Baumann v. Kroger Co. , 416 P.3d 512 ( 2017 )


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  •                This opinion is subject to revision before final
    publication in the Pacific Reporter
    
    2017 UT 80
    IN THE
    SUPREME COURT OF THE STATE OF UTAH
    KARI L. BAUMANN,
    Appellant,
    v.
    THE KROGER COMPANY and
    GREGORY P. TAYLER,
    Appellees.
    No. 20160686
    Filed November 20, 2017
    On Certiorari to the Utah Court of Appeals
    Fourth District, Heber
    The Honorable Fred D. Howard
    No. 130500017
    Attorneys:
    Gregory W. Stevens, Salt Lake City, for appellant
    Todd C. Hilbig, Andrea M. Keysar, Salt Lake City,
    for appellee The Kroger Company
    Carolyn Stevens Jensen, Jennifer M. Brennan, Salt Lake City,
    for appellee Gregory P. Tayler, M.D.
    JUSTICE HIMONAS authored the opinion of the Court,
    in which JUSTICE DURHAM and JUSTICE PEARCE joined.
    ASSOCIATE CHIEF JUSTICE LEE filed a concurring opinion,
    in which CHIEF JUSTICE DURRANT joined.
    JUSTICE HIMONAS, opinion of the Court:
    INTRODUCTION
    ¶ 1 Kari Baumann sued her physician and her pharmacy for
    overprescribing medication. But Ms. Baumann failed to designate
    BAUMANN v. KROGER
    Opinion of the Court
    any expert on the applicable standards of care until the day on
    which the district court had scheduled the summary judgment
    hearing. Even then, she only designated an expert on the
    pharmacy’s standard of care, not the physician’s. Applying the
    standard in rule 26 of the Utah Rules of Civil Procedure, the
    district court excluded the late-designated expert. It then awarded
    summary judgment to both defendants based on its determination
    that without expert testimony Ms. Baumann would be unable to
    show that either the physician or the pharmacy had violated the
    applicable standard of care.
    ¶ 2 On appeal to the court of appeals, Ms. Baumann argued
    that the district court should have applied rule 16, instead of
    rule 26, in assessing whether to exclude the expert that she
    designated. She also argued that the district court erred in failing
    to give her more of an opportunity to procure and designate an
    expert on the physician’s standard of care—even though she did
    not ask for more time and did not otherwise give any indication
    that such an expert would be forthcoming.
    ¶ 3 The court of appeals correctly held that Ms. Baumann
    had failed to preserve her argument that the district court ought
    to have given her more time to find an expert on the physician’s
    standard of care. The court of appeals also upheld the district
    court’s grant of summary judgment to the pharmacy. But even
    though the pharmacy had argued that Ms. Baumann had failed to
    preserve her argument that the district court should have applied
    rule 16, the court of appeals resolved this issue on the merits. It
    also reached out and decided an issue that had not been briefed to
    it—whether the district court had abused its discretion under
    rule 26—reaching the right result but announcing an erroneous
    rule of law in the process.
    ¶ 4 We correct the court of appeals’ legal error and affirm
    the court of appeals on the alternative ground that Ms. Baumann
    failed to preserve any of the issues she appealed.
    BACKGROUND
    ¶ 5 Kari L. Baumann sued her physician (Dr. Gregory P.
    Tayler) and her pharmacy (Smith’s, nom de guerre of The Kroger
    Company), accusing them of overprescribing drugs. But she did
    not designate any experts on the applicable standards of care for
    physicians or pharmacies until after the discovery deadlines had
    2
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    Opinion of the Court
    all passed and the defendants’ summary judgment motion—
    rooted in the proposition that the standards of care related to
    prescribing and dispensing blood pressure medication could only
    be proved by expert testimony—had been fully briefed. Indeed, it
    was not until the day originally set for the summary judgment
    hearing that Ms. Baumann attempted to designate an expert on
    the pharmacy’s standard of care. 1 She never designated an expert
    on the physician’s standard of care.
    ¶ 6 The district court granted summary judgment in favor of
    the physician and the pharmacy. Based on established Utah law, it
    ruled that Ms. Baumann could not make out a prima facie case
    without expert testimony about the applicable standards of care.
    See, e.g., Dalley v. Utah Valley Reg’l Med. Ctr., 
    791 P.2d 193
    , 195–96
    (Utah 1990) (“To establish the standard of care required of a
    physician in a particular field, breach of that standard, and
    proximate cause, the plaintiff is generally required to produce an
    expert witness who is acquainted with the standards of care in the
    same or a similar field as the defendant doctor.” (citations
    omitted)). Based on this law, the court awarded summary
    judgment to both the pharmacy and the physician. It awarded
    summary judgment to the physician because Ms. Baumann had
    never submitted an expert report on the physician’s standard of
    care. And it awarded summary judgment to the pharmacy
    because, even though Ms. Baumann had submitted an expert
    report on the pharmacy’s standard of care, she had submitted it
    late for no good reason—which, the district court ruled, meant
    that she could not rely on it at trial. See UTAH R. CIV. P. 26(d)(4)
    (“If a party fails to disclose or to supplement timely a disclosure
    or response to discovery, that party may not use the undisclosed
    witness, document or material at any hearing or trial unless the
    failure is harmless or the party shows good cause for the
    failure.”).
    1  The district court initially scheduled oral argument on
    defendants’ summary judgment motion for November 17, 2014.
    At the hearing, Ms. Baumann’s husband sought to speak for her.
    The district court sustained an objection to proceeding in this
    manner, but granted Ms. Baumann a continuance to January 5,
    2015, to either obtain counsel or represent herself.
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    BAUMANN v. KROGER
    Opinion of the Court
    ¶ 7 On appeal to the Court of Appeals, Ms. Baumann made
    two arguments why the district court erred in excluding her late-
    designated expert and granting summary judgment on that basis.
    First, citing our recent decision in Coroles v. State, 
    2015 UT 48
    , 
    349 P.3d 739
    , she argued that the appropriate sanction for late
    discovery is the more forgiving standard set forth in rule 16 of the
    Utah Rules of Civil Procedure instead of the sanction for late
    discovery articulated in rule 26.2 Notwithstanding the fact that
    she had never asked the district court to apply rule 16—and,
    indeed, attempted to lodge her expert report “under URCP 26”—
    Ms. Baumann argued that the district court erred when it
    applied the sanction for late discovery in rule 26 instead of the
    sanction in rule 16. Noting that she had been proceeding pro se,
    Ms. Baumann also argued that the district court abused its
    discretion in finding that no good cause excused Ms. Baumann’s
    decision to file her expert report late.
    ¶ 8 In addition to challenging the district court’s decision to
    exclude the late-designated expert on the pharmacy’s standard of
    care, Ms. Baumann also argued that the district court should have
    sua sponte postponed ruling on the physician’s motion for
    summary judgment and extended the discovery deadlines to
    allow Ms. Baumann the opportunity (if she were so inclined) to
    find and designate an expert on the applicable physician’s
    standard of care. Even though the district court had not applied
    rule 26 to exclude an expert on the physician’s standard of care—
    there was, after all, no expert to exclude—Ms. Baumann argued to
    the court of appeals that the district court abused its discretion
    because it failed to consider whether postponing the summary
    judgment hearing and allowing Ms. Baumann to locate an expert
    on the physician’s standard of care would have been harmless. See
    2 Rule 16 provides that if a party fails to obey a pretrial order
    “the court, upon motion or its own initiative, may take any action
    authorized by Rule 37(b).” UTAH R. CIV. P. 16(d). Rule 37(b), in
    turn, permits (but does not require) a wide array of sanctions,
    ranging from dismissal of the action to a stay or payment of
    reasonable costs, expenses, and attorney fees caused by the
    failure. Id. 37(b). Thus, unlike rule 26, rule 16 gives the court much
    wider discretion in deciding what, if any, sanction to impose.
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    UTAH R. CIV. P. 26(d)(4) (exclude late-disclosed discovery “unless
    the failure is harmless or the party shows good cause for the
    failure”).
    ¶ 9 Both the pharmacy and the physician filed response
    briefs. The physician argued, among other things, that
    Ms. Baumann’s challenge to the district court’s “exclusion” of a
    nonexistent expert on the physician’s standard of care was
    unpreserved—a textbook example of an issue that has not been
    “presented to the [district] court in such a way that the . . . court
    has an opportunity to rule on” it. In re Adoption of Baby E.Z., 
    2011 UT 38
    , ¶ 25, 
    266 P.3d 702
     (citation omitted).
    ¶ 10 The pharmacy likewise argued preservation:
    In this case, the only issue that Ms. Baumann seeks
    review of on appeal with regard to . . . her claims
    against Smith’s Pharmacy is whether ‘the District
    Court abused its discretion under Rule 16(d) of the
    Utah Rules of Civil Procedure by excluding an
    untimely expert report submitted by a pro se party
    when the Court decided the Defendants-Appellees’
    motion for summary judgment.’ However,
    Ms. Baumann . . . does not provide any citation to
    the record showing that this issue was preserved in
    the district court. Ms. Baumann also fails to set forth
    a statement of grounds for seeking review of this
    unpreserved issue.
    ¶ 11 In the event that the court of appeals reached the merits,
    the pharmacy further argued that the district court had not
    abused its discretion in applying rule 26 instead of rule 16. It
    argued that Coroles required the application of the more forgiving
    sanctions in rule 16 only when discovery, even though disclosed
    late, is nonetheless disclosed well before trial or a hearing on a
    dispositive motion (not the case here). And it argued that,
    regardless of whether rule 16 or rule 26 applied, the court had
    ample justification for excluding the expert report under the
    circumstances of the case; Ms. Baumann had agreed to an
    extended discovery schedule and still failed to make the requisite
    disclosures until the very day that the summary judgment hearing
    was first scheduled—months after the applicable discovery
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    BAUMANN v. KROGER
    Opinion of the Court
    deadlines and after a summary judgment motion predicated on
    Ms. Baumann’s failure to designate experts had been fully briefed.
    ¶ 12 The court of appeals upheld the district court’s decision.
    It first agreed that Ms. Baumann’s appeal was unpreserved as it
    pertained to the physician. Baumann v. Kroger Co., 
    2016 UT App 165
    , ¶ 10, 
    381 P.3d 1135
    . The court of appeals then turned to the
    district court’s refusal to consider Ms. Baumann’s late-filed expert
    report on the pharmacy’s standard of care. Leaping over the
    pharmacy’s preservation argument, the court of appeals held that
    the district court did not err in applying rule 26, instead of rule 16,
    reasoning that, under Coroles, “rule 26 is controlling” where a
    litigant “fail[s] to disclose her expert witness until the day of the
    hearing on” a dispositive motion. Id. ¶ 19.
    ¶ 13 While the court of appeals did not address the
    pharmacy’s preservation argument, it did consider an argument
    that Ms. Baumann had not made—the argument that the district
    court erred in failing to make an explicit finding that allowing
    Ms. Baumann to offer the late-designated expert would have been
    prejudicial to the pharmacy. 3 Reaching out beyond the briefing
    before it, the court of appeals held that the district court was not
    required to make this finding: “[i]t is well settled that a district
    court’s exclusion of materials may be supported if the court makes
    a finding that there is either no good cause for the failure or that
    the failure is harmful.” Id. ¶ 18 n.8 (emphases omitted) (citations
    omitted). Thus, because the district court had found that there
    was no good cause for Ms. Baumann’s violation of the discovery
    schedule, the court of appeals held that it did not need to consider
    whether that violation was harmless.
    ¶ 14 We granted certiorari and now affirm the court of
    appeals, but on different grounds. Utah Code section 78A-3-
    102(3)(a) gives us jurisdiction.
    3
    Ms. Baumann had argued that the district court erred in
    failing to consider whether allowing Ms. Baumann to designate an
    expert with respect to the physician would have been harmless,
    but she did not make the same argument with respect to the
    district court’s exclusion of the late-designated expert on the
    pharmacy’s standard of care.
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    STANDARD OF REVIEW
    ¶ 15 “On certiorari, we review for correctness the decision of
    the court of appeals, not the decision of the trial court.” State v.
    Levin, 
    2006 UT 50
    , ¶ 15, 
    144 P.3d 1096
     (citation omitted). “The
    correctness of the court of appeals’ decision turns, in part, on
    whether it accurately reviewed the trial court’s decision under the
    appropriate standard of review.” 
    Id.
     (citation omitted). It also
    turns on whether it correctly assessed preservation of the issues
    before it. Prinsburg State Bank v. Abundo, 
    2012 UT 94
    , ¶ 11, 
    296 P.3d 709
    .
    ANALYSIS
    ¶ 16 But for a set of procedural irregularities that we address
    below, this is among the simplest of cases for an appellate court to
    resolve. On certiorari to this court, Ms. Baumann argues (1) that
    the district court erred in applying rule 26 instead of rule 16 to the
    expert report on the pharmacy’s standard of care and (2) even if
    rule 26 applies, that the district court abused its discretion in
    failing to consider whether allowing the late-designated expert
    would have been harmless.
    ¶ 17 First, Ms. Baumann’s argument that the district court
    erred in applying rule 26, instead of rule 16, to the expert report
    on the pharmacy’s standard of care is unpreserved. Ms. Baumann
    never asked the district court to admit the late-designated expert
    report under rule 16. Instead, she virtually invited the court to
    apply rule 26. In a document styled “Plaintiff’s URCP 26 Expert
    Report in Response to Reply to Memorandum in Support of
    Statement Opposing Defendants’ Motion for Summary
    Judgment,” Ms. Baumann submitted the expert report “under
    URCP 26.” This submission arguably invited the district court to
    apply rule 26 instead of rule 16. See State v. McNeil, 
    2016 UT 3
    ,
    ¶ 17, 
    365 P.3d 699
     (”Under the doctrine of invited error, an error is
    invited when counsel encourages the trial court to make an
    erroneous ruling.”). And this error is not excused by
    Ms. Baumann’s pro se status. See Allen v. Friel, 
    2008 UT 56
    , ¶ 11,
    
    194 P.3d 903
     (emphasizing that, “[a]s a general rule, a party who
    represents himself will be held to the same standard of knowledge
    and practice as any qualified member of the bar” (alteration in
    original) (citation omitted)).
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    BAUMANN v. KROGER
    Opinion of the Court
    ¶ 18 At minimum, Ms. Baumann did not preserve her
    argument that the district court erred in applying rule 26’s
    sanctions instead of the more forgiving standard set forth in rule
    16. And, on appeal, she does not argue that the plain error
    doctrine or exceptional circumstances warrant our reaching this
    unpreserved issue. Cf. Coleman ex rel. Schefski v. Stevens, 
    2000 UT 98
    , ¶ 9, 
    17 P.3d 1122
     (“[B]ecause Mr. Coleman did not properly
    raise these three issues in the trial court and thereby preserve
    them for appellate review, and because he argued plain error or
    manifest injustice for the first time in his reply brief, we decline to
    review them.”). Therefore, even if the invited error doctrine does
    not apply, see McNeil, 
    2016 UT 3
    , ¶ 17 (purpose of invited error
    doctrine is to discourage “intentionally”—not inadvertently—
    “misleading” the district court) (citation omitted), Ms. Baumann
    has waived this issue.
    ¶ 19 Second, Ms. Baumann did not argue to the court of
    appeals that the trial court abused its discretion when it failed to
    consider whether allowing the late-designated expert to testify
    would have been harmless—i.e., when it failed to expressly hold
    that exclusion was appropriate under rule 26 because allowing the
    expert to testify would have prejudiced the pharmacy. Instead,
    Ms. Baumann argued that the district court abused its discretion
    in applying rule 26 to exclude “an additional expert report
    applicable to the doctor,” not the pharmacy. At one point, she
    (somewhat confusingly) argued that this decision was error
    because the district court’s “sole basis . . . was that Ms. Baumann
    . . . did not establish good cause that excused her failure to file”—
    when, in fact, this was the basis for the court’s decision to exclude
    the late-designated expert on the pharmacy’s standard of care. But
    it is clear in context that Ms. Baumann’s argument to the court of
    appeals was that the district court’s conclusion that “an additional
    expert report [, i.e., an expert report on the physician’s standard of
    care,] should be excluded . . . constitute[d] an abuse of discretion.”
    Indeed, in her court of appeals reply brief, Ms. Baumann
    conceded that this portion of her argument focused on the
    undisclosed expert on the physician’s standard of care, and she
    asked the court of appeals to apply the exceptional circumstances
    doctrine to reach this issue—a request she does not renew before
    us.
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    Opinion of the Court
    ¶ 20 In any event, Ms. Baumann made no attempt to show
    that admitting the late-designated expert evidence on the
    pharmacy’s standard of care—evidence on whose absence the
    pharmacy relied in briefing multiple trial court memoranda in
    support of summary judgment—would have been harmless.
    Indeed, as we have explained, Ms. Baumann makes the argument
    that the district court should have applied rule 26 to find that
    allowing expert testimony on the pharmacy’s standard of care
    would have been harmless for the first time before this court. And
    she does not ask us either to apply the plain error doctrine or to
    find that exceptional circumstances exist. Accordingly, this point,
    too, is waived.
    ¶ 21 Finally, there is no question that the court of appeals got
    it right when it affirmed the district court’s decision to grant
    summary judgment in favor of the physician in this case. As the
    court of appeals put it, “the district court could not have abused
    its discretion in not making a ruling it was never asked to make.”
    Baumann v. Kroger Co., 
    2016 UT App 165
    , ¶ 11, 
    381 P.3d 1135
    .
    Moreover, Ms. Baumann’s brief to this court does not ask us to
    accord any relief that would require the district court to exhume
    the cause of action Ms. Baumann pleaded against her physician.
    We therefore affirm the court of appeals on this ground; the
    district court was right to grant summary judgment in favor of Dr.
    Tayler.
    ¶ 22 In a clean case, this would be the end of the matter. The
    problem is that the court of appeals looked past the pharmacy’s
    preservation arguments to the merits of whether the district court
    should have applied rule 16 instead of rule 26 in deciding to
    exclude the late-designated expert. See 
    id.
     ¶¶ 17–22. The court of
    appeals also chose to address an issue that neither party had
    briefed—whether a litigant must show both good cause and
    harmlessness before his or her discovery violation is excused
    under rule 26. See 
    id.
     ¶ 18 n.8. 4 And, on appeal, the pharmacy does
    4
    The court of appeals was wrong to hold that a litigant may
    obtain relief from a discovery violation under rule 26 only if he or
    she can show both that the violation was excused by good cause
    and that no prejudice would come from excusing the violation. See
    Baumann v. Kroger Co., 
    2016 UT App 165
    , ¶ 18 n.8, 
    381 P.3d 1135
    (cont.)
    9
    BAUMANN v. KROGER
    Opinion of the Court
    not expressly argue that the court of appeals erred in disregarding
    the preservation requirement or in resolving an issue that had not
    been briefed to it—a failure that raises the specter of inadequate
    briefing, given that, on certiorari, our court sits to review the court
    of appeals. See Butterfield v. Okubo, 
    831 P.2d 97
    , 101 n.2 (Utah 1992)
    (“[W]hen exercising our certiorari jurisdiction . . . we review a
    decision of the court of appeals, not of the trial court. Therefore,
    the briefs of the parties should address the decision of the court of
    appeals, not the decision of the trial court.” (citation omitted)).
    (Because “[i]t is well settled that a district court’s exclusion of
    materials may be supported if the court makes a finding that there
    is either no good cause for the failure or that the failure is harmful
    . . . . it is unnecessary for us to examine whether there was harm.”
    (citations omitted)). But as the court of appeals has recognized
    elsewhere, a showing of either one of good cause or harmlessness
    is enough to avoid sanction under rule 26. Both do not need to be
    shown. See Dahl v. Harrison, 
    2011 UT App 389
    , ¶ 22, 
    265 P.3d 139
    (“[T]he language of rule [26(d)(4) of the Utah Rules of Civil
    Procedure] makes the filing of adequate expert reports a condition
    precedent to testimony by the experts at trial, unless the failure to
    disclose is harmless or the party shows good cause for the failure
    to disclose. Here, the court expressly found that neither of those
    exceptions was applicable.” (emphasis added) (footnote omitted)
    (citation omitted) (internal quotation marks omitted)).
    We are not unaware that we have now reached out to correct
    the court of appeals’ erroneous statement of law on an issue that
    we have found unpreserved, even as we explain that appellate
    courts ought not to reach unpreserved issues. While we are
    tempted, on this point, simply to take solace in our infallibility, see
    Brown v. Allen, 
    344 U.S. 443
    , 540 (1953) (Jackson, J., concurring)
    (“We are not final because we are infallible, but we are infallible
    only because we are final.”), we ultimately conclude that it is
    appropriate to reach this question because it is squarely within the
    purview of a supreme court to superintend the proper
    interpretation of the procedural rules by correcting misleading
    dicta in appellate opinions. Cf. Patterson v. Patterson, 
    2011 UT 68
    ,
    ¶ 20, 
    266 P.3d 828
     (“As the state’s highest court, we have a
    responsibility to maintain a sound and uniform body of precedent
    . . . .”).
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    ¶ 23 Notwithstanding these irregularities, we ultimately
    conclude that we may—and should—pierce through the court of
    appeals’ merits decision to reach the preservation problems
    within.
    ¶ 24 First, while the pharmacy has not explicitly stated that
    the court of appeals erred in failing to affirm the district court on
    preservation grounds, it has done everything short of that. It has
    cogently explained why the issues were unpreserved at the
    district court level, and it has pointed out deficiencies in
    Ms. Baumann’s appellate briefs—thereby giving Ms. Baumann
    ample opportunity to respond. Moreover, unlike in a case where a
    party ignores analysis undertaken by the court of appeals, here
    the court of appeals simply did not analyze the preservation
    problems that had been put before it. Cf. Scott v. Scott, 
    2017 UT 66
    ,
    ¶ 19, —P.3d— (we will be less inclined to conclude that the court
    of appeals erred in reaching an unpreserved issue “where the
    court of appeals explain[s] its rationale for reaching [that]
    arguably unpreserved issue”). While that was the misstep around
    which the pharmacy should have oriented its brief to this court, in
    this case neither judicial economy nor fairness would be advanced
    by declining to resolve this case on preservation grounds—
    especially given that the preservation issue is otherwise squarely
    briefed to us. See Fort Pierce Indus. Park Phases II, III & IV Owners
    Ass’n v. Shakespeare, 
    2016 UT 28
    , ¶ 13, 
    379 P.3d 1218
     (the point of
    preservation is to promote fairness and judicial economy).
    ¶ 25 Second, the pharmacy prevailed in the district court and
    the court of appeals. And while the court of appeals ultimately
    reached the merits of Ms. Baumann’s unpreserved argument, it
    did not explain why. Because of this, Ms. Baumann has
    consistently born the burden of persuasion throughout her
    appeal. See Broderick v. Apartment Mgmt. Consultants, L.L.C., 
    2012 UT 17
    , ¶ 19, 
    279 P.3d 391
     (“[A]ppellants bear the burden of
    persuasion on appeal . . . .” (citations omitted)); see also Scott, 
    2017 UT 66
    , ¶ 19 (when the court of appeals gives reasons for reaching
    an arguably unpreserved issue, the appellee on certiorari may
    sometimes have a burden to “do more than just point out that the
    issue was unpreserved in the district court”). But she has never
    sought to argue that we should reach the obviously unpreserved
    issues in this case under either our plain error or exceptional
    circumstances doctrine. An appellant can hardly carry her burden
    11
    BAUMANN v. KROGER
    Opinion of the Court
    of persuasion on an unpreserved issue if she does not do a plain
    error or exceptional circumstances analysis because, in failing to
    do such an analysis, she will have necessarily failed to explain
    why we should reach the issue of which she complains. See State v.
    Green, 
    2004 UT 76
    , ¶ 13, 
    99 P.3d 820
     (“As we have noted many
    times before, this court is not a depository in which the appealing
    party may dump the burden of argument and research.” (internal
    quotation marks omitted) (citations omitted)); see also State v.
    Crabb, 
    2011 UT App 440
    , ¶ 7 n.2, 
    268 P.3d 193
     (inadequate briefing
    where “reasoned analysis and application of the plain error
    elements are lacking”). Moreover, we do not believe it would be
    prudent to follow the court of appeals’ lead and reach the
    unpreserved issue in this case. One of the most important
    purposes of preservation is that it allows an issue to be fully
    factually, procedurally, and legally developed in the district court.
    The preservation rule thus enables us to analyze both the
    application of a legal rule or principle to a concrete and well-
    developed dispute and, nearly as important, the effect of the
    district court’s ruling on the overall course of the proceedings
    below. The preservation rule also gives the appellate court the
    benefit of a trial judge’s reasoning and analysis on the issue at
    hand. This is especially helpful in a case, like this one, involving
    the correct interpretation and application of precedent
    interpreting the Utah Rules of Civil Procedure—rules that our
    district courts live and breathe every day.
    ¶ 26 On the merits, this case calls for a clarification of Coroles
    v. State, 
    2015 UT 48
    , 
    349 P.3d 739
    . The issue is under what
    circumstances Coroles requires district courts to apply the
    sanctions set forth in rule 16 of the Utah Rules of Civil Procedure
    as opposed to those articulated in rule 26. This is the kind of
    procedural issue on which it would be helpful for this court to
    have a full record developed below—one that illustrates the
    thinking of our district courts on this question and contains
    factual development bearing on what range of sanctions might fall
    within the appropriate exercise of a district court’s discretion.
    Such a developed record will naturally sharpen the issues and
    help us reach a wiser and better considered opinion.
    CONCLUSION
    ¶ 27 Ms. Baumann did not preserve her claims that the
    district court ought to have applied rule 16 instead of rule 26 and
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    LEE, J., concurring
    that it abused its discretion in declining to find, on the record, that
    admitting a late-filed expert report whose absence had been the
    very predicate of all summary judgment proceedings would have
    been harmless. The court of appeals’ decision is affirmed on these
    alternative grounds; footnote 8 is vacated.
    ASSOCIATE CHIEF JUSTICE LEE, concurring in part and concurring in
    the judgment:
    ¶ 28 I concur in every element of the majority opinion except
    for footnote 4. That footnote, as the court concedes, “reache[s]
    out” to decide an issue “that we have found
    unpreserved.” Supra ¶ 22 n.4. We are doing so, moreover, in a
    case in which we are reversing the court of appeals for
    improperly reaching an unpreserved issue.
    ¶ 29 This strikes me as a double standard. We are an
    appellate court. And we are as subject to the law of preservation
    as is the court of appeals. We should heed the lessons of our own
    opinions. When we fail to do so we create the impression that we
    have confused the finality of our decisions with the infallibility of
    our decisionmaking.
    ¶ 30 Our court does have power to “superintend the proper
    interpretation of the procedural rules.” Supra ¶ 22 n.4. But our
    authority to do so is hardly unbounded. We “superintend” the
    rules through the proper exercise of appellate jurisdiction. Or by
    the promulgation or amendment of our rules of procedure. But
    not by dropping a footnote resolving an issue that is not properly
    presented for our decision.
    13