instruction
No. 12: “When circumstantial evidence is susceptible to two interpretations, one
that supports guilt and one that supports innocence, the jury determines which is
most reasonable.”
¶9 At trial Sanchez properly preserved his objection to this instruction. He argues
that the disputed instruction relieved the State of its burden to prove him guilty beyond a
reasonable doubt. He contends that the instruction violated his right to due process by
allowing the jury to convict him based upon evidence that was only “reasonable,” instead
of requiring proof beyond a reasonable doubt. He contends that the disputed instruction
conflicted with his entitlement to a presumption of innocence. Sanchez contends that this
was especially important in his case because his mental state during the events was a
primary issue, and that the jury was instructed that mental states “often may not be
proved directly” but may be proved through circumstantial evidence.
¶10 The State argues that taken as a whole the jury instructions in this case fully and
fairly covered all relevant points of law, and that Sanchez cannot establish that the
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instructions shifted the State’s burden to prove him guilty beyond a reasonable doubt.
The State contends that the disputed instruction is supported by clear case law and that it
only assists the jury in resolving certain disputed issues of fact regarding circumstantial
evidence. The State further contends that the case against Sanchez was not based
primarily upon circumstantial evidence, but was based almost entirely upon direct
evidence of the events such as contemporary video recordings, photographs, eyewitness
accounts, and physical evidence.
¶11 We first consider the instructions as a whole to determine whether the District
Court fully and fairly instructed the jury. Kaarma, ¶ 7. The District Court provided the
jurors with twenty-four instructions plus a verdict form. The District Court instructed that
the fact that charges were brought against Sanchez could not be taken as any indication,
evidence or proof that he was guilty of any offense. The instructions provided that the
State
has the burden of proving the guilt of the Defendant beyond a reasonable
doubt. Proof beyond a reasonable doubt is proof of such a convincing
character that a reasonable person would rely and act upon it in the most
important of his or her own affairs.
Instruction No. 4. The District Court instructed that Sanchez
is presumed to be innocent of the charges against him. This presumption
remains with him throughout every stage of the trial and during your
deliberations on the verdict. It is not overcome unless from all the evidence
in the case you are convinced beyond a reasonable doubt that the defendant
is guilty.
Instruction No. 4. The Court instructed that each charge is a separate offense; Sanchez
could be found guilty only if the State met its burden to prove each element of each
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offense beyond a reasonable doubt. Instruction No. 6. The District Court instructed the
jurors that they “are the sole judges of the credibility, that is, the believability, of all the
witnesses.” Instruction No. 8.
¶12 The District Court instructed the jury to determine the “weight or relative weight
to be given to the testimony of each witness” and to “carefully consider all the testimony
given, the circumstances under which each witness has testified, and every matter in
evidence that tends to indicate whether a witness is worthy of belief.” Instruction No. 8.
The District Court instructed the jury that they could rely on the appearance of witnesses;
their manner; their apparent candor, fairness, and intelligence; and their knowledge of the
subject of their testimony.
¶13 The District Court instructed that there is seldom direct proof of a person’s
purpose or knowledge, and that the jury could consider “any relevant circumstantial
evidence” in that regard. Instruction No. 13. The District Court instructed the jury that
they “may infer the defendant’s state of mind or mental state, including his purpose and
knowledge, from the Defendant’s statements, acts, and conduct in conjunction with any
and all other relevant facts and circumstances in evidence.” Instruction No. 13.
¶14 The District Court then gave separate instructions as to each of the charges,
beginning with deliberate homicide in the death of Deputy Dunn under the felony murder
rule. That instruction required the State to “prove beyond a reasonable doubt” that
Sanchez committed the offense of assault with a weapon against Deputy Dunn, and that
in the course of doing so caused the death of Deputy Dunn. The District Court instructed
that a person commits assault with a weapon if he purposely or knowingly causes another
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reasonable apprehension of serious bodily injury by use of a weapon. The District Court
instructed the jury on the statutory requirements for the mental states of purposeful and
knowing conduct, and on the definition of “cause,” “serious bodily injury,” and
“weapon.” The District Court again instructed that the State must prove all the elements
of the felony murder charge “beyond a reasonable doubt.” Instruction No. 14.
¶15 The record is clear that the District Court instructed the jury separately on the
elements of each of the offenses, including the requisite mental state for each. Each of
the individual offense instructions required the jury to convict only if the State proved
each element of the offense “beyond a reasonable doubt,” and to acquit if the State did
not.
¶16 Upon review of all the instructions, we conclude that the disputed instruction on
its face did not relieve the State of any of its burden to prove Sanchez guilty beyond a
reasonable doubt. Rather, it only provided the jury with some guidance for resolving
competing interpretations of circumstantial evidence. If the jury found that an
interpretation of circumstantial evidence was reasonable, it could be considered in
conjunction with any other evidence to determine whether the State met its burden to
prove guilt of each offense beyond a reasonable doubt. It is the overall weight of the
evidence, and not any particular inference from the evidence, that determines the jury’s
ultimate decision on guilt. The existence of alternative interpretations of circumstantial
evidence does not mean that both interpretations are equally persuasive or weighty.
Sanchez’s argument would require the jury to accept the interpretation that tended to
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show innocence, even if the alternative interpretation that tended to show guilt was more
persuasive, or more reasonable, or more likely to be the truth.
¶17 In State v. Misner, 2007 MT 235, ¶¶ 39-40, 339 Mont. 176, 168 P.3d 679, this
Court rejected the argument that if two interpretations of circumstantial evidence are
equally persuasive, the jury must adopt the one favoring innocence. This Court has
plainly held that a district court may properly give the circumstantial evidence instruction
which is at issue in this case requiring the jury to accept the interpretation of
circumstantial evidence they believe is the most reasonable. State v. Bullman, 2009 MT
37, ¶ 21, 349 Mont. 228, 203 P.3d 768 (“When circumstantial evidence is susceptible to
two reasonable interpretations, one which supports guilt and the other which supports
innocence, the trier of fact determines which interpretation is most reasonable.”); State v.
Rosling, 2008 MT 62, ¶ 36, 342 Mont. 1, 180 P.3d 1102; State v. Hall, 1999 MT 297,
¶ 22, 297 Mont. 111, 991 P.2d 929; State v. Arthun, 274 Mont. 82, 91, 906 P.2d 216, 221.
¶18 A district court has broad discretion in formulating and approving jury
instructions. Kaarma, ¶ 7. A district court should not direct the jury on which evidence
to believe, Misner, ¶¶ 38-40, and a jury must be allowed to consider collectively “all facts
and circumstances” in determining guilt or innocence. Bullman, ¶ 21. The jury “has a
prerogative to accept or reject testimony” and therefore must determine which of the
competing interpretations of evidence is most reasonable. State v Benson, 1999 MT 324,
¶ 14, 297 Mont. 321, 992 P.2d 831.
¶19 The weight to give evidence and the assessment of witness credibility are
“exclusively the province” of the jury, which determines what evidence to believe. State
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v. Vandersloot, 2003 MT 179, ¶ 18, 316 Mont. 405, 73 P.3d 174. Determining credibility
and the weight to be given to conflicting evidence are exclusively the responsibility of the
jury. State v. Wood, 2008 MT 298, ¶ 43, 345 Mont. 487, 191 P.3d 463. The jury,
exclusively, draws inferences from circumstantial evidence and should determine its
conclusions on elements of the crime if “warranted by the evidence as a whole.” State v.
Kelly, 2005 MT 200, ¶ 21, 328 Mont. 187, 119 P.3d 67.
¶20 Sanchez has the burden to show that the disputed instruction adversely affected his
substantial rights. Zlahn, ¶ 14. Our review of the instructions as a whole demonstrates
that the District Court repeatedly and properly instructed the jury that the State must
prove guilt beyond a reasonable doubt. It is clear, considering all the instructions, that
the disputed instruction did not adversely affect Sanchez’s substantial rights.
CONCLUSION
¶21 The District Court fully and fairly instructed the jury in this case, and the
instructions did not adversely affect Sanchez’s substantial rights.
¶22 Affirmed.
/S/ MIKE McGRATH
We Concur:
/S/ MICHAEL E WHEAT
/S/ LAURIE McKINNON
/S/ BETH BAKER
/S/ JIM RICE
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Justice Laurie McKinnon, concurring.
¶23 I agree that Sanchez has not met his burden of establishing the disputed instruction
adversely affected his substantial rights and that, as a whole, the jury was properly
instructed that the State must prove guilt beyond a reasonable doubt. However, in a case
such as this where the direct evidence of guilt is strong and it was unnecessary for the
jury to rely on circumstantial evidence, I would take the opportunity to correct what I
believe to be error in this Court’s precedent regarding the “most reasonable” instruction.
¶24 The District Court gave an instruction which has been approved by this Court and
adopted as a pattern jury instruction, based upon precedent considering sufficiency of the
evidence. The instruction grew from language in State v. Atlas, 224 Mont. 92, 95, 728
P.2d 421, 423 (1986), where this Court addressed whether substantial evidence supported
a conviction for homicide. After explaining that substantial evidence exists when “a
reasonable person would accept the conclusion, when viewed in the light most favorable
to the prevailing party[,]” we explained that if “circumstances are capable of two
interpretations, the trier of fact determines which is most reasonable.” Atlas, 224 Mont.
at 95, 728 P.2d at 423. Subsequent precedent addressing sufficiency of the evidence built
on the language of Atlas, and, in State v. Bowman, 2004 MT 119, 321 Mont. 176, 89 P.3d
986, this Court ultimately replaced a prior circumstantial evidence instruction with the
“most reasonable” instruction.
¶25 Importantly, pre-Bowman precedent leading to the “most reasonable” instruction
did not contemplate a choice between two reasonable interpretations, but rather
recognized that as between two interpretations, the jury must decide which is reasonable.
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Our previous circumstantial evidence instruction as set forth in State v. Lucero, 214
Mont. 334, 693 P.2d 511 (1984), which we jettisoned in Bowman, instructed the jury with
respect to competing interpretations of evidence, both of which were reasonable.
Pursuant to Lucero, “if the circumstantial evidence was susceptible to two reasonable
interpretations, one of which points to the defendant’s guilt and the other to his
innocence, it is the duty of the jury to adopt the interpretation which points to the
defendant’s innocence and reject that interpretation which points to his guilt.” Lucero,
214 Mont. at 339, 693 P.2d 513-14 (emphasis added). In the context of competing
reasonable interpretations of the evidence, the Lucero instruction was consistent with the
State’s burden of proof and the defendant’s presumption of innocence. The Lucero
instruction did not inject a measure of reasonableness as Bowman does, and thus did not
compromise the competing measure of the evidence in the context of the State’s burden
of proof.
¶26 In my view, the “most reasonable” instruction is inconsistent with the presumption
of innocence to which a defendant is entitled. Were this case based entirely on
circumstantial evidence, the jury would have been given conflicting jury instructions that
it should adopt the “most reasonable” interpretation of the circumstantial evidence while
also being instructed the State’s burden was to prove guilt beyond a reasonable doubt and
the defendant was entitled throughout trial to a presumption of innocence. The “most
reasonable” instruction mistakenly draws on sufficiency precedent and, in doing so,
injects a comparative measure—“most”—which potentially compromises the reasonable
doubt standard.
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¶27 I would endorse a circumstantial evidence instruction which could be relied upon
to produce a result consistent with the State’s burden of proving guilt and the defendant’s
presumption of innocence. The instruction given, “[w]hen circumstantial evidence is
susceptible of two interpretations, one that supports guilt and one that supports
innocence, the jury determines which is most reasonable,” directed the jurors to compare
interpretations and choose the interpretation “most” reasonable. While a jury must
evaluate interpretations and assess whether they are reasonable, that interpretation must
still be measured against the State’s burden of proof beyond a reasonable doubt and a
defendant’s presumption of innocence. The “most reasonable” instruction, due to its
origins in sufficiency precedent, obscures the distinction between evaluating and
assessing the evidence with measuring that evidence against the State’s burden of proof.
Potentially, the “most reasonable” instruction, though not here, could undermine the
reliability of a conviction which is based entirely on circumstantial evidence. I see no
reason to wait until such a case surfaces and then reverse a hard-fought conviction. I
would clarify these principles and thus avoid any potential confusion between evaluating
conflicting evidence, which requires the jury employ reason, and measuring that
interpretation against the State’s burden of proving guilt beyond reasonable doubt.
¶28 In my opinion, this case presents the perfect opportunity to make such a
clarification. Accordingly, I would return to the pre-Bowman instruction embraced in
Lucero, and instruct as follows: if the circumstantial evidence was susceptible to two
reasonable interpretations, one of which points to the defendant’s guilt and the other to
his innocence, it is the duty of the jury to adopt the interpretation which points to the
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defendant’s innocence and reject that interpretation which points to his guilt. With this
qualification, I concur in the Court’s decision to affirm Sanchez’s conviction.
/S/ LAURIE McKINNON
Justice Beth Baker, concurring.
¶23 I concur in the Court’s decision. Sanchez argues for an instruction that would
direct the jury “to adopt the interpretation which points to the defendant’s innocence”
when the evidence reasonably supports two conclusions—one favoring the defendant’s
innocence and the other tending to establish his guilt. We have stated that such an
instruction “is proper where the State’s case rests substantially or entirely on
circumstantial evidence.” State v. Steffes, 269 Mont. 214, 235, 887 P.2d 1196, 1209
(1994) (citing State v. Crazy Boy, 232 Mont. 398, 403, 757 P.2d 341, 344 (1988)); see
also State v. Stever, 225 Mont. 336, 346, 732 P.2d 853, 860 (1987) (noting that, even if
the Court were to “accept defendant’s statement of the law, his proposed instruction is
warranted only where the case of the State rests substantially or entirely upon
circumstantial evidence”). As the State points out, it presented the jury with substantial
direct evidence in this case. Opinion, ¶ 10. The trial court did not err in its instructions.
/S/ BETH BAKER
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