Gvt. Province of Manitoba v. David Bernhardt , 923 F.3d 173 ( 2019 )


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  •  United States Court of Appeals
    FOR THE DISTRICT OF COLUMBIA CIRCUIT
    Argued November 8, 2018                  Decided May 3, 2019
    No. 17-5242
    GOVERNMENT OF THE PROVINCE OF MANITOBA,
    APPELLEE
    STATE OF MISSOURI, EX REL. ERIC SCHMITT,
    MISSOURI ATTORNEY GENERAL’S OFFICE,
    APPELLANT
    v.
    DAVID BERNHARDT, SECRETARY,
    U.S. DEPARTMENT OF THE INTERIOR, ET AL.,
    APPELLEES
    Appeal from the United States District Court
    for the District of Columbia
    (No. 1:02-cv-02057)
    Joshua M. Divine, Deputy Solicitor, Office of the Attorney
    General for the State of Missouri, argued the cause for the
    appellant. Joshua D. Hawley, Attorney General, D. John
    Sauer, First Assistant and Solicitor and Julie Marie Blake,
    Deputy Solicitor, were with him on brief. Laura E. Elsbury,
    Trial Counsel, and Eldon V. Greenberg entered appearances.
    Anna T. Katselas, Attorney, United States Department of
    Justice, argued the cause for the federal appellees. Jeffrey H.
    2
    Wood, Acting Assistant Attorney General, Eric Grant, Deputy
    Assistant Attorney General, and Robert J. Lundman, Attorney,
    were with her on brief. Andrew C. Mergen, Attorney, entered
    an appearance.
    Nessa Horewitch Coppinger and Ryan J. Carra, Special
    Assistant Attorneys General, Office of the Attorney General
    for the State of North Dakota, and Jennifer L. Verleger,
    Assistant Attorney General, were on brief for the appellee State
    of North Dakota. Scott M. DuBoff and Benjamin L. Lambiotte
    entered appearances.
    Before: HENDERSON, ROGERS and SRINIVASAN, Circuit
    Judges.
    Opinion for the Court filed by Circuit Judge HENDERSON.
    KAREN LECRAFT HENDERSON, Circuit Judge: The
    Northwest Area Water Supply Project (Project) will someday
    send clean water from the Missouri River Basin to parched
    communities in northern North Dakota. That day has not yet
    come. For now, the Project’s construction remains bogged
    down in long-running environmental litigation. This case, the
    most recent leg of the litigation marathon, involves the State of
    Missouri’s complaint that the Bureau of Reclamation
    (Reclamation)—the federal agency responsible for carrying
    out the Project—violated the National Environmental Policy
    Act of 1969, Pub. L. No. 91-190, 83 Stat. 852 (1970) (codified
    as amended at 42 U.S.C. §§ 4321 et seq.) (NEPA), by failing
    to consider adequately how diverting billions of gallons of
    Missouri River water will affect downstream States.
    Missouri brought this lawsuit on behalf of its citizens to
    prevent the Project from causing them harm. In legal
    language, Missouri sued in its parens patriae capacity. The
    3
    problem for Missouri is that, as a general matter, a “State does
    not have standing as parens patriae to bring an action against
    the Federal Government.” Alfred L. Snapp & Son, Inc. v.
    Puerto Rico, ex rel., Barez, 
    458 U.S. 592
    , 610 n.16 (1982).
    For this reason and others elaborated below, we agree with the
    district court that Missouri lacks standing and therefore affirm.
    I. BACKGROUND
    Communities in northern North Dakota have long suffered
    from water shortages. North Dakota and Reclamation—an
    agency housed within the United States Department of Interior
    charged with, inter alia, managing and developing water
    resources—began seeking a solution in the late 1980s. Their
    efforts culminated in the Northwest Area Water Supply
    Project. The Project will “withdraw water from the Missouri
    River Basin and transport it via a 45-mile-long pipeline to the
    Hudson Bay Basin located in Northwest North Dakota.”
    Gov’t of Province of Manitoba v. Zinke, 
    849 F.3d 1111
    , 1114
    (D.C. Cir. 2017). Over eighty thousand North Dakotans will
    gain access to clean water.
    “The Project falls under the auspices of” NEPA, which
    “imposes ‘a set of action-forcing procedures’ requiring federal
    agencies to take a ‘hard look’ at any potential environmental
    consequences associated with their ‘proposals and actions’ and
    to broadly disseminate relevant environmental information.”
    
    Id. at 1115
    (quoting Dep’t of Transp. v. Pub. Citizen, 
    541 U.S. 752
    , 756–57 (2004); Robertson v. Methow Valley Citizens
    Council, 
    490 U.S. 332
    , 350 (1989)). To that end, NEPA
    requires “all agencies of the Federal Government” to prepare
    an Environmental Impact Statement (EIS) before taking a
    “major Federal action[] significantly affecting the quality of the
    human environment.” 42 U.S.C. § 4332(2)(C). An EIS is
    not required, however, if the agency completes an
    4
    Environmental Assessment and makes a Finding of No
    Significant Impact.       New York v. Nuclear Regulatory
    Comm’n, 
    681 F.3d 471
    , 476 (D.C. Cir. 2012); see also 40
    C.F.R. § 1501.4 (“In determining whether to prepare an
    environmental impact statement the Federal agency shall . . .
    [p]repare a finding of no significant impact (§ 1508.13), if the
    agency determines on the basis of the environmental
    assessment not to prepare a statement.”). NEPA itself does
    not provide a cause of action, W. Org. of Res. Councils v. Zinke,
    
    892 F.3d 1234
    , 1241 (D.C. Cir. 2018); as a consequence, any
    challenge to agency action based on NEPA must be brought
    under the Administrative Procedure Act, 5 U.S.C. §§ 701 et
    seq.
    We earlier held that Reclamation has failed to “comply
    with NEPA’s requirements” and has “left the Project mired in
    legal challenges” since 2002. Gov’t of Province of 
    Manitoba, 849 F.3d at 1115
    . Our decision there sets forth in detail the
    history of the litigation. 
    Id. at 1114–17.
    We recount only the
    essentials. There were two Project-related lawsuits against
    Reclamation before this one. Manitoba brought the first
    challenge, claiming Reclamation failed to “adequately grapple
    with potential ecological problems caused by transferring
    treatment-resistant biota into the Hudson Bay Basin.” 
    Id. at 1115
    . The district court agreed, remanding to Reclamation its
    initial Finding of No Significant Impact. Gov’t of Province of
    Manitoba v. Norton, 
    398 F. Supp. 2d 41
    , 67 (D.D.C. 2005).
    Four years later, Reclamation issued an EIS and Manitoba sued
    again. Gov’t of Province of 
    Manitoba, 849 F.3d at 1116
    .
    This time, the State of Missouri also filed suit, alleging that
    Reclamation “did not properly account for cumulative effects
    of water withdrawal from the Missouri River.” 
    Id. The district
    court sided with both challengers, criticized
    Reclamation’s inadequate work and remanded for more NEPA
    analysis. 
    Id. 5 In
    2015, Reclamation issued a Supplemental
    Environmental Impact Statement (SEIS) for the Project.
    Manitoba 1 and Missouri again brought challenges, leading to
    this appeal. Reclamation moved for summary judgment,
    arguing that Missouri failed to establish standing.
    Specifically, Reclamation claimed that a State cannot sue the
    federal government as parens patriae, Missouri’s sole basis for
    standing. Missouri did not dispute that it relied solely on a
    parens patriae theory of standing but maintained that a State
    can, at least under some circumstances, sue the federal
    government in its parens patriae capacity. The district court
    first noted that “Missouri is very clear that it sues in its role as
    parens patriae on behalf of its residents” and “advances no
    other basis for its standing.” Gov’t of Province of Manitoba v.
    Zinke, 
    273 F. Supp. 3d 145
    , 167–68 (D.D.C. 2017). It
    explained that under longstanding precedent, a State lacks
    parens patriae standing to sue the federal government. 
    Id. at 162–68.
    The district court dismissed the complaint—a
    decision from which Missouri now appeals. Our review is de
    novo. Scenic Am., Inc. v. U.S. Dep’t of Transp., 
    836 F.3d 42
    ,
    49 (D.C. Cir. 2016) (“We review the District Court’s decision
    (or lack thereof) as to standing de novo.”).
    II. ANALYSIS
    Article III of the United States Constitution authorizes
    federal courts to decide only “Cases” and “Controversies.”
    U.S. Const. art. III, § 2, cl. 1. “To present a justiciable case or
    controversy, litigants must demonstrate standing, among other
    requirements.” Pub. Citizen v. Nat’l Highway Traffic Safety
    Admin., 
    489 F.3d 1279
    , 1289 (D.C. Cir. 2007). “The
    ‘irreducible constitutional minimum of standing’ contains
    three requirements.” Steel Co. v. Citizens for a Better Env’t,
    1
    Manitoba eventually settled with Reclamation.
    6
    
    523 U.S. 83
    , 102 (1998) (quoting Lujan v. Defenders of
    Wildlife, 
    504 U.S. 555
    , 560 (1992)). “The plaintiff must have
    (1) suffered an injury in fact, (2) that is fairly traceable to the
    challenged conduct of the defendant, and (3) that is likely to be
    redressed by a favorable judicial decision.” Spokeo, Inc. v.
    Robins, 
    136 S. Ct. 1540
    , 1547 (2016). “[A]s the party
    invoking federal jurisdiction,” the plaintiff “bears the burden
    of establishing these elements.” 
    Id. A State’s
    standing depends on the capacity in which it
    initiates a lawsuit. Erwin Chemerinsky, Federal Jurisdiction
    121 (7th ed. 2016) (“[A] distinction must be drawn between a
    government entity suing to remedy injuries that it has suffered
    and suing in a representative capacity on behalf of its
    citizens.”). Two types of lawsuits are relevant here. The
    first, a direct injury lawsuit, allows a State to sue to redress its
    own injury. Cf. Wyoming v. Oklahoma, 
    502 U.S. 437
    , 448–49
    (1992) (distinguishing between “claims of parens patriae
    standing” and “allegations of direct injury to the State itself”).
    For this first type of lawsuit, the State need meet only the
    ordinary demands of Article III—that is, establish injury-in-
    fact, causation and redressability, West v. Lynch, 
    845 F.3d 1228
    , 1230 (D.C. Cir. 2017). The second type, a parens
    patriae lawsuit, allows a State to sue in a representative
    capacity to vindicate its citizens’ interests. Pennsylvania v.
    Kleppe, 
    533 F.2d 668
    , 671 (D.C. Cir. 1976) (“[I]n bringing the
    action also on behalf of all injured citizens of the state, and
    upon the relation of four named individuals, Pennsylvania
    invokes a parens patriae theory of standing.”). For these
    lawsuits, the State must do more than meet Article III’s
    irreducible minimum; it must assert a quasi-sovereign interest
    “apart from the interests of particular private parties.” Alfred
    L. Snapp & Son, 
    Inc., 458 U.S. at 607
    . The Supreme Court
    has held that, at a minimum, a State has a quasi-sovereign
    interest “in the health and well-being—both physical and
    7
    economic—of its residents” and “in not being discriminatorily
    denied its rightful status within the federal system.” 
    Id. at 607.
    “One helpful indication in determining whether an alleged
    injury to the health and welfare of its citizens suffices to give
    the State standing to sue as parens patriae is whether the injury
    is one that the State, if it could, would likely attempt to address
    through its sovereign lawmaking powers.” 
    Id. Missouri claims
    that this litigation asserts both a direct
    injury and a parens patriae injury. Both sides agree that the
    Project will eventually divert billions of gallons of Missouri
    River water each year to North Dakota communities.
    Missouri asserts a direct injury: the large-scale diversion of
    water will allegedly harm its own interests by (among other
    things) damaging its riverfront properties (especially farmland
    adjacent to the Missouri River) and its commercial navigation
    businesses and by modifying its borders with neighboring
    states. Missouri also asserts that the Project will harm its
    citizens, a harm it seeks to allay in its quasi-sovereign—that is,
    parens patriae—capacity. We address seriatim the two
    theories of standing.
    A. DIRECT INJURY
    Reclamation contends that Missouri forfeited its direct
    injury theory of standing. We agree. Absent exceptional
    circumstances, a party forfeits an argument by failing to press
    it in district court. D.C. v. Straus, 
    590 F.3d 898
    , 903 (D.C.
    Cir. 2010); Adams v. Rice, 
    531 F.3d 936
    , 944–45 (D.C. Cir.
    2008). And the ordinary rules of forfeiture apply to standing.
    Huron v. Cobert, 
    809 F.3d 1274
    , 1280 (D.C. Cir. 2016)
    (forfeiture “applies to standing, as much as to merits,
    arguments, because it is not the province of an appellate court
    to ‘hypothesize or speculate about the existence of an injury
    [Plaintiff] did not assert’ to the district court” (quoting Kawa
    8
    Orthodontics, LLP v. Secretary, U.S. Dep’t of the Treasury,
    
    773 F.3d 243
    , 246 (11th Cir. 2014) (alteration in original))).
    In district court, Reclamation argued that Missouri as parens
    patriae lacks standing to sue the federal government. Rather
    than preserve its direct injury theory, Missouri chose to rely
    solely on its parens patriae standing. This is textbook
    forfeiture.
    Missouri responds that its complaint identifies a direct
    injury theory of standing and thus preserves that theory for our
    consideration. The complaint states that Missouri “brings this
    action on its own behalf and as parens patriae for its residents.”
    But a threadbare allegation included in its complaint does not
    help Missouri. A party forfeits an argument by mentioning it
    only “in the most skeletal way, leaving the court to do counsel’s
    work, create the ossature for the argument, and put flesh on its
    bones.” Schneider v. Kissinger, 
    412 F.3d 190
    , 200 n.1 (D.C.
    Cir. 2005) (quoting United States v. Zannino, 
    895 F.2d 1
    , 17
    (1st Cir. 1990)). On summary judgment, plaintiff Missouri
    had to identify record evidence establishing its standing to sue
    Reclamation. See Swanson Grp. Mfg. LLC v. Jewell, 
    790 F.3d 235
    , 240 (D.C. Cir. 2015); Abigail All. for Better Access to
    Developmental Drugs v. Eschenbach, 
    469 F.3d 129
    , 132 (D.C.
    Cir. 2006) (“[T]he party invoking the court’s jurisdiction must
    establish the predicates for standing ‘with the manner and
    degree of evidence required at’ that stage of trial.” (quoting
    
    Lujan, 504 U.S. at 561
    )). The simple allegation that Missouri
    “brings this action on its own behalf” does nothing to explain
    Missouri’s standing under a direct injury theory or to identify
    the evidence required at summary judgment. 2
    2
    At oral argument, Missouri contended that a party need not
    brief a “legally self-evident” theory of standing at summary
    judgment. “Generally, arguments raised for the first time at oral
    argument are forfeited.” U.S. ex rel. Davis v. D.C., 
    793 F.3d 120
    ,
    9
    The only remaining question is whether an extraordinary
    circumstance excuses Missouri’s forfeiture. See Flynn v.
    Comm’r, 
    269 F.3d 1064
    , 1068–69 (D.C. Cir. 2001). As far as
    we can tell, nothing in the record manifests that Missouri’s
    forfeiture of its direct injury theory was anything other than a
    tactical decision. And Missouri does not argue otherwise.
    Accordingly, we conclude that Missouri has forfeited its direct
    injury theory.
    B. PARENS PATRIAE CAPACITY
    Missouri faces an uphill climb in establishing standing in
    its parens patriae capacity. The traditional rule, the so-called
    “Mellon bar,” declares that a State lacks standing as parens
    patriae to bring an action against the federal government.
    Massachusetts v. Mellon, 
    262 U.S. 447
    , 485–86 (1923)
    (“While the state, under some circumstances, may sue” as
    parens patriae “for the protection of its citizens, it is no part of
    its duty or power to enforce their rights in respect of their
    relations with the federal government.”); see also Alfred L.
    Snapp & Son, 
    Inc, 458 U.S. at 610
    n.16; South Carolina v.
    Katzenbach, 
    383 U.S. 301
    , 324 (1966); Florida v. Mellon, 
    273 U.S. 12
    , 18 (1927); Maryland People’s Counsel v. FERC, 
    760 F.2d 318
    , 320 (D.C. Cir. 1985). Missouri first counters that
    the Mellon bar does not apply to this litigation because it is
    displaced by the APA. It also contends that the Supreme
    Court’s holding in Massachusetts v. EPA, 
    549 U.S. 497
    (2007),
    precludes application of the Mellon bar here.
    1. THE MELLON BAR APPLIES TO APA CASES
    Missouri contends that the Mellon bar does not apply to
    litigation the State brings against the federal government under
    127 (D.C. Cir. 2015). And Missouri offers no basis for excusing its
    forfeiture.
    10
    the APA. We have indeed recognized that the Mellon bar
    speaks to prudential, not Article III, standing which the courts
    designed to prevent a State from encroaching on the federal
    government’s power. Maryland People’s 
    Counsel, 760 F.2d at 321
    –22; 
    Kleppe, 533 F.2d at 676
    –77 (discussing Mellon bar
    purpose); cf. Lexmark Int’l, Inc. v. Static Control Components,
    Inc., 
    572 U.S. 118
    , 128 & n.4 (2014) (explaining “prudential
    standing” label is misleading because doctrine concerns
    whether plaintiff has cause of action under relevant statute and
    “‘the absence of a valid (as opposed to arguable) cause of
    action does not implicate subject-matter jurisdiction, i.e., the
    court’s statutory or constitutional power to adjudicate the
    case.”’ (quoting Verizon Md. Inc. v. Public Serv. Comm’n of
    Md., 
    535 U.S. 635
    , 642–43 (2002))). Because the Mellon bar
    is prudential, we have held that the Congress may by statute
    authorize a State to sue the federal government in its parens
    patriae capacity. Maryland People’s 
    Counsel, 760 F.2d at 322
    . Missouri believes the APA is such a statute and allows
    its lawsuit against Reclamation to proceed.
    Our leading precedent in this area is Maryland People’s
    Counsel v. FERC, 
    760 F.2d 318
    (D.C. Cir. 1985). 3 There, we
    concluded that the judicial review provision included in the
    Natural Gas Act of 1938 (NGA), Pub. L. No. 75-688, 52 Stat.
    821 (codified at 15 U.S.C. §§ 717 et seq.), is not subject to the
    Mellon bar. 
    Id. at 320–21
    (citing 15 U.S.C. § 717r(b)). Our
    analysis is instructive. The NGA authorizes States to
    participate in proceedings before the Federal Energy
    3
    Missouri asserts that earlier precedent, Pennsylvania v.
    Kleppe, 
    533 F.2d 668
    , 677 n.55 (D.C. Cir. 1976), held that the APA
    abrogated the Mellon bar and allowed a State to sue the federal
    government in its parens patriae capacity. We did not conclude that
    Pennsylvania had standing in Kleppe; Missouri’s claim that Kleppe
    adopted a bright-line rule that a State has parens patriae standing
    under the APA is, therefore, in error. 
    Id. at 680.
                                    11
    Regulatory Commission (FERC). 
    Id. It also
    gives States a
    cause of action to sue FERC based on those proceedings. 
    Id. at 321.
    But States are generally not purchasers of natural gas.
    
    Id. This fact
    led us to infer that the NGA’s judicial review
    provision is “evidently designed to recognize precisely the
    interest of the states in protecting their citizens in this
    traditional governmental field of utility regulation—that is, the
    states’ parens patriae interest.” 
    Id. Because the
    Congress
    intended a State to sue FERC based on its “parens patriae
    interest[s],” we held that an NGA suit brought by a State is not
    subject to the Mellon bar. 
    Id. at 321–22
    (describing
    “congressional elimination of the rule of Massachusetts v.
    Mellon” as “effective”).
    The APA generally provides a cause of action to any
    “person . . . adversely affected or aggrieved by agency action.”
    5 U.S.C. § 702. There is little doubt that a State qualifies as a
    “person” under the APA. See Maryland Dep’t of Human Res.
    v. Dep’t of Health & Human Servs., 
    763 F.2d 1441
    , 1445 n.1
    (D.C. Cir. 1985) (“If a foreign government and its agencies are
    persons within the meaning of the APA, it seems clear that a
    state and its agencies also are.”). To sue in its parens patriae
    capacity, moreover, a State must suffer an injury to its quasi-
    sovereign interest, Alfred L. Snapp & Son, 
    Inc., 458 U.S. at 607
    , and thus must be “adversely affected or aggrieved,” 5
    U.S.C. § 702. Unlike the NGA, however, the APA evinces no
    congressional intent to authorize a State as parens patriae to
    sue the federal government. The APA’s judicial review
    provision authorizes suit by a “person” challenging agency
    action and the APA definition of “person,” by implication only,
    includes a State, 5 U.S.C. § 701(b)(2) (“‘[P]erson’ . . . ha[s] the
    meaning[] given . . . by section 551 of this title.”); 5 U.S.C.
    § 551(2) (“‘[P]erson’ includes an individual, partnership,
    corporation, association, or public or private organization other
    than an agency.”). The APA’s judicial review provision
    12
    allows a person to challenge agency action taken under many
    different statutes. See Block v. Cmty. Nutrition Inst., 
    467 U.S. 340
    , 345 (1984) (APA confers “a general cause of action”). It
    is not linked to any particular statutory scheme and—unlike the
    NGA—does not create an inference that the Congress intended
    a wholesale imprimatur allowing a State as parens patriae to
    sue the federal government. Accordingly, the Mellon bar
    applies to litigation that a State, using the APA, seeks to pursue
    against the federal government. 4
    2. THE MELLON BAR HAS NO EXCEPTION
    Missouri also insists that the holding in Massachusetts v.
    EPA, 
    549 U.S. 497
    (2007), creates an exception to the Mellon
    bar that allows its lawsuit against Reclamation to proceed. In
    that case, Massachusetts petitioned the EPA to promulgate a
    rule governing vehicular greenhouse gas emissions. 
    Id. at 510.
    The EPA declined to regulate and Massachusetts sought
    judicial review. 
    Id. at 510–15.
    The United States Supreme
    Court concluded that Massachusetts had standing in its own
    right to sue the EPA. 
    Id. at 526.
    Its entire parens patriae
    discussion appears in footnote seventeen, two sentences of
    which are critical to Missouri’s argument. 
    Id. at 520
    n.17.
    The first declares that “there is a critical difference between
    allowing a State ‘to protect her citizens from the operation of
    federal statutes’ (which is what Mellon prohibits) and allowing
    a State to assert its rights under federal law (which it has
    standing to do).” 
    Id. (quoting Georgia
    v. Pennsylvania R. Co.,
    
    324 U.S. 439
    , 447 (1945)).            The second then states:
    “Massachusetts does not here dispute that the Clean Air Act
    applies to its citizens; it rather seeks to assert its rights under
    4
    We note that Missouri has not made an argument that
    NEPA—as opposed to the APA—authorizes this suit
    notwithstanding the Mellon bar and thus we have no occasion to
    consider that argument.
    13
    the Act.” 
    Id. Missouri reads
    the footnote as establishing an
    exception to the Mellon bar for litigation in which a State “does
    not challenge the validity of a federal statute but instead sues
    the federal government to assert the State’s own rights or those
    of its citizens under federal statutes.”
    But the Supreme Court had no need to carve out an
    exception to the Mellon bar in Massachusetts v. EPA because
    Massachusetts did not sue in its parens patriae capacity.
    Accord Center for Biological Diversity v. U.S. Dep’t of
    Interior, 
    563 F.3d 466
    , 476–78 (D.C. Cir. 2009) (discussing
    parens patriae analysis in Massachusetts v. EPA). It instead
    “alleged a particularized injury in its capacity as a landowner.”
    
    Massachusetts, 549 U.S. at 522
    . Because Massachusetts sued
    to remedy its own injury rather than that of its citizens,
    Massachusetts v. EPA is not a parens patriae case. There is
    some confusion on this score most possibly caused by the
    opinion’s discussion of quasi-sovereign interests. 
    Id. at 519–
    20. But that discussion related to the Supreme Court affording
    Massachusetts “special solicitude in [the] standing analysis.”
    Id at 520. The Court explained that Massachusetts is entitled
    to “special solicitude” because (1) a State has a quasi-sovereign
    interest in “preserv[ing] its sovereign territory” and (2) the
    Congress afforded “a concomitant procedural right to
    challenge the rejection of its rulemaking petition as arbitrary
    and capricious.” 
    Id. at 519–
    20; see also Texas v. United
    States, 
    809 F.3d 134
    , 151 (5th Cir. 2015) (applying special
    solicitude doctrine). Notwithstanding the quasi-sovereign-
    interests discussion, however, Massachusetts asserted its own
    statutory right and alleged its own harm to establish an injury-
    in-fact, as footnote seventeen expressly recognizes,
    
    Massachusetts, 549 U.S. at 520
    n.17 (“Massachusetts does not
    here dispute that the Clean Air Act applies to its citizens; it
    rather seeks to assert its rights under the Act.” (second
    emphasis added)); see also 
    id. at 522
    (Massachusetts “has
    14
    alleged a particularized injury in its capacity as a coastal
    landowner”).
    Nor does the text of footnote seventeen support Missouri’s
    proposed exception. The first three sentences of the footnote
    dispute the dissent’s characterization of Mellon as supporting
    the proposition that a State cannot assert a quasi-sovereign
    interest when suing the federal government. Compare 
    id. at 539
    (Roberts, C.J., dissenting) (“[T]he Court overlooks the fact
    that our cases cast significant doubt on a State’s standing to
    assert a quasi-sovereign interest—as opposed to a direct
    injury—against the Federal Government.”), with 
    id. at 520
    n.17
    (“Mellon itself disavowed any such broad reading when it
    noted that the [Mellon] Court had been ‘called upon to
    adjudicate, not rights of person or property, not rights of
    dominion over physical domain, [and] not quasi-sovereign
    rights actually invaded or threatened.’” 
    (quoting 262 U.S. at 484
    –85)). For good measure, the two concluding sentences of
    the footnote distinguish the Massachusetts facts from those of
    Mellon. “In any event,” they explain, “there is a critical
    difference between allowing a State ‘to protect her citizens
    from the operation of federal statutes’ (which is what Mellon
    prohibits) and allowing a State to assert its rights under federal
    law (which it has standing to do).” 
    Id. (quoting Pennsylvania
    R. 
    Co., 324 U.S. at 447
    ). The distinction is not, as Missouri
    suggests, between two types of parens patriae lawsuits, one
    permissible and one not. It is between a parens patriae
    lawsuit (what Mellon prohibits) and a State suing based on “its
    rights under federal law” (not a parens patriae lawsuit at all).
    See 
    Wyoming, 502 U.S. at 448
    –49 (1992) (“[C]laims of parens
    patriae standing” differ from “allegations of direct injury to the
    State itself.”); cf. 
    Kleppe, 533 F.2d at 675
    (describing parens
    patriae lawsuit as “representative action by the state”).
    15
    Finally, Missouri’s reading of footnote seventeen, if
    adopted, would establish an exception that makes little sense in
    light of the vertical federalism interest underlying the Mellon
    bar. As we have explained, an “individual’s dual citizenship
    in both state and nation, with separate rights and obligations
    arising from each, suggests that both units of government act
    as parens patriae within their separate spheres of activity.” 
    Id. at 676–77.
    “The general supremacy of federal law” means
    “that the federal parens patriae power should not, as a rule, be
    subject to the intervention of states seeking to represent the
    same interest of the same citizens.” 
    Id. at 677.
    For that
    reason, a “state can not have a quasi-sovereign interest
    because” matters of federal law “fall[] within the sovereignty
    of the Federal Government.”            
    Id. It is
    the State’s
    representation that usurps the role of the federal government,
    not the legal theory underlying its complaint. 
    Id. at 676–77.
    There is no reason to treat parens patriae actions alleging
    constitutional claims against the federal government
    differently from those alleging federal statutory claims. We
    doubt the Supreme Court meant in footnote seventeen to create
    an exception to the Mellon bar based on such a distinction.
    In the end, we are unpersuaded by Missouri’s argument
    that Massachusetts v. EPA alters our longstanding precedent
    that a State in general lacks parens patriae standing to sue the
    federal government. Accord Center for Biological 
    Diversity, 563 F.3d at 476
    –78 (rejecting, in dicta, that Massachusetts v.
    EPA creates exception to Mellon bar); Maryland People’s
    
    Counsel, 760 F.2d at 320
    (“[a] State does not have standing as
    parens patriae to bring an action against the Federal
    Government” (quoting Alfred L. Snapp & Son, 
    Inc., 458 U.S. at 610
    n.16)); Michigan v. EPA, 
    581 F.3d 524
    , 529 (7th Cir.
    2009) (per Wood, J.) (Massachusetts does not create exception
    to Mellon bar); Commonwealth v. U.S. Dep’t of Educ., 340 F.
    Supp. 3d 7, 14–16 (D.D.C. 2018) (same).
    16
    For the foregoing reasons, we affirm the judgment of the
    district court.
    So ordered.
    

Document Info

Docket Number: 17-5242

Citation Numbers: 923 F.3d 173

Judges: Henderson, Rogers, Srinivasan

Filed Date: 5/3/2019

Precedential Status: Precedential

Modified Date: 10/18/2024

Authorities (21)

Commonwealth of Pennsylvania, by Milton J. Shapp, Its ... , 533 F.2d 668 ( 1976 )

Spokeo, Inc. v. Robins , 136 S. Ct. 1540 ( 2016 )

Adams v. Rice , 531 F.3d 936 ( 2008 )

Maryland People's Counsel v. Federal Energy Regulatory ... , 760 F.2d 318 ( 1985 )

Massachusetts v. Environmental Protection Agency , 127 S. Ct. 1438 ( 2007 )

Block v. Community Nutrition Institute , 104 S. Ct. 2450 ( 1984 )

Flynn, John J. v. Cmsnr IRS , 269 F.3d 1064 ( 2001 )

Michigan v. United States Environmental Protection Agency , 581 F.3d 524 ( 2009 )

Schneider, Rene' v. Kissinger, Henry A. , 412 F.3d 190 ( 2005 )

Massachusetts v. Mellon , 43 S. Ct. 597 ( 1923 )

Florida v. Mellon , 47 S. Ct. 265 ( 1927 )

Lujan v. Defenders of Wildlife , 112 S. Ct. 2130 ( 1992 )

Steel Co. v. Citizens for a Better Environment , 118 S. Ct. 1003 ( 1998 )

Government of the Province of Manitoba v. Norton , 398 F. Supp. 2d 41 ( 2005 )

Center for Biological Diversity v. United States Department ... , 563 F.3d 466 ( 2009 )

Maryland Department of Human Resources v. Department of ... , 763 F.2d 1441 ( 1985 )

United States v. Ilario M.A. Zannino , 106 A.L.R. Fed. 1 ( 1990 )

District of Columbia v. Straus , 590 F.3d 898 ( 2010 )

Department of Transportation v. Public Citizen , 124 S. Ct. 2204 ( 2004 )

Verizon Maryland Inc. v. Public Service Commission of ... , 122 S. Ct. 1753 ( 2002 )

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