Commonwealth v. Pina , 481 Mass. 413 ( 2019 )


Menu:
  • NOTICE: All slip opinions and orders are subject to formal
    revision and are superseded by the advance sheets and bound
    volumes of the Official Reports. If you find a typographical
    error or other formal error, please notify the Reporter of
    Decisions, Supreme Judicial Court, John Adams Courthouse, 1
    Pemberton Square, Suite 2500, Boston, MA, 02108-1750; (617) 557-
    1030; SJCReporter@sjc.state.ma.us
    SJC-11507
    COMMONWEALTH   vs.   EMMANUEL PINA.
    Suffolk.       October 5, 2018. - February 12, 2019.
    Present:     Gants, C.J., Lenk, Gaziano, & Lowy, JJ.
    Homicide. Evidence, Accident, Self-defense, Intent,
    Identification. Self-Defense. Intent. Identification.
    Practice, Criminal, Capital case, Instructions to jury,
    Challenge to jurors, Assistance of counsel.
    Indictments found and returned in the Superior Court
    Department on October 27, 2009.
    The cases were tried before Elizabeth B. Donovan, J., and a
    motion for a new trial, filed on November 20, 2015, was
    considered by Christine M. Roach, J.
    Edward B. Fogarty for the defendant.
    Sarah Montgomery Lewis, Assistant District Attorney (John
    Pappas, District Attorney, also present) for the Commonwealth.
    GAZIANO, J.     A Superior Court jury convicted the defendant
    of murder in the first degree, on a theory of deliberate
    premeditation, in the shooting deaths of Jovany M. Eason and
    Manuel Monteiro.    At trial, the Commonwealth alleged that the
    2
    defendant and Eason were involved in an altercation inside a
    bar, then the fight spilled out into the street, where the
    defendant grabbed a handgun from his codefendant and fired at
    Eason.1    The defendant missed, but the stray round shattered a
    window in front of the bar and hit Monteiro, a bar employee, in
    the chest.    The defendant, according to the Commonwealth, then
    chased Eason down the street and shot him multiple times in the
    back.     As the defendant fled the scene, one of Eason's friends,
    Timothy Santos, shot at the defendant, and they exchanged
    several rounds of gunfire.2
    In this consolidated appeal from his convictions and from
    the denial of his motion for a new trial, the defendant
    challenges a number of the judge's rulings and his instructions
    1 After a joint trial, the codefendant was convicted of
    murder in the first degree. Commonwealth v. Tavares, 
    471 Mass. 430
    , 431 (2015). We vacated the conviction because the judge's
    erroneous instruction to on the law of joint venture created a
    substantial likelihood of a miscarriage of justice, where it
    precluded the jury from finding a lesser degree of guilt. 
    Id. at 439-442.
    Had it been requested, the codefendant would have
    been entitled to an instruction on involuntary manslaughter,
    based, in part, upon evidence that he brought the gun to the
    scene, pointed the handgun at Eason, did not fire it, and may
    have intended only to scare or intimidate Eason. 
    Id. at 438-
    442.
    2 During this exchange, Timothy Santos was shot in the leg.
    The defendant was charged with armed assault with intent to
    murder, and assault and battery by means of a dangerous weapon
    for this shooting. The jury were instructed on self-defense
    with respect to these charges, and the defendant was acquitted
    on both charges.
    3
    to the jury.    The defendant argues that the judge erred in
    denying his requests for an instruction on accident with respect
    to Eason's death, and instructions on voluntary and involuntary
    manslaughter with regard to Monteiro's death.      The defendant
    maintains that he was denied a fair trial because the judge
    miscalculated the number of preemptory challenges that had been
    exercised by his trial counsel, depriving him of two additional
    challenges that could have been made.      The defendant maintains
    also that the judge erred in allowing identification testimony
    by a police officer who identified the defendant as an
    individual shown in video surveillance footage, as well as by
    many of the others at the scene.     In addition, the defendant
    argues that trial counsel's failure to present an intoxication
    defense through available witnesses constituted ineffective
    assistance of counsel.     Finally, the defendant asks this court
    to exercise its extraordinary authority pursuant to G. L.
    c. 278, § 33E, and to grant him a new trial or to reduce the
    conviction to a lesser degree of guilt.
    After considering all of the defendant's arguments, and
    conducting a thorough review of the trial record, we conclude
    that there is no reversible error, and no reason to disturb the
    verdicts.
    1.      Background.   We summarize the facts that the jury could
    have found, reserving other facts for our discussion of specific
    4
    issues.    Many of the events, both inside and outside the bar,
    were captured by the bar's security cameras, as well as by
    security cameras mounted on a nearby building.
    In the early morning hours of August 2, 2009, an argument
    broke out at a bar and restaurant on Hancock Street in the
    Upham's Corner neighborhood of Boston.    The argument started
    shortly after the codefendant and a companion entered the bar.
    In the entranceway, the codefendant greeted another patron with
    a hug, then said, "I don't understand why you hang with the
    Draper Street niggas."    The victim, Jovany Eason, who was
    friendly with people from the Draper Street neighborhood, took
    exception.   Eason approached the codefendant and they exchanged
    angry words.   A bouncer moved in and separated the two men.      The
    codefendant and his friend left the bar and walked away from the
    area; Eason did not leave.
    The dispute continued inside the bar, where Eason argued
    with one of the codefendant's friends, Otelino Goncalves.     The
    altercation moved from the entranceway to the rear of the bar
    near the restrooms.    A few minutes later, the defendant, who was
    also a friend of the codefendant, entered the bar and headed
    directly to the men's restroom, where he joined Goncalves in
    arguing with Eason and some of Eason's friends.    A fight broke
    out between the defendant and Eason and their respective
    friends.   The bar owner, some of his employees, and a regular
    5
    customer named Adelberto Brandao separated the combatants.          The
    defendant was escorted out of the bar through the front door.
    Eason left the bar on his own accord immediately before the
    defendant was ejected.
    The hostilities spilled out onto Hancock Street, where
    Eason squared off to fight Goncalves in the middle of the
    street.       Before any punches were thrown, the codefendant walked
    up to Eason and pointed a pistol at him.       A patron inside the
    bar, Joao DePina,3 observed the codefendant attempt to "rack" the
    handgun or, as the witness described it, "He was trying to get
    the bullet to shoot at something."       Eason backed away.   The
    defendant then grabbed the weapon from his codefendant's hand.
    He ran toward Eason, who was standing on the sidewalk in front
    of the bar, and fired.       The defendant missed Eason, but the
    stray round, fired from a .45 caliber weapon, shattered a plate
    glass window near the front door of the bar and struck Monteiro
    in the chest.      Monteiro, who was working a second job as a cook,
    had been watching the altercation on the street from inside the
    bar.       He collapsed in the middle of the bar, and was pronounced
    dead by emergency medical technicians who arrived at the scene.
    Because Joao DePina shares a last name with multiple
    3
    unrelated individuals who testified or were involved in this
    case, we refer to him by his first name.
    6
    Outside, the defendant chased Eason down Hancock Street
    while firing at Eason.     The two passed a community center on the
    corner of Hancock Street and Jerome Street which had its own
    security cameras.     At the three-way intersection of Hancock
    Street, Jerome Street, and Bird Street, the defendant ran to the
    right onto Jerome Street.     Eason ran to the left onto Bird
    Street, and collapsed near the intersection shortly after he
    turned onto Bird Street.4
    On Jerome Street, near Cushing Avenue, the defendant
    encountered Timothy Santos, one of Eason's friends.     Santos, who
    was armed with a .380 caliber handgun, shot at the defendant,
    who fired back.     Both men fired multiple rounds; the defendant
    hit Santos in the leg above the knee.     A friend dropped Santos
    off at a hospital, where he refused to cooperate with police,
    and told his doctors that he woke up with the gunshot wound.5
    Police officers found Eason lying face down on the ground
    near the intersection of Hancock Street and Bird Street.        He had
    been shot in the lower back, in the upper back near his shoulder
    blade, and through the shoulder or upper arm.     The medical
    4 A vehicle parked on Bird Street (on the side of the street
    opposite from where the victim collapsed) was hit with gunfire.
    The police also recovered a spent .45 caliber projectile in
    front of a funeral home on Columbia Road, more than a block away
    from the shootings on Hancock Street and Jerome Street.
    5 The police found two clusters of .45 caliber and .380
    caliber spent shell casings on Jerome Street.
    7
    examiner extracted a .45 caliber projectile from Eason's lower
    back; the other two projectiles passed through his body.     At
    trial, the medical examiner opined that Eason died as a result
    of suffering two gunshot wounds to the torso.6
    2.   Discussion.   a.   Instruction on accident.   Following
    the jury charge, the defendant requested that the judge instruct
    the jury that Eason's death could be excused as an accident.
    Trial counsel argued, "[T]here was a gun battle on top of Jerome
    Street and that the person who was shooting down with a .45
    could, in fact, in self-defense [have] shot Mr. Eason.      And that
    would fall under the category, as I'm thinking about it,
    accident."   Trial counsel also filed a supplemental request for
    jury instructions which read, in part,
    "In this case there is evidence that there was an exchange
    of gunfire between two individuals on Jerome Street . . .
    If you conclude that the government has failed to prove
    beyond a reasonable doubt that the person who shot Mr.
    Santos did not act in self-defense, then for purposes of
    the following instruction, you may consider whether the
    shooting death of Mr. Eason was or was not an accident."
    The prosecutor urged the judge not to instruct on accident,
    on the ground that there was no basis in the evidence for such
    6 Martin Lydon, a Boston police department ballistics
    expert, examined the shell casings and projectiles recovered
    from the crime scenes. He testified that the projectiles that
    killed Monteiro and Eason, and the projectile found on Columbia
    Road, were all fired from the same .45 caliber handgun. He also
    testified that the spent .45 caliber shell casings found on or
    near Hancock Street, and the cluster of shell casings found on
    Jerome Street, were fired from the same weapon.
    8
    an instruction because the defendant fatally shot Eason prior to
    the firefight on Jerome Street.    The judge declined the motion
    that the jury be instructed on accident with respect to Eason.
    Because the defendant objected, we review to determine whether
    there was prejudicial error.    Commonwealth v. Martinez, 
    431 Mass. 168
    , 173 (2000).
    Accident, like self-defense and defense of another, is an
    affirmative defense.     Commonwealth v. Podkowka, 
    445 Mass. 692
    ,
    699 (2006).   In the case of murder in the first or second
    degree, accident negates the element of intent to kill the
    victim.   Commonwealth v. Chambers, 
    465 Mass. 520
    , 536 n.15
    (2013); Lannon v. Commonwealth, 
    379 Mass. 786
    , 790 (1980).      If
    "fairly raised" by the evidence, due process requires that the
    Commonwealth disprove accident beyond a reasonable doubt.
    Podkowka, supra; Commonwealth v. Palmariello, 
    392 Mass. 126
    , 145
    (1984).   See Commonwealth v. Robinson, 
    382 Mass. 189
    , 203
    (1981).   A judge, of course, should not instruct on accident
    where there is no evidence of an accident.     See Commonwealth v.
    Hutchinson, 
    395 Mass. 568
    , 578-579 (1985).
    A defendant is entitled to an accident instruction in a
    shooting death "only where there is evidence of an unintentional
    or accidental discharge of a firearm."     Commonwealth v. Millyan,
    
    399 Mass. 171
    , 182 (1987).     See e.g., Commonwealth v. Neves, 
    474 Mass. 355
    , 371 (2016) (accident instruction warranted based on
    9
    defendant's statements to police that gun discharged
    accidentally when taxicab driver accelerated and grabbed
    defendant's hand); Commonwealth v. Zezima, 
    387 Mass. 748
    , 750,
    756 (1982) (accident instruction predicated on evidence that
    firearm discharged as third party attempted to take gun out of
    defendant's hand); Commonwealth v. Zaccagnini, 
    383 Mass. 615
    ,
    616 (1981) (reasonable doubt concerning accident raised where
    defendant testified victim had gun and it discharged as they
    struggled for control of it); 
    Lannon, 379 Mass. at 787
    , 790
    (petitioner testified fatal shot was fired when screen door hit
    gun he was holding, causing it to discharge).
    The circumstances in 
    Millyan, 399 Mass. at 174-176
    , are
    instructive as to the defendant's claim that it was error not to
    give an accident instruction based on the evidence before the
    jury.   In that case, the defendant entered a bar carrying a
    loaded shotgun; he was seeking to avenge the earlier stabbing of
    one of his friends, and to preempt a threat made to do him
    similar harm.   
    Id. at 174-175.
      The defendant announced that if
    he saw any members of a rival motorcycle gang in the bar, "he
    was going to blow them away."     
    Id. at 175.
      After issuing this
    threat, the defendant pointed the shotgun toward the rear of the
    bar and fired a shell in the victim's direction.     
    Id. at 176.
    The victim, who was standing in a poolroom adjacent to the bar,
    was fatally struck in the head by a number of pellets.      
    Id. at 10
    175-176.   On appeal, the defendant contended that an accident
    instruction was required because he had fired the shotgun
    recklessly in a crowded barroom.   
    Id. at 182.
      We held that the
    defendant's claim that the victim's death was the unfortunate
    by-product of an "intentional discharge of the shotgun" did not
    raise the legal defense of accident.    
    Id. Here, the
    defendant claimed that he accidentally shot the
    victim while exercising his right to self-defense.    The theories
    of self-defense and accident are "mutually exclusive."
    Commonwealth v. Barton, 
    367 Mass. 515
    , 518 (1975).    A defendant
    who shoots another in the lawful exercise of self-defense is
    entitled to an accident instruction where the facts
    independently support an argument that the weapon was discharged
    accidentally.   
    Id. at 517-518.
      See Commonwealth v. Lacasse, 
    1 Mass. App. Ct. 590
    , 598 (1973), S.C., 
    365 Mass. 271
    (1974)
    (discussing "anomalous doctrine of accidental self-defense").
    In Barton, supra at 517, we noted that the evidence warranted an
    instruction on the independent theories of self-defense and
    accident because the defendant claimed that "the gun went off"
    during the fatal struggle.   Similarly, in 
    Zaccagnini, 383 Mass. at 616
    , the defendant's testimony that the victim had a gun, and
    that it "went off" as they wrestled for control of it, raised "a
    reasonable doubt concerning whether the shooting was accidental,
    and . . . whether the defendant acted in self-defense."
    11
    Here, the defendant was not entitled to an accident
    instruction because there was no evidence that he
    unintentionally or accidentally discharged a firearm.     See
    Commonwealth v. Gibson, 
    424 Mass. 242
    , 246 n.3, cert. denied,
    
    521 U.S. 1123
    (1997) ("defendant's own testimony that he fired
    the gun without aiming eliminated any issue as to accident").
    Based on the number of .45 caliber shell casings deposited on
    Jerome Street, it is clear that the defendant intentionally
    fired multiple rounds at Santos after being fired upon.    The
    defendant's claim that Eason's death was the unfortunate by-
    product of an intentional shooting at another person does not
    raise the affirmative defense of accident.   
    Millyan, 399 Mass. at 182
    .
    b.   Transferred intent self-defense.   The circumstances of
    this case require us, in the exercise of our plenary review
    pursuant to G. L. c. 278, § 33E, to consider an issue of first
    impression.   In other States, the shooting death of a bystander
    during an act of self-defense may be excused by application of
    transferred intent self-defense.7   See W.R. LaFave, Criminal Law,
    7 We did not reach this issue in Commonwealth v. Santiago,
    
    425 Mass. 491
    (1997), S.C., 
    427 Mass. 298
    (1998) and 428 Mass
    39, cert. denied, 
    525 U.S. 1003
    (1998), even though the issue
    potentially was raised by the evidence in that case. In
    Santiago, supra at 492-493, the defendant and a rival group shot
    at each other in a public park. A bystander was fatally struck
    by a bullet fired by either the defendant or one of the men in
    the other group. 
    Id. Defense counsel
    argued that the defendant
    12
    § 6.4, at 449 (6th ed. 2017) (LaFave).    We conclude that the
    defendant is not entitled to relief pursuant to G. L. c. 278,
    § 33E, because the facts in this case do not support the
    application of transferred intent self-defense, and we leave its
    adoption as a matter of our homicide jurisprudence for another
    day.
    The theory of transferred intent is well established in the
    Commonwealth and, indeed, forms the basis for the defendant's
    liability for the shooting death of Monteiro.   See Model Jury
    Instructions on Homicide at 45-46 (2018).   Under this theory,
    "if a defendant intends to kill a person and in attempting to do
    so mistakenly kills another person, such as a bystander, the
    defendant is treated under the law as if he intended to kill the
    bystander."   Commonwealth v. Taylor, 
    463 Mass. 857
    , 863 (2012).
    See Commonwealth v. Vazquez, 
    478 Mass. 443
    , 453 (2017)
    (transferred intent applies where defendant misidentifies
    victim); Commonwealth v. Fisher, 
    433 Mass. 340
    , 344 n.5 (2001)
    could not be found guilty, as a matter of law, because the
    Commonwealth could not prove either that he fired the fatal
    shot, or that he had instigated the shootout. 
    Id. at 503.
    We
    rejected the defendant's claim. As to whether the defendant
    fired the fatal shot, we held, "where the defendant chooses to
    engage in a gun battle with another with the intent to kill or
    do grievous bodily harm and a third party is killed, the
    defendant may be held liable for the homicide even if it was the
    defendant's opponent who fired the fatal shot." 
    Id. We held
    also that evidence that the defendant retrieved a gun and made
    no attempt to flee from the hostile group was sufficient to
    disprove self-defense. 
    Id. 13 ("the
    jury need only find that the defendant intended to kill
    one person and, in the course of an attempt to do so, killed
    another" [quotation and citation omitted]).
    In a number of States, the theory of transferred "innocent"
    intent has been applied to excuse the shooting death of a
    bystander during the lawful exercise of self-defense.8   See e.g.,
    State v. Stevenson, 
    38 Del. 105
    , 111 (1936); Pinder v. State, 
    27 Fla. 370
    , 377-379, 383-387 (1891); People v. Jackson, 
    390 Mich. 621
    , 624 (1973); State v. Green, 
    206 S.E.2d 923
    (W. Va. 1974).
    See generally Annot., Unintended Killing of or Injury to Third
    Person During Attempted Self-defense, 
    55 A.L.R. 3d 620
    (1974).
    In LaFave, supra at 449, the concept is explained as follows:
    "There are, of course, some situations where, though A
    intentionally kills or injures B, A is not guilty of murder
    or battery. . . . Now suppose A shoots at B under these
    circumstances but, missing B, hits and kills or injures C,
    an innocent bystander. If A aims at his attacker B in
    proper self-defense, but hits C instead, he is not
    generally guilty of murder or battery of C. Once again, he
    is only as guilty as to C as he would have been had his aim
    been accurate enough to have hit B."
    8 One way to distinguish between transferred intent and
    transferred intent self-defense is to focus on the intent being
    transferred. In transferred intent, when a defendant acts with
    the intent to harm an intended victim, but because of bad aim
    harms a third person, the law imposes liability just as if the
    defendant actually had harmed the intended target. See
    Commonwealth v. Taylor, 
    463 Mass. 857
    , 863 (2012). In
    transferred intent self-defense, the defendant's innocent
    intent, where he or she was privileged to use deadly force in
    the proper exercise of self-defense, is transferred to the
    unintended victim. See D.A. Dripps, R. N. Boyce, R.M. Perkins,
    Criminal Law and Procedure, at 785 (13th ed. 2017).
    14
    We have not as yet recognized transferred intent self-
    defense as a matter of our homicide jurisprudence, and need not
    do so in this case.   Viewed in the light most favorable to the
    defendant, the evidence established that he fired errant
    gunshots in the direction of Bird Street, where Eason collapsed.
    The defendant, however, cannot point to any evidence that he
    fatally shot Eason during his gun battle with Santos.   To the
    contrary, the evidence supported a reasonable conclusion that
    the defendant shot Eason prior to the gunfight on Jerome Street,
    based on shell casings recovered on Hancock Street, surveillance
    footage of Eason grabbing his back in the spot where he suffered
    a fatal gunshot wound, and the fact that Eason was found
    unresponsive a short distance along Bird Street after rounding
    the corner from Hancock Street.   See Commonwealth v. Perry, 
    432 Mass. 214
    , 225 (2000) ("Where a defendant causes injury which,
    along with other contributing factors or medical sequella of the
    injury, leads to death, jurors may determine that the
    defendant's acts were the proximate cause of the injury");
    Commonwealth v. Rhoades, 
    379 Mass. 810
    , 825 (1980) (defendant
    causes victim's death where his actions were "a cause, which, in
    the natural and continuous sequence produced death, and without
    which the death would not have occurred" [citation omitted]).
    Regardless of whether Eason was exposed to additional gunfire
    near Bird Street, after an earlier injury, we are not required
    15
    to apply the theory of transferred intent self-defense to
    correct a miscarriage of justice.
    c.   Instruction on manslaughter.   A manslaughter
    instruction is required if the evidence, considered in the light
    most favorable to a defendant, would permit a verdict of
    manslaughter and not murder.   See Commonwealth v. Nelson, 
    468 Mass. 1
    , 13 (2014); Commonwealth v. Colon, 
    449 Mass. 207
    , 220,
    cert. denied, 
    552 U.S. 1079
    , S.C., (2007), 
    479 Mass. 1032
    (2017).   "In deciding whether a manslaughter instruction is
    supported by the evidence, all reasonable inferences must be
    resolved in favor of the defendant," Commonwealth v. Vanderpool,
    
    367 Mass. 743
    , 746 (1975), but a judge should not instruct the
    jury "on a hypothesis not supported by the evidence."     
    Id. We first
    address the defendant's request for an involuntary
    manslaughter instruction related to the death of Monteiro.      At
    the charge conference, the defendant requested an instruction on
    involuntary manslaughter.9   He agreed that there was some
    circumstantial evidence of "an intent to kill Mr. Eason at that
    point."   He argued, however, that the fatal shot that shattered
    the bar window and struck Monteiro possibly had been fired as "a
    warning shot," or in an "attempt to just injure somebody."      The
    9 In his memorandum in support of this argument, the
    defendant sought an instruction on involuntary manslaughter
    based on wanton or reckless conduct; at the conference itself,
    he did not specify this reasoning.
    16
    judge declined to instruct the jury on involuntary manslaughter,
    and the defendant objected at the conclusion of the charge.      We
    review to determine whether there was error and, if so, whether
    the error prejudiced the defendant.    See Commonwealth v. Rogers,
    
    459 Mass. 249
    , 252-253, cert. denied, 
    565 U.S. 1080
    (2011).
    The common-law crime of manslaughter is defined as an
    unlawful killing without malice.   Commonwealth v. Webster, 
    5 Cush. 295
    , 308 (1850).   See Commonwealth v. Vizcarrando, 
    427 Mass. 392
    , 396 (1998), S.C., 
    431 Mass. 360
    (2000) and 
    447 Mass. 1017
    (2006) ("Malice is what distinguishes murder from
    manslaughter").   The distinction between murder and manslaughter
    "means that a verdict of manslaughter is possible only in the
    absence of malice."   Commonwealth v. Pagan, 
    471 Mass. 537
    , 546,
    cert. denied, 
    136 S. Ct. 548
    (2015).    The lesser included
    offense of involuntary manslaughter, by contrast, is defined as
    "the unintentional result of an act committed with such
    disregard of its probable harm to another as to amount to wanton
    or reckless conduct."    Commonwealth v. Souza, 
    428 Mass. 478
    ,
    492(1998), quoting Commonwealth v. Nichypor, 
    419 Mass. 209
    , 217
    (1994).   See Commonwealth v. Welansky, 
    316 Mass. 383
    , 396-399
    (1944).
    "In determining whether an involuntary manslaughter
    instruction must be given, we ask whether any reasonable view of
    the evidence would have permitted the jury to find wanton and
    17
    reckless conduct rather than actions from which a plain and
    strong likelihood of death would follow" (quotations and
    citation omitted).     Commonwealth v. Braley, 
    449 Mass. 316
    , 331
    (2007).   We agree with the defendant's argument that a judge is
    required to provide an instruction on involuntary manslaughter
    where there is evidence that a defendant "was not pointing or
    aiming a gun at the victim, but was rather aiming in the air or
    at the ground."    Commonwealth v. Iacoviello, 
    90 Mass. App. Ct. 231
    , 245 (2016).   We note also, as we observed in the
    codefendant's case, that a defendant is entitled to an
    instruction on involuntary manslaughter based on evidence that
    he or she pointed a loaded gun at a victim with the intent to
    scare or intimidate.    See 
    Tavares, 471 Mass. at 438
    .
    The defendant's actions in Commonwealth v. Horne, 
    466 Mass. 440
    (2013), illustrate the type of behavior that has been
    considered wanton or reckless, as opposed to an act of third
    prong malice, in the context of gunshots fired at a person or
    into a crowd of people.    In Horne, supra at 444, the evidence
    supported a reasonable inference that the defendant, in the
    early morning, fired a rifle through a windows covered by
    venetian blinds and dark curtains.    "There was nothing in the
    evidence to suggest that it was possible to see through the
    window's curtains and blinds, that shadows of people could be
    seen moving behind the covered window, or that sounds indicative
    18
    of human occupation could be heard coming from the room."       
    Id. "[I]t is
    only when a defendant has reason to believe that he is
    firing in the direction of a person or crowd of people that his
    conduct creates nothing less than a plain and strong likelihood
    of death."    
    Id. at 445.
      Based on this, we held that the jury
    should have been permitted to consider whether the shooting was
    an act of wanton or reckless conduct.       
    Id. at 444-445.
      See
    Commonwealth v. Kinney, 
    361 Mass. 709
    , 712 (1972) (involuntary
    manslaughter instruction warranted based on defendant's
    testimony that he produced gun while holding onto railing in
    stairway and being beaten by others, pointed it up towards
    ceiling, and "heard the gun go off").
    By contrast, we held in Commonwealth v. Dyous, 
    436 Mass. 719
    , 731 (2002), that the defendant, whose coventurer shot into
    an occupied motor vehicle, was not entitled to an instruction on
    involuntary manslaughter.     We noted that "there was no evidence
    that they discharged their weapons believing no one was in the
    automobile," 
    id. at 731,
    or that the coventurers intended only
    to vandalize the vehicle.     
    Id. at 732.
      Nor was there evidence
    that anyone had fired into the air.     
    Id. Rather than
    wanton or
    reckless conduct, the evidence "pointed singularly to an intent
    to kill."    
    Id. See Braley,
    449 Mass. at 332 ("Firing a rifle
    multiple times, directed toward specific individuals, provides a
    sufficient basis to conclude that the defendant understood the
    19
    likely deadly consequences of his actions"); Commonwealth v.
    Jenks, 
    426 Mass. 582
    , 586 (1998) ("Firing a pistol seven times
    in a crowded room is more than wanton and reckless conduct . . .
    it is malicious conduct in the plainest sense"); Commonwealth v.
    Mack, 
    423 Mass. 288
    , 290 (1996) ("Absent some evidence that the
    defendant's knowledge was impaired, intentionally discharging a
    firearm in the direction of another person creates a plain and
    strong likelihood of death" [footnote omitted]).
    In this case, the evidence did not support an instruction
    on involuntary manslaughter.    The jury were presented with
    overwhelming evidence that the defendant fired a gun at Eason,
    in front of a crowded bar.     The projectile missed Eason,
    shattered a window, and struck Monteiro in the chest.     The
    defendant's argument that he meant to fire a warning shot
    (apparently at chest level of the six-foot tall Eason) is
    entirely speculative. See Commonwealth v. Santo, 
    375 Mass. 299
    ,
    305-306 (1978) ("a judge is not required to instruct on a
    hypothesis that is not supported by the evidence").     The
    defendant's argument that he meant only to injure is equally
    unavailing.   As discussed, discharging a shot at another person,
    regardless of whether the shot is meant to injure or kill,
    suffices to establish second or third prong malice, as it
    "creates a plain and strong likelihood of death."     See Mack, 
    423 20 Mass. at 290
    .   The judge properly denied the defendant's request
    for an instruction on involuntary manslaughter.
    We turn to the question of voluntary manslaughter.      The
    defendant requested an instruction on voluntary manslaughter at
    the charge conference, without specifying the grounds for his
    request.   On appeal, he contends that the judge should have
    provided an instruction on voluntary manslaughter based on the
    theory of excessive use of force in self-defense.    This
    argument, however, is inconsistent with the defendant's earlier
    position concerning the availability of a self-defense claim.
    During the course of the charge conference, the defendant
    conceded that there was no issue of self-defense with respect to
    the shooting in front of the bar.   While discussing the issue of
    self-defense, with respect to the shooting of Santos on Jerome
    Street, the prosecutor requested that the instructions be
    "crystal clear" that self-defense applied only to "what happened
    on Jerome Street with Santos."   Defense counsel responded, "I
    would not argue any differently."   The prosecutor repeated, "It
    [self-defense] has no bearing on what happened at [the bar] or
    up until the point that [the defendant] allegedly went up Jerome
    Street and engaged in whatever happened up there with Mr.
    Santos.    That's all I'm requesting . . . that we're crystal
    clear on that."   The judge stated, "I will be very specific that
    it only applies to [Santos]."    Defense counsel agreed to this,
    21
    and pointed out that his written request for jury instructions
    on self-defense exclusively referenced the shooting of Timothy
    Santos.
    "An objection adequately preserves the claimed error so
    long as counsel makes known to the court the action which he
    desires the court to take or his objection to the action of the
    court" (quotations and citation omitted).     Commonwealth v.
    McDonagh, 
    480 Mass. 131
    , 138 (2018); Mass. R. Crim. P 24 (b),
    
    378 Mass. 895
    (1979) (party must specify "the matter to which he
    objects and the grounds of his objection").    An objection to the
    omission of a voluntary manslaughter instruction usually is
    sufficient to alert a trial judge as to the necessity of that
    charge under any viable theory of voluntary manslaughter, and to
    preserve a defendant's appellate rights.    See Commonwealth v.
    Maskell, 
    403 Mass. 111
    , 115 (1988).   In this case, however, the
    judge could not reasonably have considered the possibility of an
    instruction on voluntary manslaughter predicated on the use of
    excessive force in self-defense, because the defendant
    specifically disavowed this theory.   We therefore review the
    defendant's unpreserved claim of error for a substantial
    likelihood of a miscarriage of justice.     Commonwealth v. Wright,
    
    411 Mass. 678
    , 682 (1992), S.C., 
    469 Mass. 447
    (2014).
    "Voluntary manslaughter is an unlawful killing 'arising not
    from malice, but from . . . sudden passion induced by reasonable
    22
    provocation, sudden combat or excessive force in self-defense.'"
    Commonwealth v. Acevedo, 
    446 Mass. 435
    , 443 (2006), quoting
    Commonwealth v. Carrion, 
    407 Mass. 263
    , 267 (1990).   An
    instruction on voluntary manslaughter based on excessive force
    in self-defense is warranted where there is evidence that the
    defendant was entitled to use some amount of force in self-
    defense.   See Commonwealth v. Anestal, 
    463 Mass. 655
    , 674
    (2012); Commonwealth v. Walker, 
    443 Mass. 213
    , 218 (2005).    For
    a defendant to use deadly force, the defendant must have "a
    reasonable apprehension of great bodily harm and a reasonable
    belief that no other means would suffice to prevent such harm."
    See 
    Anestal, supra
    , quoting Commonwealth v. Houston, 
    332 Mass. 687
    , 690 (1955).   In addition, the privilege to use deadly force
    "arises only in circumstances in which the defendant uses all
    proper means to avoid physical combat."   Commonwealth v.
    Mercado, 
    456 Mass. 198
    , 209 (2010).
    We conclude that the absence of an instruction on voluntary
    manslaughter did not create a substantial likelihood of a
    miscarriage of justice.   In his brief, the defendant contends
    that he was entitled to use deadly force outside the bar to
    protect himself, or his friend Goncalves, for several reasons.
    There was an "explosive" argument between Goncalves and Eason
    outside the bar; the defendant argued with Brandao (who
    23
    allegedly was aligned with Eason); "all the while" Brandao
    pointed "what the defendant suggests is a firearm."
    The defendant did not testify, and the record does not
    otherwise contain sufficient evidence to support an instruction
    on self-defense.    Brandao denied that he possessed a firearm in
    front of the bar, and no witnesses testified that Brandao
    participated in the altercation, or that Brandao threatened the
    defendant with a firearm.10   Moreover, the defendant did not
    establish that he was somehow justified in using deadly force to
    protect himself or another from Eason (who was unarmed).
    d.    Peremptory challenges.   There is no dispute, as the
    transcript indicates and the Commonwealth concedes, that the
    defendant was deprived of the right to exercise two peremptory
    10On appeal, the defendant contends that a bartender,
    Francisco Amado, testified that an unidentified person
    (presumably Adelberto Brandao) was pointing something moments
    before the first gunshot, and that the object in his hand could
    have been a gun. The defendant mischaracterizes Amado's
    testimony. On cross-examination, Amado testified:
    Q.: "Does it appear that he's pointing something at
    people?"
    A.:   "Yes."
    Q.:   "Does it appear he's possibly pointing a gun?"
    A.:   "He's pointing something, but I can't --"
    Q.:   "Okay.   So you can't tell?"
    A.:   "No."
    24
    challenges.    The issue presented on appeal is whether the
    defendant was able to show prejudice or injury resulting from
    that error.    See Commonwealth v. Bockman, 
    442 Mass. 757
    , 762-763
    (2004).
    The judge decided to empanel sixteen jurors.     As a result,
    each party was entitled to sixteen peremptory challenges.      See
    Mass. R. Crim. P. 20 (c) (1), 
    378 Mass. 889
    (1979).     The judge
    began the empanelment process by introducing the case and the
    parties, and asking the entire venire general questions, as then
    required by G. L. c. 234, § 28, and Mass. R. Crim. P.
    20 (b) (1).    Thereafter, she brought each juror to sidebar for
    individual questioning, focused on bias against people from Cape
    Verde, bias against individuals who consumed alcohol, and
    familiarity with the neighborhood bar.    At the conclusion of
    individual questioning, the prosecutor and the two defense
    attorneys were required to exercise peremptory challenges on any
    juror the judge had declared indifferent.
    On the final day of the three-day empanelment, the
    defendant exercised a peremptory challenge to excuse a potential
    juror called to fill seat number 14.    The judge mistakenly
    informed defense counsel, "That takes care of all your
    challenges."   At that point, the defendant had exercised
    fourteen peremptory challenges and had two remaining.     Later,
    defense counsel stated, "It is my understanding, and I might be
    25
    wrong, that I had two challenges left."     Thereafter, the judge
    sat two jurors:   juror no. 69 (seat number 16) and juror no. 80
    (seat number 10) (to replace an excused juror).    The defendant,
    in both instances, did not object to the jurors being seated or
    raise a challenge for cause.
    While not guaranteed by the United States Constitution or
    the Massachusetts Declaration of Rights, peremptory challenges
    "historically [have] performed an important role in assuring the
    constitutional right to a fair trial" (quotation and citation
    omitted).   
    Bockman, 442 Mass. at 762
    .   See Commonwealth v.
    Mello, 
    420 Mass. 375
    , 396 (1995); Commonwealth v. Wood, 
    389 Mass. 552
    , 559 (1983).   The ability to strike a potential juror
    for no reason at all affords a party the option of eliminating
    from the jury an individual who may harbor a subtle bias not
    fully vetted during voir dire.   
    Bockman, supra
    .
    In 
    Wood, 389 Mass. at 564
    , we stated that "the erroneous
    denial of the right to exercise a peremptory challenge is
    reversible error without a showing of prejudice."    See
    Commonwealth v. Green, 
    420 Mass. 771
    , 776 (1995); Commonwealth
    v. Hyatt, 
    409 Mass. 689
    , 692 (1991).     Nonetheless, we also have
    held that the purposes underlying the "award and exercise of a
    peremptory challenge" are satisfied where no person is seated as
    a juror "against whom the defendant could claim suspected or
    perceived bias, and no person against whom he had exercised or
    26
    attempted to exercise a peremptory challenge."    See 
    Bockman, 442 Mass. at 763
    .   See also Commonwealth v. Smith, 
    461 Mass. 438
    ,
    443 (2012) (no possibility of prejudice where challenged juror
    selected as alternate and did not deliberate); Commonwealth v.
    Leahy, 
    445 Mass. 481
    , 497 (2005) (defendant did not establish
    that he would have exercised proper peremptory challenge had
    another been available where he did not use his last challenge
    until final juror was seated); Commonwealth v. Auguste, 
    414 Mass. 51
    , 58 (1992) (defendant "suffered a prejudicial
    diminution of peremptory challenges" based on showing that he
    would have exercised proper peremptory challenge had another
    been available).
    We conclude that the defendant is not entitled to a new
    trial based on the erroneous deprivation of the two preemptory
    challenges.   The defendant has not shown a violation of his
    right to an impartial jury.    He did not object when the judge
    advised him that he had exhausted his peremptory challenges.      He
    did not argue at trial, in his motion for a new trial, or on
    appeal, that he would have used a remaining peremptory challenge
    to exclude either juror no. 69 or juror no. 80.    Indeed, the
    defendant did not contend that juror no. 69 or juror no. 80 were
    partial or biased, and did not otherwise voice any
    dissatisfaction with these jurors.    See 
    Bockman, 442 Mass. at 762
    .
    27
    In addition, the defendant received all of the rights
    afforded by State law.    At the time of the defendant's trial,
    G. L. c. 234, § 32, provided, "No irregularity in . . . [the]
    empanelling of jurors shall be sufficient to set aside a
    verdict, unless the objecting party has been injured thereby or
    unless the objection was made before the verdict."11      See
    Commonwealth v. Figueroa, 
    451 Mass. 566
    , 570 (2008) (no
    irregularity in empanelment of jurors is sufficient to overturn
    verdict unless defendant objects or demonstrates harm);
    Commonwealth v. Crayton, 
    93 Mass. App. Ct. 251
    , 256 (2018)
    (defendant objected to reduced number of peremptory challenges
    and asked for additional ones).       As discussed, the defendant has
    not shown that he was injured by the deprivation of the two
    peremptory challenges, and he did not object prior to the
    verdict.   There was no prejudice and no reason to grant a new
    trial on this basis.
    e.    Identification evidence.    The defendant alleges that he
    was deprived of the right to a fair trial due to the erroneous
    introduction of identification testimony.      We address each of
    these claims in turn.
    11The provision was effective until May 10, 2016, and was
    repealed by St. 2016, c. 36, § 1, when attorney voir dire became
    effective. See St. 2016, c. 36, § 4, inserting G. L. c. 234A,
    §§ 67A-D.
    28
    i.   Police officer's identification of the defendant.
    Surveillance video footage from the bar and from a nearby
    community center building played a prominent role at trial.       In
    his opening statement, the prosecutor characterized the video
    surveillance cameras "working inside and outside of [the bar]
    and . . . down the street at the [community center]" as "silent
    witnesses."    He told the jury, "You're going to be able to see
    what [the defendants] were wearing that night, who they arrived
    with, what time, what they did inside, . . . what they did
    outside and what they did leading up to, during and after the
    time that Jovany Eason and Manuel Monteiro were shot."
    At trial, Boston police Sergeant Detective James Wyse
    testified that an individual, who was depicted in the
    surveillance video entering the bar at 1:04 A.M., wearing a
    white T-shirt, was the defendant.    The defendant objected to
    this testimony, and we therefore review under the prejudicial
    error standard.12    See Commonwealth v. 
    Martinez, 431 Mass. at 173
    .
    For the first time on appeal, the defendant contends that
    12
    Sergeant Detective Wyse impermissibly identified the codefendant
    and other individuals on the surveillance tapes. We conclude
    that the defendant has not established a substantial likelihood
    of a miscarriage of justice. See Commonwealth v. Wright, 
    411 Mass. 678
    , 682 (1992), S.C., 
    469 Mass. 447
    (2014). Of these
    individuals, Brandao and Aldison Resende testified at trial and
    identified themselves in the surveillance video. Other
    witnesses, apart from Wyse, identified all but one of the
    remaining individuals -- three bystanders and the codefendant.
    29
    Making a determination of the identity of a person from a
    photograph or video image is an expression of an opinion.
    Commonwealth v. Pleas, 
    49 Mass. App. Ct. 321
    , 323-324 (2000).       A
    lay witness is permitted to identify an individual depicted in a
    video or photograph if that testimony would assist the jurors in
    making their own independent identification.    See Mass. G. Evid.
    § 701 (2018).   "The general rule is that a witness's opinion
    concerning the identity of a person depicted in a surveillance
    photograph is admissible if there is some basis for concluding
    that the witness is more likely to correctly identify the
    defendant from the photograph than is the jury."    Commonwealth
    v. Vacher, 
    469 Mass. 425
    , 441 (2014), quoting Commonwealth v.
    
    Pleas, 49 Mass. App. Ct. at 326
    .    "Put another way, such
    testimony is admissible    . . . when the witness possesses
    sufficient relevant familiarity with the defendant that the jury
    cannot also possess" (quotations and citation omitted).       
    Vacher, supra
    .   Absent this foundation, a witness's identification of a
    defendant from a video or photograph invades the province of the
    jury to draw their own conclusions about who is who.    
    Id. We need
    not dwell on the issue whether Wyse was in a better
    position than the jurors to identify the defendant, and whether
    the testimony was admitted erroneously.    It is clear that Wyse's
    identification testimony, even if erroneous, was not
    prejudicial.    Prior to his testimony, two witnesses, Aldison
    30
    Resende and Brandao, identified the defendant as the individual
    depicted in the surveillance footage walking into the bar,
    wearing a white T-shirt.    The bar owner identified the defendant
    as the person depicted in the surveillance footage being removed
    from the bar after the fight in the restroom.     A fourth witness,
    Joao, identified the defendant, from a still image of the
    surveillance video, as the individual outside the bar who "took
    the gun from the other kid."    See Commonwealth v. Austin, 
    421 Mass. 357
    , 366 (1995).     Thus, although the testimony of a police
    officer, with its possibly greater imprint of authority as to
    identification of a defendant in these circumstances, is not
    permissible absent some compelling reason that the police
    officer is in a better position than the jury to identify the
    defendant, there was no prejudice to the defendant in these
    circumstances.
    ii.   Photographic array.    The defendant also challenges the
    fact that, contrary to Boston police department regulations,
    individuals asked to identify him from a photographic array were
    presented only five photographs, including his, from which to
    choose.   In November 2004, the Boston police department adopted
    standard protocols for the collection and preservation of
    eyewitness identification evidence.     Under this protocol, a
    photographic array must "include a total of [eight] photos
    consisting of seven (7) fillers, plus one (1) suspect."
    31
    Pursuant to this protocol, Wyse prepared a photographic array
    consisting of eight photographs arranged in sequential fashion.
    On August 7, 2009, a police officer unconnected to the
    investigation, acting as a blind administrator, displayed the
    eight-person array to Joao.    A month later, Wyse provided the
    folder to a different police detective unconnected with the
    investigation, and that detective displayed the photographs to
    Brandao.    This time, however, three filler photographs were
    missing, and the array consisted of only five photographs.      Wyse
    testified that this was a mistake, and that he had assumed that
    the folder was intact from the prior identification procedures
    and that it contained eight photographs.
    The defendant did not raise this issue in a motion to
    suppress identification evidence as an unnecessarily suggestive
    identification procedure, or object to its admission in evidence
    at trial.    See Commonwealth v. Watson, 
    455 Mass. 246
    , 250
    (2009).    On appeal, he contends that the use of a five-person
    array violated this court's ruling in Commonwealth v. Walker,
    
    460 Mass. 590
    , 604 (2011), and that he has been prejudiced by
    the error.    We review to determine whether the identification
    procedure created a substantial likelihood of a miscarriage of
    justice.    Commonwealth v. 
    Wright, 411 Mass. at 682
    .
    In 
    Walker, 460 Mass. at 604
    , we held that, "[u]nless there
    are exigent or extraordinary circumstances, the police should
    32
    not show an eyewitness a photographic array, whether
    simultaneous or sequential, that contains fewer than five
    fillers for every suspect photograph."   While the procedure used
    inadvertently did not comport with this requirement, the
    defendant has not shown prejudice from it.   Walker was issued
    more than two years after Wyse arranged for the identification
    procedure used in this case.   The defendant does not contend
    that the identification procedure was unduly suggestive.    To the
    extent that the police, albeit inadvertently, violated their own
    internal policies, this was a matter for cross-examination.
    iii.   Witness's familiarity with the defendant's name.      The
    defendant contends also that the judge erred in denying his
    request for a voir dire examination of Joao concerning his
    knowledge that the shooter's nickname was "Ima."   The decision
    to conduct a voir dire examination of a witness rests in the
    sound discretion of the trial judge, Commonwealth v. Rodriguez,
    
    425 Mass. 361
    , 370 n.5 (1997), and the judge's ruling will not
    be disturbed unless it constitutes "a clear error of judgment in
    weighing the factors relevant to the decision . . . such that
    the decision falls outside the range of reasonable alternatives"
    (quotations and citation omitted).   L.L. v. Commonwealth, 
    470 Mass. 169
    , 185 n.27 (2014).
    Prior to August 1, 2009, Joao recognized the defendant from
    the neighborhood and knew the street where the defendant lived,
    33
    but did not know his name or nickname.    Sometime after the
    shooting, and before Joao spoke to the police, he learned from
    someone in the community that the shooter's nickname was "Ima."
    On August 7, 2009, Joao identified the defendant's photograph
    from an array and described him as "Ima."     He told the police
    that the person in the photograph was "the person [he saw] shoot
    inside [the bar].     I [saw] him [take] a gun from the other guy
    and shoot. 'Ima Ima.'"
    The defendant requested a voir dire examination of Joao to
    determine "where [Joao] got that information."    The prosecutor
    represented that Joao had heard the nickname from an unknown
    source outside of law enforcement, had known the shooter "by
    face" prior to the incident, and knew where the shooter lived.
    The judge denied the request for a voir dire hearing, and ruled
    that the Commonwealth would be prohibited from suggesting that
    Joao had known the defendant's nickname before the shooting.
    The judge agreed with the Commonwealth that Joao's lack of
    personal knowledge at the time of the shooting would be "fair
    cross-examination."
    On direct examination, Joao testified that he had seen the
    shooter around "once in a while" on a particular street in the
    neighborhood, and that he knew that the defendant's father,
    "Mocho," lived on that street.     Joao further testified:
    34
    Q.: "Is it fair to say that the person you saw shooting
    the gun, you didn't know that person by name?"
    A.:   "Before, no."
    Q.:   "And you didn't know that person by nickname?"
    A.:   "No."
    Q.: "But you did know, and you told the police, you knew
    that person by sight?"
    A.:   "Yes."
    Later, Joao testified that he identified "Ima" from a series of
    photographs.   He stated, however, that he did not know the
    shooter's nickname on August 1, 2009, and only heard the
    nickname from someone else.
    We discern no abuse of discretion in the judge's decision
    to deny the defendant's motion for a voir dire hearing
    concerning the source of Joao's information.   Joao testified
    that someone told him the defendant's nickname prior to the
    identification procedure, and there was no suggestion that Joao
    knew the nickname at the time of the shooting.    The defendant
    chose not to pursue the issue on cross-examination, and did not
    contend that this information tainted Joao's identification
    testimony.
    f.    Ineffective assistance of counsel.   The defendant moved
    for a new trial, pursuant to Mass. R. Crim. P. 30, as appearing
    in 
    435 Mass. 1501
    (2001), based on trial counsel's
    "inexplicable" failure to investigate and advance a defense of
    35
    intoxication.   Another judge (the trial judge having retired)
    denied the defendant's motion for a new trial without a hearing.
    The motion judge determined that the defendant had not raised a
    substantial issue that would merit a hearing.   In the motion
    judge's view, trial counsel made a reasoned, strategic decision
    to forgo an intoxication defense based on the available
    evidence.   When the defendant submitted his motion for a new
    trial, evidence that he had been drinking alcohol and smoking
    marijuana throughout the day of the shooting was not newly
    discovered, as it would have been readily discoverable through
    reasonable diligence prior to trial, and, indeed, the
    defendant's counsel had mentioned at the beginning of trial that
    he intended to call the defendant's sister as to her knowledge
    of the defendant's drinking and smoking throughout that day.
    In reviewing a claim of ineffective assistance in a case of
    murder in the first degree, we apply the more favorable standard
    of review of a substantial likelihood of a miscarriage of
    justice, pursuant to G. L. c. 278, § 33E.   See Commonwealth v.
    Vargas, 
    475 Mass. 338
    , 358 (2016).   "We consider whether there
    was an error in the course of the trial (by defense counsel, the
    prosecutor, or the judge) and, if there was, whether that error
    was likely to have influenced the jury's conclusion."     
    Id., quoting Commonwealth
    v. Lessieur, 
    472 Mass. 317
    , 327, cert.
    denied, 
    136 S. Ct. 418
    (2015).   Where the ineffective assistance
    36
    of counsel claim is based on a tactical or strategic decision,
    we apply a more rigorous standard that, to be ineffective, the
    attorney's decision must have been "manifestly unreasonable"
    (citation omitted).     See Commonwealth v. Lang, 
    473 Mass. 1
    , 14
    (2015).   Based upon our review of the record, we agree with the
    motion judge's conclusion that the defendant was not deprived of
    his right to effective representation.
    To support his motion for a new trial, the defendant
    submitted five affidavits from friends and family members (his
    sister and brother) stating that they knew from personal
    observation that the defendant had been intoxicated from
    drinking alcohol and smoking marijuana on August 1, 2009.     The
    defendant's proffer included an affidavit from his sister, who
    stated, "I was at my residence with my brother Emmanuel Pina and
    several other friends and family.    We were hanging out on the
    porch from the early morning into the late evening.    We were
    drinking beer and smoking weed.     I observed my brother . . . to
    be drinking and smoking all day with us and appeared to be high
    and intoxicated."
    The defendant also submitted an affidavit of trial counsel
    detailing counsel's efforts to investigate and raise an
    intoxication defense.    In sum, trial counsel located witnesses,
    including the defendant's sister, who "confirmed that [the
    defendant] had been drinking beer/hard liquor and smoking
    37
    marijuana just before he left for the bar."    Trial counsel
    interviewed the defendant's sister and "became concerned about
    her memory, willingness to testify and her ability to withstand
    cross-examination."    In addition, trial counsel's investigator
    continued to search for other witnesses to corroborate the
    sister's testimony.    The investigator identified at least one
    individual who indicated that the defendant had been intoxicated
    that night.   That person subsequently refused to meet with trial
    counsel.   Other potential witnesses, according to trial counsel,
    "down right refused to speak with [the investigator and trial
    counsel]."
    During the trial, counsel continued to assess the value of
    presenting an intoxication defense through the defendant's
    sister, in light of her vulnerabilities and the possibility that
    the defendant would testify.    On the first day of empanelment,
    trial counsel moved to exempt the defendant's sister from the
    sequestration order.    He informed the judge that she would
    testify "as to [one] narrow area and that is that she was with
    my client the evening of the shooting . . . they were drinking
    shots and beer on the porch of their house. . . .    Her opinion
    would be that [the defendant] had drunk excessively that night."
    As the trial unfolded, counsel waited until the close of
    the Commonwealth's evidence before he decided whether to call
    the sister as a witness.    In his affidavit, trial counsel
    38
    explained that he "assessed this possibility in conjunction with
    [the defendant] testifying himself."    When the Commonwealth
    rested, trial counsel decided not to call the sister or to
    present any evidence.    While he did not recall the details of
    his discussions with the defendant's sister, counsel represented
    that "this conversation reinforced my concerns that she would
    not be a good witness."
    A judge is required to grant a defendant an evidentiary
    hearing on a motion for a new trial "only if a substantial issue
    is raised by the motion or affidavits."    Commonwealth v. Torres,
    
    469 Mass. 398
    , 402 (2014).    See Mass. R. Crim. P. 30 (c) (3).
    "[A] judge considers the seriousness of the issues raised and
    the adequacy of the defendant's showing on those issues."
    Torres, supra at 402-403.    See Commonwealth v. Shuman, 
    445 Mass. 268
    , 278 (2005).
    The judge had more than adequate grounds on which to deny
    the motion for a new trial without an evidentiary hearing.      She
    found that trial counsel's affidavit was "very clear about the
    decision he made on the question of intoxication."    Trial
    counsel, she determined, "spotted the possible defense early and
    took reasonable and diligent steps to pursue it."    These steps
    included attempting to identify additional witnesses and
    assessing the value of calling the defendant's sister in light
    of her "difficulties."    The judge determined that trial counsel
    39
    "made the deliberate and strategic decision that [the sister]
    would not be a good witness."    The judge concluded, and we
    agree, that counsel's informed strategic decisions were not
    manifestly unreasonable.
    Moreover, the defendant has not demonstrated that he raised
    a substantial issue of newly discovered evidence.     A defendant
    seeking a new trial on the ground of newly discovered evidence
    bears the burden of demonstrating that (1) the evidence "is in
    fact newly discovered"; (2) the newly discovered evidence is
    "credible and material"; and (3) the newly discovered evidence
    "casts real doubt on the justice of the conviction" (quotation
    and citation omitted).     See Commonwealth v. Staines, 
    441 Mass. 521
    , 530 (2004).   The first prong of this test requires a
    defendant to show that reasonable diligence, on the part either
    of the defendant or defense counsel, would not have uncovered
    the evidence by the time of trial, or, if a subsequent motion
    for a new trial, the earlier filing of the first motion for a
    new trial.   See Commonwealth v. Grace, 
    397 Mass. 303
    , 306
    (1986).   See also Commonwealth v. LaFaille, 
    430 Mass. 44
    , 55
    (1999) (defendant could be expected to uncover evidence that
    witness observed someone else shoot victim where witness dated
    defendant's sister at time of trial).
    The defendant has not met his burden of demonstrating that
    reasonable pretrial diligence on his part would not have
    40
    produced the statements by the purportedly newly discovered
    witnesses.    The witnesses consisted of the defendant's friends,
    and a family member, who were with him for hours prior to the
    incident.    Further, according to the trial record, two of the
    friends were inside the bar with the defendant and participated
    in the altercation.     We agree with the motion judge that "the
    identity of all these people was readily discoverable by the
    defendant long before trial.    All that can fairly be described
    as new about these affidavits is the witness's new willingness
    to address the particular topic of [the defendant's]
    intoxication, and to go on record doing so."     A posttrial change
    of heart by a witness, well known to the defendant before trial,
    does not constitute newly discovered evidence.
    3.      Review under G. L. c. 278, § 33E.   We have carefully
    reviewed the entire record pursuant to G. L. c. 278, § 33E, and
    we conclude that there is no reason to order a new trial or to
    reduce the conviction to a lesser degree of guilt.
    Judgements affirmed.