State v. Deck , 2021 Ohio 3145 ( 2021 )


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  • [Cite as State v. Deck, 
    2021-Ohio-3145
    .]
    IN THE COURT OF APPEALS
    TWELFTH APPELLATE DISTRICT OF OHIO
    WARREN COUNTY
    STATE OF OHIO,                                  :
    Appellee,                                :     CASE NO. CA2020-10-066
    :             OPINION
    - vs -                                                     9/13/2021
    :
    JAMES N. DECK,                                  :
    Appellant.                               :
    CRIMINAL APPEAL FROM WARREN COUNTY COURT OF COMMON PLEAS
    Case No. 20CR36468
    David P. Fornshell, Warren County Prosecuting Attorney, Kirsten A. Brandt, 520 Justice
    Drive, Lebanon, Ohio 45036, for appellee
    Timothy J. McKenna, 125 East Court Street, Suite 950, Cincinnati, Ohio, 45202, for
    appellant
    HENDRICKSON, J.
    {¶ 1} Appellant, James Deck, appeals a decision of the Warren County Court of
    Common Pleas finding him guilty of rape and sentencing him to life without parole in prison.
    {¶ 2} A grand jury indicted Deck for one count of rape of a child under the age of
    13 in violation of R.C.2907.02(A)(1)(b). The indictment further stated that the victim was
    under the age of 10 at the time of the offense and that Deck purposely compelled the victim
    to submit by force or threat of force. Deck waived his right to a jury trial and the case
    Warren CA2020-10-066
    proceeded to a bench trial.
    {¶ 3} At trial, the victim testified that he lived with Deck when he was 8 or 9 years
    old. The victim described an incident in which Deck instructed him to go into the bedroom
    and anally raped him. The victim did not tell anyone about the rape until several years later.
    In his defense, Deck testified that the incident never happened and, through testimony and
    cross-examination, advanced a theory that the victim made up the incident to create a bond
    with a new friend.
    {¶ 4} The trial court found Deck guilty as charged.                 At sentencing, the court
    indicated that by statute, it had no other sentencing option and sentenced Deck to life in
    prison without parole.       Deck now appeals his conviction and sentence, raising four
    assignments of error for our review. His first and second assignments of error challenge
    the sufficiency and manifest weight of the evidence and will be discussed together.1
    {¶ 5} THE TRIAL COURT ERRED TO THE PREJUDICE OF THE DEFENDANT-
    APPELLANT AS THERE WAS INSUFFICIENT EVIDENCE TO CONVICT.
    {¶ 6} THE TRIAL COURT ERRED TO THE PREJUDICE OF THE DEFENDANT-
    APPELLANT BECAUSE THE VERDICT WAS AGAINST THE MANIFEST WEIGHT OF
    THE EVIDENCE.
    {¶ 7} Whether the evidence presented at trial is legally sufficient to sustain a verdict
    is a question of law. State v. Thompkins, 
    78 Ohio St.3d 380
    , 386, 1997-Ohio 52 (1997);
    State v. Grinstead, 
    194 Ohio App.3d 755
    , 
    2011-Ohio-3018
    , ¶ 10, (12th Dist.). When
    reviewing the sufficiency of the evidence underlying a criminal conviction, an appellate court
    examines the evidence in order to determine whether such evidence, if believed, would
    1. We note that appellant's brief presents the first and second assignments of error and numbers them as
    such, argues them together, then presents third and fourth assignments of error which the brief numbers as
    second and third assignments of error. As there are four enumerated assignments of error in the brief, we
    have designated them as such in this opinion.
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    convince the average mind of the defendant's guilt beyond a reasonable doubt. State v.
    Paul, 12th Dist. Fayette No. CA2011-10-026, 
    2012-Ohio-3205
    , ¶ 9.              Therefore, "[t]he
    relevant inquiry is whether, after viewing the evidence in a light most favorable to the
    prosecution, any rational trier of fact could have found the essential elements of the crime
    proven beyond a reasonable doubt." State v. Jenks, 
    61 Ohio St.3d 259
     (1991), paragraph
    two of the syllabus.
    {¶ 8} A manifest weight of the evidence challenge, on the other hand, examines the
    "inclination of the greater amount of credible evidence, offered at a trial, to support one side
    of the issue rather than the other." State v. Barnett, 12th Dist. Butler No. CA2011-09-177,
    
    2012-Ohio-2372
    , ¶ 14. To determine whether a conviction is against the manifest weight
    of the evidence, the reviewing court must look at the entire record, weigh the evidence and
    all reasonable inferences, consider the credibility of the witnesses, and determine whether
    in resolving the conflicts in the evidence, the trier of fact clearly lost its way and created
    such a manifest miscarriage of justice that the conviction must be reversed and a new trial
    ordered. State v. Graham, 12th Dist. Warren No. CA2008-07-095, 
    2009-Ohio-2814
    , ¶ 66.
    "While appellate review includes the responsibility to consider the credibility of witnesses
    and weight given to the evidence, 'these issues are primarily matters for the trier of fact to
    decide.'" State v. Barnes, 12th Dist. Brown No. CA2010-06-009, 
    2011-Ohio-5226
    , ¶ 81,
    quoting State v. Walker, 12th Dist. Butler No. CA2006-04-085, 
    2007-Ohio-911
    , ¶ 26.
    {¶ 9} An appellate court, therefore, will overturn a conviction due to the manifest
    weight of the evidence only in extraordinary circumstances when the evidence presented
    at trial weighs heavily in favor of acquittal. 
    Id.,
     citing Thompkins, 78 Ohio St.3d at 387.
    Furthermore, although the legal concepts of sufficiency of the evidence and weight of the
    evidence are both quantitatively and qualitatively different, "[a] determination that a
    conviction is supported by the manifest weight of the evidence will also be dispositive of the
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    issue of sufficiency." State v. Jones, 12th Dist. Butler No. CA2012-03-049, 
    2013-Ohio-150
    ,
    ¶ 19.
    {¶ 10} As discussed above, Deck was charged with rape in violation of R.C.
    2907.02(A)(1)(b). This section provides "No person shall engage in sexual conduct with
    another * * * when * * * the other person is less than thirteen years of age, whether or not
    the offender knows the age of the other person." The indictment also stated that Deck
    "purposely compelled the victim to submit by force or threat of force" and that the victim
    was less than 10 years old at the time of the offense.
    {¶ 11} At trial, the victim testified that in 2015 when he was 8 or 9 years old, he, his
    mother, and his two sisters lived with Deck. The victim testified that his mother spent most
    of the time sleeping in her bed and Deck was responsible for disciplining the children.
    According to the victim, Deck acted like he was the children's dad and Deck would punish
    the victim when he did something wrong. As punishment, Deck would hit the victim with a
    belt, a studded belt or a wooden cane. The victim testified that one night, Deck told him to
    go to his room and he followed the command because he was afraid of Deck and what
    Deck would do if he didn't listen.
    {¶ 12} Deck followed the victim into the room and told him to take off his clothes.
    Deck then either told the victim to get on the floor on his hands and knees or pushed him
    into that position. The victim testified that Deck then got on his knees, grabbed the victim's
    lower hips, put his penis into the victim's "butt" and went back and forth with his hips. The
    victim stated that it hurt, and he cried and told Deck to stop, but Deck shrugged it off. The
    victim stated the incident lasted ten minutes at most and then Deck got up, put on his clothes
    and told the victim not to tell anyone. The victim testified that he had a burning sensation
    in his "butt" and it hurt, and he went to sleep crying. He indicated that he didn't tell anyone
    because he was scared and his mother always took Deck's side.
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    {¶ 13} About three weeks later, the victim was hospitalized because of aggressive
    behavior, wetting the bed and alleged incidents of smearing feces on the wall. A children's
    services caseworker testified that during the hospitalization, bruising on the victim's body
    was noted and the children's services agency became involved. After an investigation,
    abuse and neglect was substantiated. All the children were removed from the home and
    the victim's paternal grandmother was granted custody. The case was eventually closed in
    2017. The mother later regained custody of the children and the family moved to another
    state.
    {¶ 14} After the move, the victim was talking to a neighbor, who indicated that she
    had been separated from her mother, and the victim indicated that he had been separated
    from his mother for a while as well. The two discussed how they had both been abused
    and how they coped with the abuse and separation from their mothers. The neighbor asked
    the victim if he had ever been sexually abused and the victim responded that he had. The
    victim's sister overheard the discussion and told the children's mother. The incident was
    then reported to the police and Deck was arrested and charged with rape.
    {¶ 15} In his defense, Deck testified that the incident never happened and that he
    was blindsided by the allegations. He described several issues with the victim's story,
    including the fact that the children and their mother had to have been in the small apartment
    at the time and noises could be heard throughout because of echoes.               On cross-
    examination, Deck's attorney questioned the victim about why he did not tell anyone, even
    after he felt safe. The defense also presented testimony from the children's services worker
    and verified that although the victim described physical abuse, he did not report any sexual
    abuse during the hospitalization or children's services investigation.
    {¶ 16} Deck now argues that the evidence to support his conviction for rape was
    insufficient and against the manifest weight of the evidence for several reasons. First, he
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    argues that there was no showing of force or a threat of force.
    {¶ 17} The element of "force" is defined in R.C. 2901.01(A) as "any violence,
    compulsion, or constraint physically exerted by any means upon or against a person or
    thing." However, the definition of "force" changes when the victim is a child, to account for
    the fact that adults can compel children to submit to sexual conduct by means of
    psychological coercion or use of authority over the child. State v. Grant, 12th Dist. Brown
    Nos. CA2014-03-005, and CA2014-03-006, 
    2015-Ohio-723
    , ¶ 20-23; State v. Eskridge, 
    38 Ohio St.3d 56
     (1988); State v. Dye, 
    82 Ohio St.3d 323
    , 
    1998 Ohio 234
     (1998). "The force
    and violence necessary to commit the crime of rape depends upon the age, size and
    strength of the parties and their relation to each other." Eskridge at paragraph one of the
    syllabus.
    {¶ 18} When a child is a victim of a rape offense, the "force" requirement "need not
    be overt and physically brutal, but can be subtle and psychological." Id. at 58-59; State v.
    Grant, 12th Dist. Brown Nos. CA2014-03-005, CA2014-03-006, 
    2015-Ohio-723
    , ¶ 20-23;
    State v. Rankin, 12th Dist. Clinton No. CA2004-06-015, 
    2005-Ohio-6165
    , ¶ 47. "A child's
    will can be overcome by fear and duress when an important figure of authority tells the child
    to do something, and commands the child not to tell anyone about it." Grant at ¶ 23. "When
    the state proves that the child's will was overcome by fear or duress, the forcible element
    of rape is established." 
    Id.
    {¶ 19} In this case, the victim testified that Deck was responsible for disciplining him,
    acted like he was the victim's father and would punish him when he did something wrong.
    The victim described the type of physical punishment inflicted by Deck and stated that on
    the night of the rape, he followed Deck's commands because he was afraid of Deck and
    what Deck would do if he didn't listen. This evidence establishes the force element.
    {¶ 20} In these assignments of error, Deck also presents several factual arguments,
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    including an argument that the victim's story lacked specificity regarding the time of the
    offense and was not corroborated in any way. He also argues the allegation came out after
    five years, and only when talking to a girl, and the situation "snowballed" and then the victim
    couldn't retract it. He further argues there were no statements to professionals or family,
    no physical evidence, it is impossible that no one heard the offense taking place, and the
    victim gave inconsistent descriptions.
    {¶ 21} However, inconsistencies in the evidence alone do not mean that a decision
    is against the manifest weight of the evidence. State v. McMullen, Butler App. No. CA2005-
    09-414, 
    2006 Ohio 4557
    , ¶ 31. When there is a conflict in the testimony of witnesses, it is
    for the trier of fact to determine the weight and credibility to be given to such evidence.
    State v. Marcum, 12th Dist. Butler No. CA2017-05-057, 
    2018-Ohio-1009
    , ¶ 31, citing State
    v. DeHass, 
    10 Ohio St.2d 230
     (1967), paragraph one of the syllabus. It is within the province
    of the trier of fact to consider any inconsistencies in the testimony and resolve them
    accordingly, believing all, part, or none of each witness's testimony." State v. Robinson,
    12th Dist. Butler No. CA2018-08-163, 
    2019-Ohio-3144
    , ¶ 29; State v. Lark, 12th Dist.
    Fayette No. CA2018-03-004, 
    2018-Ohio-4940
    , ¶ 29.
    {¶ 22} The trial court heard all the testimony, including all of the inconsistencies and
    issues Deck now raises. As the trier of fact, the court resolved these inconsistencies and
    found Deck was guilty of rape. After reviewing the record and the issues involved in this
    assignment of error, we find the court's determination was not against the manifest weight
    of the evidence, and was therefore supported by sufficient evidence.          Deck's first and
    second assignments of error are overruled.
    {¶ 23} THE DEFENDANT WAS DENIED EFFECTIVE ASSISTANCE OF TRIAL
    COUNSEL AS GUARANTEED BY SECTION 10, ARTICLE 1 OF THE OHIO
    CONSTITUTION AND THE SIXTH AND FOURTEENTH AMENDMENTS.
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    {¶ 24} In his third assignment of error, Deck contends that trial counsel was
    ineffective for failing to engage an independent expert to establish the lack of reliability in
    late-disclosed sexual abuse.
    {¶ 25} To prevail on an ineffective assistance of counsel claim, an appellant must
    establish that (1) his trial counsel's performance was deficient and (2) he was prejudiced by
    the deficient performance. Strickland v. Washington, 
    466 U.S. 668
    , 687-688, 
    104 S.Ct. 2052
     (1984). Trial counsel's performance will not be deemed deficient unless it "fell below
    an objective standard of reasonableness." 
    Id. at 688
    . To show prejudice, the appellant
    must prove there exists "a reasonable probability that, but for counsel's unprofessional
    errors, the result of the proceeding would have been different." 
    Id. at 694
    . An appellant's
    failure to satisfy one prong of the Strickland test negates a court's need to consider the
    other. State v. Madrigal, 
    87 Ohio St. 3d 378
    , 389, 
    2000-Ohio-448
     (2000).
    {¶ 26} It is well established that the failure to call an expert and instead rely on cross-
    examination does not constitute ineffective assistance of counsel. State v. Hunter, 
    131 Ohio St.3d 67
    , 
    2011-Ohio-6524
    , ¶ 66; State v. Fuell, 12th Dist. Clermont No. CA2020-02-
    008, 
    2021-Ohio-1627
    , ¶ 53.
    {¶ 27} Deck argues that an expert was necessary to establish that the victim's
    disclosure several years after the event was unreliable. He argues a defense expert "could
    have discredited the state's theory that 'victims of sexual abuse don't tell until they tell'" and
    "could have cast doubt on the veracity, or at least the reliability" of the delayed allegations.
    {¶ 28} However, Deck's argument that a defense expert was necessary to impeach
    the victim's testimony is purely speculative. He fails to identify the expert witness who
    should have been called or what the expert would have said. State v. Hunter, 
    131 Ohio St.3d 67
    , 
    2011-Ohio-6524
    , ¶ 66. Moreover, this court has no way of knowing exactly how
    an expert would testify given the facts of this case or whether an expert would have
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    presented favorable testimony for Deck.       Without this knowledge, there is no way to
    determine if the expert testimony would be helpful to Deck's defense. In addition, there is
    also the possibility that the testimony, or cross-examination of an expert on delayed
    disclosure of sexual abuse, could have been damaging to Deck's defense.
    Accordingly, we find trial counsel was not ineffective for failing to call an expert
    witness on the unreliability of delayed disclosure of sexual abuse. Deck's third assignment
    of error is overruled.
    {¶ 29} THE TRIAL COURT INCORRECTLY APPLIED THE RAPE SENTENCING
    SCHEME.
    {¶ 30} In his final assignment of error, Deck argues that the trial court erred in
    sentencing him to life in prison without the possibility of parole. He contends that the trial
    court used the wrong statutory provision in sentencing him, determining that it did not have
    discretion in the sentence imposed.
    {¶ 31} An appellate court reviews an imposed sentence under the standard of review
    set forth in R.C. 2953.08(G)(2), which governs all felony sentences. State v. Marcum, 
    146 Ohio St.3d 516
    , 
    2016-Ohio-1002
    , ¶ 1; State v. Crawford, 12th Dist. Clermont No. CA2012-
    12-088, 
    2013-Ohio-3315
    , ¶ 6. Pursuant to that statute, an appellate court does not review
    the sentencing court's decision for an abuse of discretion. Marcum at ¶ 10. Rather, R.C.
    2953.08(G)(2) compels an appellate court to modify or vacate a sentence only if the
    appellate court finds by clear and convincing evidence that "the record does not support the
    trial court's findings under relevant statutes or that the sentence is otherwise contrary to
    law." Id. at ¶ 1. A sentence is not clearly and convincingly contrary to law where the trial
    court "considers the principles and purposes of R.C. 2929.11, as well as the factors listed
    in R.C. 2929.12, properly imposes postrelease control, and sentences the defendant within
    the permissible statutory range." State v. Ahlers, 12th Dist. Butler No. CA2015-06-100,
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    2016-Ohio-2890
    , ¶ 8; State v. Julious, 12th Dist. Butler No. CA2015-12-224, 2016-Ohio-
    4822, ¶ 8. Thus, this court may "increase, reduce, or otherwise modify a sentence only
    when it clearly and convincingly finds that the sentence is (1) contrary to law or (2)
    unsupported by the record." State v. Brandenburg, 
    146 Ohio St.3d 221
    , 
    2016-Ohio-2970
    ,
    ¶ 1, citing Marcum at ¶ 7.
    {¶ 32} At sentencing, the trial court stated, "Mr. Deck, by statute, the Court has no
    discretion in your sentence in this case." (Emphasis added.) The court's sentencing entry
    states that the sentence is pursuant to R.C. 2971.03(A)(2) which mandates a sentence of
    life without parole when, in addition to other requirements, the victim is under the age of ten
    and force was used.
    {¶ 33} R.C. 2971.03(A)(2) addresses sentencing pursuant to a sexually violent
    predator ("SVP") specification. Deck argues this section does not apply because the court
    did not specifically determine that the victim was under the age of 10 and because the court
    did not specifically find he was a sexually violent predator.
    {¶ 34} After the bench trial, the court stated:
    Based on the evidence that's been presented, the Court finds
    that the state has proven beyond a reasonable doubt that [Deck]
    did engage in sexual conduct with [the victim], who was not his
    spouse, and that [the victim] was less than 13 years of age at
    the time of the offense. The court further finds that [Deck]
    purposely compelled [the victim] to submit by force or threat of
    force. Therefore, as to count 1, the Court finds the defendant
    guilty as he stands charged in the indictment.
    {¶ 35} Although the determination that the victim was under the age of ten was not
    stated specifically on the record, as discussed above, the court found Deck guilty of rape
    "as charged in the indictment." The indictment specifically stated that the victim was under
    the age of 10. Although stating the finding specifically on the record after trial would have
    been preferable, this was a bench trial and the court and parties were all aware of the
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    charges in the indictment. See State v. Eafford, 
    132 Ohio St.3d 159
    , 
    2012-Ohio-2224
     (jury
    verdict form stating defendant was guilty "as charged in the indictment" was sufficient to
    establish aggravating element).
    {¶ 36} Moreover, in the judgment entry of conviction, the court specifically stated a
    finding that the victim was under the age of ten. Given that this was a bench trial, the
    judgment entry was the functional equivalent of a jury form. See State v. Sims, 8th Dist.
    Cuyahoga No. 89261, 
    2007-Ohio-6821
    ; see also State v. Sims, 1st Dist. Hamilton Nos. C-
    150252, and C-150253, 
    2015-Ohio-4996
     (safeguards necessary for a jury trial not
    necessary in a bench trial where court is aware of charge in the indictment). Therefore,
    there was a sufficient determination that the victim was under the age of 10 based on the
    court's statement that it found Deck guilty "as charged in the indictment" and the specific
    finding in the judgment entry.
    {¶ 37} However, although the court's determination that the victim was under the age
    of ten was sufficient, the SVP statute is inapplicable in this case. First, R.C. 2971.03(A) by
    its terms only applies to an offender who was convicted of a sexually violent predator
    specification included in the indictment. State v. Bowers, Hamilton No. C-150024, 2016-
    Ohio-904, ¶ 41. No SVP specification was included in the indictment in this case. In
    addition, the SVP statute requires not only a determination that the offender has been
    convicted of a sexually violent offense, but also a determination that the defendant "is likely
    to engage in the future in one or more sexually violent offenses." R.C. 2971.01(H)(1). The
    trial court did not make this determination. Factors for making this determination are found
    in R.C. 2971.01(H)(2), none of which appear to apply in this case.2
    2 The factors include multiple sexually oriented offenses, sexually deviant behavior, chronic offenses with
    sexual motivation, torture/ritualistic acts in offense, or physical harm to the degree the victim's life was in
    jeopardy.
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    {¶ 38} R.C. 2907.02(B) discusses sentencing for a conviction of rape. It provides
    that a defendant convicted of rape of a child under the age of 13 in violation of R.C.
    2907.02(A)(1)(b) shall be sentenced pursuant to the standards in R.C. 2971.03. In addition,
    this section provides a discretionary option for sentencing a defendant to life without parole
    under certain circumstances, such as when the victim is under the age of ten years old.
    This option is clearly discretionary, as the statute states "the court may impose" life without
    parole.
    {¶ 39} If a court does not choose the discretionary option of life without parole
    pursuant to R.C. 2907.02(B), and the SVP section does not apply, R.C. 2971.03(B)(1)
    provides three sentencing options for a conviction of rape of a child under the age of 13.
    State v. Bowers, 
    163 Ohio St.3d 28
    , 
    2020-Ohio-5167
    , ¶ 4-5; State v. Johnson, 8th Dist.
    Cuyahoga No. 109127, 
    2020-Ohio-2947
    , ¶ 10-12. Without additional findings, the sentence
    is ten years to life. R.C. 2971.03(B)(1)(a). If the victim was under the age of ten, the
    sentence is 15 years to life. R.C. 2971.03(B)(1)(b). If force was used in the rape offense,
    if the offender has a previous conviction or if there was serious physical harm, the sentence
    is 25 years to life. R.C. 2971.03(B)(1)(c).
    {¶ 40} Therefore, the trial court erred in sentencing Deck pursuant to a Revised Code
    section that did not apply and that mandated a term of life without parole. Although life
    without parole is a sentencing option pursuant to R.C. 2907.02(B), this section is
    discretionary and the court erred when it stated that by statute, it had no choice other than
    to sentence Deck to life in prison without parole.
    {¶ 41} Sentencing errors based on mistaken beliefs by a trial court that it was
    required or could not consider specific sentences have regularly been reversed. See e.g.
    State v. Sutton, 
    2008-Ohio-5839
     (although consecutive sentence authorized, court
    mistakenly believed they were required and did not consider the issue); State v. Damron,
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    129 Ohio St.3d 86
    , 
    2011-Ohio-2268
     (even though sentence fell within statutory range, case
    was remanded because trial court applied erroneous legal reasoning that removed a
    sentencing option from consideration); State v. Sawyer, 11th Dist. Portage No, 2011-P-
    0003, 
    2012-Ohio-5119
    , (erroneous imposition of mandatory prison term was plain error);
    State v. Rivera, 10th Dist. Franklin No. 10AP-945, 
    2012-Ohio-1915
     (case reversed where
    trial court erroneously believed it could not impose consecutive sentences); State v. Allen,
    Franklin Nos. 11AP-640, 11AP-641, and 11AP-642, 
    2012-Ohio-2986
     (reversal because trial
    court mistakenly believed consecutive sentences required, even though state argued plain
    error and that resulting sentence was authorized by law); State v. Bowers, 
    2016-Ohio-904
    (court mistakenly applied sexually violent predator specification).
    {¶ 42} Therefore, we find the court erred when it sentenced Deck to life without
    parole pursuant to R.C. 2971.03(A) and sustain Deck's fourth assignment of error. The
    sentence is hereby vacated and the case is remanded to the trial court for the sole purpose
    of resentencing. In all other respects, the trial court's judgment is affirmed.
    {¶ 43} Judgment affirmed in part, reversed in part and remanded.
    PIPER, P.J., and S. POWELL, J., concur.
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