Mountain Publishing Co. LLP d/b/a Daily Camera v. Regents of the University of Colorado , 2021 COA 26 ( 2021 )


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  •      The summaries of the Colorado Court of Appeals published opinions
    constitute no part of the opinion of the division but have been prepared by
    the division for the convenience of the reader. The summaries may not be
    cited or relied upon as they are not the official language of the division.
    Any discrepancy between the language in the summary and in the opinion
    should be resolved in favor of the language in the opinion.
    SUMMARY
    March 4, 2021
    2021COA26
    No. 20CA0691, Prairie Mountain Publishing Co. LLP d/b/a
    Daily Camera v. Regents of the University of Colorado —
    Government — Public Records — Colorado Open Records Act —
    Colorado Sunshine Act — Open Meetings Law
    A division of the court of appeals holds that a “finalist” under
    the plain language of the Colorado Open Records Act (CORA) is a
    person who is disclosed by the appointing entity as a finalist. The
    division therefore reverses the district court’s judgment that would
    have required the Regents of the University of Colorado to disclose
    the names and interview materials of all the candidates that they
    interviewed.
    The dissent would hold that CORA requires appointing entities
    to disclose multiple finalists. The dissent would therefore affirm the
    district court’s judgment.
    COLORADO COURT OF APPEALS                                         2021COA26
    Court of Appeals No. 20CA0691
    City and County of Denver District Court No. 19CV33759
    Honorable A. Bruce Jones, Judge
    Prairie Mountain Publishing Company, LLP, d/b/a Daily Camera,
    Plaintiff-Appellee,
    v.
    Regents of the University of Colorado,
    Defendant-Appellant.
    JUDGMENT AND ORDER REVERSED
    Division V
    Opinion by JUDGE BERGER
    Vogt*, J., concurs
    J. Jones, J., dissents
    Announced March 4, 2021
    Maxfield Gunning, LLP, Robert R. Gunning, Eric Maxfield, Boulder, Colorado,
    for Plaintiff-Appellee
    Philip J. Weiser, Attorney General, Michael Kotlarczyk, Assistant Attorney
    General, Skippere Spear, Senior Assistant Attorney General, Denver, Colorado,
    for Defendant-Appellant
    Philip J. Weiser, Attorney General, Julie C. Tolleson, First Assistant Attorney
    General, Isabel J. Broer, Assistant Attorney General, Denver, Colorado, for
    Amicus Curiae Colorado Higher Education Institutions
    Baker & Hostetler LLP, Marc D. Flink, Denver, Colorado; Killmer, Lane, &
    Newman, LLP, Thomas B. Kelley, Denver, Colorado, for Amici Curiae Colorado
    Freedom of Information Coalition, Joseph L. Brechner Center for Freedom of
    Information, National Freedom of Information Coalition, News Leaders
    Association, Society of Professional Journalists, Colorado Politics, Colorado SPJ
    Pro Chapter, Colorado Press Association, Reporters Committee for Freedom of
    the Press, Colorado Broadcasters Association, Denver Post, Colorado Springs
    Gazette, Colorado News Collaborative and Colorado Sun
    *Sitting by assignment of the Chief Justice under provisions of Colo. Const. art.
    VI, § 5(3), and § 24-51-1105, C.R.S. 2020.
    ¶1    This case arises under the Colorado Open Records Act (CORA)
    and the Open Meetings Law (OML). Prairie Mountain Publishing
    Company, LLP, d/b/a Daily Camera requested documents
    regarding applicants for the presidency of the University of Colorado
    (CU). CU refused the requests, and the Daily Camera sued. The
    district court agreed with the Daily Camera and ordered disclosure
    of the requested documents. Because we conclude the district
    court exceeded its authority in rewriting the applicable statutes, we
    reverse.
    I.   Background
    ¶2    When CU President Bruce Benson announced his retirement,
    the CU Board of Regents (Regents) adopted procedures to select his
    successor. The Regents appointed an internal search committee
    and hired an outside search firm. Initially, the search firm received
    more than one hundred referrals or applications for the position.
    These candidates were winnowed down at various stages. The
    search firm narrowed this list to twenty-seven candidates, and the
    search committee decided to interview eleven, eventually
    interviewing only ten after one withdrew. After those interviews, the
    search committee reduced the remaining applicants to six, all of
    1
    whom were interviewed by the Regents. After those interviews, the
    Regents publicly announced that there was only one finalist —
    Mark Kennedy.
    ¶3    Mr. Kennedy then went through an extensive public vetting
    process, including personal meetings with various constituent
    groups at all of CU’s campuses. During this vetting process, there
    was considerable criticism heaped on the Regents regarding both
    the search process itself and the Regents’ apparent selection of Mr.
    Kennedy. Ultimately, the Regents voted 5-4 to appoint Mr.
    Kennedy.
    ¶4    After Mr. Kennedy’s appointment, the Daily Camera requested
    under CORA and the OML the names and application documents of
    the candidates selected by the search committee and those
    interviewed by the Regents.1 When CU declined to produce the
    1 The names of the candidates selected by the search committee
    were leaked to the press, even though that information was
    confidential. Ultimately, CU released documents relating to five of
    the six persons interviewed by the Regents (including Mr. Kennedy).
    The dissent correctly observes that this case narrowly escapes
    dismissal on mootness grounds.
    2
    records (except those regarding Mr. Kennedy), the Daily Camera
    sued in Denver District Court.2
    ¶5    The court ruled in favor of the Daily Camera, concluding that
    the six candidates interviewed by the Regents were the finalists.
    ¶6    Proceedings before the Denver District Court confirmed that,
    at least with respect to appointment of officers of public entities
    (which all parties concede include CU and its Regents), both CORA
    and the OML are seriously flawed. Despite many legislative
    attempts over the years to reconcile competing public policy
    interests, the statutes do a very poor job of precisely designating
    which records regarding which people are subject to mandatory
    disclosure.
    ¶7    Faced with these confusing statutes, the district court did a
    yeoman’s job attempting to make sense of and bring clarity to them.
    We conclude, however, that the district court’s efforts were, in the
    end, outside the proper role of our courts.
    ¶8    It is beyond argument that the district court’s construction of
    CORA and the OML better advance the sunshine and open
    2 CU’s executive offices are in Denver, making the district court for
    the second judicial district a proper forum for the CORA proceeding.
    3
    government principles that underlie those statutes. The statutes,
    as construed by the district court are “better” in that sense,
    although that value judgment may well depend on one’s point of
    view. But making statutes clearer, easier to administer, or “better”
    are not proper roles of this state’s courts. That is the job of the
    General Assembly. Dep’t of Transp. v. City of Idaho Springs, 
    192 P.3d 490
    , 494 (Colo. App. 2008) (“If a statute gives rise to
    undesirable results, the legislature must determine the remedy.
    Courts may not rewrite statutes to improve them.”) (citations
    omitted).
    ¶9    Unlike a situation in which a court is tasked with interpreting
    an ambiguous statute to comport with underlying constitutional
    commands, there is no such baseline here. The rights involved here
    are entirely statutory, and the power of the General Assembly to
    establish, limit, and clarify those rights is plenary. It is in that
    context that we review the district court’s judgment.
    4
    II.   Analysis
    A.   Standard of Review and Preservation
    ¶ 10   This case presents a question of statutory interpretation,
    which we review de novo.3 Oakwood Holdings, LLC v. Mortg. Invs.
    Enters. LLC, 
    2018 CO 12
    , ¶ 12. Courts “review de novo questions of
    law concerning the correct construction and application of CORA.”
    Harris v. Denver Post Corp., 
    123 P.3d 1166
    , 1170 (Colo. 2005).
    “Likewise, interpreting the OML presents a question of law that we
    review de novo.” Colo. Off-Highway Vehicle Coal. v. Colo. Bd. of
    Parks & Outdoor Rec., 
    2012 COA 146
    , ¶ 22.
    ¶ 11   The issue of whether CORA and the OML require the
    requested disclosure was preserved for appeal.
    B.    The Plain Language of the Statutes is Unambiguous
    ¶ 12   The overriding goal of statutory construction is to effectuate
    the legislature’s intent. Dep’t of Revenue v. Agilent Techs., Inc.,
    3 To the extent that CU argued in the district court that its
    interpretation of CORA or the OML deserved deference, it has not
    made that argument on appeal. Arguments not advanced on appeal
    are generally deemed waived. Moody v. People, 
    159 P.3d 611
    , 614
    (Colo. 2007). In any event, CU is not an agency or institution
    charged with enforcing CORA or the OML, and thus we would not,
    in any event, defer to its interpretation. See, e.g., Huddleston v.
    Grand Cnty. Bd. of Equalization, 
    913 P.2d 15
    , 17 (Colo. 1996).
    5
    
    2019 CO 41
    , ¶ 16. In doing so, courts “look first to the statute’s
    language, giving words and phrases their plain and ordinary
    meanings.” Bd. of Cnty. Comm’rs v. Dep’t of Pub. Health & Env’t,
    
    2020 COA 50
    , ¶ 14 (cert. granted Sept. 28, 2020). This requires
    “reading applicable statutory provisions as a whole in order to
    accord consistent, harmonious, and sensible effect to all their
    parts.” People in Interest of W.P., 
    2013 CO 11
    , ¶ 11. However,
    when the plain language is unambiguous, we look no further.
    Id. ¶ 13
      The parties agree that disclosure is required only with respect
    to finalists. Indeed, CORA prohibits CU and other state entities
    from disclosing any “[r]ecords submitted by or on behalf of an
    applicant or candidate for an executive position . . . who is not a
    finalist.” § 24-72-204(3)(a)(XI)(A), C.R.S. 2020.
    ¶ 14   This is the question before us: Who is a finalist? CORA
    defines a “finalist” as
    an applicant or candidate for an executive
    position as the chief executive officer of a state
    agency, institution, or political subdivision or
    agency thereof who is a member of the final
    group of applicants or candidates made public
    pursuant to section 24-6-402(3.5), and if only
    three or fewer applicants or candidates for the
    chief executive officer position possess the
    minimum qualifications for the position, said
    6
    applicants or candidates shall be considered
    finalists.
    Id. (emphasis added). ¶
    15   By the statute’s plain language, a “finalist” is a person who is
    disclosed by the appointing entity as a finalist — who is “made
    public.”
    Id. ¶ 16
      Unlike earlier versions of CORA, which were abrogated by the
    General Assembly, this definition of a “finalist” is confusing and
    perhaps circular. The district court acknowledged this, saying that
    it made no sense to allow the appointing entity to structure its
    appointment process to require disclosure of only the single person
    the entity intends to appoint. Such a process, according to the
    district court and the Daily Camera, violates the open records and
    open meetings principles underlying the statutes before us.
    ¶ 17   That may be true, but we hold this to be insufficient for us to
    step in and write what some may consider to be better statutes
    more attuned to concepts of open government. “Courts may not
    rewrite statutes to improve them.” City of Idaho 
    Springs, 192 P.3d at 494
    .
    7
    ¶ 18   The bottom line is that it is not impossible to enforce the
    statutes as written. (If it were, principles regarding construction of
    statutes by courts might come into play.) Doing so may or may not
    provide the level of open records that many think essential to good
    government. But that is not the test. Instead, we hold that the
    district court overstepped its bounds in rewriting CORA to provide
    that the Regents had a mandatory legal duty to disclose the records
    of the six interviewees.
    ¶ 19   The problems with the district court’s construction in this
    respect are several. First, how does a court determine who the
    finalists are? That is, even if we were to agree with the district
    court’s interpretation that the plain language requires the
    disclosure of multiple finalists when more than three applicants
    possess the minimum qualifications, what judicially manageable
    standards exist to determine who the finalists are? Are they the
    large group of persons vetted by the outside search firm, or the
    smaller group identified by the internal search committee? Or are
    the finalists only those persons that were interviewed by the search
    8
    committee?4 Is a person a finalist because he or she was
    interviewed by the Regents, even when the Regents, as a result of
    those interviews, determine that one or more of the interviewees
    were unsuitable for the job? Or are finalists limited to those
    persons that, after the interviews, are actually considered by the
    appointing entity for appointment, even when there is only one such
    person?
    ¶ 20   In answering these questions, the district court concluded that
    the finalists were those persons interviewed by the Regents, not the
    larger groups. While that choice is reasonable — indeed, that is
    precisely the choice made by the General Assembly in a prior, but
    now abrogated, version of CORA — statutory language dictating
    that choice is absent from the current versions of the statutes.
    Compare § 24-72-204(3)(a)(XI)(A), C.R.S. 2020, with § 24-72-
    204(3)(a)(XI)(A), C.R.S. 1994, and Ch. 286, sec. 3, § 24-72-
    204(3)(a)(XI)(A), 2001 Colo. Sess. Laws 1073. Instead, that choice
    4In fact, the Daily Camera requested the records of “the 28
    candidates interviewed by the search committee.” It is immaterial
    whether this request was in reference to the twenty-seven
    candidates that were vetted by the search committee, or the ten
    candidates actually interviewed by the committee.
    9
    reflects a policy decision that is for the General Assembly, not the
    courts.
    ¶ 21   The district court supported its interpretation with the
    dictionary definition of a “finalist” as one who competes in the “final
    round of competition,” and construed that to mean the interviews
    with the Regents. But the General Assembly itself defined “finalist,”
    and its statutory definition is not the same as the dictionary
    definition. “[W]hen the legislature defines a term in a statute, that
    definition governs.” Farmers Ins. Exch. v. Bill Boom Inc., 
    961 P.2d 465
    , 470 (Colo. 1998). The current statute does not define “finalist”
    in terms of who receives an interview or rounds of competition.
    ¶ 22   Instead, the current provision defines a “finalist” as a person
    “made public pursuant to section 24-6-402(3.5).” § 24-72-
    204(3)(a)(XI)(A). There is no statutory requirement that an
    institution name a minimum number of finalists, unless three or
    fewer applicants “possess the minimum qualifications.”
    Id. In that situation,
    all qualified applicants are finalists. Everyone agrees that
    this case does not fall into this statutory exception. It is
    undisputed that more than three applicants possessed the
    minimum qualifications for CU president. Accordingly, by statute,
    10
    only a candidate who was a “member of the final group of
    applicants or candidates made public pursuant to section 24-6-
    402(3.5)” of the OML is a finalist.
    Id. ¶ 23
       Neither does section 24-6-402(3.5), C.R.S. 2020, of the OML
    specify the number of finalists that must be named. It states:
    The state or local public body shall make
    public the list of all finalists under
    consideration for the position of chief executive
    officer no later than fourteen days prior to
    appointing or employing one of the finalists to
    fill the position. No offer of appointment or
    employment shall be made prior to this public
    notice. Records submitted by or on behalf of a
    finalist for such position shall be subject to the
    provisions of section 24-72-204(3)(a)(XI). As
    used in this subsection (3.5), “finalist” shall
    have the same meaning as in section 24-72-
    204(3)(a)(XI).
    Id. ¶ 24
       Based on these statutory provisions, because Mr. Kennedy
    was the only individual “made public pursuant to section 24-6-
    402(3.5),” § 24-72-204(3)(a)(XI)(A), we conclude that CU acted
    within its rights to treat him as the sole finalist.
    ¶ 25    The General Assembly could have said, but did not, that there
    must be multiple finalists. “Where the legislature could have
    chosen to restrict the application of a statute, but chose not to, we
    11
    do not read additional restrictions into the statute.” Springer v. City
    & Cnty. of Denver, 
    13 P.3d 794
    , 804 (Colo. 2000). And we will not
    second-guess the policy preferences of the legislature. Farmers Ins.
    
    Exch., 961 P.2d at 469
    .
    ¶ 26   The district court also pointed to the words “member” and
    “list” and their dictionary definitions as evidence that the General
    Assembly intended that there be more than one finalist. These
    words certainly permit a state entity to name multiple finalists. But
    these words do not require multiple finalists. While the words
    “member” and “list” can refer to multiple components they can also
    refer to single components, like single-member LLCs, or a list
    containing a single item. See Sedgwick Props. Dev. Corp. v. Hinds,
    
    2019 COA 102
    , ¶ 17.
    ¶ 27   Although “group” usually denotes multiple individuals, we do
    not think that term alone dictates rewriting the statute in the
    manner done by the district court. We also point out that section
    2-4-102, C.R.S. 2020, which governs construction of statutes,
    provides that “[t]he singular includes the plural, and the plural
    includes the singular.”
    12
    ¶ 28   As noted, under a prior version of CORA, both the question
    and answer were simple: disclosure was required for all finalists,
    and anyone interviewed by the appointing entity was a finalist.
    § 24-72-204(3)(a)(XI)(A), C.R.S. 1994. That is what the district
    court held here, but that provision of CORA no longer exists. Ch.
    286, sec. 3, § 24-72-204(3)(a)(XI)(A), 2001 Colo. Sess. Laws 1073.
    When the General Assembly amends a statute there is a
    presumption that it “intended to change the law.” Union Pac. R.R.
    Co. v. Martin, 
    209 P.3d 185
    , 188 (Colo. 2009).
    ¶ 29   We fully acknowledge that, as written and as we apply the
    statutes, both CORA and the OML are subject to abuse by
    appointing entities because they can structure their appointment
    process to limit applicant disclosure to only one finalist. Many will
    argue, more than plausibly, that such a structure is inimical to
    principles of open government. And they might be right. But again,
    absent underlying constitutional constraints, which do not exist
    here, that is for the General Assembly to address, not the courts.
    City of Idaho 
    Springs, 192 P.3d at 494
    ; People v. Ramirez, 
    2018 COA 129
    , ¶ 32 (“While the result mandated by the statutory language
    13
    likely is undesirable to almost everyone, that does not give us a
    license to improve or rewrite the statute.”).
    ¶ 30   The Daily Camera also points out, as did the district court,
    that when there are three or fewer qualified applicants, CORA
    requires disclosure of all of those applicants. If that is the law, they
    say, how does it make sense that when there are more than three
    qualified applicants, the appointing entity can designate only one
    finalist? While this result may make little sense, it does not reach
    the high bar of absurdity. “[T]he alleged absurdity must surmount
    a high bar to be truly absurd.” Brett M. Kavanaugh, Fixing
    Statutory Interpretation, 129 Harv. L. Rev. 2118, 2156-57 (2016)
    (reviewing Robert A. Katzmann, Judging Statutes (2014)).
    ¶ 31   Under the plain language of the statute, there is no minimum
    number of finalists if there are more than three minimally qualified
    applicants. This construction incentivizes hiring institutions to
    conduct broad, thorough searches of qualified candidates, at least
    preliminarily. While we have no idea if this is what the legislature
    intended — and we take no position on whether this is the right
    policy choice — it is a plausible policy choice such that our
    construction is not absurd. Had the General Assembly intended
    14
    that a minimum number of finalists be disclosed when more than
    three applicants possessed the minimum qualifications, it could
    have, and presumably would have, said so. But it did not.
    ¶ 32   In conclusion, the plain language of both CORA and the OML
    permitted the Regents to do exactly what they did. Whether that is
    good policy or good government is not for us to decide. Accordingly,
    we reverse the judgment of the district court.
    C.   Attorney Fees and Costs
    ¶ 33   The Daily Camera requests recovery of its attorney fees and
    costs on appeal under C.A.R. 39.1 and section 24-72-204(5)(b),
    C.R.S. 2020.
    ¶ 34   Section 24-72-204(5)(b) provides, in part, that “[u]nless the
    court finds that the denial of the right of inspection was proper, it
    shall . . . award court costs and reasonable attorney fees to the
    prevailing applicant in an amount to be determined by the court.”
    ¶ 35   Because we hold that CU’s refusal to disclose the records
    sought by the Daily Camera was permissible under the plain
    language of CORA and the OML, we deny the Daily Camera’s
    request for attorney fees and costs on appeal.
    15
    ¶ 36   We also reverse the district court’s order granting attorney fees
    and costs to the Daily Camera. “[W]hen an underlying judgment is
    reversed, an award that is dependent on that judgment for its
    validity is also necessarily reversed and becomes a nullity.”
    Bainbridge, Inc. v. Douglas Cnty. Bd. of Comm’rs, 
    55 P.3d 271
    , 273
    (Colo. App. 2002).
    III.   Conclusion
    ¶ 37   The district court’s judgment as well as its order awarding
    attorney fees and costs are reversed.
    JUDGE VOGT concurs.
    JUDGE J. JONES dissents.
    16
    JUDGE J. JONES, dissenting
    ¶ 38   This is a difficult case — made so because the relevant
    portions of the Colorado Open Records Act (CORA) and the Open
    Meetings Law (OML) are, in some respects, less than clear.
    Certainly the relevant provisions — those relating to who is a
    “finalist” who must be disclosed by an appointing state entity —
    could stand some clarifying revision, and I join the majority’s call
    for the General Assembly to amend them so that the expenditure of
    time and resources relating to disputes such as this can become a
    thing of the past.
    ¶ 39   The majority holds that under these statutes, a “finalist” for a
    position is whomever the appointing entity deigns to label a finalist,
    and if that is a single individual, so be it. Indeed, the majority
    holds that this is the unambiguous meaning of the relevant
    statutes. I respectfully don’t agree. As I see it, the relevant statutes
    — section 24-72-204(3)(a)(XI)(A), C.R.S. 2020, of CORA, and section
    24-6-402(3.5), C.R.S. 2020, of the OML — unambiguously
    contemplate that, unless there is only one applicant for a position,
    there will always be more than one “finalist.” Determining how
    many finalists there are in a given case is where things get murky.
    17
    The district court ruled that under the facts of this case the six
    applicants who interviewed with the Board of Regents (Regents)
    were the finalists for University of Colorado (CU) president. That
    seems to me a reasonable application of CORA and OML.
    Therefore, I would affirm the district court’s judgment and its order
    awarding attorney fees and costs to the Daily Camera.
    I.    Facts
    ¶ 40      A search firm hired by the Regents identified more than one
    hundred applicants for the job. In its judgment, twenty-seven of
    those applicants met the qualifications for the position. The
    Regents’ search committee (which didn’t comprise the entire board)
    interviewed ten of those applicants. It then sent the names of six of
    those applicants to the Regents. The Regents interviewed those six
    applicants. They then voted unanimously to name Mark Kennedy
    as the sole “finalist” pursuant to University of Colorado Board of
    Regents, Regent Policy 3.E (rev. Sept. 2017),
    https://perma.cc/KQ4T-7TS7,1 and they passed a resolution
    stating as follows:
    1   That policy says a “finalist” is
    18
    Resolved that the Board of Regents announce
    Mark R. Kennedy as a finalist for the
    presidency of the University of Colorado. The
    Board of Regents welcomes comments on Mr.
    Kennedy’s candidacy and shall not take any
    action to appoint or employ Mr. Kennedy for at
    least fourteen days from the date of this
    resolution.
    ¶ 41   Mr. Kennedy appeared at open fora at all four CU campuses
    and the system administration offices. Individuals commented on
    Mr. Kennedy on a CU website created for that purpose. A little
    more than three weeks after the Regents named Mr. Kennedy a
    finalist, they voted 5-4 to appoint him to the CU presidency.
    ¶ 42   The Daily Camera submitted a CORA request to CU for the
    names and application documents of the twenty-seven applicants
    whom the search committee had determined met the qualifications
    [a] candidate who has agreed to be advanced
    for final consideration and potential
    appointment for the position of president or
    chancellor. A person who is named as a
    finalist shall be named in accordance with the
    requirements of [the OML] C.R.S. 24-6-
    402(3.5) and records pertaining to that person
    shall be available for public inspection as
    allowed by [CORA] C.R.S. 24-72-
    204[(3)(a)](XI)(A-B).
    Univ. of Colo. Bd. of Regents, Regent Policy 3.C.2 (rev. Nov. 2020),
    https://perma.cc/KQ4T-7TS7.
    19
    for the job and the six applicants the Regents had interviewed. The
    Regents declined to provide the requested information for any
    applicant other than Mr. Kennedy.
    ¶ 43   The Daily Camera sued under CORA and the OML. The
    district court ultimately ruled that the six applicants the Regents
    had interviewed were finalists, and it ordered CU to produce the
    requested information for those individuals. After someone publicly
    disclosed the identities of four of the other five persons interviewed,
    CU produced the materials relating to those four and Mr. Kennedy.2
    II.   The Relevant Statutes
    ¶ 44   Section 24-72-203(1)(a), C.R.S. 2020, of CORA creates a
    general rule that “[a]ll public records shall be open for inspection by
    any person at reasonable times, except as provided in this part 2 or
    as otherwise provided by law . . . .”3 One exception is at issue in
    this case — that for “[r]ecords submitted by or on behalf of an
    applicant or candidate for an executive position as defined in
    2 Because one interviewed person hasn’t been publicly identified,
    this case narrowly escapes dismissal for mootness.
    3 “Public records” is defined in section 24-27-202(6), C.R.S. 2020.
    There is no dispute that all the documents the Daily Camera seeks
    are public records.
    20
    section 24-72-202(1.3)[, C.R.S. 2020,] who is not a finalist.” § 24-
    72-204(3)(a)(XI)(A). The position of president of CU is an executive
    position as defined in section 24-72-202(1.3).
    ¶ 45   For purposes of this exception,
    “finalist” means an applicant or candidate for
    an executive position as the chief executive
    officer of a state agency, institution, or political
    subdivision or agency thereof who is a member
    of the final group of applicants or candidates
    made public pursuant to section 24-6-402(3.5),
    and if only three or fewer applicants or
    candidates for the chief executive officer
    position possess the minimum qualifications for
    the position, said applicants or candidates shall
    be considered finalists.
    § 24-72-204(3)(a)(XI)(A) (emphasis added).
    ¶ 46   Section 24-6-402(3.5) is part of the OML. It directs the state
    body to make public “the list of all finalists under consideration for
    the position of chief executive officer no later than fourteen days
    prior to appointing or employing one of the finalists to fill the
    position.”
    Id. (emphasis added). It
    doesn’t separately define
    “finalist”; instead, it says that for its purposes “‘finalist’ shall have
    the same meaning as in section 24-72-204(3)(a)(XI),” the definition
    for the relevant exception in CORA.
    Id. 21 ¶ 47
      Ultimately, then, the meaning of “finalist” for purposes of both
    CORA and the OML turns on the meaning of the above-highlighted
    portions of section 24-72-204(3)(a)(XI)(A), though, as discussed
    below, sections 24-6-402(3.5) and 24-72-203(1)(a) have something
    to say about the matter.
    III.   Standard of Review
    ¶ 48   Because this case turns on the interpretation of CORA and the
    OML, we review de novo. Denver Publ’g Co. v. Bd. of Cnty. Comm’rs,
    
    121 P.3d 190
    , 195 (Colo. 2005) (CORA); Bd. of Cnty. Comm’rs v.
    Costilla Cnty. Conservancy Dist., 
    88 P.3d 1188
    , 1192 (Colo. 2004)
    (the OML).4
    IV.   Principles of Statutory Interpretation
    ¶ 49   To achieve our ultimate goal of determining and giving effect to
    the General Assembly’s intent, we begin by attributing to the words
    and phrases used in the statute their plain and ordinary meanings.
    Hassler v. Account Brokers of Larimer Cnty., Inc., 
    2012 CO 24
    , ¶ 15;
    Battle N., LLC v. Sensible Hous. Co., 
    2015 COA 83
    , ¶ 30. But we
    4 I agree with the majority that since CU isn’t an agency tasked with
    implementing CORA or the OML — but is only an institution
    subject to those laws — we don’t owe any deference to its
    interpretation of the relevant statutes.
    22
    don’t consider words and phrases in isolation; rather, we consider
    them “in context — both in the context of the statute of which the
    words or phrases are a part and in the context of any
    comprehensive statutory scheme of which the statute is a part.”
    People v. Berry, 
    2017 COA 65
    , ¶ 13, aff’d, 
    2020 CO 14
    ; see
    Jefferson Cnty. Bd. of Equalization v. Gerganoff, 
    241 P.3d 932
    , 935
    (Colo. 2010). At the same time, we strive to give consistent,
    harmonious, and sensible meaning to all of a statute’s language.
    And we must avoid any interpretation that would lead to an illogical
    or absurd result. Schaden v. DIA Brewing Co., LLC, 
    2021 CO 4M
    ,
    ¶ 32; Ferguson v. Spalding Rehab., LLC, 
    2019 COA 93
    , ¶ 10.
    Indeed, the General Assembly’s manifest intent must prevail over a
    literal meaning of the statute if that literal meaning would lead to
    an absurd result. Henisse v. First Transit, Inc., 
    247 P.3d 577
    , 579
    (Colo. 2011); Battle N., ¶ 30.
    ¶ 50   If, after applying these principles, we determine that the
    statutory words and phrases are unambiguous, we enforce them as
    written. Denver Post Corp. v. Ritter, 
    255 P.3d 1083
    , 1089 (Colo.
    2011). But it isn’t always so easy. Sometimes application of these
    principles doesn’t yield a clear meaning; sometimes the statutory
    23
    language is ambiguous — that is, susceptible of more than one
    reasonable interpretation. When that is the case — and only when
    that is the case — we may look to other rules of statutory
    interpretation to resolve the ambiguity. Berry, ¶¶ 13-14; see § 2-4-
    203, C.R.S. 2020. There are many such rules, and which ones
    apply in a given case will vary.
    Id. at ¶ 14. ¶ 51
      But given CORA’s broad, general policy favoring public
    disclosure of public records, we are also guided by two other,
    related principles. First, we must narrowly construe CORA’s
    exceptions. City of Westminster v. Dogan Constr. Co., Inc., 
    930 P.2d 585
    , 589 (Colo. 1997); City of Fort Morgan v. E. Colo. Publ’g Co., 
    240 P.3d 481
    , 486 (Colo. App. 2010).5 And second, the party claiming
    that an exception applies has the burden of showing that the
    documents in question fall within the claimed exception. Shook v.
    Pitkin Cnty. Bd. of Cnty. Comm’rs, 
    2015 COA 84
    , ¶ 6; City of Fort
    5 In challenging this principle, the Regents cite to Benefield v.
    Colorado Republican Party, 
    2014 CO 57
    , ¶ 25. But that citation is
    to a dissent. The Regents didn’t acknowledge that in their opening
    brief or even in their reply brief after the Daily Camera’s answer
    brief noted it.
    24
    
    Morgan, 240 P.3d at 486
    ; Zubeck v. El Paso Cnty. Ret. Plan, 
    961 P.2d 597
    , 600 (Colo. App. 1998).6
    V.   Analysis
    ¶ 52   The majority quotes section 24-77-204(3)(a)(XI)(A) and
    immediately concludes, without intervening analysis, that “[b]y the
    statute’s plain language, a ‘finalist’ is a person who is disclosed by
    the appointing entity as a finalist — who is ‘made public.’” Supra at
    ¶ 15. It then notes that “this definition of ‘finalist’ is confusing and
    perhaps circular.” Supra at ¶ 16. And later in the opinion, the
    majority observes that the statute requires the naming of all
    applicants when there are three or fewer applicants, and that it
    therefore makes “little sense” that an appointing entity can
    designate one finalist when there are more than three applicants.
    Supra at ¶ 30. Nonetheless, the majority holds that the “confusing
    6 We must also interpret the OML broadly to further its intent to
    give citizens a greater opportunity to become fully informed on
    issues of public importance. Bd. of Cnty. Comm’rs v. Costilla Cnty.
    Conservancy Dist., 
    88 P.3d 1188
    , 1193 (Colo. 2004); Cole v. State,
    
    673 P.2d 345
    , 347, 349 (Colo. 1983). And, as with CORA, we must
    strictly construe exceptions to the OML’s requirement of public
    access to meetings at which the public’s business is discussed.
    Gumina v. City of Sterling, 
    119 P.3d 527
    , 532 (Colo. App. 2004).
    25
    and perhaps circular” definition of “finalist” that it adopts — that is,
    a finalist is whomever the appointing entity says is a finalist — is
    the definition that it must enforce even though it doesn’t make
    sense. Supra at ¶¶ 16, 18, 30. I can’t agree.7
    ¶ 53   This interpretation runs afoul of several basic principles of
    statutory construction. First, it contravenes the principle that we
    must interpret a statute as a whole to give it “sensible” effect.
    Schaden, ¶ 32; Ferguson, ¶ 10. Adopting a construction that the
    majority concedes doesn’t make sense can’t be squared with that
    principle.
    ¶ 54   Second, even if the majority were correct that a literal
    construction of the statute leads to its interpretation of the meaning
    of “finalist” (a conclusion with which I don’t agree, as explained
    7 The district court relied heavily on the commonly understood
    meaning of “finalist.” Like the majority, I don’t go there because the
    term is defined in the statute. But I do observe that the commonly
    understood meaning of that term undercuts the majority’s
    interpretation. See Webster’s Third New International Dictionary
    851 (2002) (a “finalist” is “any of the contestants who meet in the
    final round of a competition”); see also Nationwide Mut. Ins. Co. v.
    Darden, 
    503 U.S. 318
    , 322-24 (1992) (when faced with a statutory
    definition of a term that is essentially circular and unhelpful, a
    court should assume the legislature intended the accumulated
    settled meaning under the common law).
    26
    below), that interpretation shouldn’t be adopted because it leads to
    an absurd result. See 
    Henisse, 247 P.3d at 579
    (the General
    Assembly’s intent must prevail over a literal meaning that would
    lead to an absurd result). It is absurd because, as the majority
    recognizes, it allows for less disclosure when there are more than
    three applicants than when there are three or fewer applicants (a
    result which, as noted, the majority says doesn’t make sense). And
    it leads to an absurd result because it allows each appointing entity
    unfettered power to determine who is a finalist. Different
    appointing entities can take different approaches and can
    manipulate their procedures to shield information from disclosure
    in spite of the policies served by CORA and the OML. In other
    words, under the majority’s interpretation, “finalist” really has no
    meaning at all — it’s just whatever an appointing entity says it is.
    ¶ 55   Third, the majority fails to read the statutory provisions as a
    whole and in context. The majority simply skips over the phrase
    “who is a member of the final group of applicants or candidates.”
    To me, this phrase unambiguously contemplates multiple finalists.
    The majority, however, says all the plural words in that phrase can
    be read as singular. I disagree. Reading them as singular certainly
    27
    isn’t the most natural way to read them, and Colorado courts have
    long favored the most natural reading of statutory language. See,
    e.g., Qwest Corp. v. Colo. Div. of Prop. Tax’n, 
    2013 CO 39
    , ¶ 35M,
    abrogated on other grounds by Warne v. Hall, 
    2016 CO 50
    ; In re
    Petition of S.O., 
    795 P.2d 254
    , 259 (Colo. 1990); U.S. Fid. & Guar.
    Co. v. People, 
    44 Colo. 557
    , 567, 
    98 P. 828
    , 832 (1908); Markus v.
    Brohl, 
    2014 COA 146
    , ¶ 37. Nor, in a similar vein, is such a
    reading consistent with the commonly understood meanings of
    these terms. See Ybarra v. Greenberg & Sada, P.C., 
    2018 CO 81
    ,
    ¶ 10 (term that isn’t defined “must be understood according to its
    ordinary meaning”); OXY USA, Inc. v. Mesa Cnty. Bd. of Comm’rs,
    
    2017 CO 104
    , ¶ 16 (we must give words and phrases in a statute
    “their commonly accepted and understood meanings”). That the
    plural meaning is intended by the General Assembly is further
    borne out by its stringing together of multiple plural terms, as well
    as the clause addressing the situation when there are three or fewer
    applicants.
    ¶ 56   The majority justifies its treatment of multiple plural terms as
    including the singular in two ways. It says first that while “‘group’
    usually denotes multiple individuals,” the use of that “term alone”
    28
    does not “dictate[] rewriting the statute in the manner done by the
    district court.” 
    See supra
    at ¶ 27. But the word “group” is always
    — not usually — plural.8 A group is “two or more figures . . .
    forming a distinctive unit complete in itself or forming part of a
    larger composition”; “a relatively small number of individuals
    assemble or standing together”; “a number of individuals bound
    together by a community of interest, purpose, or function”; or some
    other collection made up of at least two elements. Webster’s Third
    New International Dictionary 1004 (2002). And so to construe
    “group” as plural is not to rewrite the statute, but to enforce it as
    written.9
    8 In this way, “group” is like “a few,” “several,” or “many.” It isn’t a
    singular noun transformed into a plural form of the noun merely by
    adding an “s.”
    9 The case cited by the Regents in their opening brief, A.N. ex rel.
    Ponder v. Syling, 
    928 F.3d 1191
    (10th Cir. 2019), for the proposition
    that “group” can be singular actually supports the notion that a
    group is more than one person. It says, “[a]n equal protection claim
    may be asserted with respect to a group or a ‘class of one.’”
    Id. at 1196
    (emphasis added) (citation omitted). (The Regents omit the
    internal quotation marks in this quote when quoting this statement
    in their opening brief.) The case A.N. cites for this proposition, A.M.
    v. Holmes, 
    830 F.3d 1123
    (10th Cir. 2016), expressly distinguishes
    between groups, which comprise more than one person, and classes
    of one, which do not.
    Id. at 1166. 29 ¶ 57
      The majority also relies on section 2-4-102, C.R.S. 2020,
    which says that “[t]he singular includes the plural, and the plural
    includes the singular.” But statutes such as this should be applied
    to further legislative intent, not to undermine it. Put another way,
    they should be applied when necessary to carry out the evident
    intent of a statute. See, e.g., First Nat’l Bank in St. Louis v. Missouri,
    
    263 U.S. 640
    , 657 (1924); Dakota, Minn. & E. R.R. Corp. v. Schieffer,
    
    648 F.3d 935
    , 938 (8th Cir. 2011); Toy Mfrs. of Am., Inc. v.
    Consumer Prods. Safety Comm’n, 
    630 F.2d 70
    , 74 (2d Cir. 1980),
    abrogation on other grounds recognized by Prestop Holdings, LLC v.
    United States, 
    96 Fed. Cl. 244
    (2010); see also 2A Norman J. Singer
    & J. D. Shambie Singer, Sutherland Statutes and Statutory
    Construction § 47:34, at 506-07 (7th ed. 2014). In my view, the
    evident intent of the statute — as expressed by the General
    Assembly’s repeated and connected uses of plural terms in section
    24-72-204(3)(a)(XI)(A) and (as discussed below) other statutory
    provisions — is that “group” means (as it always does) more than
    one person. Therefore, section 2-4-102 doesn’t apply.
    ¶ 58   The majority also fails to recognize the full import of the clause
    of section 24-72-204(3)(a)(XI)(A) addressing the situation where
    30
    there are three or fewer applicants. That clause follows immediately
    after the “group” clause and provides that all applicants are
    considered “finalists” if there are three or fewer applicants.
    Id. As the majority
    concedes, it makes no sense to require disclosure of all
    applicants in that circumstance but allow an appointing entity to
    designate only one “finalist” where there are more than three
    applicants. But rather than accepting the most logical implication
    of that incongruity, the majority creates a possible rationale for it
    that not even the Regents put forward. In my view, the General
    Assembly’s inclusion of that clause is most naturally regarded as a
    further indication that it intended the plural terms in the preceding
    “group” clause to be applied as commonly understood.
    ¶ 59   Apart from the text of section 24-72-204(3)(a)(XI)(A) itself,
    section 24-6-402(3.5) of the OML also indicates that the General
    Assembly intended that, except in the case of a single applicant,
    there would always be more than one finalist. It speaks in terms of
    “the list of all finalists under consideration” and “one of the finalists”
    for the position. § 24-6-402(3.5) (emphasis added). The natural
    meaning, or common understanding, of this phrasing is obviously
    that there will be more than one finalist. See Kuhn v. Williams,
    31
    
    2018 CO 30M
    , ¶ 49 (statutes relating to the same subject should be
    read together).10
    ¶ 60   In the end, the majority’s interpretation contravenes the
    supreme court’s admonition that exceptions to CORA’s general rule
    of disclosure must be narrowly construed. By holding, in essence,
    that section 24-72-204(3)(a)(XI)(A) leaves it up to each appointing
    entity to determine for itself what “finalist” means, the majority
    allows appointing entities to shield persons and documents from
    disclosure almost without limitation, contrary to the policy of
    transparency underlying both CORA and the OML.11
    ¶ 61   Considering the language of section 24-72-204(3)(a)(XI)(A) in
    accordance with the common understanding of that language, the
    context, other related statutes, and our obligation to narrowly
    construe exceptions to CORA’s disclosure requirement, I conclude
    10 All this isn’t to say that the phrase “made public pursuant to
    section 24-6-402(3.5)” does no work in section 24-72-
    204(3)(a)(XI)(A), C.R.S. 2020. That phrase, considered in
    conjunction with section 24-6-402(3.5), C.R.S. 2020, dictates that
    all finalists be made public within the time specified by section 24-
    6-402(3.5) (“no later than fourteen days prior to appointing or
    employing one of the finalists to fill the position”).
    11 The only limitation is that one person must be disclosed.
    32
    that it unambiguously requires an appointing entity to identify
    more than one “finalist” in all cases, save where there is only one
    applicant.12
    ¶ 62   But how many finalists must an appointing entity identify if
    there are more than three applicants? The statute doesn’t say.
    Nor, as currently written, does it give many clues, giving rise to a
    host of questions (as the majority points out). Try as I might, I can’t
    resolve this ambiguity. But I think the answer will vary from case
    to case, depending on the number of applicants, the nature of the
    process involved, and the appointing entity’s substantive bases for
    winnowing the field of candidates.
    ¶ 63   In this case, I believe the district court reasonably concluded
    that the six persons the Regents interviewed were finalists. I would
    therefore affirm the district court’s judgment and its award of
    attorney fees to the Daily Camera. And I would grant the Daily
    12Because I believe the statute is unambiguous on this score, I
    don’t look to other sources of legislative intent, such as legislative
    history. In any event, I didn’t find any of the legislative history
    recounted by the parties to be particularly enlightening. Nor do I
    consider the Regents’ policy arguments apart from CORA and the
    OML. Such arguments are best directed to the General Assembly.
    Sharon v. SCC Pueblo Belmont Operating Co., LLC, 
    2019 COA 178
    ,
    ¶ 21.
    33
    Camera its reasonable attorney fees incurred on appeal. See § 24-
    72-204(5)(b).
    34
    

Document Info

Docket Number: 20CA0691, Prairie

Citation Numbers: 2021 COA 26

Filed Date: 3/4/2021

Precedential Status: Precedential

Modified Date: 3/4/2021

Authorities (18)

Gumina v. City of Sterling , 2004 Colo. App. LEXIS 2429 ( 2004 )

Toy Manufacturers of America, Inc. v. Consumer Product ... , 630 F.2d 70 ( 1980 )

Bainbridge, Inc. v. Douglas County Board of Commissioners , 2002 Colo. App. LEXIS 1429 ( 2002 )

City of Fort Morgan v. Eastern Colorado Publishing Co. , 2010 Colo. App. LEXIS 362 ( 2010 )

Department of Transportation v. City of Idaho Springs , 2008 Colo. App. LEXIS 671 ( 2008 )

Dep't of Revenue v. Agilent Techs., Inc. , 441 P.3d 1012 ( 2019 )

94 People v. Berry , 2017 COA 65 ( 2017 )

Dakota, Minnesota & Eastern Railroad v. Schieffer , 648 F.3d 935 ( 2011 )

Zubeck v. El Paso County Retirement Plan , 1998 Colo. J. C.A.R. 3431 ( 1998 )

OXY USA Inc. v. Mesa County Board of Commissioners , 405 P.3d 1142 ( 2017 )

Oakwood Holdings, LLC v. Mortgage Investments Enterprises, ... , 410 P.3d 1249 ( 2018 )

Ybarra v. Greenberg & Sada, P.C. , 429 P.3d 839 ( 2018 )

Nationwide Mutual Insurance v. Darden , 112 S. Ct. 1344 ( 1992 )

v. SCC Pueblo , 2019 COA 178 ( 2019 )

People v. Ramirez , 2018 COA 129 ( 2018 )

v. Colorado Department of Public Health and Environment , 2020 COA 50 ( 2020 )

Props. Dev. Corp. v. Hinds , 2019 COA 102 ( 2019 )

v. Spalding Rehabilitation , 2019 COA 93 ( 2019 )

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