State Of Washington, V Mason Blair ( 2018 )

Filed
Washington State
Court of Appeals
Division Two
April 24, 2018
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION II
STATE OF WASHINGTON, No. 50037-0-II
Appellant,
v.
MASON BLAIR PUBLISHED OPINION
Appellant.
MELNICK, J. — The State charged Mason Blair in juvenile court with rape in the second
degree of another juvenile, EF. Blair and EF both testified at trial. The defense attempted to cross-
examine EF if, prior to accusing Blair of rape, she knew Blair had a criminal history of sexual
crimes. The trial court allowed limited cross-examination on this topic. On appeal, Blair argues
that the trial court violated his constitutional right to present a defense and to confront witnesses
by limiting cross-examination.1 We affirm.
FACTS
I. THE INCIDENT
On April 30, 2016, Blair and his female cousin KA each invited a friend to join them for a
sleepover at their grandmother’s house. Blair brought his male friend BS; KA brought her female
1
Blair also argues that we should remand the case to the trial court for entry of written findings of
fact and conclusions of law. At the time Blair filed his brief with this court, the trial court had not
entered written findings and conclusions. Since that time, this alleged error has been cured and
we need not address it. State v. Alvarez, 128 Wash. 2d 1, 19, 904 P.2d 754 (1995).
50037-0-II
friend EF. EF had a boyfriend, who was not present. The four teens spent the evening together.
Around midnight, the two girls went to bed in KA’s room and the two boys went to bed in Blair’s
room.
Later in the night, the boys entered KA’s room and told EF to leave so that KA and BS
could spend time together. At this point EF’s and Blair’s versions of what happened diverged.
A. EF’s Testimony
Per EF, she went to Blair’s room and laid on the bed. Blair entered, sat next to EF,
attempted to kiss her, and asked EF to have sex with him. EF refused, saying “No. I have a
boyfriend.” 1 Report of Proceedings (RP) at 134.
EF testified that Blair then held her down on the bed, removed her leggings, and raped her.
Blair ignored her repeated requests that he “stop” and “get off [of her].” 1 RP at 28; 1 RP at 134-
36. Eventually, EF pushed Blair off with her knee and left the room. EF and KA left the house
shortly thereafter. EF went to the hospital, where she received a sexual assault examination.
B. Blair’s Testimony
Blair claims that while lying next to EF on the bed, he and EF “shared a mutual kiss” that
lasted until Blair attempted to remove EF’s pants. 2 RP at 192. EF stopped him, removed the
pants herself, and laid back on the bed. They then had intercourse. Blair stated that EF soon
became nervous Blair’s grandmother would come in. She insisted they stop, and they did. Blair
initially denied that EF ever told him “no” or “stop.” 2 RP at 193. In a later statement, Blair
acknowledged that after intercourse began EF told him to “stop” and “get off” because she was
afraid they would be caught. 2 RP at 197, 215. Blair told EF to “just let it happen.” 2 RP at 215.
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II. PROCEDURAL HISTORY
The State charged Blair with rape in the second degree by forcible compulsion. The matter
proceeded to trial.
Prior to the events giving rise to this case, Blair had two adjudications for sexual crimes,
one count of indecent liberties and one count of attempted rape of a child in the first degree. At
the time of the sleepover, Blair was serving a Special Sex Offender Disposition Alternative
(SSODA) sentence for these convictions. The court did not admit any direct evidence of prior
convictions at trial. However, trial testimony established that Blair was on probation, that he had
at least one prior offense that was sexual in nature, and that EF knew why Blair was on probation.
During EF’s cross-examination, Blair attempted to elicit testimony that EF knew about his
criminal history prior to accusing him of rape. The following exchange occurred:
[Defense]: Okay. And while you were there you learned that [Blair] was on
probation, correct?
[EF]: Yes.
[Defense]: And you learned that [Blair] had a history of sexual offenses?
[Prosecutor]: Objection. Again, beyond the scope of direct.
THE COURT: Sustained.
[Defense]: Did you learn what [Blair] was on probation for?
[EF]: Yes.
[Prosecutor]: Objection. Beyond the scope of the direct.
[Defense]: She specifically answered that question, and it was not objected
to.
THE COURT: I’ll allow the last answer to stand.
[Defense]: Thank you.
THE COURT: I’ll sustain the objection to any further inquiry in this area.
[Defense]: Okay.
1 RP at 145-46.
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In closing argument, the prosecutor argued that EF’s testimony was more credible than
Blair’s, and that the State had proved every element of rape in the second degree beyond a
reasonable doubt. Blair primarily argued that the State had failed to prove forcible compulsion
beyond a reasonable doubt. Blair also argued actual innocence, suggesting that EF falsely accused
Blair of rape to avoid being caught cheating on her boyfriend and because she believed Blair’s
criminal history made her accusation more believable.
The trial court adjudicated Blair guilty of rape in the second degree. It entered findings of
fact and conclusions of law. Acknowledging that the ruling turned largely on credibility, the trial
court found EF’s version of events more credible. The trial court did not consider Blair’s criminal
history. Blair appeals.
ANALYSIS
Blair contends the trial court violated his constitutional right to present a defense and to
confront witnesses by limiting his cross-examination of EF. We disagree.
I. STANDARD OF REVIEW
The confrontation clause of the Sixth Amendment to the United States Constitution
guarantees the right of a criminal defendant “to be confronted with the witnesses against him.”
U.S. CONST. amends. VI. and XIV. Similarly, article I, section 22 of the Washington Constitution
guarantees the right of a defendant to “meet the witnesses against him face to face.” Alleged
violations of constitutional rights are generally reviewed de novo. State v. Tyler, 138 Wash. App.
120, 126, 155 P.3d 1002 (2007).
Additionally, criminal defendants have a constitutional right to present a defense. U.S.
CONST. amends. V, VI, XIV; WASH. CONST. art. I, § 3, 22; Chambers v. Mississippi, 410 U.S. 284,
294, 93 S. Ct. 1038, 35 L. Ed. 2d 297 (1973). However, this right and the right to confrontation
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are not absolute. State v. Arredondo, 188 Wash. 2d 244, 266, 394 P.3d 348 (2017). It does not extend
to irrelevant or inadmissible evidence. State v. Wade, 186 Wash. App. 749, 763-64, 346 P.3d 838
(2015). “The accused does not have an unfettered right to offer testimony that is incompetent,
privileged, or otherwise inadmissible under standard rules of evidence.” Taylor v. Illinois, 484
U.S. 400, 410, 108 S. Ct. 646, 98 L. Ed. 2d 798 (1988). The defendant’s right to present a defense
is subject to “established rules of procedure and evidence designed to assure both fairness and
reliability in the ascertainment of guilt and innocence.” Chambers, 410 U.S. at 302; State v.
Cayetano-Jaimes, 190 Wash. App. 286, 296, 359 P.3d 919 (2015).
We review the right of confrontation involving a limitation on the scope of cross-
examination for an abuse of discretion. State v. Lee, 188 Wash. 2d 473, 486, 396 P.3d 316 (2017).
The “scope of such cross examination [remains] within the discretion of the trial court.” State v.
Russell, 125 Wash. 2d 24, 92, 882 P.2d 747 (1994). Therefore, when a trial court allows cross-
examination but exercises its discretion to limit the scope of questioning, courts have instead
applied the more deferential abuse of discretion standard. Arredondo, 188 Wash. 2d at 265-66.
In State v. Darden, the court clarified, “Although the dispositive issue before us concerns
the confrontation clause, ultimately we are asked to review the trial court’s ruling on the
admissibility of [evidence],” which is” reviewed for abuse of discretion.” 145 Wash. 2d 612, 619,
41 P.3d 1189 (2002). Similarly, a trial court’s limitation of the scope of cross-examination will
not be disturbed unless it is the result of manifest abuse of discretion. Darden, 145 Wash. 2d at 619;
State v. Campbell, 103 Wash. 2d 1, 20, 691 P.2d 929 (1984). As to the right to a fair trial,
“[a]llegations that a ruling violated the defendant’s right to a fair trial does not change the standard
of review.” State v. Dye, 178 Wash. 2d 541, 548, 309 P.3d 1192 (2013).
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A manifest abuse of discretion occurs when the trial court’s exercise of discretion is
“manifestly unreasonable or based upon untenable grounds or reasons.” State v. Powell, 126
Wash. 2d 244, 258, 893 P.2d 615 (1995). Even when an appellate court disagrees with the trial court,
we will not reverse unless the court abused its discretion. Dye, 178 Wash. 2d at 548; In Re Marriage
of Littlefield, 133 Wash. 2d 39, 46-47, 940 P.2d 1362 (1997).
The legal principles from the above-cited cases can be summarized as follows. We first
look to see if the trial court abused its discretion in excluding evidence or limiting cross-
examination. If there is no abuse of discretion, the inquiry ends because there is no error. If the
trial court does abuse its discretion, then we take the next step and review de novo the claim that
a constitutional right has been violated. We do not, however, review the court’s evidentiary ruling
de novo. Only the claimed violation of a constitutional right is reviewed de novo.
As we discuss below, in our case, the trial court did not abuse its discretion in making an
evidentiary ruling. Therefore, it is distinguishable from Darden, Jones, and Lee.2
In Darden, the trial court abused its discretion by excluding evidence. The State conceded
the error which is why the court had to further analyze whether or not the defendant’s constitutional
claim had merit. 145 Wash. 2d at 618. In our case, unlike in Darden, the trial court did not abuse its
discretion in its evidentiary ruling.
In State v. Jones, 168 Wash. 2d 713, 721-22, 230 P.3d 576 (2010), the trial court abused its
discretion by misapplying the law. It excluded evidence under the rape shield law, RCW
9A.44.020. Jones, 168 Wash. 2d at 721-22. Because of this determination, the court in Jones
2
Like the concurrence, we recognize that we are obligated to follow the Washington State Supreme
Court’s rulings and that this highest court resolves differences that arise in the Court of Appeals.
In re Pers. Restraint of Arnold, ___ Wn.2d, ___, 410 P.3d 1133, 1134 (2018). We also recognize
it is the role of a judge to analyze and synthesize the law.
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examined the right to present a defense claim. In reversing, the court concluded that by excluding
relevant evidence, the trial court prohibited the defendant from presenting his “entire defense.”
Jones, 168 Wash. 2d at 721. This error resulted in a Sixth Amendment violation. Jones, 168 Wash. 2d
at 721
Similarly, in Lee, the Court of Appeals concluded that the trial court abused its discretion
in making an evidentiary ruling. 188 Wash. 2d at 484. It did not allow the defendant to specify on
cross-examination that the victim had previously made a false accusation of rape. Lee, 188 Wash. 2d
at 484. The defense could, however, ask if the victim had previously made a false accusation.
Neither Lee nor the State sought discretionary review of this issue; therefore, the Supreme Court
expressed no opinion on whether the trial court committed evidentiary error. Lee, 188 Wash. 2d at
485. Instead, it accepted the fact that evidentiary error existed, i.e. that the court had abused its
discretion, and, therefore, examined de novo the claim that Lee’s right to confrontation had been
violated. Lee, 188 Wash. 2d at 487. It then reviewed the confrontation violation argument de novo.
Lee, 188 Wash. 2d at 487-88.
Darden, Jones, and Lee are factually distinguishable from our case because unlike in those
cases, the trial court here did not abuse its discretion. It did not commit evidentiary error by
limiting the scope of cross-examination.
Once there is a determination that the trial court did not abuse its discretion, we end the
inquiry because there is no error.
In State v. Clark, 187 Wash. 2d 641, 647, 389 P.3d 462 (2017), the trial court excluded expert
testimony because the defendant did not claim diminished capacity. The court ruled that as a
matter of law, the expert testimony was not relevant because, “expert opinion testimony that a
defendant has a mental disorder that impaired the defendant’s ability to form a culpable mental
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state is, by definition, evidence of diminished capacity. And where, as here, the defense does not
plead diminished capacity, such testimony is properly excluded.” Clark, 187 Wash. 2d at 653.
Likewise, the court concluded that the testimony was not admissible to rebut the State’s mens rea
evidence. Clark, 187 Wash. 2d at 649-50. In other words, the trial court did not abuse its discretion
by correctly applying the law to exclude irrelevant testimony. The court stated, “The trial court
correctly recognized that and properly excluded [the evidence].” Clark, 187 Wash. 2d at 655-56.
This language demonstrates that the trial court did not abuse its discretion.
More recently, in State v. Lile, 188 Wash. 2d 766, 782-84, 398 P.3d 1052 (2017), the
defendant alleged that the exclusion of evidence aimed at rebutting an assault victim’s peaceful
character violated his right to confrontation. The court utilized an abuse of discretion standard of
review in stating, “We need not agree with the trial court’s decision for us to affirm that decision.
We must merely hold the decision to be reasonable.” Lile, 188 Wash. 2d at 782. Moreover, the court
stated, “We do not make our own relevancy determination.” Lile, 188 Wash. 2d at 784. The court
further held, “While this is perhaps a close call, we cannot say the trial court abused its discretion
in limiting Lile’s cross-examination of [the victim].” Lile, 188 Wash. 2d at 784. The court ended its
inquiry at this point.
When a defendant argues that an adverse evidentiary ruling violates the right to a fair trial
or the right to confrontation, it does not change the standard of review. If the trial court did not
abuse its discretion, the inquiry ends. There is no error. If the trial court erred in its evidentiary
ruling, then we review the constitutional claim de novo.
II. NO ABUSE OF DISCRETION
In a bench trial, the judge sits as both the arbiter of law and the finder of fact. State v.
Read, 147 Wash. 2d 238, 245, 53 P.3d 26 (2002). In these dual capacities, a judge is often required
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to have knowledge of inadmissible evidence. Read, 147 Wash. 2d at 245. A judge must know what
the evidence consists of prior to ruling it inadmissible; however, as the finder of fact, the judge
must eliminate knowledge of inadmissible evidence from his or her determination of the facts.
Read, 147 Wash. 2d at 245. We presume the trial judge did not consider inadmissible evidence in
rendering the verdict. State v. Miles, 77 Wash. 2d 593, 601, 464 P.2d 723 (1970).
The rules of evidence require trial courts to manage the “mode and order” of witness
testimony in order to ensure that testimony is “effective for the ascertainment of the truth.” ER
611(a). As relevant to this case, ER 611 states:
(a) Control by Court. The court shall exercise reasonable control over the mode
and order of interrogating witnesses and presenting evidence so as to (1) make the
interrogation and presentation effective for the ascertainment of the truth, (2) avoid
needless consumption of time, and (3) protect witnesses from harassment or undue
embarrassment.
(b) Scope of Cross Examination. Cross examination should be limited to the
subject matter of the direct examination and matters affecting the credibility of the
witness. The court may, in the exercise of discretion, permit inquiry into additional
matters as if on direct examination.
Under ER 611(b), “matters affecting the credibility of the witness” are generally within the scope
of cross examination. Nevertheless, trial courts retain discretion to control the exact scope of
questioning. Darden, 145 Wash. 2d at 620-21. When cross-examination seeks to impeach a witness
on the basis of credibility, “the evidence sought to be elicited must be material and relevant to the
matters sought to be proved and specific enough to be free from vagueness.” State v. Jones, 67
Wash. 2d 506, 512, 408 P.2d 247 (1965).
During EF’s cross-examination, the trial court allowed EF to state that before accusing
Blair of rape, she knew that he was on probation and that she knew the crimes for which he was
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on probation. The court disallowed Blair from asking whether EF knew Blair’s probationary status
was due to his “history of sexual offenses.” 1 RP at 145.3
In making this evidentiary ruling, the trial court did not abuse its discretion. While cross-
examination that attacks the credibility of a witness is generally permitted, this generality does not
deprive trial courts of their discretion to control the scope of questioning. ER 611(b); Darden, 145
Wash. 2d at 620.
At the time of the trial court’s evidentiary ruling, Blair had not explained the purpose
behind his questioning, mentioned credibility or impeachment, or connected the question to Blair’s
theory of the case. Even if defendants are generally given wide latitude when cross-examining
witnesses, the trial court here did not abuse its discretion by limiting the scope of cross-
examination.
Because the trial court did not abuse its discretion, no error occurred and we need not
inquire any further into whether Blair’s constitutional rights to present a defense and to confront
witnesses were violated.
We affirm.
Melnick, J.
I concur:
Lee, A.C.J.
3
We note that on appeal, Blair argues that he wanted to use the convictions to impeach the victim’s
credibility; however, at trial, he completely failed to make this connection for the trial court. At
trial, Blair made no argument in response to the prosecutor’s objection, other than to assert the
question was within the scope of direct. ER 103.
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WORSWICK, J. (concurring) — I agree with the majority’s resolution of this case because
Mason Blair’s constitutional rights were not violated. Blair had a fair opportunity to defend
against the State’s allegations, rendering his trial fundamentally fair. I write separately because I
believe the majority’s standard of review discussion is in conflict with State v. Jones, 168 Wash. 2d
713, 230 P.3d 576 (2010), and other Washington Supreme Court cases specifically examining a
criminal defendant’s constitutional right to present a defense.
Washington Supreme Court cases reviewing an evidentiary decision in the context of a
claimed violation of the right to present a defense have described the standard of review in
various ways. On the one hand, we are instructed to review these trial court decisions de novo.
Jones, 168 Wash. 2d at 719. On the other hand, we are instructed to review the trial court’s
evidentiary rulings for an abuse of discretion. State v. Clark, 187 Wash. 2d 641, 648, 389 P.3d 462
(2017). More recently, in a case examining confrontation rights, we were instructed to review
the trial court’s limitation on a defendant’s cross-examination of a witness for a manifest abuse
of discretion. State v. Lile, 188 Wash. 2d 766, 782, 398 P.3d 1052 (2017).
The United States Supreme Court, in addressing the interplay between the rules of
evidence and a defendant’s right to present a defense, has held that state rules resulting in the
exclusion of a defendant’s proffered evidence are constitutional unless they “infringe[] upon a
weighty interest of the accused” and are “‘arbitrary’ or ‘disproportionate to the purposes they are
designed to serve.’” United States v. Scheffer, 523 U.S. 303, 308, 118 S. Ct. 1261, 140 L. Ed. 2d
413 (1998) (quoting Rock v. Arkansas, 483 U.S. 44, 56, 107 S. Ct. 2704, 97 L. Ed. 2d 37
((1987)). The application of Clark and Scheffer leads reviewing courts to give considerable
discretion to a trial court’s evidentiary decision.
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Thus, the majority is correct that trial courts are granted considerable discretion in
making evidentiary decisions. Majority at 5. However, reviewing the trial court’s decision
merely for an abuse of the trial court’s discretion does not fulfill our duty to address
constitutional claims.
In these types of cases, our Supreme Court considers constitutional concepts in
determining abuse of discretion. For example, in State v. Iniguez, 167 Wash. 2d 273, 217 P.3d 768
(2009), when discussing a disagreement over the standard of review of a trial court’s continuance
and severance decision, the court stated:
Both sides are, in a sense, correct. It is true that we review the denial of a severance
motion for an abuse of discretion. Similarly, we review a decision to grant or deny
a continuance for an abuse of discretion. However, a court “necessarily abuses its
discretion by denying a criminal defendant’s constitutional rights.” And we review
de novo a claim of a denial of constitutional rights.
167 Wash. 2d at 280 (citations omitted) (quoting State v. Perez, 137 Wash. App. 97, 105, 151 P.3d
249 (2007)). It seems appropriate here that the trial court’s evidentiary decisions—and our
review of those decisions—should also consider the defendant’s constitutional rights.
Appellants in criminal cases frequently frame their arguments in constitutional terms and
then insist on de novo review of every step taken by a trial court. This is unworkable because de
novo review of evidentiary decisions made by the trial court, considering only the defendant’s
right to a fair opportunity to defend against the State’s accusations, has the potential to eviscerate
evidentiary rules developed over several centuries. But a review for mere abuse of discretion,
without any consideration of the defendant’s constitutional rights, veers too far in the opposite
direction. The rules of evidence should not be applied “mechanistically to defeat the ends of
justice.” Chambers v. Mississippi, 410 U.S. 284, 302, 93 S. Ct. 1038, 35 L. Ed. 2d 297 (1973);
see also United States v. Solomon, 399 F.3d 1231, 1239 (10th Cir. 2005).
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We are bound to follow the express decisions of our Supreme Court. 1000 Virginia Ltd.
P’ship v. Vertecs Corp., 158 Wash. 2d 566, 590, 146 P.3d 423 (2006). We should not apply a mere
abuse of discretion standard of review in contravention of express decisions to the contrary.
_________________________________
Worswick, J.
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