Devincentz v. State , 460 Md. 518 ( 2018 )

Julius Devincentz, Jr. v. State of Maryland, No. 74, September Term, 2017, Opinion by
Adkins, J.
PRESERVATION FOR APPELLATE REVIEW — EXCLUSION OF EVIDENCE
— MARYLAND RULES 5-103(A)(2) AND 8-131(A): The Court of Appeals held that
where the trial court sustains an objection to testimony that a witness has already given,
excluding the testimony, and the substance and relevance of the testimony are apparent
from the context, the proponent is not required by Maryland Rule 5-103(a)(2) to make a
proffer regarding admissibility because the issue has been raised in and decided by the trial
court and is preserved for review.
EVIDENCE — EXCLUSION OF EVIDENCE — CHARACTER WITNESSES —
CJP § 9-115 — MARYLAND RULE 5-608: Md. Code (1974, 2013 Repl. Vol.), § 9-115
of the Courts and Judicial Proceedings Article (“CJP”) and Md. Rule 5-608(a)(1) permit a
character witness to testify either that another witness has a reputation for truthfulness or,
in the character witness’s opinion, the witness is an untruthful person. Provided that such
testimony has an adequate basis, and the evidence is relevant, it is admissible. The Court
of Appeals held that the trial court abused its discretion by excluding personal opinion
testimony from a witness about another witness’s character for truthfulness because an
adequate basis existed, and witness credibility was relevant.
EVIDENCE — EXCLUSION OF EVIDENCE — HEARSAY — MARYLAND
RULE 5-616(B)(3) — NONHEARSAY EVIDENCE OF BIAS: Maryland Rule 5-
616(b)(3) permits impeachment by extrinsic evidence of bias, prejudice, interest, or other
motive to testify falsely. Use of statements demonstrating a witness’s bias for such
impeachment purposes is not hearsay provided that the proponent offers it for the fact that
the statement was made, not the truth of the statement and the testimony is relevant. The
Court of Appeals held that the trial court erred by excluding a witness’s statement that the
State’s witness was saying things she could do that would get the defendant in trouble
because it was offered to show her bias and attack her credibility, rather than for the truth
of the matter asserted. For that reason, the statement was not hearsay.
CRIMINAL TRIALS — WITNESS CREDIBILITY — HARMLESS ERROR: The
Court of Appeals held that the exclusion of evidence pertaining to a witness’s credibility
was not harmless error. When credibility is an issue, particularly in cases in which the only
evidence is testimony, the jury’s assessment of which witnesses are truthful is critical.
Because the evidence was critical to assessing the credibility of the State’s witness, the
exclusion of such evidence was not harmless error.
Circuit Court for Cecil County
Case No.: 07-K-15-001678
Argued: April 9, 2018
IN THE COURT OF APPEALS
OF MARYLAND
No. 74
September Term, 2017
JULIUS DEVINCENTZ, JR.
v.
STATE OF MARYLAND
Barbera, C.J.
Greene
Adkins
McDonald
Watts
Hotten
Getty,
JJ.
Opinion by Adkins, J.
Watts, J., concurs and dissents.
Filed: August 13, 2018
2018-08-13
11:55-04:00
“[T]he trial of any case is a search for truth. The strength of each side of an issue
rests upon the believability of the evidence offered as proof.” State v. Cox, 298 Md. 173,
178 (1983). It is a fundamental principle of Maryland law that, in a criminal case tried
before a jury, assessing a witness’s credibility is a matter solely for the jury. Bohnert v.
State, 312 Md. 266, 277 (1988). One method of attacking a witness’s credibility is
impeachment. In this opinion, we address two questions of Maryland evidentiary law
pertaining to impeaching witness credibility. First, we consider whether a witness’s
statement that another witness “would not tell the truth about certain things[,]” was
admissible as a personal opinion about that witness’s character for untruthfulness. Second,
we explore the admissibility of out-of-court threats as nonhearsay evidence of bias.
FACTS AND LEGAL PROCEEDINGS
In 2008, Julius Devincentz, Jr. and Y.D. began a romantic relationship. Y.D., her
daughter K.C., and her son S., moved into Devincentz’s home in Elkton, Maryland from
Pennsylvania. Devincentz’s children, Brianna, Joshua, and Kenny also lived at the house.
Devincentz and Y.D. lived together with their children as a blended family until the couple
separated in November 2015.
In April 2015, K.C. left the Devincentz home and went to the Maryland Salem
Children’s Trust, a residential facility for juveniles. Some months into her stay, in
September 2015, K.C. told her therapist that Devincentz had sexually abused her when she
was six or seven years old. The therapist reported K.C.’s allegations.
The State charged Devincentz with one count of continuing course of conduct
against a child, two counts of sexual abuse of a minor, one count of second-degree sexual
offense, one count of third-degree sexual offense, one count of fourth-degree sexual
offense, and one count of second-degree assault. In 2016, Devincentz was tried in the
Circuit Court for Cecil County.
K.C. was the State’s primary witness. She testified that, on multiple occasions,
when she was about seven years old, and nobody else was home, Devincentz
would watch porn on our desktop computer in the living room,
and he would ask me to come over and sit on his lap, and I
would be scared and sometimes I would say no, and he would
force me to sit on his lap, and he would touch me in my private
area.
K.C. testified that Devincentz placed his hand underneath her clothes and underwear and
touched the inside of her vagina for approximately 10 or 15 minutes. Afterward,
Devincentz told her not to tell anyone. She also testified that Devincentz watched
pornography on the computer while other members of the household were present. Two
or three weeks after the first incident, Devincentz again digitally penetrated K.C. while she
was in bed. K.C. told Devincentz that she did not like it, asked him to get away from her,
and threatened to tell her mother. Devincentz gave K.C. a five-dollar bill and told her not
to say anything.
K.C. also alleged that when she was around 10 or 12 years old, on several occasions,
Devincentz offered her money to lift up her shirt. She always refused to do so. She testified
that on one occasion he slapped and grabbed her bottom. K.C. explained that she did not
report Devincentz’s actions out of fear that she “was going to get physically hurt” and
because she did not want to ruin her mother’s relationship with Devincentz.
2
K.C. testified that she and Devincentz argued about her attitude, disputes with others
in the household, her noncompliance with his requests to do chores, and her failure to do
things the way he wanted. On cross-examination, K.C. acknowledged that she “was a very
angry person,” and that she “would butt heads a lot.” K.C. explained that she clashed with
Devincentz because “he was very demanding,” she “didn’t like the tone of voice he would
use[,]” and “because he hurt” her. She attributed her difficulties with others in the house
to the strain of keeping the abuse secret. K.C. stated that she did not get along with Joshua
because he was “hardheaded,” and he did not like her family. K.C. wanted to move back
to Pennsylvania and live with her father. K.C. explained that she did not disclose the abuse
earlier because she was afraid of Devincentz and Joshua. She stated that Joshua “posed a
threat” to her, but that “nobody threatened [her].” Joshua would “scream at her and [get]
in [her] face.”1
After the State rested, defense counsel called Joshua. The State objected because
defense counsel had not provided prior notice of the witnesses he planned to call and
refused to proffer the subject matter of their testimony. Defense counsel contended that
the State received notice because both witnesses were issued subpoenas. The State
explained that it sought a proffer “because if these witnesses are character witnesses, this
may open the door for impeachment purposes.” The trial judge overruled the State’s
objection and permitted the defense to call its witnesses.
The State called three other witnesses: (1) Andrea Hollern, K.C.’s therapist at the
1
Maryland Salem Children’s Trust; (2) Detective Lindsey Ziegenfuss of the Elkton Police
Department; and (3) K.C.’s mother, Y.D.
3
Joshua testified consistently with K.C. about the composition of the Devincentz
household. He explained that K.C. “never really liked [Devincentz],” she “didn’t like
[Devincentz’s] rules . . . [and s]he wanted to be able to do whatever she wanted . . . .”
Joshua witnessed arguments between Devincentz and K.C. Defense counsel attempted to
elicit testimony about an argument that occurred after K.C. stole a cell phone. The State
objected on the grounds of relevance. Defense counsel proffered that Joshua witnessed the
argument and that “[i]t goes to motive.” The trial judge ruled that Joshua could testify
about the argument, but not about K.C.’s alleged theft because he lacked first-hand
knowledge. The following exchange occurred:
[Defense Counsel]: I asked you a question about the cell phone
situation. Without characterizing how that came up, as a result
of that argument, what occurred?
[Joshua]: [K.C.] was unhappy with [Devincentz]’s decision on
the argument. And once it was resolved by a third party[, K.C.]
was yelling and screaming and saying things that she could
do that would get him in trouble.
[Prosecutor 1]: Objection.
[Prosecutor 2]: Objection.
The Court: Sustained.
[Defense Counsel]: Now, were those things that you heard?
[Joshua]: Yes.
(Emphasis added). Defense counsel did not make a proffer after the trial judge sustained
the objection.
4
Joshua testified that he never saw anyone using the family computer to look at
pornographic material and never saw such material stored on the computer. Defense
counsel then asked about K.C.’s relationships with other family members.
[Defense Counsel]: Now, would it be fair to say that [K.C.]
had problems not only with [Devincentz,] but with other
people in the family?
[Joshua]: Yes.
[Defense Counsel]: Would you describe what you mean by
that?
[Joshua]: [K.C.] had a problem with her mouth. [K.C.] would
say things to people, about people, and then she would like to
argue with you. And she would not tell the truth about
certain things.
[The State]: Objection.
The Court: I’ll sustain that. But [K.C.] would argue with
people, right?
[Joshua]: Yes.
The Court: Okay.
[Joshua]: And [K.C.] would give her side[,] and then there
would be the other person’s side.
[Defense Counsel]: I have nothing further, Your Honor.
(Emphasis added).2
2
Brianna Farris, Devincentz’s stepdaughter, was the only other witness the defense
called. She testified that she lived with Devincentz and Y.D. at the beginning of their
5
The jury found Devincentz guilty of sexual abuse of a minor and second-degree
assault, but acquitted him of the charge of a continuing course of conduct against a child.
The trial court sentenced him to 25 years in prison for the sexual abuse of a minor, and a
consecutive 10 years for second-degree assault.3 Devincentz appealed. In an unreported
decision, the Court of Special Appeals affirmed his conviction. See Devincentz v. State,
No. 1297, Sept. Term 2016, 2017 WL 4231583 (Md. Ct. Spec. App. Sept. 25, 2017).
We granted certiorari to resolve the following questions4:
1. Whether Devincentz preserved the issues for review.
relationship. Farris corroborated Joshua’s testimony about the family computer and
arguments that K.C. had with family members.
3
The trial court suspended the consecutive sentence for second-degree assault.
4
Devincentz presented the following questions, which we have rephrased and re-
ordered for brevity and clarity:
1. Did the trial court err by prohibiting a defense witness who
satisfied the evidentiary foundation required to provide
character evidence from testifying that the complainant, the
step-sister with whom the witness had shared a home for
eight years, was an untruthful person?
2. Did the trial court err by disallowing a defense witness’s
testimony that during an argument which he observed
between the complainant and petitioner, the complainant
threatened to get petitioner in trouble?
3. Did the Court of Special Appeals err in holding that
petitioner was required to make a formal proffer regarding
the substance and relevance of the evidence at issue in order
to preserve for appellate review claims 1 and 2 above, and
that the exception to the proffer requirement did not apply,
despite it being clear from the record what the testimony of
the defense witness would have established if it had been
admitted?
6
2. Whether the trial court erred by prohibiting a witness’s
testimony regarding the complainant’s truthfulness.
3. Whether the trial court erred by prohibiting a witness’s
testimony about threats the complainant made during an
argument with Devincentz.
We shall answer yes to all three questions.
DISCUSSION
Preservation
The State raises a recurrent appellate theme—preservation of issues. An appellate
court will not “decide any other issue unless it plainly appears by the record to have been
raised in or decided by the trial court . . . .” Md. Rule 8-131(a). The Court of Special
Appeals concluded that Devincentz had not preserved either issue relating to Joshua’s
testimony for review because defense counsel did not make a proffer regarding the
relevance or substance of the excluded testimony. Devincentz, 2017 WL 4231583, at *3.
Devincentz and the State agree that the absence of a proffer does not bar appellate review
when the substance and relevance of the excluded evidence is apparent from the context.
Devincentz avers that Joshua’s testimony and the circumstances of the trial satisfied these
criteria, and the State disagrees. Maryland Rule 5-103(a)(2) requires that, to preserve a
claim that a trial court erroneously excluded evidence, the party must be prejudiced by the
ruling and “the substance of the evidence was made known to the court by offer on the
record or was apparent from the context within which the evidence was offered.”
(Emphasis added).
7
The most common method of preserving a claim that the trial court erred is to proffer
the substance and relevance of the excluded evidence. Merzbacher v. State, 346 Md. 391,
416 (1997); see also Mack v. State, 300 Md. 583, 603 (1984), abrogated on other grounds
by Price v. State, 405 Md. 10 (2008). A proffer makes “the grounds for a different ruling
manifest to the trial court at a time when the court can consider those grounds and decide
whether to make a different ruling.” Peterson v. State, 444 Md. 105, 124–25 (2015).
But a proffer is not an absolute requirement for preservation. Before the Maryland
Rules of Evidence were adopted, in Peregoy v. Western Md. Ry. Co., 202 Md. 203, 209
(1953), we explained that although
ordinarily a proffer is desirable and sometimes indispensable
to indicate the significance of the question and of the court’s
action in sustaining the objection, nevertheless, where the
tenor of the questions and the replies they were designed to
elicit is clear, a proffer in the record is not a necessary
prerequisite for a review of the ruling.
(Emphasis added). Maryland Rule 5-103(a)(2) retains this exception by permitting review
if “the substance of the evidence . . . was apparent from the context within which the
evidence was offered.”
We have examined the application of the preservation rule in Maryland. In
Merzbacher, 346 Md. at 416, defense counsel attempted to elicit testimony from an
Archdiocese official regarding whether any complaints had been filed against the
defendant. Before the official could answer the question, the State objected, and the trial
court sustained the objection. Merzbacher conceded the lack of proffer on appeal but
insisted that the question elicited an obvious answer. We were unconvinced because the
8
witness “could have answered the question in any number of ways,” and it was not evident
that the witness’s answer would have been relevant. Id.
Similarly, in Conyers v. State, 354 Md. 132, 163–64 (1999), Conyers contended that
two of his witnesses should have been allowed to testify about a State witness’s purported
motive for testifying against Conyers, and that they warned Conyers about the witness’s
motives. We pointed out that the trial court sustained the State’s objections before the
witnesses could answer and Conyers never established the substance or the importance of
the excluded evidence. Id. at 164. Despite Conyers’s contentions, the likely answers were
not at all “obvious.” Id. His evidentiary presentation was riddled with defects that rendered
the excluded testimony likely inadmissible, and ultimately, under the circumstances, even
if the exclusion was in error, it was harmless. Id. at 165–66.
In Peterson, 444 Md. at 162, we held that defense counsel did not preserve the issue
of whether the state could question a witness about his expected benefit from his testimony,
when the witness had pending charges in Maryland and Virginia and had agreed to work
as a police informant in Virginia. The trial court sustained the State’s objections before
the witness could answer the questions. Id. at 131–32. Defense counsel proffered the
pending Virginia charges but nothing else. Id. at 131. We explained that “the proffer that
made defense counsel’s intention clear emerged in pieces and spurts,” and in legal
arguments before any witness had testified and after the witness had concluded his
testimony. Id. at 141. Nor was it apparent that defense counsel had an adequate foundation
to question the witness about an expected benefit. Id. at 141–42.
9
But Peterson, Conyers, and Merzbacher do not stand for the proposition that a
proffer is mandatory. Rather, they illustrate when the contents and relevance of excluded
evidence are insufficiently clear to preserve an issue for appellate review. In Conyers and
Merzbacher, we declined to speculate about the contents of the excluded testimony.
Conyers, 354 Md. at 164; Merzbacher, 346 Md. at 416. In Peterson, we observed that
defense counsel’s incomplete and drawn out proffer did not make it clear to the trial court
what defense counsel intended to accomplish. 444 Md. at 141. Because the relevance and
substance of the excluded evidence was unknown, the issues were not preserved.
Jorgensen v. State, 80 Md. App. 595 (1989), demonstrates when a claim of error
relating to excluded evidence is preserved even without a proffer. Defense counsel sought
to prove that a deputy did not seek the defendant’s arrest until after the defendant and his
brother planned to file administrative complaints against the deputy. Id. at 599. When
defense counsel asked the deputy, and the defendant’s brother, about the timing of the
arrest warrant and the complaint, the State objected before the deputy could answer the
question. Id. at 601. The witness’s brother related some information about the timing
before objections and a motion to strike curtailed his testimony. Id. at 601–02.
The Court of Special Appeals held that defense counsel’s failure to proffer was not
a fatal omission because “[t]he questions to which objections were sustained clearly
generated the issue—what the examiner was trying to accomplish was obvious.” Id. at
601. Jorgensen’s opening statement clearly set forth his defense that the arrest was based
on improper motivations. Thus, no proffer was necessary to preserve the issue for review.
Id. at 602. The Court also concluded that defense counsel had established relevance
10
because the questions “were specific and did have special bearing on his credibility or
bias.” Id. at 604; see also Taylor v. State, 226 Md. App. 317, 378 (2016) (issue preserved
without proffer because substance was apparent from context of precise questioning).
The State views Jorgensen as inapposite because, there, the contents of the question
and the opening statement clearly presented the issue. But the Court of Special Appeals
did not require that counsel provide a detailed exposition in opening statements—rather, it
pointed to a portion of the statement that discussed the general theory of the case.
Jorgensen, 80 Md. App. at 602. Here, the defense opening statement met the Jorgensen
requirement by explicitly asserting that the defense intended to challenge K.C.’s
credibility, and suggested she had ulterior motives for alleging that Devincentz abused her.
Unlike in Conyers, Merzbacher, and Peterson, we need not speculate as to what
Joshua’s testimony would have been. The State objected after Joshua answered each
question. His answers clearly revealed the relevance of his testimony. Joshua’s statement
that K.C. “would not tell the truth about certain things” was obviously aimed at K.C.’s
credibility—which defense counsel described as “the main issue in this case” during his
opening statement. Joshua’s testimony that, after an argument, K.C. was “saying things
that she could do that would get [Devincentz] in trouble,” was relevant to K.C.’s alleged
motives and bias against Devincentz—and defense counsel, when addressing the
admissibility of Joshua’s testimony about the fight, argued that it was relevant to motive.
To be sure, counsel should make a proffer regarding excluded testimony. See
Robinson v. State, 410 Md. 91, 103 (2009) (“Fairness and the orderly administration of
justice is advanced ‘by requiring counsel to bring the position of their client to the attention
11
of the lower court at the trial so that the trial court can pass upon, and possibly correct any
errors in the proceedings.’” (quoting State v. Bell, 334 Md. 178, 189 (1994))).
But here, a proffer was not essential. The trial court heard Joshua’s testimony
before it sustained the State’s objections, and the relevance was apparent from the context.5
See Md. Rule 5-103(a)(2); Peregoy, 202 Md. at 209. We hold that Devincentz has
preserved the issue of whether the trial judge properly excluded both portions of Joshua’s
testimony.
We next address the substance of the trial court’s rulings excluding two pieces of
testimony, beginning with Joshua’s testimony that K.C. “would not tell the truth about
certain things.”
5
The State complains that it was not clear that Joshua was testifying as a character
witness because defense counsel “did not disclose what he planned to elicit from defense
witnesses[,]” and did not give the State pretrial notice under Maryland Rule 4-263(e)(1).
The Rule does not require defense counsel to advise the State of the proposed
subject matter of its witnesses’ testimony. Defense counsel must provide the State’s
Attorney, “[w]ithout the necessity of a request,” the “name and . . . address of each defense
witness . . . together with all written statements of each such witness that relate to the
subject matter of the testimony of that witness.” Md. Rule 4-263(e)(1) (emphasis
added). Defense counsel is not required to disclose the “identity and statements of a person
who will be called for the sole purpose of impeaching a State’s witness . . . until after the
State’s witness has testified at trial.” Id. (emphasis added). Both Joshua and Brianna
offered factual testimony. Joshua was not called solely to impeach K.C.’s testimony.
Although defense counsel should have given the State notice of his witnesses in compliance
with Md. Rule 4-263, he was under no obligation to proffer the subject matter of their
testimony. See id. (e)(2)–(6) (identifying the types of witnesses and defenses that require
defense counsel to furnish notice to the State). The State has not offered any other authority
for this argument. As such, we do not find it persuasive.
12
Joshua’s Testimony Regarding K.C.’s Truthfulness
We review a trial court’s decision to admit or exclude a character witness’s opinion
for abuse of discretion. See Durkin v. State, 284 Md. 445, 453 (1979). “An abuse of
discretion occurs where no reasonable person would take the view adopted by the circuit
court.” Williams v. State, 457 Md. 551, 563 (2018). “Our determination of whether a trial
court abused its discretion ‘usually depends on the particular facts of the case [and] the
context in which the discretion was exercised.’” King v. State, 407 Md. 682, 696 (2009)
(quoting Myer v. State, 403 Md. 463, 486 (2008)).
Devincentz argues that the trial court abused its discretion when it excluded
Joshua’s testimony that K.C. “would not tell the truth about certain things.” He maintains
that Joshua provided an opinion about K.C.’s character for truthfulness, which is relevant
evidence admissible under Md. Code (1974, 2013 Repl. Vol.), § 9-115 of the Courts and
Judicial Proceedings Article (“CJP”) and Md. Rule 5-608(a)(1). Devincentz contends that
Joshua had an adequate basis to form an opinion about K.C.’s character for truthfulness
based on the length and nature of their relationship, and Joshua’s testimony was relevant
because credibility was central to the case.
The State defends the trial court’s ruling on grounds that Joshua’s testimony was
not a suitably formulated opinion. The State insists that defense counsel also failed to
establish how long Joshua and K.C. lived together, and that Joshua had personal knowledge
of K.C.’s character for untruthfulness, thereby failing to prove an adequate basis. Further,
the State asserts that Joshua lacked a current basis for an opinion about K.C.’s character
for truthfulness.
13
Md. Rule 5-608(a)(1) permits a character witness to attack the credibility of another
witness by testifying either that the “witness has a reputation for untruthfulness,” or “in the
character witness’s opinion, the witness is an untruthful person.” A character witness may
“give a reasonable basis” for his testimony, but may not, on direct examination, testify to
specific instances. Id. (a)(3)(B).
CJP § 9-115 states:
[w]here character evidence is otherwise relevant to the
proceeding, no person offered as a character witness who
has an adequate basis for forming an opinion as to another
person’s character shall hereafter be excluded from giving
evidence based on personal opinion to prove character,
either in person or by deposition, in any suit, action or
proceeding, civil or criminal, in any court or before any judge,
or jury of this State.
(Emphasis added). CJP § 9-115 modified the traditional rule limiting a character witness’s
testimony about another witness’s character for truthfulness to testimony about the
“general reputation in the community for veracity of the witness under attack.” Durkin,
284 Md. at 448–49. Under CJP § 9-115 and Md. Rule 5-608, a character witness may offer
his opinion of another witness’s character for truthfulness and the basis for that opinion.
See Jensen v. State, 355 Md. 692, 707–08 (1999).6
We first consider whether Joshua’s testimony was, in fact, an opinion about K.C.’s
character. Although it concluded Devincentz had not preserved the issue for review, the
6
Despite the flexibility this statute offers, a party may not use Md. Code (1974,
2013 Repl. Vol.), § 9-115 of the Courts and Judicial Proceedings Article (“CJP”) to
indirectly shepherd inadmissible evidence before a jury. Kelley v. State, 288 Md. 298, 302
(1980).
14
Court of Special Appeals determined that Devincentz’s counsel “sought to elicit—and
indeed did elicit—[Joshua’s] opinion about the victim’s truthfulness.” Devincentz, 2017
WL 4231583, at *2. The State relies on Jensen and contends that, “at best” Joshua testified
merely about his basis for a character opinion.
In Jensen, 355 Md. at 695, Brian Wooldridge testified for the State. Defense counsel
called Melissa Goff to impeach Wooldridge’s credibility. Goff testified that she had known
Wooldridge for approximately a year and he would tell her a lot of stories that “didn’t add
up . . . .” Id. at 696–97. The trial court found that Goff had an adequate basis to provide
an opinion of Wooldridge’s character for veracity. Id. at 697. When asked for her opinion,
Goff announced that Wooldridge was a “compulsive liar.” The trial court sustained the
inevitable objection and did not permit Goff to testify about the basis for her opinion. Id.
On appeal, we rejected the State’s claim that permitting Goff to testify about the
basis for her opinion violated Md. Rule 5-608(a)(3)(B) because her direct testimony
impermissibly discussed specific instances of conduct by tying events together. Id. at 698–
99. Rather, Goff testified “as a general matter, to Wooldridge’s tendency to tell mutually
inconsistent stories, i.e., his general tendency to be untruthful.” Id. at 699 (emphasis
added). We explained that Md. Rule 5-608 prohibits specific instance testimony on direct
because, while convincing, it has the capacity for prejudice, surprise, confusion, and is
time-consuming. Id. at 699–700. Because Goff’s testimony “spoke to a general trait and
not to particular occasions on which [the witness] lied, it would not serve to distract and
confuse the jury, nor would it consume time by altering the focus of the trial to other
15
particular events.”7 Id. at 700 (emphasis added). A character witness, we explained, may
offer more than a “bare conclusion” regarding a witness’s character for untruthfulness—
she is “entitled to some latitude in informing the jury as to the basis for an opinion, so long
as that person avoids venturing into the troublesome area of specific instances.” Id. at 708.
Like the witness in Jensen, Joshua testified to a “general behavior pattern.” Id. at
699. Joshua did not offer specific instances when he said K.C. “would not tell the truth
about certain things.” His testimony fits within Jensen. He did not inject particulars that
could distract the jury, waste time, or cause undue prejudice. It was consistent with the
purposes of Md. Rule 5-608. See id. at 699–700. Although Joshua did not say, “In my
opinion, K.C. is not a truthful person,” he testified—as he was permitted—that K.C. argued
with family members and was untruthful about certain things.
To be sure, it is a better practice to frame opinion testimony with greater precision,
but the State’s insistence that such testimony is only acceptable upon the use of formulaic
phrases is inconsistent with the intent of CJP § 9-115. As we explained in Kelley v. State,
288 Md. 298, 302 (1980), CJP § 9-115 “permits the admission of a broad range of
testimony[,] which may aid the jury in assessing the credibility of a witness . . . .” The
State has not offered Maryland authority showing that it is necessary to phrase questions
7
We determined that excluding Goff’s testimony was harmless error. See Jensen
v. State, 355 Md. 692, 716–17 (1999).
16
or opinions as it proposes.8 For these reasons, we conclude that Joshua offered an opinion
about K.C.’s character for truthfulness.9
CJP § 9-115 sets forth two conditions that must be met before opinion testimony is
admissible. First, character evidence must be “otherwise relevant to the proceeding.” Id.
Second, the witness must have an “adequate basis” to form that opinion. As we explained
8
The State relies on United States v. Marshall, 173 F.3d 1312 (11th Cir. 1999), but
that case is inapposite. There, on cross-examination, a DEA agent acknowledged that the
Government’s informant had multiple sources for cocaine. On redirect, the Government
asked whether the agent believed that the cocaine the informant had in his possession came
from a source other than the defendants. The agent, over defense counsel’s objections, said
he did not. Id. at 1315. The Eleventh Circuit concluded that the agent’s answer was
inadmissible because he lacked personal knowledge regarding the origin of the cocaine the
informant provided. Id. The Government argued that the agent’s testimony was admissible
under Federal Rule of Evidence 608(a)(2) to rehabilitate the informant’s credibility. The
Eleventh Circuit explained that the prosecutor’s question was directed to the source of the
cocaine and was “only indirectly a question regarding [the informant’s] truthfulness.” Id.
If the Government intended to rehabilitate the informant’s credibility, then it should have
posed questions to that end, rather than attempting to use the wrong rule to admit
impermissible testimony. See id. at 1315–16.
9
The State contends that Joshua’s testimony was not responsive. Defense counsel
asked Joshua if K.C. “had problems . . . with other people in the family[.]” When Joshua
affirmed that she did, counsel asked Joshua to “describe what [he] mean[t] by that[.]”
Joshua testified that “[K.C.] had a problem with her mouth. She would say things to people,
about people, and then she would like to argue with you. And she would not tell the truth
about certain things.” The State insists that only the first two sentences answered the
question, but acknowledged before this Court, that the transcript does not indicate a pause
or break in the testimony. First, “it is not a matter of right to have answers stricken out
because [they are] not responsive, if otherwise unobjectionable, except at the instance of
the questioner.” Standard Gas Equip. Corp. v. Baldwin, 152 Md. 321, 325 (1927); see also
Beads v. State, 422 Md. 1, 15 (2011). Second, the sentence in question was responsive.
Having a family member who would not tell the truth about certain things would doubtless
cause problems in most families. We are not convinced that the State could have
reasonably sought to exclude Joshua’s testimony on this ground.
17
in Durkin, 284 Md. at 452, “the adequacy of the basis relates to whether the personal
opinion shall be ‘excluded,’ and not merely to the weight of the personal opinion
testimony.” See also Jensen, 355 Md. at 707 (CJP § 9-115 has no “express limitations
beyond requiring a witness to have an adequate basis before testifying”). The trial judge
determines whether these conditions are satisfied. Durkin, 284 Md. at 453. Provided these
conditions are met, the defendant is entitled to elicit personal opinion testimony. See Void
v. State, 325 Md. 386, 391–92 (1992).
To assess when a witness has an adequate basis to offer a personal opinion about
another witness’s character, we draw a distinction between the foundation required for
opinion testimony as opposed to reputation testimony. Reputation testimony requires
showing that the witness is familiar with the individual’s reputation in the relevant
community. See Allison v. State, 203 Md. 1, 7–8 (1953); Braxton v. State, 11 Md. App.
435, 440 (1971).10
A witness, like Joshua, who offers a personal opinion has a different foundation
requirement because he provides a personal assessment of another’s character. See United
States v. Watson, 669 F.2d 1374, 1382 (11th Cir. 1982). Because the witness describes his
own impressions, the core requirement for such testimony is that the witness must have
personal knowledge of the individual. Id. The witness’s lack of familiarity, reliance on
isolated incidents, or bias may be exposed on cross-examination. Id. (citing 3 Weinstein’s
10
Specifically, he must have a “sufficient acquaintance” with the individual and the
community to ensure that his testimony “adequately reflects the community’s assessment.”
United States v. Watson, 669 F.2d 1374, 1382 (11th Cir. 1982).
18
Federal Evidence Art. 608(04), at 608-20 (1981)). See also United States v. Lollar, 606
F.2d 587, 589 (5th Cir. 1979).
We have offered some guidance regarding an adequate basis to offer personal
opinion testimony. Abbreviated encounters with an individual that do not furnish an
opportunity to evaluate his or her credibility do not provide an adequate basis. See Durkin,
284 Md. at 453–54 (no abuse of discretion to exclude opinion testimony from a police chief
concerning a witness’s character for truthfulness based only on chief’s “brief and limited
encounter” during which he decided that the witness had filed a false police report). See
also Booth v. State, 327 Md. 142, 192 (1992) (no abuse of discretion to exclude probation
officer’s opinion that witness was an untruthful person without evidence that her opinion
would be based on anything more than the contents of his probation record); Kelley, 288
Md. at 303–04 (abuse of discretion to admit opinion from polygraph examiner that witness
was not telling the truth after a two-hour interview).
A witness has an adequate basis for personal opinion character testimony when the
witness has regular contact with the person whose character she is evaluating, and reason
to believe that the person has not been truthful. See Jensen, 355 Md. at 695–99 (character
witness had reasonable basis to offer opinion testimony based on year-long acquaintance
and regular contact with other witness); Barnes v. State, 57 Md. App. 50, 59 (1984), cert.
denied, 299 Md. 655 (1984) (no abuse of discretion to admit police officer’s personal
opinion testimony because he was acquainted with the witness, had interviewed her
repeatedly, and had reason to believe she was not truthful).
19
In Booth, 327 Md. at 192, we explained that the adequate basis inquiry must, at a
minimum, elicit how long and how well the witness has known the individual.11 See also
Honey v. People, 713 P.2d 1300, 1302 (Colo. 1986) (en banc). Neither Md. Rule 5-608 or
CJP § 9-115 require a particular length of acquaintance or basis of knowledge. Nor have
other jurisdictions established a minimum length of acquaintance to offer opinion
testimony—the court making the assessment “may consider how well the witness knows
the witness to be impeached and under what circumstances the witness giving the opinion
knew the [other] witness . . . .” Honey, 713 P.2d at 1302. See also Watson, 669 F.2d at
1382; Lollar, 606 F.2d at 589; United States v. Mandel, 591 F.2d 1347, 1370–71 (4th Cir.
1979), vacated on other grounds by 602 F.2d 653 (4th Cir. 1979) (en banc), cert denied
445 U.S. 961 (1980); State v. Gelinas, 279 A.2d 552, 554 (Conn. 1971); State v. Eldred,
559 N.W.2d 519, 528 (Neb. App. 1997).
Here, the evidence presented at trial established the length and nature of Joshua and
K.C.’s acquaintance. Both Devincentz and the State presented testimony, from K.C., Y.D.,
and Joshua, establishing that Joshua and K.C. resided in the same home for over six years,
and that Joshua had known K.C. since she was six or seven years old.12 Both Joshua and
K.C. testified about the household, that they argued with each other, and that K.C. had
11
Despite the minimum requirements, Maryland Rule 5-608 and CJP § 9-115 do
not contemplate restricting testimony about the adequacy of the witness’s basis solely to
“the length and manner of acquaintance.” Jensen, 355 Md. at 707.
12
At trial, K.C. estimated that she lived in Devincentz’s home for “about eight
years.” She testified that she moved into the home in October 2008. She left for the Salem
Children’s Trust in April 2015. Thus, K.C. actually lived in Devincentz’s home for
approximately six and a half years, rather than eight.
20
disagreements with other family members. As a member of the household, Joshua was
reasonably familiar with the family dynamics and would have had first-hand knowledge of
at least some of K.C.’s problems with family members—and his testimony was based on
his observations. See United States v. Turning Bear, 357 F.3d 730, 734 (8th Cir. 2004)
(defendant laid sufficient foundation for witness’s testimony about victim’s character for
untruthfulness because victim lived with witness for four to six months and they had daily
contact). Thus, he had sufficient contact with K.C. to form an opinion about her
truthfulness. Indeed, our cases demonstrate that witnesses with shorter and less personal
acquaintances have offered opinion testimony. See, e.g., Jensen, 355 Md. at 695–97;
Booth, 327 Md. at 192; Barnes, 57 Md. App. at 59.
The State maintains that, despite the length of their acquaintance, defense counsel
did not “elicit how current the basis for Joshua’s opinion was.” The State contends that
any opinion Joshua formed about K.C.’s character for truthfulness would relate to at least
a year before trial, if not more. Because Joshua’s opinion was “relevant only to the extent
that it informed the jury about [K.C.’s] veracity at the time of the June[] 2016 trial,” the
State reasons the trial court was within its discretion to exclude Joshua’s testimony.
Neither party points to Maryland authority that offers guidelines for how current the
basis for an opinion must be—or its relationship to relevance. Recently in Fallin v. State,
__ Md. __, 2018 WL 3410022, at *12 (Md. Ct. App. July 12, 2018), we explained that to
offer an opinion about a witness’s character for untruthfulness, the character witness “must
establish past knowledge of the witness . . . .” (Emphasis added). Such knowledge is
necessary to form a current opinion about the “general reputation or propensity of the
21
witness to tell the truth.” Id. Moreover, Maryland Rules 5-608(a) and 5-616(b)(5) do not
require a party to establish when a witness formed his opinion of another’s character.
Professor McLain explains that opinion or reputation testimony about a witness’s
character for truthfulness “must concern a time pertinent to the witness’s testimony at
trial.” 6 Lynn McLain, Maryland Evidence State and Federal § 608:2, at 591 (3d ed.
2016). But “pertinence” simply requires that the opinion be relevant to the impeached
witness’s testimony at trial. See The American Heritage Dictionary of The English
Language 1312 (4th ed. 2006) (“Pertinent” means “[h]aving logical precise relevance to
the matter at hand”).
McCormick on Evidence explains that although the “crucial time when a witness’s
character influences his truth-telling” is at the time of testimony, reputation and opinion
“take[] time to form and are the result of the witness’s earlier conduct.” 1 Kenneth S.
Broun et al., McCormick on Evidence § 43, at 282 (7th ed. 2013) (emphasis added). Thus,
such testimony does not “reflect character precisely at the trial date.” Id. A witness may
testify about another witness’s reputation or opinion at the time of trial, and pre-trial time
periods that the trial court decides, as a matter of discretion, are not too remote. Id. at 282–
83. See also 3A Wigmore, Evidence in Trials at Common Law § 928, at 754–55
(Chadbourn rev. ed. 1970) (emphasis added) (“The only limitation to be applied would
be . . . that the character must not be so distant in time to be void of real probative value
in showing present character; this limitation to be applied in the discretion of the trial
court[.]”).
22
Other jurisdictions have concluded that character evidence must be relevant to the
time of trial, but “the sources of the information of the impeaching witness must
necessarily more or less extend back into the past and considerable latitude is allowed
in regard to time.” State v. Thomas, 113 P.2d 73, 77 (Wash. 1941) (emphasis added).
Whether testimony is too remote to have probative value depends on the unique
circumstances of each case. Id.
The admissibility of past character to prove present character depends on whether,
“in the discretion of the trial court, the contacts on which the opinion is based are frequent
enough and recent enough to have probative value to the testimony given in court.” State
v. Maxwell, 18 P.3d 438, 446–47 (Or. App. 2001) (emphasis in original). In State v. Colon,
284 P.3d 589, 594 (Or. App. 2012), the Court of Appeals of Oregon explained that to satisfy
this standard, a party must show “adequate contacts” between the witnesses to allow the
impeaching witness to “form a current personal opinion of the [other’s] character for
truthfulness.” In Maxwell, 18 P.3d at 446, the Court of Appeals of Oregon concluded that
the trial court abused its discretion when it found that a witness at a 1997 trial who had
personal contact with the other witness 40 to 50 times from 1994 to 1996 lacked an
adequate basis to form an opinion of her character for truthfulness. In Colon, 284 P.3d at
594, the same court determined that the trial court abused its discretion in concluding that
the defendant had not laid a sufficient foundation when the witness had known the
complainant his whole life, had spent substantial time with her, and had seen her near the
time of the alleged assault that was the subject of trial.
23
On the other hand, in State v. Paniagua, 341 P.3d 906, 910 (Or. App. 2014), the
Court of Appeals of Oregon determined that a trial court did not abuse its discretion in
excluding opinion testimony when the witness had limited contact with the individual to
be impeached in the past year, there was no testimony about the nature of their contacts
earlier in their acquaintance, and the witness formed her opinion in part based on others’
assessment of the individual’s character for truthfulness. See also State v. Lopes, 767 A.2d
673, 677 (R.I. 2001) (trial court did not abuse discretion excluding opinions of two adult
witnesses that defendant was trustworthy with children because opinions arose from
interactions 14 years before trial and witnesses had no knowledge of defendant’s current
interactions with children); State v. Goodnow, 649 A.2d 752, 755 (Vt. 1994) (no abuse of
discretion to exclude opinion about victim’s character for truthfulness when character
witness’s opinion was based on events six to eight years earlier and witness and victim had
not seen each other since).
The issue, as other courts have analyzed it, does not turn on when the witness
formed his opinion about the individual’s character for truthfulness. Instead, it centers on
whether the witness had sufficient contacts with that individual to form a personal opinion,
and if the contacts were recent enough to be probative of the individual’s character for
truthfulness. Applying a similar analysis here, we evaluate whether it was within the trial
court’s discretion to conclude that, because K.C. last resided in the Devincentz home 14
months before trial,13 Joshua’s opinion was too distant to be probative of her character for
K.C. testified that she went to the Salem Children’s Trust in April 2015.
13
Devincentz was tried in June 2016.
24
truthfulness. We review the trial court’s rulings on these matters for an abuse of discretion.
See Durkin, 284 Md. at 453. Under such standard, we do not reverse “simply because the
appellate court would not have made the same ruling.” North v. North, 102 Md. App. 1,
14 (1994). Rather, the trial court’s decision must be “well removed from any center mark
imagined by the reviewing court and beyond the fringe of what that court deems minimally
acceptable.” Id. A court abuses its discretion when:
the ruling under consideration appears to have been made on
untenable grounds, when the ruling is clearly against the logic
and effect of facts and inferences before the court, when the
ruling is clearly untenable, unfairly depriving a litigant of a
substantial right and denying a just result, when the ruling is
violative of fact and logic, or when it constitutes an untenable
judicial act that defies reason and works an injustice.
Id. at 13–14 (cleaned up).
As we explained above, the testimony established the length and nature of Joshua
and K.C.’s relationship and that it was the kind of relationship that would lend itself to
assessing the character of another for truthfulness. See Turning Bear, 357 F.3d at 734.
Joshua’s opinion about K.C.’s character for truthfulness arose from a time pertinent to
trial—when K.C. resided in the Devincentz household. His current opinion of K.C.’s
veracity was necessarily based on past events. See Fallin, __ Md. at __, 2018 WL
3410022, at *12; Thomas, 113 P.2d at 77; 1 McCormick, supra, at § 43, at 282. It is difficult
to see how, under these circumstances, 14 months could tenably be seen as so distant that
it rendered Joshua’s testimony about K.C.’s character too remote to be probative.
Decisions from Maryland and other jurisdictions reflect that character simply does
not change so fast (if at all), that, for legal purposes, a year can be deemed too remote. For
25
example, in Jensen, 355 Md. at 695–96, the witness offered an opinion of another’s
character for truthfulness based on contacts approximately a year before trial. See also
Colon, 284 P.3d at 594; Maxwell, 18 P.3d at 445–46. For this reason, we hold that to the
extent the trial court excluded Joshua’s opinion for lack of an adequate basis, it was an
abuse of discretion to do so.
In addition to an adequate basis, CJP § 9-115 requires that character evidence be
relevant to a proceeding. Relevant evidence is evidence that has “any tendency to make
the existence of any fact that is of consequence to the determination of the action more
probable or less probable than it would be without the evidence.” Md. Rule 5-401. We
have recognized that a witness’s credibility is always relevant. Smith v. State, 273 Md.
152, 157 (1974). When the trier of fact must rely primarily—if not solely—on witness
testimony to assess guilt or innocence, credibility takes on greater importance. See State
v. Cox, 298 Md. 173, 185 (1983). Here, Joshua’s opinion about K.C.’s character for
truthfulness was unquestionably relevant for the jury’s determination of whether K.C.’s
testimony was credible. See Fallin, __ Md. at __, 2018 WL 3410022, at *12.
King v. State, 407 Md. 682, 706–07 (2009), is also instructive. Darryl King was
tried for the attempted murder of Kevin Phillips. The State’s primary witnesses were
Phillips, and his fiancé, Terri Lagarde. King’s theory of defense was that Phillips and
Lagarde falsely implicated him in the shooting because of interpersonal difficulties. Id. at
686–87. King successfully impeached Phillips with a felony conviction, id. at 690, and
similarly sought to impeach Lagarde. The trial court denied the impeachment, concluding
that the danger of unfair prejudice outweighed any probative value. Id. at 692–93.
26
We reversed, holding that the trial court abused its discretion when it did not permit
King to impeach Lagarde because the court did not consider significant aspects of the
record in reaching its decision. Id. at 706–07. As in this case, the State constructed its case
based on witness testimony and there was no forensic evidence. Id. at 707. Thus, like here,
impeachment had high probative value. Id. at 702. Also, Phillips’s narrative was “not
consistent or solid,” so Lagarde’s corroboration was significant. Id. at 707. Lagarde’s
relationship to Phillips offered a possible motive to prevaricate about the circumstances of
the shooting, and her conduct at the time of the shooting was unusual.
Here, the evidence at trial established that the length and nature of Joshua and K.C.’s
acquaintance was one that would permit Joshua to form an opinion about K.C.’s character
for truthfulness. As we have discussed, living in the same household with K.C. for six
years provided ample basis for Joshua’s opinion. Devincentz was, under CJP § 9-115,
entitled to “elicit the personal opinion of his witnesses to prove the character of the witness
against him[,]” provided he satisfied the statute’s conditions. Void, 325 Md. at 391–92;
see also Jensen, 355 Md. at 708 (trial court abused discretion by limiting witness’s
testimony to description of acquaintance and conclusion that he was a liar because Md.
Rule 5-608 and CJP § 9-115 offer witnesses “latitude” in explaining basis for opinion).
Further, K.C.’s credibility was integral to the proceeding—as both the State and
Devincentz recognized. We conclude that the decision to exclude Joshua’s opinion for
lack of an adequate basis was inconsistent with the available facts in the record. See King,
407 Md. at 707. Accordingly, we hold that the trial court abused its discretion when it
excluded Joshua’s testimony.
27
We next consider whether the trial court erred in excluding Joshua’s testimony
about a fight between K.C. and Devincentz, and K.C.’s implied threat to do things that
would get Devincentz in trouble.
Joshua’s Testimony About the Fight and K.C.’s Implied Threat
Devincentz argues that the Circuit Court should not have sustained the State’s
objections to Joshua’s testimony that K.C. “was yelling and screaming and saying things
that she could do that would get him in trouble.” Devincentz maintains that such testimony
is admissible nonhearsay evidence of bias because it was not offered for the truth of the
matter asserted, and bias is always relevant.14 The State responds that Joshua’s testimony
was inadmissible hearsay because it was offered for the truth of the matter asserted—that
K.C. would get Devincentz in trouble.
Although we ordinarily apply the abuse of discretion standard when reviewing
evidentiary rulings, whether “evidence is hearsay is an issue of law reviewed de novo.”
Bernadyn v. State, 390 Md. 1, 8 (2005). Hearsay is “a statement, other than one made by
the declarant while testifying at the trial or hearing, offered in evidence to prove the truth
of the matter asserted.” Md. Rule 5-801(c). In any hearsay analysis, the first step is to
identify what the extrajudicial statement was offered to prove. Bernadyn, 390 Md. at 9. If
a declaration is not “offered for the truth of the matter asserted, it is not hearsay and it will
not be excluded under the hearsay rule.” Stoddard v. State, 389 Md. 681, 689 (2005).
14
Secondarily, Devincentz argues that, even assuming K.C.’s statement was
hearsay, it was admissible through the “statement of intent” exception.
28
Joshua testified that he witnessed the dispute, and that “[K.C.] was unhappy with
my father’s decision on the argument. And once [the argument] was resolved by a third
party, she was yelling and screaming and saying things that she could do that would get
him in trouble.”15 (Emphasis added). He had first-hand knowledge, based on his
observations, about K.C.’s behavior during the fight. See Walker v. State, 373 Md. 360,
388 n.8 (2003) (“[T]he threshold standards for calling any fact witness are merely that the
witness have personal knowledge of the matter attested to and that the matter be relevant
to the case at hand.”).
Devincentz’s defense was that K.C. was not credible because she disliked
Devincentz and the rules he imposed, and she used allegations of criminal conduct to leave
his house and return to Pennsylvania.16 Defense counsel contended that the argument “goes
to her motive as to why we’re here.” He proffered that Devincentz told K.C. to return the
phone, triggering an argument that Joshua witnessed. Ultimately, Devincentz sought to
15
The State maintains that this testimony was also unresponsive because it posits
that defense counsel’s question was “intended to elicit that K.[C.] was unhappy because
she was forced to return the cell phone, not that K.[C.] made verbal threats.” To support
this position, the State points to defense counsel’s proffer that Devincentz told K.C. to
return the cell phone and that they had an argument about it. But defense counsel asked
Joshua, “[A]s a result of that argument, what occurred?” This question encompasses the
testimony Joshua provided in response because “what occurred” is a broad invitation to
describe a set of circumstances. Accordingly, Joshua’s testimony was responsive. See also
note 9, supra.
16
In the initial discussion of the admissibility of Joshua’s observation of the fight,
the State objected to Joshua’s statement that the fight originated over a stolen cell phone
because references to an alleged theft were not appropriate.
29
prove not that K.C. could, in fact, get him in trouble—that was hardly in dispute—but
rather that her allegations stemmed from bias.
Maryland Rule 5-616(b)(3) permits impeachment by “[e]xtrinsic evidence of bias,
prejudice, interest, or other motive to testify falsely . . . whether or not the witness has been
examined about the impeaching fact and has failed to admit it.” See Pettie v. State, 316
Md. 509, 514 (1989) (“[I]t is well established that the bias, hostility[,] or motives of a
witness are relevant and are admissible for purposes of impeachment.”).
We have recognized that “[u]se of a statement for impeachment purposes is not
hearsay, since only the fact that the statement was made is being offered, not the truth
of the statement.” Smith, 273 Md. at 161 (emphasis added); see also Handy v. State, 201
Md. App. 521, 540 (2011), cert. denied 424 Md. 630 (2012) (extrajudicial statement was
not hearsay when offered for purpose of assessing witness credibility); 6A McLain, supra,
at § 801:13, at 256 (“A witness’s out-of-court statements offered not as substantive proof
but for the purposes of impeachment or rehabilitation of the witness’s credibility are not
hearsay.”) (footnotes omitted); Roger Park & Tom Lininger, The New Wigmore: A Treatise
on Evidence: Impeachment and Rehabilitation § 6.1, at 245 (2012) (hearsay objections
rarely prohibit bias impeachment because statements are usually non-hearsay or satisfy the
state of mind exception). Provided that the evidence is relevant, it may be admitted for
impeachment. Aron v. Brock, 118 Md. App. 475, 497 n.5 (1995), cert. denied 346 Md. 629
(1997).
In Smith, 273 Md. at 155, this Court considered whether the trial court erred by
prohibiting impeachment of a State’s witness based on a prior inconsistent statement. The
30
victim purportedly told the witness, a police officer, that the shooting was accidental, a fact
that the officer relayed to a member of the public defender’s staff. Id. at 154–55. On cross-
examination, the officer denied making the statement. Defense counsel proffered that the
staff member would testify to what the officer told him for impeachment purposes. Id.
The trial court concluded it was double hearsay and refused to allow the testimony. Id. at
155.
Reversing the trial court, we explained that a witness’s credibility is always relevant.
Id. at 157. The officer’s prior statement—that the victim told him the shooting was
accidental—was “clearly relevant[.]” Id. at 160. Our resolution in Smith turned on the
purpose for which the evidence was offered. The police officer’s statement was not
offered for its truth, but “only to impeach his testimony by showing that he made such a
statement which he now denies.” Id. at 161. Therefore, we concluded, his statement was
not hearsay at all—it was offered to show that he made the statement—and was admissible.
Id.
Similarly, State v. Calabrese, 902 A.2d 1044, 1055 (Conn. 2006), demonstrates that
threats by a complainant to get an accused in trouble are admissible nonhearsay evidence
of bias. There, messages left by a complainant on the defendant’s answering machine were
not offered for the truth of the matter asserted, but “merely for the fact that those statements
had been made.” Id. The complainant threatened to get the defendant in trouble if he failed
to comply with her requests. Id. at 1053 & n.17. The Supreme Court of Connecticut
concluded that the messages were “admissible nonhearsay evidence” under the
Connecticut Code of Evidence’s provision permitting impeachment of a witness’s
31
credibility through evidence of bias or prejudice that might cause the witness to testify
falsely.17 Id. at 1055. Such evidence, the Court concluded, demonstrated that the
complainant had sufficient hostility towards the defendant to motivate her to falsely accuse
the defendant of harming her. Id.
Smith and Calabrese demonstrate how a proffered statement containing apparent
hearsay is not itself hearsay if offered to show bias of a witness, rather than the truth of the
third-party statement. Smith, 273 Md. at 161; Calabrese, 902 A.2d at 1055. Such
statements are only offered to show that the statements were made—and they may be used
to undermine a witness’s credibility by demonstrating bias or inconsistency.
“It is well established that the bias, hostility[,] or motives of a witness are relevant
and proper subjects for impeachment.” Pantazes v. State, 376 Md. 661, 692 (2003).
Bias describes the relationship between a party and a witness
which might lead the witness to slant, unconsciously or
otherwise, his testimony in favor of or against a party. Bias
includes prejudice against the plaintiff, partiality towards the
defendant, or an interest in the litigation. A motive to lie or
testify falsely is also included in the notion of bias. Proof of
bias may be used to attack a witness’[s] veracity or the
reliability of his or her testimony.
Id. at 692–93 (cleaned up). As the Supreme Court explained in United States v. Abel, 469
U.S. 45, 52 (1984), “[p]roof of bias is almost always relevant because the jury, as finder
of fact and weigher of credibility, has historically been entitled to assess all evidence
17
Compare Md. Rule 5-616(b)(3) (“Extrinsic evidence of bias, prejudice, or other
motive to testify falsely may be admitted whether or not the witness has been examined
about the impeaching fact and has failed to admit it.”), with Conn. Code Evid. § 6-5 (“The
credibility of a witness may be impeached by evidence showing bias for, prejudice against,
or interest in any person or matter that might cause the witness to testify falsely.”).
32
which might bear on the accuracy and truth of a witness’[s] testimony.” (Emphasis
added). See also Billodeau v. State, 277 S.W.3d 34, 42–43 (Tex. Crim. App. 2009) (“The
possible animus, motive, or ill will of a prosecution witness who testifies against the
defendant is never a collateral or irrelevant inquiry, and the defendant is entitled, subject
to reasonable restrictions, to show any relevant fact that might tend to establish ill feeling,
bias, motive, interest, or animus on the part of any witness testifying against him.”).
The State challenges the implied threat’s relevance, claiming the defense failed to
prove the timing between the threat and K.C.’s complaint of abuse. It highlights the nine-
month gap between K.C. leaving the Devincentz household and making her abuse claim,
which the State views as too distant to show K.C.’s bias at the time of the allegations. The
State points to Harmony v. State, 88 Md. App. 306, 322 (1991), and emphasizes that
evidence of a victim’s alleged bias is irrelevant without a showing that “the victim was
biased against the [defendant] at the time she first made the supposedly false accusations.”
(Emphasis in original).
The State’s reliance on Harmony is misplaced. Harmony’s 14-year-old niece
accused him of sexual abuse taking place over a period of approximately eight years, from
1980 to 1988. Id. at 312. Harmony sought to have his wife testify that the victim
complained to her about a lack of attention after reporting an incident of alleged abuse in
1988, on the theory that this testimony showed the victim’s motivation to lie about abuse
for attention. Id. at 322. The Court of Special Appeals explained that “[t]o be relevant,
the proffered evidence itself must be relevant to the alleged bias.” Id. Because the alleged
33
conversation occurred after the victim reported abuse, the intermediate appellate court
concluded it was irrelevant and therefore inadmissible. Id.
Here, even the State agrees that “the alleged threat was made before the allegation
of sexual abuse.”18 Unlike the timing of the statement in Harmony, the timing of K.C.’s
statement rendered it relevant to Devincentz’s defense. See id. at 322. The State’s theory
of bias proposes a more stringent temporal relationship between bias and the evidence at
trial. The question is not necessarily when the alleged bias arose, but whether the evidence
is relevant to the alleged bias in the particular case.19 Pantazes, 376 Md. at 693 (must
establish that witness has bias or motive to lie in a particular case, or show prejudice against
defendant, partiality towards State, or interest in litigation); Harmony, 88 Md. App. at 322;
see also 6 McLain, supra, at § 607:2, at 531 (“[T]o be relevant under this impeachment
prong of ‘bias’ or ‘motive to testify falsely,’ the proffered evidence must show such a bias
or motive in the case at hand.”).
Here, K.C.’s dislike of Devincentz and the intensity of their arguments was relevant
to show that she was biased against him and could have motive to lie. See Md. Rule 5-
401; Pantazes, 396 Md. at 692–93. Joshua testified that K.C. was “yelling and screaming
18
Testimony from multiple witnesses established the timing of K.C.’s statements.
19
Stale evidence may lead to a conclusion that evidence of bias is too distant to be
relevant under some circumstances. In Biggs v. State, 56 Md. App. 638, 647 (1983), the
Court of Special Appeals concluded that a trial judge did not err in excluding evidence that
the witness was biased against Biggs approximately eight to ten years earlier when there
was no evidence that “such bias continued and existed” at the time the witness testified.
Timing was, at most, a secondary consideration in the Court’s decision. It had already
determined that testimony about the witness’s bias was a veiled attempt to impermissibly
introduce the evidence of specific bad acts by the witness. Id. at 646.
34
and saying things that she could do that would get [Devincentz] in trouble.” We also
observe that Joshua did not detail the contents of K.C.’s implied threats—only that she
had made them. K.C.’s statement is significant because her implied threat was “evidence
of animus that might show a motive for making false allegations . . . .” Calabrese, 902
A.2d at 1055. As such, its use for impeachment purposes under Md. Rule 5-616(b)(3) was
not hearsay because Devincentz offered it for the fact that K.C. made the statement—not
for its truth. Smith, 273 Md. at 161.20
We hold that the Circuit Court erred in excluding Joshua’s testimony. 21 Next we
turn to the question of harmless error.
20
Because Joshua’s testimony was not hearsay, we do not reach the parties’
arguments about whether the statement satisfied the “state of mind” exception to the
prohibition on hearsay set forth in Md. Rule 5-803(b)(3).
21
The State argued that any limited probative value of Joshua’s opinion about
K.C.’s truthfulness, as well as his testimony that she was “saying things that she could do
that would get [Devincentz] in trouble[,]” was outweighed by the risk of undue prejudice,
confusion, and unnecessary cumulative evidence. Maryland Rule 5-403 provides that
otherwise relevant evidence may be excluded if its “probative value is substantially
outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the
jury, or by considerations of undue delay, waste of time, or needless presentation of
cumulative evidence.” Prejudice “means ‘an undue tendency to persuade the jury to decide
the case on an improper basis, usually an emotional one.’” Parker v. State, 185 Md. App.
399, 438–39 (2009) (quoting Weiner v. State, 55 Md. App. 548, 555 (1983)). Because the
evidence the State presented was solely based on testimony, the probative value of
testimony addressing the credibility and potential bias of the State’s primary witness was
a critical matter for the jury. See Jackson v. State, 340 Md. 705, 721 (1995) (emphasis in
original) (“Where credibility is the central issue, the probative value of impeachment is
great, and thus weighs heavily against the danger of unfair prejudice.”).
35
Harmless Error
Here, the State objected to—but did not move to strike—Joshua’s testimony. When
a trial court sustains such an objection without a motion to strike, the testimony has
technically not been excluded from the record. See Mack v. State, 300 Md. 583, 603 (1984),
abrogated on other grounds by Price v. State, 405 Md. 10 (2008). The proponent of such
testimony may nonetheless suffer prejudice for two reasons. First, as happened here, the
proponent will reasonably assume he should not argue the significance of the testimony to
the jury in closing. Second, the jury may reasonably infer that it could not consider the
testimony in light of the sustained objection. Here, the jury instructions did not clarify this
fine, but significant, point of procedure. Finally, the parties have consistently characterized
the effect of the trial court’s action as exclusionary.
To determine whether the exclusion of Joshua’s testimony was harmless error, we
apply the test set forth in Dorsey v. State, 276 Md. 638, 659 (1976):
[W]hen an appellant, in a criminal case, establishes error,
unless a reviewing court, upon its own independent review of
the record, is able to declare a belief, beyond a reasonable
doubt, that the error in no way influenced the verdict, such
error cannot be deemed ‘harmless’ and a reversal is mandated.
Such reviewing court must thus be satisfied that there is no
reasonable possibility that the evidence complained of—
whether erroneously admitted or excluded—may have
contributed to the rendition of the guilty verdict.
“[O]nce error is established, the burden falls upon the State . . . to exclude this possibility
beyond a reasonable doubt.” Dionas v. State, 436 Md. 97, 108 (2013).
We apply the harmless error standard without encroaching on the jury’s domain. Id.
at 109. In a criminal case, the jury is the trier of fact and bears the responsibility “for
36
weighing the evidence and rendering the final verdict.” Id. Assessing a witness’s
credibility and deciding the weight to be assigned to that witness’s testimony are tasks
solely delegated to the jury. Fallin v. State, __ Md. at __, 2018 WL 3410022, at *12;
Bohnert v. State, 312 Md. 266, 277 (1988).
Maryland courts have recognized that “where credibility is an issue and, thus, the
jury’s assessment of who is telling the truth is critical, an error affecting the jury’s ability
to assess a witness’[s] credibility is not harmless error.” Dionas, 436 Md. at 110; see also
Martin v. State, 364 Md. 692, 703 (2001); Howard v. State, 324 Md. 505, 517 (1991);
Wallace-Bey v. State, 234 Md. App. 501, 546 (2017).
The proper inquiry in applying the harmless error test is not to consider the
sufficiency of the State’s evidence, excluding Joshua’s testimony, but “whether the trial
court’s error was unimportant in relation to everything else the jury considered in reaching
its verdict.” Dionas, 436 Md. at 118. In its opening statement, the State told the jury that
“all the evidence” they would hear is “the testimony of K.C. and others.” The prosecutor
explained that “[i]t’s typical for a case of this nature to be a [‘]he said she said[’] type of
case, where it’s based on credibility of witnesses.” Defense counsel maintained that K.C.
had ulterior motives for making allegations against Devincentz. Joshua’s testimony was
intended to undermine K.C.’s credibility by offering an opinion that she was untruthful and
provide evidence that K.C. was biased against Devincentz.
The State views the excluded evidence as cumulative and less compelling than the
other evidence presented at trial from which the jury could have concluded that K.C. was
not telling the truth, or that she was biased against Devincentz. But in its closing statement
37
and rebuttal, the State argued that this evidence demonstrated that K.C. was “insightful and
consistent” and corroborated her account.
The outcome of this case turned entirely on the relative credibility of the defendant
and the accuser. As Devincentz points out, “the only task for the jury was to determine
whether it believed [K.C.].” By excluding Joshua’s testimony, the trial court limited the
jury’s ability to assess K.C.’s credibility and potential bias. For that reason, the exclusion
of Joshua’s testimony on those issues was not harmless error, and we reverse the decision
of the Court of Special Appeals, vacate Devincentz’s convictions, and remand for a new
trial. Dionas, 436 Md. at 110.
CONCLUSION
We reject the State’s preservation argument. We hold that the trial court erred in
excluding Joshua’s opinion about K.C.’s character for untruthfulness because character
evidence was relevant to the proceeding, and Joshua had an adequate basis to offer the
opinion. We also hold that the trial court erred in excluding Joshua’s testimony that K.C.
was saying things that she could do to get Devincentz in trouble during a fight because it
was offered, not for the truth of the matter asserted, but as nonhearsay impeachment
evidence offered for the fact that the statement was made. The exclusion of this testimony
was not harmless because these errors affected the jury’s ability to assess K.C.’s credibility.
JUDGMENT OF THE COURT OF
SPECIAL APPEALS REVERSED. CASE
REMANDED TO THAT COURT FOR
ENTRY OF AN ORDER VACATING
PETITIONER’S CONVICTIONS AND
REMANDING THE CASE TO THE
CIRCUIT COURT FOR CECIL COUNTY
38
FOR A NEW TRIAL. COSTS TO BE PAID
BY RESPONDENT.
39
Circuit Court for Cecil County
Case No. 07-K-15-001678
Argued: April 9, 2018
IN THE COURT OF APPEALS
OF MARYLAND
No. 74
September Term, 2017
______________________________________
JULIUS DEVINCENTZ, JR.
v.
STATE OF MARYLAND
______________________________________
Barbera, C.J.
Greene
Adkins
McDonald
Watts
Hotten
Getty,
JJ.
______________________________________
Concurring and Dissenting Opinion by Watts, J.
______________________________________
Filed: August 13, 2018
Respectfully, I concur and dissent. Although I agree with the Majority that Julius
Devincentz, Jr., Petitioner, preserved the instant issues for appellate review, I disagree with
the Majority’s resolution of the merits. See Maj. Slip Op. at 6-7. I would hold that the
Circuit Court for Cecil County did not err or abuse its discretion in sustaining the
prosecutors’ objections to Joshua Devincentz (“Joshua”)’s testimony—namely, that the
alleged victim, K.C., “would not tell the truth about certain things[,]” and that K.C. was
“saying things that she could do that would get [Devincentz] in trouble.” In my view, both
instances of Joshua’s testimony were inadmissible.
Joshua’s testimony—that K.C., “would not tell the truth about certain things”—was
not admissible under Maryland Rule 5-608(a)(1) or Maryland Rule 5-405(a). Maryland
Rule 5-608(a)(1) provides: “[A] character witness may testify (A) that the witness has a
reputation for untruthfulness, or (B) that, in the character witness’s opinion, the witness is
an untruthful person.” Maryland Rule 5-405(a) states: “In all cases in which evidence of
character . . . of a person is admissible, proof may be made by testimony as to reputation
or by testimony in the form of an opinion.” Joshua was not asked whether K.C. had a
reputation for being untruthful, or whether, in his opinion, K.C. was an untruthful person,
and he did not testify as such. To the contrary, in response to a question as to whether K.C.
had “problems” with her family members other than Devincentz, Joshua testified, among
things, that K.C. “would not tell the truth about certain things.” At best, it is unclear
whether Joshua intended to testify regarding specific instances of untruthfulness by K.C.,
was passing on hearsay information about K.C., or simply speculating for no reason at all
that K.C. would not tell the truth about certain things. The contention that Joshua was
attempting to give testimony about K.C.’s reputation for untruthfulness, or to give
“personal opinion testimony” about K.C. being an untruthful person, is based wholly on
conjecture and is without merit.
Devincentz’s counsel did not attempt to elicit from Joshua that, in his opinion, K.C.
was an untruthful person, or that K.C. had a reputation for untruthfulness. Such testimony
would have been admissible under Maryland Rules 5-608(a)(1)(A) and (B) and 5-405(a).
It is evident that Devincentz’s counsel did not ask for, and Joshua did not give, testimony
as to his opinion of K.C. as an untruthful person or her reputation. Instead, Devincentz’s
counsel asked Joshua to describe K.C.’s “problems” with her family members other than
Devincentz; and, after being asked that question, Joshua testified, at the end of a list of
other things, that K.C. “would not tell the truth about certain things.”1
The Majority improperly concludes that Joshua’s testimony was “a personal
opinion[.]” Maj. Slip Op. at 18. In reaching this conclusion, the Majority simply states:
As we explained in Kelley v. State, 288 Md. 298, 302[, 418 A.2d 217, 219]
(1980), [Md. Code Ann., Cts. & Jud. Proc. (1974, 2013 Repl. Vol.) (“CJ”)]
§ 9-115 “permits the admission of a broad range of testimony[,] which may
aid the jury in assessing the credibility of a witness . . . .” The State has not
offered Maryland authority showing that it is necessary to phrase questions
or opinions as it proposes. For that reason, we conclude that Joshua offered
an opinion about K.C.’s character for truthfulness.
In this part of Joshua’s testimony, Devincentz’s counsel asked Joshua whether K.C.
1
“had problems not only with [Devincentz,] but [also] with other people in the family[.]”
Joshua responded: “Yes.” Devincentz’s counsel asked Joshua: “Would you describe what
you mean by that?” Joshua responded: “[K.C.] had a problem with her mouth. [K.C.]
would say things to people, about people, and then she would like to argue with you. And
[K.C.] would not tell the truth about certain things.”
-2-
Maj. Slip Op. at 16-17 (footnotes omitted) (last alteration and ellipsis in original). To point
out that the Majority’s reasoning is flawed would be an understatement. CJ § 9-115
provides in pertinent part: “Where character evidence is otherwise relevant to the
proceeding, no person offered as a character witness who has an adequate basis for forming
an opinion as to another person’s character shall hereafter be excluded from giving
evidence based on personal opinion to prove character[.]” Contrary to the majority
opinion’s conclusions, CJ § 9-115 does not apply, given that it is not evident that Joshua
was rendering an opinion; whether Joshua had an adequate basis for forming an opinion is
not at issue.
Likewise, the Majority’s attempt to use this Court’s opinion in Jensen v. State, 355
Md. 692, 736 A.2d 307 (1999) to justify admission of Joshua’s testimony is wrong. See
Maj. Slip Op. at 16. This Court’s holding in Jensen could not be more distinguishable from
the circumstances of this case. The key distinction is that, in Jensen, 355 Md. at 697, 736
A.2d at 310, the defendant’s counsel asked the character witness for her opinion about the
State’s witness’s veracity, and the character witness responded that she thought that the
State’s witness was “a compulsive liar.” Against this background, this Court held that the
trial court abused its discretion in not admitting the character witness’s testimony as to her
acquaintance with the State’s witness and her opinion that he was a compulsive liar. Id. at
708, 736 A.2d at 315. Prior to expressing the opinion that the State’s witness was a
compulsive liar, outside of the jury’s presence, the character witness responded “Yes” to
the question: “Would [the State’s witness] tell you inconsistent stories about different
things?” Id. at 696, 736 A.2d at 309. The character witness also explained that “[a] lot of
-3-
the stories that [the State’s witness] told [her] didn’t add up,” in that, on multiple occasions,
“one day[,] he would tell [her] something that happened on that day[,] and then[,] a couple
days later[,] he would tell [her] something else that had happened on that day that wouldn’t
have been able to happen if what he said before was true.” Id. at 697, 736 A.2d at 309.
After the character witness testified, in response to defense counsel’s question seeking her
opinion, that the State’s witness was a compulsive liar, the defendant’s counsel asked:
“What do you base that opinion on?” Id. at 697, 736 A.2d at 310. The prosecutor made
an objection, which the trial court sustained. See id. at 697, 736 A.2d at 310.
In Jensen, id. at 708, 736 A.2d at 315, this Court held that, where a character witness
renders an opinion as to a witness’s truthfulness or untruthfulness, the character witness is
“entitled to some latitude in informing the jury as to the basis for an opinion, so long as
that person avoids venturing into the troublesome area of specific instances.” The critical
distinction is that Jensen’s counsel expressly sought, and the character witness
unequivocally provided, her opinion of the State’s witness’s character for truthfulness. See
id. at 697, 736 A.2d at 310. This Court recognized that Maryland Rule 5-608 did not
prohibit the character witness from providing information about a reasonable basis for the
opinion on direct examination. See id. at 707, 736 A.2d at 315. This Court explained that
the character witness
was not testifying as to a particular incident; she was testifying, as a general
matter, to [the State’s witness’s] tendency to tell mutually inconsistent
stories, i.e., his general tendency to be untruthful. Nor was [the character
witness’s] testimony “no more than a number of specific events tied
together.” [The character witness] was not testifying as to several particular
instances of conduct; she was testifying as to a general behavior pattern [that[
was the basis for her opinion that [the State’s witness] was untruthful.
-4-
Id. at 699, 736 A.2d at 310-11 (cleaned up).
By contrast, here, Devincentz’s counsel did not ask for, and Joshua did not give,
testimony as to his opinion of K.C. as an untruthful person or her reputation. Nor did
Joshua testify that K.C. had a “general behavior pattern” of being untruthful. Joshua simply
testified that K.C. was untruthful “about certain things.” Obviously, character testimony
need not be given in specific or formulaic phrases. The problem with Joshua’s testimony
is not that he failed to use particular words; the problem is that, unlike the witness in Jensen,
Joshua was never asked and never testified, in any way, about whether he had an opinion
as to K.C.’s untruthfulness. Joshua’s testimony—that “[K.C.] had a problem with her
mouth. [K.C.] would say things to people, about people, and then she would like to argue
with you. And [K.C.] would not tell the truth about certain things”—in no way satisfied
the requirements of Maryland Rules 5-608(a)(1)(A) and (B) and 5-405(a).
Similarly, I would hold that the circuit court did not err or abuse its discretion in
sustaining the prosecutors’ objections to Joshua’s testimony that K.C. was “saying things
that she could do that would get [Devincentz] in trouble.” Devincentz was not entitled to
offer K.C.’s statement as evidence of alleged bias against him under Maryland Rule 5-
616(b)(3). Maryland Rule 5-616(b)(3) states: “Extrinsic evidence of bias, prejudice,
interest, or other motive to testify falsely may be admitted whether or not the witness has
been examined about the impeaching fact and has failed to admit it.” Maryland Rule 5-
616(b)(3) establishes that a witness need not be confronted with, and have failed to admit,
evidence of bias, prejudice, interest, or other motive to testify falsely for such evidence to
-5-
be found admissible. As such, Maryland Rule 5-616(b)(3) establishes only that such
evidence may be admitted without the requirements set forth in Maryland Rule 5-613(a)
and (b) that the evidence be disclosed to the witness, the witness have an opportunity to
deny or explain same, and the witness failed to admit having made the alleged statement.
Maryland Rule 5-616(b)(3) does not override Maryland Rule 5-802, which provides that
hearsay is inadmissible “[e]xcept as otherwise provided by these rules or permitted by
applicable constitutional provisions or statutes[.]” In other words, Maryland Rule 5-
616(b)(3) does not provide that evidence of bias shall be automatically admitted, regardless
of whether the evidence is hearsay or otherwise subject to exclusion under the Maryland
Rules, i.e., Joshua’s testimony regarding K.C.’s statement was not exempt from the rule
against hearsay simply because the alleged statement potentially pertained to K.C.’s bias
against Devincentz.
K.C.’s statement was hearsay because Devincentz offered it to prove the truth of the
matter asserted—namely, that K.C. could, in fact, do “things . . . that would get
[Devincentz] in trouble.” At trial, Devincentz’s theory of the case was that K.C. had falsely
accused him of abuse because she wanted to leave his household. During Devincentz’s
opening statement, his counsel informed the jury that the reason that the charges were
brought was that K.C. had an agenda, that she wanted to live with her biological father,
and that Devincentz and her mother blocked her effort. Similarly, Devincentz’s counsel
stated during closing argument that: “[K.C.] wanted to live somewhere else. [K.C.] wanted
away from this household. [K.C.] wanted away from [] Devincentz. And guess what.
[K.C.]’s there. If [K.C.] hadn’t made these allegations, she wouldn’t be there.” Clearly,
-6-
Joshua’s testimony that K.C. was “saying things . . . that would get [Devincentz] in trouble”
directly supported Devincentz’s theory of the case. Specifically, Joshua’s testimony was
offered as proof of Devincentz’s position that K.C.’s allegation of abuse was an attempt to
get him “in trouble” so that she could leave his household. Simply put, Devincentz’s
counsel did not assert that K.C. fabricated her allegations of abuse because she disliked
Devincentz or was biased against him. Devincentz’s counsel set forth a theory of the case
that K.C. falsely accused him of abuse because she wanted to leave his household, and
introduced Joshua’s testimony to prove the point. There is no Maryland case law that
supports the proposition that, where a witness provides testimony in support of a
defendant’s theory of the case, the testimony may be interpreted not to be proof of the truth
of the matter asserted, but rather evidence of the witness’s bias.
The Majority opines that Devincentz offered K.C.’s statement not to prove that she
could get him in trouble, but instead as impeachment evidence. See Maj. Slip Op. at 35.
The Majority cites Lynn McLain, Maryland Evidence, State & Federal, 6A Maryland
Evidence, § 801:13 (3d ed. 2013), which states in pertinent part: “A witness’s out-of-court
statements [that are] offered not as substantive proof[,] but for purposes of impeachment
or rehabilitation of the witness’s credibility[,] are not hearsay.” Maj. Slip Op. at 30. The
Majority also cites Smith v. State, 273 Md. 152, 161, 328 A.2d 274, 279 (1974) and Handy
v. State, 201 Md. App. 521, 540, 30 A.3d 197, 208 (2011), cert. denied, 424 Md. 630 37
A.3d 318 (2012), in which the Court of Special Appeals quoted substantively identical
language in an earlier version of Maryland Evidence, State & Federal. See Maj. Slip Op.
at 30. The principle espoused in Maryland Evidence, State & Federal, Smith, and Handy
-7-
does not apply here. K.C.’s statement that she could do things to get Devincentz in trouble
was evidence that she did exactly what he contended at trial that she did—namely, make
up an allegation of abuse so that she would move out of his household. Devincentz did not
offer K.C.’s statement to impeach her—i.e., to show that she was generally untruthful. To
the contrary, Devincentz’s position was that K.C.’s statement was true—that she, in fact,
did something to get him in trouble, in the form of falsely accusing him of abuse.
Similarly, I would conclude that K.C.’s statement is not subject to the then-existing
mental, emotional, or physical condition hearsay exception, i.e., the “statement of intent”
hearsay exception, which generally applies to “[a] statement of the declarant’s then[-
]existing state of mind . . . (such as intent, plan, motive, design, mental feeling, pain, and
bodily health), offered to prove the declarant’s then[-]existing condition or the declarant’s
future action[.]” Md. R. 5-803(b)(3). A statement is not subject to the “statement of intent”
hearsay exception where the statement is too “remote[] in time” from the future action that
the declarant stated that he or she would take. McCray v. State, 305 Md. 126, 140-41, 501
A.2d 856, 863 (1985). Because “the duration of states of mind or emotion varies with the
particular attitudes or feelings at issue and with the cause,” the time between the declarant’s
statement of intent and the declarant’s action must be short enough for there to be “some
probability” that the declarant’s state of mind when he or she made the statement of intent
was the same by the time that the declarant took the future action that he or she stated that
he or she would take. Robinson v. State, 66 Md. App. 246, 258, 503 A.2d 725, 731, cert.
denied, 306 Md. 289, 508 A.2d 489 (1986) (citation omitted). As the Honorable Charles
E. Moylan, Jr. aptly explained in Robinson, 66 Md. App. at 258, 503 A.2d at 731, “[t]he
-8-
case law legitimizing the admission of [statement]s based upon [a] ‘notion of the continuity
in time of states of mind’ almost universally imposes very tight limits on the lapse of time
[that is] involved.” By way of illustration, in Robinson, id. at 258, 503 A.2d at 731, the
Court of Special Appeals held that a defendant’s statement that she wanted to buy a gun to
protect herself was not subject to the “statement of intent” hearsay exception where the
defendant made her statement approximately one month before shooting the victim.
Like in Robinson, id. at 258, 503 A.2d at 731, K.C.’s statement is not subject to the
“statement of intent” hearsay exception because it was too remote in time from the action
that K.C. stated that she would take—i.e., doing “things . . . that would get [Devincentz] in
trouble.” Joshua did not specify when K.C. made the alleged statement. Given that K.C.’s
statement occurred during, or shortly after, an argument between her and Devincentz, the
statement must have occurred while K.C. lived at Devincentz’s house. Thus, K.C.’s
statement apparently occurred sometime during the approximately six-and-a-half years
between October 2008, when she moved into Devincentz’s house, and April 2015, when
K.C. moved out of Devincentz’s house. The length of this timeframe is considerable, and
strongly weighs in favor of a determination that K.C.’s statement was far too remote in
time from the future action that K.C. allegedly indicated that she would take.
Even if Devincentz is given the benefit of the doubt, and it is assumed that K.C.’s
statement occurred right before she moved out of Devincentz’s house in April 2015, that
leaves approximately five months between April 2015 and September 17, 2015, when K.C.
told her therapist that Devincentz had abused her. A statement of intent that a declarant
makes approximately five months before the action that he or she stated that he or she
-9-
would take is too remote in time to be subject to the “statement of intent” hearsay
exception. If approximately one month is too long a timeframe, see Robinson, 66 Md.
App. at 258, 503 A.2d at 731, then approximately five months certainly is far too lengthy.
Even if Devincentz had established that K.C.’s statement occurred right before she moved
out of his house—which, again, he did not—K.C.’s statement would still be too remote in
time to qualify for the “statement of intent” hearsay exception.2
In addition to the significant timeframe between K.C.’s statement and her allegation
of abuse, the circumstances under which K.C. first alleged abuse indicate that the
“statement of intent” hearsay exception is inapplicable. Devincentz’s theory of the case
was that K.C. falsely accused him of abuse so that she could leave his household—i.e., stop
living with him. K.C.’s allegation of abuse, however, did not occur while K.C. was living
in Devincentz’s house. Instead, K.C.’s allegation of abuse occurred while K.C. was living
at the residential program at the Maryland Salem Children’s Trust. As such, K.C. no longer
had the need to make an allegation of abuse to change her living arrangements with
Devincentz. Additionally, K.C. made her allegation of abuse not to a law enforcement
officer, but instead to a therapist. Thus, the method through which K.C. alleged abuse did
not demonstrate an intent to get Devincentz “in trouble,” but rather demonstrated that K.C.
sought treatment for the alleged abuse. These circumstances, like the attenuation in time
2
Nor was K.C.’s statement exempt from the hearsay rule under Maryland Rule 5-
803(b)(3) as a statement of her then-existing state of mind. Just as K.C.’s alleged statement
was too remote in time to be evidence of a future action consistent with the statement, the
statement was made too long ago to be evidence of K.C.’s state of mind at the time that she
first reported the alleged abuse to her therapist.
- 10 -
between the statement and K.C.’s report of Devincentz’s alleged abuse to her therapist,
lead to the conclusion that the “statement of intent” hearsay exception does not apply, and
that the circuit court properly excluded Joshua’s testimony that K.C. was “saying things
that she could do that would get [Devincentz] in trouble.”
In my view, the majority opinion effectively eviscerates the requirements of
Maryland Rules 5-608(a)(1)(A) and (B) and 5-405(a), and leads to a situation in which any
time a witness utters testimony referring to another witness, with whom he or she is
familiar, as not truthful that testimony would be construed to be “a personal opinion” and
admissible. And, the majority opinion disregards the rules with respect to hearsay
evidence. Although, as the majority opinion states, “the trial of any case is a search for
truth,” Maj. Slip Op. at 1, fundamental fairness dictates that the rules of evidence be
adhered to. Respectfully, for all of these reasons, I concur and dissent.
- 11 -