State v. Daboni , 2018 Ohio 4155 ( 2018 )

[Cite as State v. Daboni, 2018-Ohio-4155.]
IN THE COURT OF APPEALS OF OHIO
FOURTH APPELLATE DISTRICT
MEIGS COUNTY
STATE OF OHIO, :
: Case Nos. 18CA3
Plaintiff-Appellee, : 18CA4
: 18CA5
vs. :
: DECISION AND JUDGMENT
JACQUES GOERGES K. : ENTRY
DABONI, :
:
Defendant-Appellant. : Released: 10/05/18
_____________________________________________________________
APPEARANCES:
Timothy Young, Ohio State Public Defender, and Katherine R. Ross-Kinzie,
Assistant Ohio State Public Defender, Columbus, Ohio, for Appellant.
Jacques Goerges K. Daboni, Toledo, Ohio, Appellant, Pro Se.
James K. Stanley, Meigs County Prosecuting Attorney, Pomeroy, Ohio, for
Appellee.
_____________________________________________________________
McFarland, J.
{¶1} Jacques Goerges K. Daboni appeals from the trial court’s
decision sentencing him to maximum and consecutive prison terms totaling
thirty-two years after a jury found him guilty of six counts of trafficking in
heroin in violation of R.C. 2925.03(A)(1) (which included five fifth-degree
felony counts and one second-degree felony count), one count of trafficking
in heroin in violation of R.C. 2925.03(A)(2), a second-degree felony, one
Meigs App. Nos. 18CA3, 18CA4, 18CA5 2
count of possession of heroin in violation of R.C. 2925.11(A) and (C)(6)(a),
a second-degree felony, and two counts of engaging in a pattern of corrupt
activity in violation of R.C. 2923.32(A)(1), constituting one second-degree
felony and one first-degree felony. On appeal, Appellant contends, through
counsel, that 1) the trial court erred in failing to merge, for purposes of
sentencing, offenses that had a similar import, arose from the same conduct,
and were not committed separately or with a separate animus; 2) the verdicts
on the counts of engaging in a pattern of corrupt activity were not supported
by sufficient evidence; 3) his right to a fair trial and due process of law was
violated; and 4) the imposition of maximum possible sentences on all counts
is not clearly and convincingly supported by the record. Appellant also
raises four additional pro se assignments of error, identified as pro se
assignments of error five through eight, contending that 5) his trial counsel
was ineffective for either waiving or failing to finish the suppression
hearing; 6) his Fourth Amendment rights were violated when officers
searched a residence located at 303 5th Street, Racine, Ohio, without
probable cause for Appellant’s arrest and without a search warrant or
consent to search; 7) the trial court erred and abused its discretion by failing
to ensure Appellant had a full suppression hearing and that his constitutional
rights were protected; and 8) he is actually innocent.
Meigs App. Nos. 18CA3, 18CA4, 18CA5 3
{¶2} After review, we find no merit to any of the pro se assignments
of error raised by Appellant. Thus, they are all overruled. Further, with
respect to the arguments raised by appellate counsel, because we find the
trial court erred in failing to merge count four in case no. 14CR173,
possession of heroin, with the already merged trafficking in heroin counts,
identified as count three in case no. 14CR173 and count five in case no.
14CR232, Appellant's first assignment of error is sustained. Accordingly,
we reverse the trial court's imposition of sentence on the second-degree
possession of heroin count in case no. 14CR173 and remand this matter to
the trial court with instructions as set forth below. Because we find
Appellant's engaging in a pattern of corrupt activity convictions were
supported by sufficient evidence and because we find the trial court did not
commit plain error in failing to instruct the jury on the monetary threshold
required in order to prove all of the elements of the offenses, Appellant's
second assignment of error is overruled.
{¶3} Further, as we found no abuse of discretion on the part of the
trial court in denying Appellant's multiple motions for mistrial, and found no
cumulative error, Appellant's third assignment of error is overruled. Finally,
in light of our determination that Appellant's combined sentences, which
constituted the maximum possible sentence of thirty-two years in prison,
Meigs App. Nos. 18CA3, 18CA4, 18CA5 4
were not contrary to law and were supported by the record, Appellant’s
fourth and final assignment of error is overruled. Our resolution of
Appellant's fourth assignment of error is, however, qualified by our
disposition of Appellant's first assignment error, which reversed the
imposition of the eight-year prison term imposed for the sole count of
possession of heroin. Thus, after remand, the total length of Appellant's
combined sentences will be reduced from thirty-two years to twenty-four
years. Accordingly, this matter is affirmed in part, reversed in part, and
remanded with instructions.
FACTS
{¶4} The record reveals that Appellant, Jacques Goerges K. Daboni,
was indicted on September 23, 2014, in case no. 14CR173 in the Meigs
County Court of Common Pleas on multiple felonies, which included three
counts of trafficking in heroin, one count of possession of heroin, and one
count of engaging in a pattern of corrupt activity. Another indictment was
filed in the Meigs County Court of Common Pleas on December 18, 2014,
case no. 14CR232, charging Appellant with the commission of five
additional felonies, which included five more counts of trafficking in heroin.
Thereafter, an additional indictment was filed on March 17, 2015, case no.
Meigs App. Nos. 18CA3, 18CA4, 18CA5 5
15CR023, charging Appellant with an additional count of engaging in a
pattern of corrupt activity, a second-degree felony.
{¶5} The charges stemmed from the execution of an arrest warrant
upon Jeremy Burgess at 303 5th Street, Racine, Ohio, on September 4, 2014,
at a residence believed to be owned by Chad Diddle and leased to Appellant.
Upon entering the residence to arrest Burgess, law enforcement observed
multiple baggies of what appeared to be heroin laying in plain view on a
table inside the residence in the room where Burgess was located. A search
warrant was subsequently issued and a search of the entire residence was
conducted, which yielded additional drugs. According to the “More
Particular Bill of Particulars” filed in case no. 14CR173, two controlled buys
of heroin took place between confidential informants and Chad Diddle, who
was working for Appellant. The bill further described the search of the
residence owned by Diddle, but rented by Appellant, which occurred on
September 4, 2014, and which resulted in the discovery of 45.84 grams of
heroin, part of which had been individually packaged for sale and part of
which was in ball form. One of the trafficking in heroin charges as well as
the possession of heroin charges stemmed from the results of this search.
The bill further described the basis for the engaging in a pattern of corrupt
activity charge as follows:
Meigs App. Nos. 18CA3, 18CA4, 18CA5 6
“The purpose of the illicit enterprise is to make money for
Jacques Daboni, a.k.a. “Jock.” Daboni set up a drug ring in
Meigs County, Ohio to distribute heroin. Daboni recruited
local heroin users and other individuals to become his ‘runners’
and sell heroin on his behalf. Members of the enterprise
include, but are not limited to, Jacques Daboni, Chad Diddle,
Amber Duffy, Jeremy Burgess, and Theodore Brown.
Daboni would purchase heroin in bulk from areas like
Columbus, Ohio and transport to it [sic] Meigs County, Ohio.
Once in Meigs County, the heroin would then be divided up
into smaller quantities for re-selling.
Daboni recruited Chad Diddle to sell heroin for Daboni.
Diddle, in return, would get heroin as payment for selling on
behalf of Daboni. Chad Diddle owns a house located at 303 5th
Street, Racine, Ohio 45771. Daboni rented that residence as a
primary spot to distribute heroin to his runners to be resold
throughout Meigs County, Ohio. Daboni would also have
Diddle pay some of the utility bills on his behalf. Daboni
purchased cattle with his drug money and kept them on
Meigs App. Nos. 18CA3, 18CA4, 18CA5 7
Diddle’s land. On or about 7.28.14 Diddle sold .22g of heroin
for Daboni. On or about 8.16.14 Diddle sold 1.99g of heroin
for Daboni.
Daboni had an electronic key code lock put on the door of the
residence so his runners could access the heroin and continue to
sell it on his behalf.
On 9/04/14, law enforcement searched Daboni’s residence at
303 5th st. [sic] Racine, Ohio, 45771 and found 36 individually
wrapped baggies of heroin totaling 11.04 grams inside a black
case downstairs, along with 17 individually wrapped baggies of
heroin totaling 9.86 grams on the table. Also in the room with
the heroin were two scales and scissors used for packaging. An
additional 24.94 grams of heroin was found in the upstairs-
bedroom-closet in a secret compartment crafted into the side of
the closet.
Daboni recruited Amber Duffy to sell heroin for Daboni.
Duffy, in return, would get heroin as payment for selling on
behalf of Daboni. Those transactions include, but are limited
to: on or about 5/01/14 Duffy sold 1g of heroin for Daboni, on
Meigs App. Nos. 18CA3, 18CA4, 18CA5 8
or about 5/23/14 Duffy sold .93g of heroin on behalf of Daboni;
and or about 4/08/14 Duffy sold .46g of heroin for Daboni.
Also, Daboni would have Duffy pay some of the utility bills on
his behalf.
Daboni recruited Jeremy Burgess to sell heroin for Daboni.
Burgess, in return, would get heroin as payment for selling on
behalf of Daboni.
Daboni recruited Theodore Brown, a.k.a. “Teddy” to sell heroin
for Daboni. Brown, in return, would get heroin as payment for
selling on behalf of Daboni. The incidents forming the pattern
of corrupt activity are the other charges in this indictment:
counts one through four. They include, but are not limited to,
two or more incidents of corrupt activities, whether or not there
has been a prior conviction, that are related to the affairs of the
same enterprise, are not isolated and are not so closely related
to each other and connected in time and place that they
constituted a single event by engaging in, attempting to engage
in, soliciting, coercing, or intimidating another to engage in any
of the previous counts.”
Meigs App. Nos. 18CA3, 18CA4, 18CA5 9
{¶6} According to the “More Particular Bill of Particulars” filed in
case no. 14CR232, three controlled buys of heroin took place between
confidential informants and Amber Duffy, and one controlled buy of heroin
took place between confidential informants and Theodore Brown, both of
which were working for Appellant. The bill further described the search of
Appellant’s residence on September 4, 2014, as the basis for the fifth drug
trafficking count in that case. Additionally, the bill filed in this case
contained the same detailed version of events set forth above.
{¶7} Finally, the “More Particular Bill of Particulars” filed in case no.
15CR023, which contained only one count of engaging in a pattern of
corrupt activity, referenced the controlled buys involving Amber Duffy and
Theodore Brown, which formed the basis of the trafficking counts in case
no. 14CR232. The bill further contained the same detailed version of events
set forth above, with respect to the alleged pattern of corrupt activity.
{¶8} Appellant pleaded not guilty to the charges and the matter
proceeded through discovery. A motion in limine was filed prior to trial
requesting, in pertinent part, that the State be prohibited from mentioning
Appellant’s ownership of cattle. In the motion, Appellant conceded there
was no causal connection between ownership of cattle and the drug
allegations contained in the indictment, but argued that the mention of such
Meigs App. Nos. 18CA3, 18CA4, 18CA5 10
was irrelevant and prejudicial. This Court was unable to locate an entry in
the record regarding the grant or denial of this motion, but the parties agree
on appeal there was an agreement that Appellant’s ownership of cattle would
not be mentioned before the jury. Appellant also filed a pre-trial motion to
appear in plain clothes before the jury, which was granted.
{¶9} Further, Appellant, through counsel, requested suppression of
statements made during calls from jail and also suppression of the results of
the search warrant executed upon the 303 5th Street, Racine, Ohio address.
A suppression hearing was held on both motions on July 22, 2015. It
appears from the transcript of the hearing that counsel and the court agreed
that the issue related to the suppression of the statements could be submitted
through written legal arguments in the form of briefs. However, a hearing
was held on the issue regarding the search of the residence alleged to be the
home of Appellant in Racine, Ohio. The State presented two witnesses
during the hearing, Agent William Gilkey, Director of the Major Crimes
Task Force in Gallia and Meigs counties, and Agent William Stewart, also
employed with the Gallia/Meigs Major Crimes Task Force as well as Ohio's
Organized Crime Investigation Commission. The hearing transcript
indicates it was the understanding of the parties from the beginning of the
hearing that the State would go forward with its witnesses and then
Meigs App. Nos. 18CA3, 18CA4, 18CA5 11
Appellant would determine whether to go forward, with Appellant reserving
the right for an opportunity to reconvene the hearing in two weeks if
necessary.
{¶10} The hearing proceeded with testimony by both Gilkey and
Stewart and Appellant's counsel cross-examined both witnesses before the
hearing was concluded. Written post-hearing briefs were then submitted by
counsel for both parties. Nothing else happened regarding suppression until
the final pre-trial hearing was held on October 8, 2015. During the hearing,
the trial court orally overruled both motions to suppress. There was no
indication at the hearing that Appellant's counsel desired an opportunity to
present further argument or evidence on the issues. Thereafter, Appellant
fired his counsel and retained new counsel, who entered an appearance on
October 16, 2015. New counsel filed two pleadings, nearly three months
after the suppression hearing was held, entitled "Request for Hearing on
Suppression Motion," the first one on November 13, 2015, and the second
one on November 16, 2015. The contents of both pleadings were the same,
noted that the suppression motion had not been ruled upon yet, that prior
counsel had been given an opportunity to "reconvene this hearing if
needed[,]" and asked the court for continuation of the suppression hearing.
The trial court, however, issued a journal entry on November 25, 2015,
Meigs App. Nos. 18CA3, 18CA4, 18CA5 12
denying Appellant's request and formally overruling the motions. In its
journal entry, the trial court cited the fact that Appellant's first counsel filed
the motions to suppress and that his second counsel attended the suppression
hearing and submitted additional briefs. The trial court denied both motions,
citing its review of the motions, briefs and hearing, and noting it was further
reflecting on its ruling from the bench on October 8, 2015.
{¶11} After denial of the suppression motions, the matter proceeded
to a jury trial. As will be discussed more fully below, an issue occurred just
prior to the beginning of trial in which Appellant was seen in jail clothes by
a few members of the jury. This prompted Appellant to file a motion for
mistrial, which was denied by the trial court. Pertinent witness testimony
from the trial will be discussed below in our analysis portion of the opinion,
however, the record reflects that Appellant was ultimately convicted on all
counts after a jury trial, with the exception of count number four in case
number 14CR232. Appellant appealed, but this Court determined that count
four in case number 14CR232 appeared to remain pending, and as a result
there was no final order vesting this Court with jurisdiction to consider the
appeal. Accordingly, the appeal was dismissed. Thereafter, the trial court
formally dismissed the pending count and Appellant again appealed. Thus,
the matter is now properly before us for decision, and includes four
Meigs App. Nos. 18CA3, 18CA4, 18CA5 13
assignments of error raised by counsel, as well as four pro se assignments of
error.
ASSIGNMENTS OF ERROR
“I. THE TRIAL COURT ERRED IN VIOLATION OF MR. DABONI’S
RIGHT UNDER THE DOUBLE JEOPARDY CLAUSE OF THE
FIFTH AMENDMENT TO THE UNITED STATES
CONSTITUTION, ARTICLE I, SECTION 10 OF THE OHIO
CONSTITUTION, AND R.C. 2941.25, WHEN IT FAILED TO
MERGE FOR SENTENCING OFFENSES THAT HAD A SIMILAR
IMPORT, AROSE FROM THE SAME CONDUCT, AND WERE
NOT COMMITTED SEPARATELY OR WITH A SEPARATE
ANIMUS.
II. JACQUES DABONI’S VERDICTS OF COUNT 5, CASE NO.
14CR173, ENGAGING IN A PATTERN OF CORRUPT ACTIVITY,
AND COUNT I, CASE NO. 15CR023, ENGAGING IN A
PATTERN OF CORRUPT ACTIVITY WERE NOT SUPPORTED
BY SUFFICIENT EVIDENCE. THE STATE PRESENTED
INSUFFICIENT EVIDENCE TO SUPPORT ALL OF THE
ESSENTIAL ELEMENTS OF THE CHARGES OF ENGAGING IN
A PATTERN OF CORRUPT ACTIVITY IN VIOLATION OF R.C.
2923.32(A)(1) BEYOND A REASONABLE DOUBT, AND MR
DABONI’S CONVICTION FOR ENGAGING IN A PATTERN OF
CORRUPT ACTIVITY THEREFORE VIOLATES HIS RIGHTS TO
DUE PROCESS.
III. MR. DABONI’S RIGHT TO A FAIR TRIAL AND DUE PROCESS
OF LAW WAS VIOLATED.
IV. MR. DABONI’S MAXIMUM POSSIBLE SENTENCE ON ALL
COUNTS IS NOT CLEARLY AND CONVINCINGLY
SUPPORTED BY THE RECORD.”
Meigs App. Nos. 18CA3, 18CA4, 18CA5 14
ADDITIONAL PRO SE ASSIGNMENTS OF ERROR
“V. WHERE MY TRAIL COUNSEL’S INNEFECTIVE WHEN THEY
DID NOT FINISH MY SUPPRESSION HEARING AND WHEN
THEY WAIVED MY HEARING [SIC]?
VI. WAS MY FOURTH AMENDMENT RIGHTS VIOLATED, WHEN
OFFICERS HAD NO PROBABLE CAUSE FOR MY ARREST,
AND WHEN OFFICERS SEARCHED 303 5TH ST RACINE, OH
45771 WITHOUT A SEARCH WARRANT OR CONSENT TO
SEARCH [SIC]?
VII. DID JUDGE CARSON CROW ABUSE HIS DISCRETION, WHEN
HE DIDN’T MAKE SURE THAT I HAD A FULL SUPPRESSION
HEARING AS GUARANTEED BY THE 14TH AMENDMENT,
AND DID HE ERROR WHEN HE DIDN’T MAKE SURE THAT
MY CONSTITUTIONAL RIGHTS WHERE PROTECTED [SIC]?
VIII. AM I ACTUALLY INNOCENT?”
{¶12} We address Appellant's pro se assignments of error first, and
out of order, for ease of analysis.
PRO SE ASSIGNMENT OF ERROR VI
{¶13} In his sixth pro se assignment of error, Appellant questions
whether his Fourth Amendment rights were violated and asserts that officers
had no probable cause for his arrest, and no probable cause when they
searched 303 5th Street, Racine, Ohio, 45771, without a search warrant or
consent to search. More specifically, Appellant argues that there was no
firsthand knowledge of his dealing drugs, that none of his co-defendants or
any confidential informants testified at the probable cause hearing, and that
Meigs App. Nos. 18CA3, 18CA4, 18CA5 15
as such there was no probable cause for his arrest. Appellant further argues
that there was no lease or other evidence introduced tying him to the
residence located at 303 5th Street, Racine, Ohio, but that it being clear the
State had tied the residence to him, he had an expectation of privacy therein
which officers violated when they entered to execute an arrest warrant upon
Jeremy Burgess, without a search warrant, and absent consent or exigent
circumstances.
{¶14} Appellate review of a motion to suppress generally presents a
mixed question of law and fact. State v. Gurley, 4th Dist., 2015-Ohio-5361,
54 N.E.3d 768, ¶ 16; citing State v. Roberts, 110 Ohio St.3d 71, 2006-Ohio-
3665, 850 N.E.2d 1168, ¶ 100. At a suppression hearing, the trial court acts
as the trier of fact and is in the best position to resolve factual questions and
evaluate witness credibility. Id.; State v. Burnside, 100 Ohio St.3d 152,
2003-Ohio-5372, 797 N.E.2d 71, ¶ 8. Thus, when reviewing a ruling on a
motion to suppress, we defer to the trial court's findings of fact if they are
supported by competent, credible evidence. Gurley at ¶ 16; citing State v.
Landrum, 137 Ohio App.3d 718, 722, 739 N.E.2d 1159 (4th Dist.2000).
However, “[a]ccepting those facts as true, we must independently determine
whether the trial court reached the correct legal conclusion in analyzing the
facts of the case.” Id.; citing Roberts at ¶ 100.
Meigs App. Nos. 18CA3, 18CA4, 18CA5 16
{¶15} With respect to Appellant’s argument regarding the issuance of
his arrest warrant, we initially note that neither of Appellant’s motions to
suppress challenged the issuance of his initial arrest warrant. One motion to
suppress challenged the initial warrantless entry and subsequent search of
the residence pursuant to a search warrant, and the other motion sought to
suppress recordings of statements made by Appellant on the jail telephone
system. In fact, there is very little information in the record regarding the
issuance of Appellant’s initial arrest warrant, other than the fact that U.S.
Marshalls sought the assistance of the local law enforcement in Meigs
County in the execution of several arrest warrants, which included warrants
for Appellant and Jeremy Burgess. Although the arrest warrants were
apparently provided to the defense and were discussed during the
suppression hearing, simply by way of background, it does not appear they
were admitted as exhibits, and they are not part of the record before us on
appeal.
{¶16} “It is well settled that issues not raised in an original motion to
suppress cannot be raised for the first time on appeal.” State v. Jones, 4th
Dist. Highland No. 04CA9, 2005-Ohio-768, ¶ 18; see also State v. Markins,
4th Dist. Scioto No. 10CA3387, 2013-Ohio-602, ¶ 25. As we stated in
Jones, this is no mere technicality. Id. Crim.R. 47 requires a motion to
Meigs App. Nos. 18CA3, 18CA4, 18CA5 17
suppress to “state with particularity the grounds upon which it is made and
[to] set forth the relief or order sought.” State v. Rife, 4th Dist. Ross No.
11CA3276, 2012-Ohio-3264, ¶ 17. “These requirements exist because ‘the
prosecutor cannot be expected to anticipate the specific legal and factual
grounds upon which the defendant challenges the legality of a warrantless
search.’ ” Id.; quoting Xenia v. Wallace, 37 Ohio St.3d 216, 218, 524 N.E.2d
889 (1988). Here, because the issue of the validity of Appellant’s initial
arrest warrant was not raised below, we should not consider this portion of
Appellant’s pro se assignment of error.
{¶17} We do, however, review the portion of this assignment of error
which challenges the initial entry by law enforcement into the residence
located at 303 5th Street, Racine, Ohio, which Appellant concedes was tied to
him, and subsequent search thereof. As set forth above, assuming the
residence was sufficiently linked with Appellant in terms of establishing it as
his residence, Appellant argues he had an expectation of privacy there that
was violated when law enforcement entered without a search warrant, absent
consent or exigent circumstances, to execute an arrest warrant for Jeremy
Burgess. Although this basis was mentioned in the motion to suppress the
Meigs App. Nos. 18CA3, 18CA4, 18CA5 18
search warrant, it was not well-developed.1 It appears the State’s position
below was that Jeremy Burgess had been staying at the residence at issue,
thus making him a resident, and alternatively that law enforcement entered
in hot pursuit of Burgess, thus establishing the exigent circumstances
exception to the warrant requirement. However, neither position was well-
developed or expounded upon at length by the State either.
{¶18} The Fourth Amendment to the United States Constitution
provides:
“The right of the people to be secure in their persons, houses,
papers, and effects, against unreasonable searches and seizures,
shall not be violated, and no Warrants shall issue, but upon
probable cause, supported by Oath or affirmation, and
particularly describing the place to be searched, and the persons
or things to be seized.”
The Fourth Amendment protects against unreasonable government
intrusions into areas where legitimate expectations of privacy exist. United
States v. Chadwick, 433 U.S. 1, 97 S.Ct. 2476 (1977). The Fourth
1
A review of the record suggests Appellant denied, throughout the proceedings below, that he had any
connection with the residence located at 303 5th Street, Racine, Ohio. This is likely the reason why the
motion to suppress the search warrant only briefly mentions the expectation of privacy third parties possess
in their homes when it comes to execution of search warrants against nonresidents. However, as discussed
more fully below, Appellant appears to now concede, and we find the State adequately established, that
Appellant was, in fact, renting the residence from Chad Diddle, despite the fact the State could not produce
a written lease and that the search of the residence failed to yield any documents tying Appellant to the
residence.
Meigs App. Nos. 18CA3, 18CA4, 18CA5 19
Amendment proscribes all unreasonable searches and seizures, and it is a
cardinal principle that “searches conducted outside the judicial process,
without prior approval by a judge or magistrate, are per se unreasonable
under the Fourth Amendment, subject to only a few specifically established
and well-delineated exceptions.” Mincey v. Arizona, 437 U.S. 385, 390, 98
S.Ct. 2408 (1978); Katz v. United States, 389 U.S. 347, 357, 88 S.Ct. 507(1967); South Dakota v. Opperman, 428 U.S. 364, 96 S.Ct. 3092 (1976); and
Coolidge v. New Hampshire, 403 U.S. 443, 91 S.Ct. 2022 (1971). The
touchstone of a Fourth Amendment analysis of lawfulness of a search is
whether a person has a constitutionally protected reasonable expectation of
privacy. Katz v. United States, supra; California v. Ciraolo, 476 U.S. 207,
106 S.Ct. 1809 (1986).
{¶19} When one's home is to be searched, the warrant requirement
embodied in the Fourth Amendment constitutes the most compelling
protection against unreasonable governmental intrusions. Welsh v. Wisconsin
(1984), 466 U.S. 740, 104 S.Ct. 2091, 80 L.Ed.2d 732. Warrants are
generally required to search a person's home or his person unless “the
exigencies of the situation” make the needs of law enforcement so
compelling that the warrantless search is objectively reasonable under the
Fourth Amendment. McDonald v. United States, 335 U.S. 451, 69 S.Ct. 191Meigs App. Nos. 18CA3, 18CA4, 18CA5 20
(1948); Chimel v. California, 395 U.S. 752, 89 S.Ct. 2034 (1969) (search of
arrested suspect and area within control for weapons); Warden v. Hayden,
387 U.S. 294, 87 S.Ct. 1642 (1967) (hot pursuit of fleeing suspect);
Schmerber v. California, 384 U.S. 757, 86 S.Ct. 1826 (1966) (imminent
destruction of evidence). Thus, for a warrantless search to be valid, it must
fall within one of the narrow and specifically delineated exceptions to the
warrant requirement. Thompson v. Louisiana, 469 U.S. 17, 105 S.Ct. 409(1985).
{¶20} As set forth above, Appellant contends that his Fourth
Amendment rights were violated when law enforcement entered the
residence at issue to execute an arrest warrant upon Jeremy Burgess. The
basis of this argument appears to be, though not in so many words, that
Appellant had an expectation of privacy in the residence, and that law
enforcement could not enter absent consent or exigent circumstances, to
execute an arrest warrant upon Burgess, a nonresident. The State simply
responds by stating that law enforcement were “lawfully in the residence to
execute an arrest warrant on Jeremy Burgess.” Implicit in this argument is
that the State contends Burgess was a resident, and that they had consent to
enter or entered pursuant to exigent circumstances.
Meigs App. Nos. 18CA3, 18CA4, 18CA5 21
{¶21} We first address the idea that Burgess, along with Appellant,
was a resident of 303 5th Street, Racine, Ohio. The only evidence introduced
during the suppression hearing on this issue consisted of testimony by Agent
William Gilkey. Agent Gilkey testified Meigs County law enforcement,
along with U.S. Marshalls, went to the 303 5th Street address to execute the
arrest warrants on both Appellant and Burgess based upon information and
intelligence, from their investigation and information obtained from
confidential informants, that Appellant was renting the house from Chad
Diddle and that Burgess was staying there also. There was no evidence that
Burgess was actually a resident of that address and, in fact, the transcript of
the suppression hearing indicates that Burgess’s arrest warrant specified an
address for him in West Virginia. Based upon nothing more than this
testimony, we cannot conclude that law enforcement had a reasonable belief
Burgess was actually living at the residence in question. See State v.
Mansaray, 8th Dist. Cuyahoga No. 93562, 2010-Ohio-5119, ¶ 18 (“when
police execute an arrest warrant, they can only enter a residence of a third
party without a search warrant if they have a reasonable belief that the
person named in the warrant lives at the residence and is in fact home.”);
citing Payton v. New York, 445 U.S. 573, 100 S.Ct. 1371, syllabus (1980)
(holding police cannot enter a suspect’s home to make an arrest without a
Meigs App. Nos. 18CA3, 18CA4, 18CA5 22
warrant, consent, or exigent circumstances); Steagald v. U.S., 451 U.S. 204,
212, 101 S.Ct. 1642 (1981) (holding that to enter a third party’s residence to
effectuate an arrest warrant on the party’s guest, the police must first obtain
a search warrant for the residence.)
{¶22} Having determined there was not enough evidence to conclude
Burgess was a resident of the residence in question, we must consider
whether law enforcement could properly enter the residence to execute an
arrest warrant without first obtaining a search warrant. As set forth above,
the two exceptions to the warrant requirement are consent and exigent
circumstances. There is no dispute that no consent was given to enter the
residence. The State does, however, mention in its memorandum contra the
motion to suppress that law enforcement was in hot pursuit of Burgess as
they entered the residence. The State bears the burden of establishing
exigency from the totality of the circumstances involved. State v. Letsche,
4th Dist. Ross No. 02CA2693, 2003-Ohio-6942, ¶ 20; citing Welsh v.
Wisconsin, 466 U.S. 740, 750, 104 S.Ct. 2091 (1984); State v. Sladeck, 132
Ohio App.3d 86, 724 N.E.2d 488 (1st Dist.1998); State v. Brooks, 10th Dist.
Franklin No. 94APA03–386, 1995 WL 390935 (June 27, 1995). One of the
exigent circumstances justifying a warrantless entry into a home is when
Meigs App. Nos. 18CA3, 18CA4, 18CA5 23
police are in “hot pursuit” of a fleeing suspect. See United States v. Santana,
427 U.S. 38, 42–43, 96 S.Ct. 2406 (1976).
{¶23} In State v. Howard, 75 Ohio App.3d 760, 774-775, 600 N.E.2d
809 (1991), this Court rejected an argument that the exigent circumstances,
or the hot pursuit exception to the warrant requirement, applied to an entry
by law enforcement into a residence of a third party to execute an arrest
warrant upon a nonresident. In Howard, the suspect named in the arrest
warrant was not in a public place when first observed by the officer, but
rather was observed inside the residence as the officer peered through a
window of the residence. Id. at 775. In rejecting the State’s hot pursuit
argument, we distinguished the case factually from cases like Warden v.
Hayden, supra, where the United States Supreme Court recognized the right
of police to make a warrantless entry in order to arrest a robber where the
police had probable cause to believe the robber had entered the house just
five minutes before they arrived on the scene, and United States v. Santana,
where faced with a fact pattern involving a suspect initially standing in the
doorway of her home and then retreating to the interior of her home, the
Court found that the suspect was located in a public place while standing in
her doorway, and that she could not thwart her arrest by retreating from a
public place to a private place. Howard at 774–775. The Santana court
Meigs App. Nos. 18CA3, 18CA4, 18CA5 24
ultimately determined that the police were in hot pursuit and that a
warrantless entry into the residence was permitted. Id. at 775.
{¶24} Here, law enforcement officers went to the residence located at
303 5th Street, Racine, Ohio, to execute arrest warrants upon Appellant, who
they believed was renting the residence from Chad Diddle, and upon Jeremy
Burgess, who they believed was also staying there. The record reflects that
upon arriving at the residence, law enforcement set up a perimeter and began
surveillance. While conducting surveillance, a vehicle fitting the description
of the vehicle driven by Burgess arrived and entered the residence. Because
law enforcement only saw him from behind and could not positively identify
him, they waited outside with a plan to arrest him when he exited the house.
However, when Burgess exited the house, he quickly ran to his car and then
turned around and ran back into the house. Because law enforcement
officers were able to see his face at that time and positively identify him,
they pursued him into the residence and arrested him.2 Thus, Burgess
initially arrived at the residence from a public place and entered, and then
exited back into a public place (his vehicle) and once again re-entered the
residence. Applying the reasoning above to these facts, it appears the hot
pursuit, or exigent circumstances, exception to the warrant requirement
2
Both Agents Gilkey and Stewart testified that they knocked on the door and announced their presence
upon entering the residence.
Meigs App. Nos. 18CA3, 18CA4, 18CA5 25
applied so as to allow law enforcement to enter the dwelling of a third party
(Appellant), without first obtaining a search warrant or obtaining consent, to
execute an arrest warrant upon a nonresident (Burgess).
{¶25} We further note that because law enforcement officers were
present at the residence to also execute an arrest warrant upon Appellant,
who they reasonably believed was a resident, their entry was further
justified. As this Court previously acknowledged in Howard, “* * * an
arrest warrant alone will suffice to enter a suspect’s own residence to effect
his arrest.” Howard at 776; quoting Steagald, supra; citing Payton v. New
York, supra. A review of the record indicates law enforcement went to the
residence in question to arrest both Appellant and Burgess. Although
Appellant was not actually in the residence at the time, there is no indication
law enforcement knew he was not there, but only that while conducting
surveillance, Burgess happened to show up as well. Further, the record
indicates while pursuing Burgess into the residence, the officers knocked on
the door, which caused the door to partially open, and then announced their
presence upon entering, despite the fact they were operating under the hot
pursuit provision of the exigent circumstances exception to the warrant
requirement.
Meigs App. Nos. 18CA3, 18CA4, 18CA5 26
{¶26} We now must consider whether the items observed inside the
residence, in plain view, established probable cause for the subsequent
issuance of a search warrant of the residence. The “plain view” doctrine is a
judicially recognized exception to the Fourth Amendment's warrant
requirement. See State v. Akron Airport Post No. 8975, VFW of the US, 19
Ohio St.3d 49, 51, 482 N.E.2d 606 (1985). A warrantless search or seizure
by a law enforcement officer of an object in plain view does not violate the
Fourth Amendment if (1) the officer did not violate the Fourth Amendment
in arriving at the place from which the object could be plainly viewed; (2)
the officer has a lawful right of access to the object; and (3) the
incriminating nature of the object is immediately apparent. State v. Hunter,
8th Dist. Cuyahoga No. 92032, 2009–Ohio–4194, ¶ 12; citing State v.
Steward, 8th Cuyahoga Dist. No. 80993, 2003–Ohio–1337; Horton v.
California, 496 U.S. 128, 136–137, 110 S.Ct. 2301(1990); State v. Wilmoth,
1 Ohio St.3d 118, 438 N.E.2d 105 (1982); State v. Williams, 55 Ohio St.2d
82, 377 N.E.2d 1013 (1978). “The ‘immediately apparent’ requirement of
the ‘plain view’ doctrine is satisfied when police have probable cause to
associate an object with criminal activity.” State v. Halczyszak, 25 Ohio
St.3d 301, 496 N.E.2d 925, paragraph three of the syllabus (1986). “In
ascertaining the required probable cause to satisfy the ‘immediately
Meigs App. Nos. 18CA3, 18CA4, 18CA5 27
apparent’ requirement, police officers may rely on their specialized
knowledge, training and experience[.]” Id. at paragraph four of the syllabus.
{¶27} In light of our conclusion that law enforcement lawfully
entered the residence in execution of the arrest warrant on Jeremy Burgess,
the evidence they observed in plain view, consisting of multiple baggies of a
substance appearing to be heroin, was properly used as probable cause for
the subsequent issuance of the search warrant that was granted for a full
search of the residence. Thus, and in light of the foregoing, we conclude
that the trial court’s decision denying Appellant’s motion to suppress the
results of the search was supported by competent, credible evidence.
Accordingly, Appellant’s sixth pro se assignment of error is without merit.
PRO SE ASSIGNMENTS OF ERROR V AND VII
{¶28} We address Appellant's fifth and seventh pro se assignments of
error in conjunction with one another for ease of analysis. In his fifth pro se
assignment of error, Appellant questions whether his trial counsel was
ineffective due to either not finishing, or waiving, his suppression hearing.
In his seventh pro se assignment of error. Appellant questions whether the
trial court abused its discretion when it didn't insure he had a full
suppression hearing and that his constitutional rights were protected.
Meigs App. Nos. 18CA3, 18CA4, 18CA5 28
{¶29} With respect to Appellant's argument regarding defense
counsel, we note that criminal defendants have a right to counsel, including
a right to the effective assistance from counsel. McMann v. Richardson, 397
U.S. 759, 770, 90 S.Ct. 1441 (1970); State v. Stout, 4th Dist. Gallia No.
07CA5, 2008-Ohio-1366, ¶ 21. To establish constitutionally ineffective
assistance of counsel, a defendant must show (1) that his counsel's
performance was deficient and (2) that the deficient performance prejudiced
the defense and deprived him of a fair trial. Strickland v. Washington, 466
U.S. 668, 687, 104 S.Ct. 2052 (1984); State v. Issa, 93 Ohio St.3d 49, 67,
752 N.E.2d 904 (2001); State v. Goff, 82 Ohio St.3d 123, 139, 694 N.E.2d
916 (1998). “In order to show deficient performance, the defendant must
prove that counsel's performance fell below an objective level of reasonable
representation. To show prejudice, the defendant must show a reasonable
probability that, but for counsel's error, the result of the proceeding would
have been different.” State v. Conway, 109 Ohio St.3d 412, 2006-Ohio-
2815, 848 N.E.2d 810, ¶ 95 (citations omitted). “Failure to establish either
element is fatal to the claim.” State v. Jones, 4th Dist. Scioto No. 06CA3116,
2008-Ohio-968, ¶ 14. Therefore, if one element is dispositive, a court need
not analyze both. State v. Madrigal, 87 Ohio St.3d 378, 389, 2000-Ohio-448,
Meigs App. Nos. 18CA3, 18CA4, 18CA5 29
721 N.E.2d 52, (stating that a defendant's failure to satisfy one of the
elements “negates a court's need to consider the other”).
{¶30} When considering whether trial counsel's representation
amounts to deficient performance, “a court must indulge a strong
presumption that counsel's conduct falls within the wide range of reasonable
professional assistance.” Strickland at 689. Thus, “the defendant must
overcome the presumption that, under the circumstances, the challenged
action might be considered sound trial strategy.” Id. “A properly licensed
attorney is presumed to execute his duties in an ethical and competent
manner.” State v. Taylor, 4th Dist. Washington No. 07CA11, 2008-Ohio-
482, ¶ 10; citing State v. Smith, 17 Ohio St.3d 98, 100, 477 N.E.2d 1128(1985). Therefore, a defendant bears the burden to show ineffectiveness by
demonstrating that counsel's errors were so serious that he or she failed to
function as the counsel guaranteed by the Sixth Amendment. State v.
Gondor, 112 Ohio St.3d 377, 2006-Ohio-6679, 860 N.E.2d 77, ¶ 62; State v.
Hamblin, 37 Ohio St.3d 153, 524 N.E.2d 476 (1988).
{¶31} To establish prejudice, a defendant must demonstrate that a
reasonable probability exists that but for counsel's errors, the result of the
trial would have been different. State v. White, 82 Ohio St.3d 16, 23, 693
N.E.2d 772 (1998); State v. Bradley, 42 Ohio St.3d 136, 538 N.E.2d 373Meigs App. Nos. 18CA3, 18CA4, 18CA5 30
(1989), paragraph three of the syllabus. Furthermore, courts may not simply
assume the existence of prejudice, but must require that prejudice be
affirmatively demonstrated. See State v. Clark, 4th Dist. Pike No. 02CA684,
2003-Ohio-1707, ¶ 22; State v. Tucker, 4th Dist. Ross No. 01CA2592, 2002-
Ohio-1597; State v. Kuntz, 4th Dist. Ross No. 1691, 1992 WL 42774.
{¶32} With respect to Appellant's argument related to the trial court,
we note that an “abuse of discretion” means that the court acted in an
“ ‘unreasonable, arbitrary, or unconscionable’ ” manner or employed “ ‘a
view or action that no conscientious judge could honestly have taken.’ ”
State v. Kirkland, 140 Ohio St.3d 73, 2014-Ohio-1966, 15 N.E.3d 818, ¶ 67;
quoting State v. Brady, 119 Ohio St.3d 375, 2008-Ohio-4493, 894 N.E.2d
671, ¶ 23. A trial court generally abuses its discretion when it fails to
engage in a “ ‘sound reasoning process.’ ” State v. Morris, 132 Ohio St.3d
337, 2012-Ohio-2407, 972 N.E.2d 528, ¶ 14; quoting AAAA Ents., Inc. v.
River Place Community Urban Redevelopment Corp., 50 Ohio St.3d 157,
161, 553 N.E.2d 597 (1990). Additionally, “[a]buse-of-discretion review is
deferential and does not permit an appellate court to simply substitute its
judgment for that of the trial court.” State v. Darmond, 135 Ohio St.3d 343,
2013-Ohio-966, 986 N.E.2d 971, ¶ 34. We are mindful, however, that no
court has the authority, within its discretion, to commit an error of law. State
Meigs App. Nos. 18CA3, 18CA4, 18CA5 31
v. Boone, 2017-Ohio-843, 85 N.E.3d 1227 (10th Dist.), ¶ 9; citing State v.
Moncrief, 10th Dist. Franklin No. 13AP-391, 2013-Ohio-4571, ¶ 7. See also
2–J Supply Co. Inc. V. Garrett & Parker, LLC, 4th Dist. Highland No.
13CA29, 2015-Ohio-2757, ¶ 9.
{¶33} As set forth above, Appellant had three different attorneys
during the proceedings below. His first attorney filed two suppression
motions, one dealing with statements made by Appellant while utilizing the
recorded telephone lines in the jail, and the other dealing with the search of a
residence located at 303 5th Street, Racine, Ohio, alleged by the State to be
Appellant's residence. A combined suppression hearing was held on both
issues, with Appellant's second attorney in attendance. The transcript from
the hearing indicates counsel for both parties and the court all agreed that the
legal issues surrounding the admission of Appellant's recorded statements on
the jail telephone system could be argued in the form of written briefs
submitted to the court for decision. Written briefs were thereafter submitted.
{¶34} However, a hearing was actually held on the issue of the
suppression of the search. As indicated above, the State put on two
witnesses, both agents with the Gallia/Meigs Major Crimes task force that
were involved in the service of the arrest warrant on Burgess and the
subsequent search of the residence at issue located in Racine, Ohio. Defense
Meigs App. Nos. 18CA3, 18CA4, 18CA5 32
counsel cross-examined both of the State's witnesses before the hearing was
concluded. Although defense counsel reserved the right to reconvene the
hearing, if necessary, in two weeks, that request was never made by
Appellant's second counsel. A final pre-trial hearing was held on October 8,
2015, where suppression was discussed and the trial court denied the
pending motions from the bench. There was no indication from Appellant's
second counsel at that time that he desired a further hearing on the pending
motions. In fact, it was not until November 13, 2015, when Appellant's third
counsel entered the case, that a request was made for a continued
suppression hearing. At this point nearly three months had passed since the
suppression hearing, and the trial court had already orally denied the
motions a month earlier at the final pre-trial hearing.
{¶35} Based on these facts, we find no error or abuse of discretion on
the part of the trial court in refusing to permit further hearing on the
suppression issues. Further, in light of our determination under Appellant's
second pro se assignment of error above, which found the trial court
properly denied Appellant's motion to suppress the search of the residence,
we cannot conclude that Appellant received ineffective assistance of trial
counsel for failing to resume the suppression hearing. The failure to resume,
or permit resumption, of the hearing, in our view, did not affect the outcome
Meigs App. Nos. 18CA3, 18CA4, 18CA5 33
of the proceedings. Accordingly, we find no merit to these assignments of
error.
PRO SE ASSIGNMENT OF ERROR VIII
{¶36} In his eighth pro se assignment of error, Appellant questions
whether he is actually innocent. The issue he presents for review is: "Am I
actually innocent?" In this assignment of error, Appellant reasserts the
argument that he did not receive a full and fair suppression hearing and he
questions the credibility of the evidence and testimony introduced at trial,
suggesting that the State's witnesses were admitted drug users and drug
dealers who were trying to obtain a plea deal. The State contends Appellant
is essentially arguing that his convictions are not supported by sufficient
evidence. Based upon the wording of Appellant's arguments, we agree.
{¶37} However, as noted by the State, Appellant's appellate counsel
raised a sufficiency of the evidence argument under the second assignment
of error herein, alleging the State failed to present sufficient evidence to
support Appellant's convictions for engaging in a pattern of corrupt activity.
As will be more fully discussed below, this Court has determined that those
convictions were supported by sufficient evidence. Further, the other
trafficking in drugs and possession of drugs offenses of which Appellant was
also convicted served as the underlying offenses for the engaging in a
Meigs App. Nos. 18CA3, 18CA4, 18CA5 34
pattern of corrupt activity convictions, which we have found were supported
by sufficient evidence. As such, we find no merit to Appellants' eighth and
final pro se assignment of error. Accordingly it is overruled.
ASSIGNMENT OF ERROR I
{¶38} We next address the assignments of error raised by appellate
counsel. In his first assignment of error raised by appellate counsel,
Appellant contends that the trial court erred in failing to merge, for purposes
of sentencing, counts which he claims constituted allied offenses of similar
import. Appellant specifically contends that the trial court erred in failing to
merge the offenses of trafficking and possession of heroin that occurred on
September 4, 2014, alleging the offenses were not committed with a separate
animus. The State argues the trial court did not err in refusing to merge
those counts for purposes of sentencing, arguing the offenses did not arise
from the same conduct, and because they were committed separately or with
a separate animus.
Standard of Review
{¶39} The Double Jeopardy Clause of the Fifth Amendment to the
United States Constitution provides that no person shall “be subject for the
same offense to be twice put in jeopardy of life or limb,” and this protection
applies to Ohio citizens through the Fourteenth Amendment and is
Meigs App. Nos. 18CA3, 18CA4, 18CA5 35
additionally guaranteed by Article I, Section 10 of the Ohio Constitution.
State v. Neal, 57 N.E.3d 272, 2016-Ohio-64, ¶ 50 (4th Dist.). This
constitutional protection prohibits multiple punishments for the same
offense. North Carolina v. Pearce, 395 U.S. 711, 717, 89 S.Ct. 2072 (1969),
overruled on other grounds, Alabama v. Smith, 490 U.S. 794, 109 S.Ct.
2201 (1989).
{¶40} “R.C. 2941.25 codifies the protections of the Double Jeopardy
Clause of the Fifth Amendment to the United States Constitution and
Section 10, Article I of the Ohio Constitution, which prohibits multiple
punishments for the same offense.” State v. Pickett, 4th Dist. Athens No.
15CA13, 2016-Ohio-4593, ¶ 54; quoting State v. Underwood, 124 Ohio
St.3d 365, 2010-Ohio-1, 922 N.E.2d 923, ¶ 23; accord State v. Miranda, 138
Ohio St.3d 184, 2014-Ohio-451, 5 N.E.3d 603; State v. Washington, 137
Ohio St.3d 427, 2013-Ohio-4982, 999 N.E.2d 661, ¶ 11. R.C. 2941.25
provides:
“(A) Where the same conduct by defendant can be construed to
constitute two or more allied offenses of similar import, the
indictment or information may contain counts for all such
offenses, but the defendant may be convicted of only one.
Meigs App. Nos. 18CA3, 18CA4, 18CA5 36
(B) Where the defendant's conduct constitutes two or more
offenses of dissimilar import, or where his conduct results in
two or more offenses of the same or similar kind committed
separately or with a separate animus as to each, the indictment
or information may contain counts for all such offenses, and the
defendant may be convicted of all of them.”
{¶41} As noted in Pickett, the Supreme Court of Ohio, in State v.
Ruff, 143 Ohio St.3d 114, 2015-Ohio-995, 34 N.E.3d 892, instructed that
courts conduct a three-part inquiry to determine whether offenses are allied
offenses of similar import within the meaning of R.C. 2941.25:
“(1) Were the offenses dissimilar in import or significance? (2)
Were they committed separately? and (3) Were they committed
with separate animus or motivation? Pickett, supra, at ¶ 55. An
affirmative answer to any of the above will permit separate
convictions. Id. The conduct, the animus, and the import must
all be considered.” Id.; quoting State v. Earley, 145 Ohio St.3d
281, 2015-Ohio-4615, 49 N.E.3d 266, ¶ 12; citing State v. Ruff
at ¶ 31 and paragraphs one, two, and three of the syllabus.
{¶42} Offenses are of dissimilar import “if they are not alike in their
significance and their resulting harm.” Pickett, at ¶ 56; quoting Ruff at ¶ 21.
Meigs App. Nos. 18CA3, 18CA4, 18CA5 37
Thus, “two or more offenses of dissimilar import exist within the meaning of
R.C. 2941.25(B) when the defendant's conduct constitutes offenses
involving separate victims or if the harm that results from each offense is
separate and identifiable.” Ruff at ¶ 23. Trial court decisions regarding allied
offenses determinations are generally reviewed de novo. State v. Williams,
134 Ohio St.3d 482, 2012-Ohio-5699, 983 N.E.2d 1245, ¶ 8. We further
note that the defendant bears the burden to establish that R.C. 2941.25
prohibits multiple punishments. State v. Washington, 137 Ohio St.3d 427,
2013-Ohio-4982, 999 N.E.2d 661, ¶ 18; citing State v. Mughni, 33 Ohio
St.3d 65, 67, 514 N.E.2d 870 (1987).
Legal Analysis
{¶43} Here, as a result of the search of his residence on September 4,
2014, Appellant was indicted and found guilty of two counts of trafficking in
heroin and one count of possession of heroin. Appellant was also found
guilty of several other counts of trafficking in heroin; however, the ones at
issue under this assignment of error only relate to the charges arising from
the September 4, 2014 search. More specifically, in case no. 14CR173,
Appellant was found guilty of second-degree trafficking in heroin in
violation of R.C. 2925.03(A)(1) and (C)(6)(a) (hereinafter “trafficking count
one”) and second-degree possession of heroin in violation of R.C.
Meigs App. Nos. 18CA3, 18CA4, 18CA5 38
2925.11(A) and (C)(6)(a), both occurring on September 4, 2014. Appellant
was also found guilty, in case no. 14CR232, of second-degree felony
trafficking in heroin in violation of R.C. 2925.03(A)(2) (hereinafter
“trafficking count two”), also occurring on September 4, 2014. The trial
court merged the trafficking counts for purposes of sentencing and sentenced
Appellant to a mandatory eight-year term of imprisonment. Appellant was
sentenced to an eight-year term of imprisonment on the possession count,
which the trial court refused to merge with the trafficking counts, despite the
urging of defense counsel.
{¶44} R.C. 2925.03 governs trafficking offenses and provides, in
pertinent part, as follows with respect to both trafficking counts:
"(A) No person shall knowingly do any of the following:
(1) Sell or offer to sell a controlled substance or a controlled
substance analog;
(2) Prepare for shipment, ship, transport, deliver, prepare for
distribution, or distribute a controlled substance or a controlled
substance analog, when the offender knows or has reasonable
cause to believe that the controlled substance or a controlled
substance analog is intended for sale or resale by the offender
or another person."
Meigs App. Nos. 18CA3, 18CA4, 18CA5 39
R.C. 2925.11(A) governs drug possession offenses and provides, in pertinent
part, as follows:
"(A) No person shall knowingly obtain, possess, or use a
controlled substance or a controlled substance analog."
{¶45} Appellant argues on appeal that the possession count should
have merged with the merged trafficking counts, arguing that there was no
evidence presented at trial indicating Appellant possessed the heroin to use,
or that he was a drug user. Appellant further argues that the State
specifically argued during sentencing that the evidence was clear that
Appellant was not a drug user. The State argues the possession count does
not merge with the trafficking counts because the offenses did not arise from
the same conduct, and because they were committed separately and with a
separate animus.
{¶46} The record reveals that trafficking count one stemmed from
heroin that was found downstairs that was individually packaged, which was
sold or offered to be sold. Trafficking count two stemmed from heroin that
was found downstairs in another location that was individually packaged and
prepared for shipment, transport, delivery, or distribution. Both of these
trafficking counts stemmed from law enforcement finding, collectively,
fifty-three baggies of individually wrapped heroin in two different locations
Meigs App. Nos. 18CA3, 18CA4, 18CA5 40
in the downstairs of Appellant’s residence. The total amount of heroin
found in these two downstairs locations was 20.9 grams. Conversely, the
possession count stemmed from 24.94 grams of heroin found in an upstairs
bedroom closet of the same residence that was not individually packaged.
Thus, the total amount of heroin found in Appellant's residence was 45.84
grams and the total amount is what was cited in each of the separate offenses
contained in the indictments and was apparently used to justify elevating the
felonies to higher levels than the base fifth-degree felony as provided for in
the statutes. This combined amount of 45.84 grams is referenced as well in
the "More Particular Bill of Particulars" filed by the State in each individual
case.3
{¶47} Appellant argues that under the Ruff analysis, all of these
offenses should have merged because, under the first prong of Ruff, they
were not dissimilar in import or significance, as they did not involve
separate victims and no separate or identifiable harm resulted. Appellant
3
Both the trafficking in heroin count and possession of heroin count contained in the lower case no.
14CR173, which are at issue under this assignment of error, were originally charged in the indictment as
first-degree felonies. In order to constitute a first-degree felony, the gram weight must be 50 grams or
higher. Just prior to trial, Appellant filed a motion to dismiss these two trafficking counts based on the
insufficiency of the gram weight, which was 45.84 grams, not 50. The State opposed the motion. The trial
court denied the motion but noted the error and stated it could be corrected by amending the indictment.
While there is no indication in the record that the indictment was amended, it appears the jury was
instructed on second-degree felonies as to each count, rather than first-degree felonies. The verdict forms
further demonstrate that Appellant was found guilty of second-degree felonies, rather than first-degree
felonies, with specific findings by the jury that Appellant trafficked and possessed an amount of heroin
between 10 grams and under 50 grams. There is no argument raised related to this issue on appeal. We
merely note it to explain the discrepancy in the record.
Meigs App. Nos. 18CA3, 18CA4, 18CA5 41
argues that under the second prong of Ruff, the offenses were not committed
separately, noting the drugs were recovered on the same day, in the same
house and were the same substance. Appellant argues, under the third prong
of Ruff, that the crimes were not committed with a separate animus, as all of
the evidence presented at trial indicated a single motivation by Appellant,
which was to traffic heroin. Quoting from the sentencing transcript,
Appellant points out the following argument made by the State during
sentencing:
“The testimony was pretty clear that uh the Defendant was not a
drug user. He was here purely to traffic in drugs.”
{¶48} The State argues, under the first step of the Ruff analysis,
which requires consideration of whether the offenses were committed with
similar import or significance, that the victim for each of the offenses is the
same, and the victim is society. However, the State contends that the
resulting harm from the offenses is separate and identifiable. The State
argues the harm resulting from the trafficking counts is to other individuals
who would then possess and traffic the heroin themselves or use it. The
State argues that the harm resulting from the possession was different in that
no other individuals were harmed by Appellant merely possessing the
heroin. The State makes no argument that Appellant was harmed by the
Meigs App. Nos. 18CA3, 18CA4, 18CA5 42
possession of the heroin or that he intended it for his personal use. Rather,
the State argues other individuals would be “harmed or potentially harmed
when Appellant sells or ships that heroin to others.” Based upon this
reasoning, the State argues the offenses at issue, under these facts, were of
dissimilar import or significance.
{¶49} The State argues under the second step of the Ruff analysis that
the offenses were committed separately, and argues the fact that the drugs at
issue were recovered on the same day, in the same house and were the same
substance, does not equate to the offenses not being committed separately.
The State argues that Appellant took active steps to engage in trafficking of
the heroin found downstairs, which was individually packaged for sale. It
further argues there was no evidence Appellant took any steps to engage in
trafficking of the heroin found in ball form upstairs.
{¶50} The State argues, under the third step of the Ruff analysis, that
the trafficking and possession counts here were committed with a separate
animus and motivation. The State argues that Appellant took active steps to
prepare the specific heroin that was the subject of the trafficking counts for
sale or shipment, but that he did not possess the heroin that is the subject of
the possession offense with the same animus or motivation. The State
argues that “[w]hile Appellant likely would have trafficked the heroin that
Meigs App. Nos. 18CA3, 18CA4, 18CA5 43
was found upstairs, he took no active steps to traffic that heroin and
possessed no immediate motive to traffic that heroin.” The State further
argues that speculation that Appellant would have trafficked the heroin at
some point in the future is not enough to support a charge of trafficking in
heroin, and that Appellant merely possessed the heroin found upstairs “with
the animus or motivation to simply possess it at that time.”
{¶51} The State relies upon State v. Rodriguez, 2016-Ohio-452, 59
N.E.3d 619 in support of its arguments. Rodriguez was sentenced separately
for trafficking, stemming from the seizure of marijuana from his associate’s
backpack shortly after leaving Rodriguez’s residence, and possession of
marijuana, stemming from the subsequent discovery of marijuana found in
Rodriguez’s apartment shortly thereafter. Id. at ¶ 34. The Rodriguez court
refused to merge the trafficking and possession counts for purposes of
sentencing, arguing that there was no evidence in the record Rodriguez
possessed and trafficked the marijuana with a single animus, for the purpose
of trafficking. Id. at ¶ 28. The court went on to note that possession of drugs
and trafficking of drugs are not always allied offenses of similar import
when they are committed separately or where a different animus or
motivation is present. Id. at ¶ 30. The State also relies on State v. Montoya,
12th Dist. Clermont No. CA2012-02-015, 2013-Ohio-3312, which found that
Meigs App. Nos. 18CA3, 18CA4, 18CA5 44
possession and trafficking of heroin were not allied offenses of similar
import where the defendant sold two to three balloons of heroin at a time but
retained additional balloons of heroin that were not sold or offered for sale.4
{¶52} Appellant argues the State’s reliance on Rodriguez is
misplaced, arguing that the present case is factually distinguishable from
Rodriguez as the record here clearly indicates that Appellant always
possessed the heroin at issue for purposes of trafficking. Appellant cites this
Court’s prior reasoning in State v. Shaw, 4th Dist. Scioto No. 07CA3190,
2008-Ohio-5910, which focused on whether the record showed the
defendant’s sole purpose in possessing drugs was to sell them. In Shaw, we
held that trafficking and possession of crack cocaine were allied offenses of
similar import where there was no evidence that the defendant intended to
retain a portion of the crack cocaine for personal use, and where the
defendant’s confession and the prosecutor’s statement indicated the
defendant possessed the drugs with the purpose of selling them. Id. at ¶ 14.
The State criticizes Appellant’s reliance on Shaw, arguing the law regarding
the analysis of allied offenses of similar import has changed since Shaw was
decided in 2008, and noting Shaw employed the two-step allied offenses
4
We note that the Montoya case does not delve into the question of whether the defendant was a drug user
himself, or whether there was evidence to indicate he retained the leftover drugs with an intent to use them
himself, which question we find pertinent to our analysis on appeal. Without more information, we cannot
say we agree with the result of Montoya.
Meigs App. Nos. 18CA3, 18CA4, 18CA5 45
analysis set forth in State v. Cabrales, which it argues has since been
replaced with the three-step analysis set forth in Ruff.
{¶53} As set forth in Rodriguez, supra, although it is possible to
possess a drug with the same animus and conduct necessary to traffic it,
once the drug is initially possessed, a separate animus “distinct in time,
supported by different conduct” can take place resulting in the additional
offense being committed separately. Id. at ¶ 29. Thus, possession and
trafficking offenses may be allied offenses of similar import, or not,
depending on the particular facts and motivations of those involved. After
contemplating the questions set forth in Ruff, we disagree with the trial
court’s conclusion that the possession offense should not merge with the
trafficking offenses. First, with respect to the first prong of the Ruff
analysis, we conclude the offenses were of similar import and significance.
The offenses of possession and trafficking in drugs, in this case heroin, are
similar in significance and import where, as is the case here, the victims of
the offense were the same and the harm was not separate and identifiable.
As conceded by both parties, the victims of these offenses is society in
general. We are not persuaded by the State’s argument that the possession
offense, under these facts (which include no indication Appellant was a drug
user himself), had a different victim than the trafficking offenses or resulted
Meigs App. Nos. 18CA3, 18CA4, 18CA5 46
in a separate, identifiable harm. Thus, we conclude based upon the facts
before us that the offenses herein are of similar import and significance.
{¶54} Second, with respect to the second prong of the Ruff analysis,
we cannot conclude that the offenses were committed separately. As argued
by Appellant, the trafficking and possession offenses at issue stemmed from
heroin found during a search of Appellant’s residence. All charges involve
drugs found on the same date, in the same residence, and involving the same
substance: heroin. While we agree with the State that these factors do not
automatically equate to the offenses not being committed separately, we
believe under the facts presently before us, they do. This case is factually
distinguishable from Rodriguez in that Rodguez's trafficking charge was
based upon drugs found in a backpack of his associate that were found
outside in a car, while the possession charge was based upon drugs found
inside his mother’s apartment. Id. ¶ 28. Here, all of the heroin was found
inside Appellant's residence, albeit in different locations. We believe this
situation is much more similar to the facts in State v. Shaw, supra, where
Shaw was charged with possession and trafficking of drugs after a traffic
stop led to the discovery of drugs on his person, and also in a C.D. case in
the vehicle he was driving. Shaw at *1. This court determined on appeal that
Shaw's sentences for trafficking and possession should have merged where
Meigs App. Nos. 18CA3, 18CA4, 18CA5 47
there was no evidence in the record to suggest he intended to retain a portion
of the drugs at issue for his own use. Id. at *5.
{¶55} We further reject the State’s argument that the offenses should
not merge because Appellant took active steps to traffic the heroin found
downstairs, but did not take active steps to traffic the heroin found upstairs.
Not only is there no evidence in the record indicating Appellant took active
steps to traffic the heroin that was the subject of the possession offense,
there is likewise no evidence in the record suggesting Appellant was a drug
user or committed the possession offense separately to use the heroin
himself. In light of Shaw, we believe this lack of evidence favors finding the
offenses were not committed separately, especially when considering the
analysis under the next step of the Ruff test.
{¶56} Finally, with respect to the third prong of the Ruff analysis, we
cannot conclude these offenses were committed with a separate animus or
motivation. While the State argued in its brief that Appellant possessed the
heroin at issue merely to possess it, it also conceded in its brief that
Appellant likely would have eventually trafficked it. As argued by
Appellant, there is simply no evidence in the record to suggest Appellant
was a drug user, or that his motivation in possessing the heroin found
upstairs was possessed for the purpose of personal use. In this regard, the
Meigs App. Nos. 18CA3, 18CA4, 18CA5 48
facts before us are directly on point with Shaw, supra. In fact, as set forth
above, the State explicitly argued as much at the sentencing hearing, stating
it was clear that Appellant’s purpose was “purely to traffic in drugs.” The
reasonable inference from the record before us is that Appellant and/or those
working for him simply had not packaged the upstairs heroin for sale yet.
Conversely, in Rodriguez, supra, at ¶ 28, the court noted that there was
nothing in the record before it “to establish that Rodriguez possessed the
marijuana and trafficked a portion of it with only one animus or motivation
* * *.” Here there is absolutely no evidence in the record Appellant was a
drug user or possessed with the motivation to use.
{¶57} Further, and contrary to the State’s argument, we believe the
analysis set forth in State v. Shaw, supra, is applicable to the facts presently
before us, despite the fact that it was released prior to the more detailed
allied offenses test set forth in Ruff. In reaching its decision, Shaw relied on
the reasoning of State v. Cabrales, 118 Ohio St.3d 54, 2008-Ohio-1625, 886
N.E.2d 181, for the proposition that trafficking and possession of drugs are
allied offenses of similar import. Shaw at ¶ 13; citing Cabrales at ¶ 31.
However, as noted in Shaw, the Cabrales test requires consideration of the
defendant's conduct to determine whether the offenses were committed
separately or with a separate animus. Id. at ¶ 14; citing Cabrales at ¶ 14. In
Meigs App. Nos. 18CA3, 18CA4, 18CA5 49
that regard, the Cabrales test is not unlike the test set forth in Ruff. In fact,
both the First and Eighth District Courts of Appeals have stated that the
conclusion reached in Cabrales survives the application of Ruff, and thus
they declined to depart from it. See State v. Bradley, 2015-Ohio-5421, 55
N.E.3d 580, ¶ 42 (8th Dist. 2015) and State v. Murph, 1st Dist. Hamilton No.
C-150263, 2015-Ohio-5076, ¶ 7. Thus, we find Shaw is still relevant,
instructive and applicable.
{¶58} In light of the foregoing, we conclude that the trial court erred
in failing to merge the possession of heroin with the already-merged
trafficking in heroin counts, for purposes of sentencing. For this reason, we
sustain Appellant's first assignment of error. Accordingly, we reverse the
trial court's imposition of sentences on these counts and remand this matter
to the trial court with instructions to impose a single, mandatory sentence of
eight years for the all three merged offenses.
ASSIGNMENT OF ERROR II
{¶59} In his second assignment of error raised by appellate counsel,
Appellant contends that his convictions for engaging in a pattern of corrupt
activity were not supported by sufficient evidence and that the trial court
erred in denying his Crim.R. 29(A) motion for acquittal. Appellant argues
the State did not present sufficient evidence that the monetary threshold of
Meigs App. Nos. 18CA3, 18CA4, 18CA5 50
$1,000.00 was reached for each of the charges as required by R.C.
2923.31(I)(2)(c). Appellant alternatively argues that the trial court failed to
properly instruct the jury with regard to the financial limitations required by
the statute and, as such, his convictions cannot stand because the jury was
never instructed on a critical element of the offense. The State contends that
Appellant’s convictions for engaging in a pattern of corrupt activity were
proven beyond a reasonable doubt, arguing that it presented sufficient
evidence of each element of the offense, including the monetary threshold
set forth in R.C. 2923.31(I)(2)(c). The State further contends that because
Appellant failed to object to the jury instructions regarding engaging in a
pattern of corrupt activity, the issue has not been preserved for appeal,
absent plain error.
Standard of Review
{¶60} Under Crim.R. 29(A), “[t]he court on motion of a defendant
* * *, after the evidence on either side is closed, shall order the entry of
acquittal * * *, if the evidence is insufficient to sustain a conviction of such
offense or offenses.” State v. Wright, 2016-Ohio-7654, 74 N.E.3d 695, ¶ 21
(4th Dist.). “A motion for acquittal under Crim.R. 29(A) is governed by the
same standard as the one for determining whether a verdict is supported by
sufficient evidence.” Id.; quoting State v. Tenace, 109 Ohio St.3d 255, 2006-
Meigs App. Nos. 18CA3, 18CA4, 18CA5 51
Ohio-2417, 847 N.E.2d 386, ¶ 37; State v. Husted, 2014-Ohio-4978, 23
N.E.3d 253, ¶ 10 (4th Dist.). “When a court reviews a record for
sufficiency, ‘[t]he relevant inquiry is whether, after viewing the evidence in
a light most favorable to the prosecution, any rational trier of fact could have
found the essential elements of the crime proven beyond a reasonable
doubt.’ ” Wright at ¶ 22; quoting State v. Maxwell, 139 Ohio St.3d 12, 2014-
Ohio-1019, 9 N.E.3d 930, ¶ 146; quoting State v. Jenks, 61 Ohio St.3d 259,
574 N.E.2d 492, paragraph two of the syllabus (1991); Jackson v. Virginia,
443 U.S. 307, 99 S.Ct. 2781 (1979). In making its ruling a court does not
weigh the evidence but simply determines whether the evidence, if believed,
is adequate to support a conviction. In other words, the motion does not test
the rational persuasiveness of the State's case, but merely its legal adequacy.
State v. Reyes–Rosales, 4th Dist. Adams No. 15CA1010, 2016-Ohio-3338,
¶ 15.
Legal Analysis
{¶61} As set forth above, Appellant contends that his convictions for
engaging in a pattern of corrupt activity were not supported by sufficient
evidence. Appellant’s argument, however, is limited to an argument the
State did not allege or prove the $1,000.00 monetary threshold required in
order to prove all of the elements of those offenses. Appellant also argues
Meigs App. Nos. 18CA3, 18CA4, 18CA5 52
that because the instructions provided to the jury did not inform the jury of
the $1,000.00 monetary threshold that must be met in order to prove the
offense of engaging in a pattern of corrupt activity, that his convictions
cannot stand. We begin our review by addressing the jury instruction
argument raised by Appellant.
{¶62} We initially note that Appellant was indicted and convicted on
multiple counts of trafficking in heroin, as well as possession of heroin,
which served as the predicate offenses for his two convictions of engaging in
a pattern of corrupt activity. R.C. 2923.32, Ohio’s RICO statute, provides in
section (A)(1) that “[n]o person employed by, or associated with, any
enterprise shall conduct or participate in, directly or indirectly, the affairs of
the enterprise through a pattern of corrupt activity or the collection of an
unlawful debt.” R.C. 2923.31 provides definitions for this chapter of the
Ohio Revised Code and provides in section (I)(2)(c) that “corrupt activity” is
defined as conduct constituting any of the following:
“Any violation of section 2907.21, 2907.22, 2907.31, 2913.02,
2913.11, 2913.21, 2913.31, 2913.32, 2913.34, 2913.42,
2913.47, 2913.51, 2915.03, 2925.03, 2925.04, 2925.05, or
2925.37 of the Revised Code, any violation of section 2925.11
of the Revised Code that is a felony of the first, second, third,
Meigs App. Nos. 18CA3, 18CA4, 18CA5 53
or fourth degree and that occurs on or after July 1, 1996, any
violation of section 2915.02 of the Revised Code that occurred
prior to July 1, 1996, any violation of section 2915.02 of the
Revised Code that occurs on or after July 1, 1996, and that, had
it occurred prior to that date, would not have been a violation of
section 3769.11 of the Revised Code as it existed prior to that
date, any violation of section 2915.06 of the Revised Code as it
existed prior to July 1, 1996, or any violation of division (B) of
section 2915.05 of the Revised Code as it exists on and after
July 1, 1996, when the proceeds of the violation, the payments
made in the violation, the amount of a claim for payment or for
any other benefit that is false or deceptive and that is involved
in the violation, or the value of the contraband or other property
illegally possessed, sold, or purchased in the violation exceeds
one thousand dollars, or any combination of violations
described in division (I)(2)(c) of this section when the total
proceeds of the combination of violations, payments made in
the combination of violations, amount of the claims for
payment or for other benefits that is false or deceptive and that
is involved in the combination of violations, or value of the
Meigs App. Nos. 18CA3, 18CA4, 18CA5 54
contraband or other property illegally possessed, sold, or
purchased in the combination of violations exceeds one
thousand dollars[.]”(Emphasis added).
{¶63} It appears from the record that Appellant was provided the
following jury instruction for engaging in a pattern of corrupt activity:
“Before you can find the Defendant guilty, you must find
beyond a reasonable doubt the defendant, from on or about July
28, 2014 to on or about September 4, 2014, and in Meigs
County, Ohio, while employed by or associated with an
enterprise knowingly conducted or participated in directly or
indirectly the affairs of the enterprise through a pattern of
corrupt activity or the conviction of [sic], for the collection of
an unlawful debt and at atleast [sic] one of the violations is a
felony of the first, second or third degree.”
The trial court then went on to provide definitions of the following terms:
“knowlingly,” “enterprise,” “conduct,” “participate,” “pattern of corrupt
activity,” and “corrupt activity.” The court defined “corrupt activity,” which
is the definition at issue here, as follows:
“Corrupt activity means engaging in, attempting to engage in,
conspiring to engage in or soliciting, coercing and intimidating
Meigs App. Nos. 18CA3, 18CA4, 18CA5 55
another person to engage in one (1) or more of certain criminal
offenses, namely the alleged instants [sic] of alleged corrupt
activity includes any offense of trafficking in heroin or a felony
one (1), two (2) or three (3) or four (4) possession of heroin.”
Thus, the trial court’s overall instruction and specific definition of corrupt
activity provided to the jury did not include language regarding the monetary
threshold of one thousand dollars that must be proven.
{¶64} The record reveals that Appellant did not object to the court's
jury instructions provided on the offenses of engaging in a pattern of corrupt
activity. Thus, we can recognize the error only if it constitutes plain error.
“To constitute plain error, a reviewing court must find (1) an error in the
proceedings, (2) the error must be a plain, obvious or clear defect in the trial
proceedings, and (3) the error must have affected ‘substantial rights’ (i.e.,
the trial court's error must have affected the trial's outcome).” State v.
Dickess, 174 Ohio App.3d 658, 2008–Ohio–39, 884 N.E.2d 92, ¶ 31 (4th
Dist.); citing State v. Hill, 92 Ohio St.3d 191, 749 N.E.2d 274 (2001) and
State v. Barnes, 94 Ohio St.3d 21, 27, 2002–Ohio–68, 759 N.E.2d 1240.
“Furthermore, notice of plain error must be taken with the utmost caution,
under exceptional circumstances, and only to prevent a manifest miscarriage
of justice.” Id.; citing State v. Landrum, 53 Ohio St.3d 107, 111, 559 N.E.2d
Meigs App. Nos. 18CA3, 18CA4, 18CA5 56
710 (1990) and State v. Long, 53 Ohio St.2d 91, 372 N.E.2d 804, paragraph
three of the syllabus (1978). “A reviewing court should notice plain error
only if the error seriously affects the fairness, integrity, or public reputation
of judicial proceedings.” Id.{¶65} “When we review a trial court's jury instructions, we may not
judge ‘a single instruction to a jury * * * in artificial isolation,’ but we must
view it ‘in the context of the overall charge.’ ” State v. Stephenson, 4th Dist.
Adams No. 12CA936, 2013–Ohio–771, ¶ 2; quoting State v. Madrigal, 87
Ohio St.3d 378, 396, 721 N.E.2d 52 (2000). “Thus, we must consider the
jury instructions ‘as a whole’ and then determine whether the jury charge
probably misled the jury in a manner materially affecting the complaining
party's substantial rights.” Id. As explained further by the Supreme Court of
Ohio:
“In determining the question of prejudicial error in instructions
to the jury, the charge must be taken as a whole, and the portion
that is claimed to be erroneous or incomplete must be
considered in its relation to, and as it affects and is affected by
the other parts of the charge. If from the entire charge it appears
that a correct statement of the law was given in such a manner
that the jury could not have been misled, no prejudicial error
Meigs App. Nos. 18CA3, 18CA4, 18CA5 57
results.” State v. Hardy, 28 Ohio St.2d 89, 92, 276 N.E.2d 247(1971).
“A defective jury instruction does not rise to the level of plain error unless
the defendant shows that the outcome of the trial clearly would have been
different but for the alleged erroneous instruction.” Dickess at ¶ 32; citing
State v. Campbell, 69 Ohio St.3d 38, 41, 630 N.E.2d 339 (1994) and
Cleveland v. Buckley, 67 Ohio App.3d 799, 805, 588 N.E.2d 912 (8th
Dist.1990).
{¶66} The Ohio Official Jury Instructions covering Ohio’s RICO
statutes contain two versions of jury instructions for engaging in a pattern of
corrupt activity, one civil and one criminal. The instruction provided to
Appellant herein was consistent with the criminal instruction provided in 2
OJI –CR 523.32(A)(1) overall. However, the criminal jury instruction for
this offense does reference the civil instruction for the offense, 1 OJI-CV
445.05, which includes a comment stating as follows:
“R.C. 2923.31(I). When incidents of corrupt activity under
R.C. 2923.31(E)(2)(b) and/or (c) are alleged, the financial
limitations set forth in those sections should be read or
summarized as well.”
Meigs App. Nos. 18CA3, 18CA4, 18CA5 58
Clearly, there was no instruction provided to the jury here regarding the
“financial limitations” or one thousand dollar threshold monetary
requirement. Thus, in this case, the trial court's instruction did contain an
error, or omission, in its definition of corrupt activity.
{¶67} The Ninth District Court of Appeals considered the exact
argument raised by Appellant herein, in State v. Wilson, 113 Ohio App.3d
737, 682 N.E.2d 5 (9th Dist.1996), holding that the failure to instruct the jury
on the monetary requirement constituted error. Wilson at 744. However,
because the court concluded the jury could not have found, based upon the
evidence before it, that the monetary requirement had not been met, had it
been properly instructed on the monetary requirement, the court reasoned
that the outcome of the trial court would not have been different but for the
error, and therefore declined to find plain error. Id.; see also State v. Nelson,
9th Dist. Summit No. 17525, 1996 WL 539201. Thus, in order to determine
whether the trial court’s error here resulted in plain error, we must undertake
a sufficiency analysis.
{¶68} A review of the record reveals that Appellant was convicted of
two counts of engaging in a pattern of corrupt activity. The first count was
identified as count number five in criminal case no. 14CR173 and specified
that the offense occurred between the dates of July 28, 2014, and September
Meigs App. Nos. 18CA3, 18CA4, 18CA5 59
4, 2014. The “More Particular Bill of Particulars” filed by the State
regarding this count alleged Appellant recruited heroin users and other
individuals to become his “runners” to sell heroin on his behalf. It alleged
that members of the enterprise included Appellant, Chad Diddle, Amber
Duffy, Jeremy Burgess and Theodore Brown. The bill referenced sales by
Diddle on behalf of Daboni on July 28, 2014, and August 16, 2014, where
Diddle sold .22 grams and 1.99 grams of heroin, respectively. The bill
further referenced a search of Daboni’s residence that occurred on
September 4, 2014, which resulted in the seizure of 11.04 grams of heroin in
individually wrapped baggies in one location downstairs, another 9.86 grams
of heroin in individually wrapped baggies in another location downstairs,
and an additional 24.94 grams of heroin in a location upstairs, that had not
been packaged for sale.
{¶69} The bill further stated “[t]he incidents forming the pattern of
corrupt activity are the other charges in this indictment: counts one through
four.” Count one charged Appellant with fifth-degree trafficking in heroin
on July 28, 2014, as a result of a controlled buy with Chad Diddle involving
.22 grams of heroin. Count two charged Appellant with fifth-degree
trafficking in heroin on August 16, 2014, as a result of a controlled buy with
Chad Diddle involving 1.99 grams of heroin. Count three charged Appellant
Meigs App. Nos. 18CA3, 18CA4, 18CA5 60
with first-degree trafficking in heroin on September 4, 2014, as a result of
search of Appellant’s residence which yielded a total of 45.84 grams of
heroin (found in the locations and quantities detailed above). Count four
charged Appellant with first-degree possession of heroin on September 4,
2014, and referenced the same heroin found that was the subject of count
three, totaling 45.84 grams.
{¶70} As noted by the State on appeal, testimony at trial
demonstrated that the value of the heroin purchased in the July 28, 2014,
controlled buy was approximately $80.00 and the value of the heroin
purchased in the August 16, 2014, controlled buy was approximately
$600.00. While no testimony was specifically provided regarding the value
of the 45.84 grams of heroin located during the search of the residence on
September 4, 2014, there was testimony in the record that the value of heroin
per gram in Meigs County in 2014 was $240.00 per gram when sold by the
gram and $400.00 when sold by one-tenth grams quantities. More
specifically, William Stewart, a member of the Major Crimes Task Force for
Gallia and Meigs counties, testified that the value of a tenth gram of heroin
was $40.00, a half gram was $120.00, and a gram was $240.00.
Additionally, Chad Diddle testified that he sold heroin for Appellant from
July to September 2014, and that he typically sold fifteen to sixteen grams of
Meigs App. Nos. 18CA3, 18CA4, 18CA5 61
heroin per day during that time in one-tenth gram increments for $40.00,
half gram increments for $120.00 and one gram increments for $220.00.
Employing simple math and applying it to the testimony, the jury could not
have concluded that the State failed to prove the monetary threshold amount
of $1,000.00 required by the statute. Thus, we cannot conclude that the trial
court’s failure to instruct the jury on the required monetary threshold
resulted in plain error as to the first count of engaging in a pattern of corrupt
activity.
{¶71} The second count was identified as count one, in a single count
indictment, in case no. 15CR023, and specified that the events occurred
between the dates of April 3, 2014, and May 23, 2014. The “More
Particular Bill of Particulars” filed by the State made the same general
allegations as the other count of engaging in a pattern of corrupt activity,
which referenced the activities of Appellant, Chad Diddle, Amber Duffy,
Jeremy Burgess and Theodore Brown. The bill specifically referenced sales
by Duffy on behalf of Appellant on April 8, 2014, May 1, 2014, and May
23, 2014, where Duffy sold .46 grams, 1 gram, and .93 grams of heroin,
respectively. It also referenced a sale by Theodore Brown on April 3, 2014,
which was dismissed prior to trial and not argued as a predicate offense for
this offense at trial. The bill further stated “[t]he incidents forming the
Meigs App. Nos. 18CA3, 18CA4, 18CA5 62
pattern of corrupt activity are the other charges in this indictment: counts
one through four.” However, this particular indictment did not include any
other charges.
{¶72} Applying the testimony regarding the value of the heroin at
that time in Meigs County, Ohio, the value of the controlled buys involving
Amber Duffy on behalf of Appellant amounts to approximately $600.00,
which falls short of the $1,000.00 monetary threshold set forth in the statute.
However, Duffy testified at trial that during the months of April and May of
2014, timeframes set forth in the indictment, she sold heroin for Appellant
daily. She testified that she usually sold twenty grams of heroin every two
days, or three days maximum. She said every two to three days she would
accumulate $4,800.00 from the heroin sales which she would give to
Appellant in exchange for more heroin to sell, as well as heroin for her own
personal use. In light of the foregoing, the jury could not have concluded
that the State failed to prove the monetary threshold amount of $1,000.00
required by the statute. Thus, we cannot conclude that the trial court’s
failure to instruct the jury on the required monetary threshold resulted in
plain error as to the second count of engaging in a pattern of corrupt activity.
{¶73} Further, in light of the above testimony and legal analysis, we
conclude both of Appellant’s convictions were supported by sufficient
Meigs App. Nos. 18CA3, 18CA4, 18CA5 63
evidence. As such, we cannot conclude that the trial court erred in denying
Appellant’s Crim.R. 29(A) motion for acquittal. Accordingly, having no
merit in either of the arguments raised under Appellant’s second assignment
of error, it is overruled.
ASSIGNMENT OF ERROR III
{¶74} In his third assignment of error raised by appellate counsel,
Appellant contends his right to a fair trial and due process was violated. He
raises four arguments under this assignment of error claiming as follows: 1)
the trial court erred when it failed to declare a mistrial when Appellant’s
presumption of innocence was eroded when multiple jurors saw him in his
orange jail jumpsuit; 2) the trial court erred when it failed to declare a
mistrial when the prosecutor elicited improper testimony in direct
contravention to the trial court’s ruling regarding Appellant’s motion in
limine to limit testimony regarding his ownership of cattle; 3) the trial court
erred when it failed to declare a mistrial when testimony revealed that there
were likely photographs related to the controlled buys that were not turned
over during discovery; and 4) the errors in the trial resulted in cumulative
error. The State contends the trial court did not err or abuse its discretion in
denying Appellant’s various motions for mistrial, and argues that the errors
alleged did not amount to cumulative error.
Meigs App. Nos. 18CA3, 18CA4, 18CA5 64
Standard of Review
{¶75} “Our analysis begins with the well-settled premise that the
decision whether to grant a mistrial rests within a trial court's sound
discretion, and its decision will not be reversed absent an abuse of that
discretion.” State v. Daniels, 4th Dist. Scioto No. 11CA3423, 2011–Ohio–
5603, ¶ 10; see also State v. Kulchar, 4th Dist. Athens No. 10CA6, 2015–
Ohio-3703, ¶ 38. “ ‘A trial court abuses its discretion when it makes a
decision that is unreasonable, arbitrary, or unconscionable.’ ” State v.
Keenan, 143 Ohio St.3d 397, 2015–Ohio–2484, 38 N.E.3d 870, ¶ 7; quoting
State v. Darmond, 135 Ohio St.3d 343, 2013–Ohio–966, 986 N.E.2d 971,
¶ 34. In general a mistrial should not be granted based on an error or
irregularity unless an accused's substantial rights are adversely affected.
Daniels at ¶ 11; see also State v. Wharton, 4th Dist. Ross No. 09CA3132,
2010–Ohio–4775, ¶ 25.
Legal Analysis
{¶76} Appellant contends that the trial court erred and abused its
discretion in denying three different motions for mistrial based upon three
different grounds. Appellant further contends cumulative error from the
denial of these three motions occurred as a result. As such, we will examine
each alleged error or abuse of discretion separately.
Meigs App. Nos. 18CA3, 18CA4, 18CA5 65
Appearance Before Jurors in Jail Attire
{¶77} Appellant contends the trial court erred in denying his motion
for a mistrial that was made because of an incident that occurred on the
morning of the second day of trial in which three or four of the jurors saw
Appellant wearing his orange jail jumpsuit. A defendant cannot be
compelled to stand trial while dressed in prison attire. Estelle v. Williams,
425 U.S. 501, 512, 96 S.Ct. 1691 (1976). As the Court observed in Estelle,
however,
“[T]he courts have refused to embrace a mechanical rule
vitiating any conviction, regardless of the circumstances, where
the accused appeared before the jury in prison garb. Instead,
they have recognized that the particular evil proscribed is
compelling a defendant, against his will, to be tried in jail
attire.” (Emphasis added.) Id. at 507.
Similarly, a defendant may not be tried in visible physical restraints in the
absence of a particularized need such as “physical security, escape
prevention, or courtroom decorum.” Deck v. Missouri, 544 U.S. 622, 628,
125 S.Ct. 2007 (2005). Thus, cases analyzing prejudice caused by jurors
viewing a defendant in physical restraints are analogous to cases involving
jurors viewing a defendant in prison attire. When a jury's view of the
Meigs App. Nos. 18CA3, 18CA4, 18CA5 66
defendant in restraints is “brief, inadvertent, and outside the courtroom,”
there is but a slight risk of prejudice. State v. Kidder, 32 Ohio St.3d 279,
286, 513 N.E.2d 311 (1987).
{¶78} Here, the record indicates a motion was filed prior to trial
requesting Appellant be permitted to wear regular clothing for trial. That
motion was granted. However, on the morning of the second day of trial
three or four jurors saw Appellant wearing his orange jail jumpsuit while
being transported through the courthouse in his wheelchair into the law
library to change into different clothes. The record indicates the trial was
taking place in a very small courthouse and that the jury room was located
right beside the law library. The record further indicates the incident was
brief, accidental, and occurred outside of the courtroom and prior to the start
of trial that day. Further, there is no evidence in the record to indicate the
jurors that saw Appellant informed the rest of the jury of the incident. Thus,
it does not appear that the full jury was aware Appellant was actually in
custody during trial.
{¶79} Applying the foregoing legal reasoning to the facts before us,
we cannot conclude that the trial court's decision denying Appellant's motion
on this ground was unreasonable, arbitrary, or unconscionable. See State v.
Halsell, 9th Dist. Summit No. 24464, 2009-Ohio-4166, ¶ 9 ("Even assuming
Meigs App. Nos. 18CA3, 18CA4, 18CA5 67
that Defendant's handcuffs were visible during the break in proceedings and
that jurors were in the immediate area, the brief and inadvertent encounter
outside the courtroom caused minimal risk of prejudice to Defendant.");
State v. Flowers, 9th Dist. Summit No. 25841, 2012-Ohio-3783, ¶ 37
(finding no abuse of discretion in the trial court's denial of a motion for
mistrial where two jurors' view of the defendant in handcuffs was extremely
brief, inadvertent, and outside the courtroom); State v. Kidder, 32 Ohio St.3d
279513 N.E.2d 311 (1987) ("Although we recognize that no one should be
tried while shackled, absent unusual circumstances * * * we agree with the
view taken by several federal circuit courts that the danger of prejudice to
defendants is slight where a juror's view of defendants in custody is brief,
inadvertent and outside of the courtroom.") (internal citations omitted).
Missing Photographs/Discovery Violation
{¶80} Appellant also contends the trial court erred in denying his
motion for a mistrial that was made after it became apparent during trial that
there may have been some photographs related to the controlled buys that
formed the basis of the multiple trafficking in heroin counts. Appellant
argues that Task Force Director William Gilkey, Detective Justin Rice, and
Detective William Stewart all testified that it is standard procedure when
executing controlled drug buys to photograph the money used and the
Meigs App. Nos. 18CA3, 18CA4, 18CA5 68
contraband purchased. Appellant further notes that Director Gilkey testified
that photos were taken for each of the controlled buys and that everything in
the file was turned over to the prosecutor. The record bears out this
testimony. However, the only photos provided by the State as part of
discovery related to a single controlled buy involving Amber Duffy on April
8, 2014. Thus, Appellant moved for a mistrial based upon the grounds that
all discoverable information was not disclosed to the defense as required.
Appellant argues that despite the State's argument it turned over all of the
photos it had, it was subject to a standard of due diligence under Crim.R.
16(A).
{¶81} The State concedes the testimony, but states that "either the
photographs were not provided to the prosecution, or the prosecution did not
provided [sic] those photographs to Appellant for some unknown reason."
However, the State notes that it did not attempt to introduce those
photographs into evidence at trial. The State further argues that photographs
related to evidence of controlled buys would not have been material to the
preparation of a defense, but would rather serve to implicate Appellant.
Nonetheless, the State concedes that "if such photographs existed," they
should have been provided to Appellant. There is no evidence in the record
Meigs App. Nos. 18CA3, 18CA4, 18CA5 69
before us that the missing photos were ever actually located after they were
discovered to be missing.
{¶82} As set forth by the State, Crim.R. 16 governs discovery and
provides in section (A) as follows;
"This rule is to provide all parties in a criminal case with the
information necessary for a full and fair adjudication of the
facts, to protect the integrity of the justice system and the rights
of defendants, and to protect the well-being of witnesses,
victims, and society at large. All duties and remedies are subject
to a standard of due diligence, apply to the defense and the
prosecution equally, and are intended to be reciprocal. Once
discovery is initiated by demand of the defendant, all parties
have a continuing duty to supplement their disclosures."
Under Crim.R. 16(L)(1), “[i]f at any time during the course of the
proceedings it is brought to the attention of the court that a party has failed
to comply with this rule or with an order issued pursuant to this rule, the
court may order such party to permit the discovery or inspection, grant a
continuance, or prohibit the party from introducing in evidence the material
not disclosed, or it may make such other order as it deems just under the
circumstances.” A trial court has broad discretion in determining a sanction
Meigs App. Nos. 18CA3, 18CA4, 18CA5 70
for a discovery violation, and a trial court's decision will not be reversed
absent an abuse of that discretion. See State ex rel. Duncan v. Middlefield,
120 Ohio St.3d 313, 2008–Ohio–6200, 898 N.E.2d 952, ¶ 27. “A trial court
abuses its discretion when it makes a decision that is unreasonable,
unconscionable, or arbitrary.” State v. Darmond, 135 Ohio St.3d 343, 2013–
Ohio–966, 986 N.E.2d 971, ¶ 34.
{¶83} In Darmond, the Supreme Court of Ohio set forth three factors
that govern a trial court's exercise of discretion in imposing a sanction for a
discovery violation by the State. Id. at ¶ 35. Per Darmond, these factors
include 1) whether the failure to disclose was a willful violation of Crim.R.
16; 2) whether foreknowledge of the undisclosed material would have
benefited the accused in the preparation of a defense; and 3) whether the
accused was prejudiced.
{¶84} Here, there is no evidence in the record that this discovery
violation was willful on the part of the State. In fact, when it was discovered
there were missing photos, it seemed just as much a surprise to the State as it
was to the defense. Although the State did have a duty of due diligence and
arguably should have realized there were photos taken that were not
provided to them, there is no evidence the violation was willful. Further, the
value of the missing photos in terms of the preparation of the defense is
Meigs App. Nos. 18CA3, 18CA4, 18CA5 71
doubtful, and as argued by the State, likely would have further implicated
Appellant rather than exculpated him. Finally, we cannot say that Appellant
was prejudiced by the violation. Upon realizing there were photos taken that
were not provided to the defense and that were unable to be located by the
State, the trial court offered to give a curative instruction to the jury
regarding the photos. However, defense counsel declined based upon a
theory that do so would serve to explain or justify the State's conduct, which
might be more damaging.5
{¶85} Based upon our consideration of the foregoing factors as
applied to the facts presently before us, we cannot conclude that the trial
court's handling of the discovery violation was unreasonable, arbitrary, or
unconscionable. Thus, we cannot conclude that the trial court abused its
discretion in denying the motion for mistrial based upon this ground. See
State v. Wilson, 6th Dist. Lucas No. L-02-1178, 2003-Ohio-2786, ¶ 10
(reasoning that although the State's failure to provide photographs before
trial constituted a discovery violation, because the defendant was not
5
The record reveals that the first time the State tried to introduce photos into evidence (photos that had
been provided to the defense), the introduction was confusing as the witness on the stand at that time was
not the person involved in that particular controlled buy and thus could not identify the subject matter of
the photos. Because the attempted introduction was less than artful, the defense argued any curative
instruction on the issue of the missing photos might serve to suggest the State had not erred in their attempt
to introduce the photos through the wrong witness, rather than to explain the fact that the State had not
provided other photos which it had a duty to provide.
Meigs App. Nos. 18CA3, 18CA4, 18CA5 72
prejudiced by the admission of the photographs, there was no abuse of
discretion by the trial court).
Mention of Ownership of Cattle
{¶86} Appellant also contends the trial court erred in denying his
motion for a mistrial that was made after the prosecution elicited testimony
from one its witnesses indicating Appellant owned cattle, despite a previous
motion in limine being filed on that very subject and an alleged
understanding by the parties that the order had been granted. The State does
not dispute that it was agreed there was to be no mention of Appellant's
ownership of cattle, however, it argues that the brief question and answer
was not intentional, and that Appellant was not prejudiced or denied a fair
trial by this brief reference to the ownership of cattle. As such, the State
argues that the prosecutor's conduct did not rise to the level of prosecutorial
misconduct.
{¶87} “The test for prosecutorial misconduct is whether the conduct
was improper and, if so, whether the rights of the accused were materially
prejudiced.” State v. Leonard, 4th Dist. No. 08CA24, 2009-Ohio-6191, ¶ 36;
citing State v. Smith, 97 Ohio St.3d 367, 2002-Ohio-6659, 780 N.E.2d 221,
¶ 45. “The ‘conduct of a prosecuting attorney during trial cannot be grounds
for error unless the conduct deprives the defendant of a fair trial.’ ” Id.;
Meigs App. Nos. 18CA3, 18CA4, 18CA5 73
quoting State v. Givens, 4th Dist. Washington No. 07CA19, 2008-Ohio-
1202, ¶ 28, in turn quoting State v. Gest, 108 Ohio App.3d 248, 257, 670
N.E.2d 536 (8th Dist.1995). “Prosecutorial misconduct constitutes
reversible error only in rare instances.” State v. Edgington, 4th Dist. Ross
No. 05CA2866, 2006-Ohio-3712, ¶ 18; citing State v. Keenan, 66 Ohio
St.3d 402, 405, 613 N.E.2d 203 (1993). “The ‘touchstone of analysis * * *
is the fairness of the trial, not the culpability of the prosecutor. * * * The
Constitution does not guarantee an “error free, perfect trial.” ’ ” Leonard at
¶ 36; quoting Gest at 257.
{¶88} A review of the trial transcript reveals that the prosecutor did
in fact ask a question of its witness that was likely to elicit a response
indicating Appellant owned cattle. Thus, we conclude the prosecutor's
actions constituted error. However, because we cannot conclude that the
error materially prejudiced Appellant, we cannot conclude that the
prosecutor's actions rose to the level of prosecutorial misconduct that
deprived Appellant of a fair trial.
{¶89} The record reveals that the prosecutor asked a prohibited
question one time to one witness. Thus, this was an isolated incident.
Further, despite the fact that all parties agreed there would be no mention of
Appellant's ownership of cattle, we find any connection between ownership
Meigs App. Nos. 18CA3, 18CA4, 18CA5 74
of cattle and the idea that such ownership must mean an individual is
wealthy to be tenuous at best in the current time in which we live. Further,
we are aware of no link between ownership of cattle and the commission of
drug offenses. As such, acknowledging the technical error, we find no
material prejudice to Appellant that deprived him of a fair trial. As such,
having found the prosecutor's actions did not rise to the level of
prosecutorial misconduct, we cannot conclude the trial court erred in
granting a mistrial on this ground.
Cumulative Error
{¶90} Finally, Appellant argues cumulative error based upon the
three grounds previously discussed under this assignment of error. Under
the doctrine of cumulative error, “a conviction will be reversed where the
cumulative effect of errors in a trial deprives a defendant of the
constitutional right to a fair trial even though each of [the] numerous
instances of trial court error does not individually constitute cause for
reversal.” State v. Garner, 74 Ohio St.3d 49, 64, 656 N.E.2d 623 (1995).
“Before we consider whether ‘cumulative errors’ are present, we must first
find that the trial court committed multiple errors.” State v. Harrington, 4th
Dist. Scioto No. 05CA3038, 2006-Ohio-4388, ¶ 57; citing State v. Goff, 82
Ohio St.3d 123, 140, 694 N.E.2d 916.
Meigs App. Nos. 18CA3, 18CA4, 18CA5 75
{¶91} Appellant alleges three underlying errors under this assignment
of error in support of his cumulative error argument. The alleged errors
include jurors seeing him in jail attire, a discovery violation, and the mention
of cattle in violation of an order prohibiting such. While we noted Appellant
was certainly entitled not to be compelled to stand trial before a jury while
wearing jail attire, a brief view by three or four jurors that was accidental
and occurred outside the courtroom did not deprive him of a fair trial.
Further, while we agreed that the State's failure to provide the missing
photos was a technical discovery violation, we could not conclude the
violation necessitated the granting of a mistrial where the State's action was
not willful and the missing photos did not impair preparation of a defense.
Finally, although we found the prosecutor's elicitation from its witness a
statement indicating Appellant owned cattle, we found the prosecutor's
actions did not rise to the level of prosecutorial misconduct which deprived
Appellant of a fair trial or should have resulted in a mistrial.
{¶92} Thus, despite finding three technical errors, none of the errors
were egregious and only one appears to have been intentional. Three such
errors in the course of a five-day trial involving ten criminal counts spanning
three different cases that were consolidated for trial does not rise to the level
of cumulative error. Thus, after reviewing the entirety of the proceedings
Meigs App. Nos. 18CA3, 18CA4, 18CA5 76
below, we do not find Appellant's convictions should be reversed because of
cumulative error.
Conclusion
{¶93} Having found that none of the errors identified herein
necessitated a mistrial or rose to the level of cumulative error, Appellant's
third assignment of error is overruled.
ASSIGNMENT OF ERROR IV
{¶94} In his fourth and final assignment of error raised by appellate
counsel, Appellant contends that his maximum, possible sentence on all
counts is not clearly and convincingly supported by the record. Appellant
argues the trial court erred when it sentenced him to the maximum possible
sentence available despite the record before it, which indicated Appellant
had no prior felony record, has work history in Columbus and has three
small children and a family to support. The State contends that the trial
court did not err in imposing maximum sentences on all counts, which it
contends were supported by the record, and further argues that the
imposition of maximum sentences does not require specific findings.
Standard of Review
{¶95} When reviewing felony sentences, we apply the standard of
review set forth in R.C. 2953.08(G)(2). State v. Brewer, 2014–Ohio–1903,
Meigs App. Nos. 18CA3, 18CA4, 18CA5 77
11 N.E.3d 317, ¶ 33 (4th Dist.) (“we join the growing number of appellate
districts that have abandoned the Kalish plurality's second step abuse-of-
discretion standard of review; when the General Assembly reenacted R.C.
2953.08(G)(2), it expressly stated '[t]he appellate court's standard of review
is not whether the sentencing court abused its discretion”); see also State v.
Graham, 4th Dist. Highland No. 13CA11, 2014–Ohio–3149, ¶ 31. R.C.
2953.08(G)(2) specifies that an appellate court may increase, reduce,
modify, or vacate and remand a challenged felony sentence if the court
clearly and convincingly finds either that “the record does not support the
sentencing court's findings” under the specified statutory provisions or “the
sentence is otherwise contrary to law.”
Legal Analysis
{¶96} Here, Appellant was sentenced to an aggregate prison term of
thirty-two years, consisting of maximum and consecutive sentences imposed
on all counts, other than the ones that merged for purposes of sentencing, as
discussed above. It appears that the sentences Appellant received on all
counts were within the statutory range for each offense, thus it cannot be
said that the length of either sentence is contrary to law. Further, and
importantly, maximum sentences do not require specific findings. State v.
McClain, 4th Dist. Pickaway No. 13CA17, 2014–Ohio–4192, ¶ 36; State v.
Meigs App. Nos. 18CA3, 18CA4, 18CA5 78
Lister, 4th Dist. Pickaway No. 13CA15, 2014–Ohio–1405, ¶ 10; citing State
v. White, 2013–Ohio–4225, 997 N.E.2d 629, ¶ 7 (1st Dist.). Although trial
courts have full discretion to impose any term of imprisonment within the
statutory range, they must consider the sentencing purposes in R.C. 2929.11
and the guidelines contained in R.C. 2929.12. Lister, supra, at ¶ 14. H.B. 86
amended R.C. 2929.11 and states:
“(A) A court that sentences an offender for a felony shall be
guided by the overriding purposes of felony sentencing. The
overriding purposes of felony sentencing are to protect the
public from future crime by the offender and others and to
punish the offender using the minimum sanctions that the court
determines accomplish those purposes without imposing an
unnecessary burden on state or local government resources. To
achieve those purposes, the sentencing court shall consider the
need for incapacitating the offender, deterring the offender and
others from future crime, rehabilitating the offender, and
making restitution to the victim of the offense, the public, or
both.”
{¶97} R.C. 2929.12 also provides a non-exhaustive list of factors a
trial court must consider when determining the seriousness of the offense
Meigs App. Nos. 18CA3, 18CA4, 18CA5 79
and the likelihood that the offender will commit future offenses. Lister,
supra, at ¶ 15. Appellant argues the above factors, including no prior felony
record, work history in Columbus and having three small children, should
have mitigated in his favor in terms of the length of sentence imposed.
Appellant also argues that he did not cause or expect to cause harm to any
person or property.
{¶98} While the trial court is required to consider the R.C. 2929.12
factors, “the court is not required to ‘use specific language or make specific
findings on the record in order to evince the requisite consideration of the
applicable seriousness and recidivism factors (of R.C. 2929.12.)’ ” State v.
Latimer, 11th Dist. Portage No. 2011–P–0089, 2012–Ohio–3745, ¶ 18;
quoting State v. Webb, 11th Dist. Lake No. 2003–L–078, 2004–Ohio–4198,
¶ 10; quoting State v. Arnett, 88 Ohio St.3d 208, 215, 724 N.E.2d 793(2000). The Supreme Court of Ohio in State v. Adams, 37 Ohio St.3d 295,
525 N.E.2d 1361 (1988), has held: “[a] silent record raises the presumption
that a trial court considered the factors contained in R.C. 2929.12.” Latimer,
supra; quoting Adams at paragraph three of the syllabus. Further, “[a]
maximum sentence is not contrary to law when it is within the statutory
range and the trial court considered the statutory principles and purposes of
Meigs App. Nos. 18CA3, 18CA4, 18CA5 80
sentencing as well as the statutory seriousness and recidivism factors.” State
v. Talley, 74 N.E.3d 868, 2016–Ohio–8010, ¶ 15 (2nd Dist.).
{¶99} A review of the record reveals that although the trial court did
not specifically state its reasons for imposing maximum sentences on all
counts, it expressly stated its consideration of the required principles and
purposes of felony sentences. For instance, in addition to enumerating the
applicable sentencing statutes and factors, the trial court stated that it had
considered the testimony given over the five-day trial, and that it “is ever
mindful of State v. Foster and House Bill eighty-six and that the Court must
formulate its decision based upon overriding principles and purposes of
felony sentencing * * *.”
{¶100} Based on the foregoing, it is clear that the trial court
appropriately considered the principles and purposes of felony sentences, as
set forth in R.C. 2929.11, including the seriousness and recidivism factors
contained in R.C. 2929.12, as well as the record before it, which included
multiple counts of trafficking in heroin, possession of heroin, and two counts
of engaging in a pattern of corrupt activity related to the trafficking in
heroin. Thus, we cannot conclude the trial court’s imposition of maximum
sentences on all counts was not supported by the record or was clearly and
convincingly contrary to law.
Meigs App. Nos. 18CA3, 18CA4, 18CA5 81
{¶101} Although Appellant does not specifically challenge the trial
court’s imposition of consecutive sentences, because Appellant argues the
trial court erred in imposing the maximum possible sentence on all counts,
which necessarily required the sentences be imposed consecutively, we will
review the trial court’s imposition of consecutive sentences as well. “[I]n
order to impose consecutive terms of imprisonment, a trial court is required
to make findings mandated by R.C. 2929.14(C)(4) at the sentencing hearing
and incorporate its findings into its sentencing entry, but it has no obligation
to state reasons to support its findings.” State v. Bonnell, 140 Ohio St.3d
209, 2014–Ohio–3177, 16 N.E.3d 659, ¶ 29. A failure to make the findings
required by R.C. 2929.14(C)(4) renders a consecutive sentence contrary to
law. State v. Bever, 4th Dist. Washington No. 13CA21, 2014-Ohio-600,
¶ 17; State v. Stamper, 12th Dist. Butler No. CA2012–08–166, 2013–Ohio–
5669, ¶ 23. Specifically, the sentencing court must find that: (1) “the
consecutive sentence is necessary to protect the public from future crime or
to punish the offender”; (2) “the consecutive sentences are not
disproportionate to the seriousness of the offender's conduct and to the
danger the offender poses to the public”; and (3) one of the following:
“(a) The offender committed one or more of the multiple
offenses while the offender was awaiting trial or sentencing,
Meigs App. Nos. 18CA3, 18CA4, 18CA5 82
was under a sanction imposed pursuant to section 2929.16,
2929.17, or 2929.18 of the Revised Code, or was under post-
release control for a prior offense.
(b) At least two of the multiple offenses were committed as part
of one or more courses of conduct, and the harm caused by two
or more of the multiple offenses so committed was so great or
unusual that no single prison term for any of the offenses
committed as part of any of the courses of conduct adequately
reflects the seriousness of the offender's conduct.
(c) The offender's history of criminal conduct demonstrates that
consecutive sentences are necessary to protect the public from
future crime by the offender.”
{¶102} A review of the record before us reveals that the trial court
made the required findings before imposing consecutive sentences, and the
finding made are supported by the record. For example, the trial court
expressly found, pursuant to R.C. 2929.14(C), that consecutive sentences
were necessary 1) to protect the public from future crime; 2) to punish the
offender; 3) not disproportionate to the conduct or danger posed by the
offender; and also found that two or more of the offenses were part of a
course of conduct, the harm of which was so great or unusual that a single
Meigs App. Nos. 18CA3, 18CA4, 18CA5 83
prison term would not accurately reflect the seriousness of the conduct. As
set forth above, Appellant was convicted of multiple counts of trafficking in
heroin, one count of possession of heroin, and two counts of engaging in a
pattern of corrupt activity, the basis of which stemmed from trafficking in
heroin. Despite Appellant’s suggestion that he did not cause, or did not
intend to cause, harm to a person or property, there is a victim in drug
trafficking cases, and that victim is society itself. Thus, we reject
Appellant’s argument that the record fails to indicate harm caused. For the
foregoing reasons, we find the trial court's imposition of consecutive
sentences pursuant to R.C. 2929.14 is supported by the record and was not
clearly and convincingly contrary to law.
{¶103} We further briefly address Appellant’s argument that the
State’s urging the trial court to “send a message” at the sentencing stage was
improper. A review of the record indicates that the State urged the court as
follows during the sentencing hearing:
“Based upon the different instances, each of the controlled
buys, that warrants consecutive findings as well as the amount
of Heroin found, the harm to Meigs County and society, and the
fact that he was a major supplier to Meigs County over that
timeframe, we would ask that his Court set [sic] a message that
Meigs App. Nos. 18CA3, 18CA4, 18CA5 84
that’s not the kind of business the citizens of Meigs County
want in its town or community, and we would ask that the max
be imposed on each one. And the total that comes to, would be
sixteen (16) years mandatory prison term, and additional eleven
(11) years non-mandatory prison term, and sixty (60) months of
top of that for a total of thirty-two (32) years. Thank you.”
In response, Appellant’s counsel stated he was “troubled” at the State’s
request to “send a message” and argued “that’s not how our justice system
works.”
{¶104} On appeal, the State responds to this argument by pointing
out that under R.C. 2929.11 the overriding principles and purposes of felony
sentencing include consideration of the need to protect the public from
future crime, not only by the defendant but from others as well. The State
further responds by arguing that the need to deter “others” from future crime
is one of the specific factors to be considered. We agree with the State.
{¶105} This Court has previously acknowledged that a “send a
message” argument is improper when made to a jury prior to a finding of
guilt. State v. Dyer, 4th Dist. Scioto No. 07CA3163, 2008-Ohio-2711, ¶ 47;
citing State v. Grimes, 2nd Dist. Hamilton No. C-030922, 2005-Ohio-203, ¶
19 (“In a criminal prosecution, the state is not permitted to ask the jury to
Meigs App. Nos. 18CA3, 18CA4, 18CA5 85
find the defendant guilty in response to public demand, commonly known as
the ‘send a message’ argument.”) However, we believe there is a distinction
between urging the jury to send a message by finding a defendant guilty and
urging the court to send a message at the sentencing stage, after a defendant
has already been found guilty. As such, and light of the foregoing
discussion regarding the principles and purposes of felony sentencing, we
reject this portion of Appellant’s argument.
{¶106} Thus, having found no error in the trial court’s imposition of
maximum and consecutive sentences, which resulted in the maximum,
possible sentence on all counts, we overrule Appellant’s fourth and final
assignment of error. As set forth above, however, our resolution of this
assignment of error is qualified by our disposition of Appellant's first
assignment error, which reversed the imposition of the eight-year prison
term imposed for the sole count of possession of heroin. Thus, after remand,
the total length of Appellant's combined sentences will be reduced from
thirty-two years to twenty-four years. Accordingly, this matter is affirmed in
part, reversed in part, and remanded with instructions.
JUDGMENT AFFIRMED IN
PART, REVERSED IN
PART AND REMANDED.
Meigs App. Nos. 18CA3, 18CA4, 18CA5 86
JUDGMENT ENTRY
It is ordered that the JUDGMENT BE AFFIRMED IN PART,
REVERSED IN PART, AND REMANDED. Court costs shall be divided
equally between the parties.
The Court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this Court directing
the Meigs County Common Pleas Court to carry this judgment into
execution.
IF A STAY OF EXECUTION OF SENTENCE AND RELEASE
UPON BAIL HAS BEEN PREVIOUSLY GRANTED BY THE TRIAL
COURT OR THIS COURT, it is temporarily continued for a period not to
exceed sixty days upon the bail previously posted. The purpose of a
continued stay is to allow Appellant to file with the Supreme Court of Ohio
an application for a stay during the pendency of proceedings in that court. If
a stay is continued by this entry, it will terminate at the earlier of the
expiration of the sixty day period, or the failure of the Appellant to file a
notice of appeal with the Supreme Court of Ohio in the forty-five day appeal
period pursuant to Rule II, Sec. 2 of the Rules of Practice of the Supreme
Court of Ohio. Additionally, if the Supreme Court of Ohio dismisses the
appeal prior to expiration of sixty days, the stay will terminate as of the date
of such dismissal.
A certified copy of this entry shall constitute the mandate pursuant to
Rule 27 of the Rules of Appellate Procedure.
Abele, J.: Concurs in Judgment and Opinion.
Hoover, P.J.: Concurs in Judgment Only.
For the Court,
BY: ______________________________
Matthew W. McFarland, Judge
NOTICE TO COUNSEL: Pursuant to Local Rule No. 14, this
document constitutes a final judgment entry and the time period for
further appeal commences from the date of filing with the clerk.