State v. Gross , 2022 Ohio 2434 ( 2022 )

[Cite as State v. Gross, 2022-Ohio-2434.]
IN THE COURT OF APPEALS OF OHIO
SIXTH APPELLATE DISTRICT
LUCAS COUNTY
State of Ohio/City of Maumee Court of Appeals No. L-22-1001
Appellee Trial Court No. 21CRB00128
v.
Matthew Gross DECISION AND JUDGMENT
Appellant Decided: July 15, 2022
*****
Martha Schultes, City of Maumee Prosecuting Attorney,
for appellee.
.
Henry Schaefer, for appellant.
*****
MAYLE, J.
{¶ 1} Defendant-appellant, Matthew Gross, appeals the November 23, 2021
judgment of the Maumee Municipal Court, convicting him of failing to reasonably
control a dog, sentencing him to a 30-day suspended term of jail, restitution, and a three-
year period of probation during which he may not own, harbor, or keep a dog, and
ordering that the dog be euthanized. For the following reasons, we affirm the trial court
judgment.
I. Background
{¶ 2} Matthew Gross’s sister was walking his two dogs—a male pit bull named
Whitey and a female pit bull—when the dogs escaped her control. Whitey bit a person,
causing injury requiring medical treatment; it was the second time Whitey had bitten a
person. Gross was charged in Maumee Municipal Court with failing to reasonably
control a dog, a violation of R.C. 955.22(C). On June 8, 2021, after waiving his right to
counsel, Gross, pro se, entered a plea of no contest and was found guilty. The trial court
ordered a presentence investigation report and continued the matter for sentencing.
{¶ 3} After several more continuances, the sentencing hearing was reset for
September 3, 2021. On September 2, 2021, Gross retained an attorney who entered an
appearance, requested that the September 3, 2021 hearing date be vacated, and moved
“for a new date to be scheduled.” The docket reflects that on September 7, 2021, counsel
“request[ed] [that the] case be placed back to pretrial conference status.” That request
was denied, and the matter was again reset for sentencing on October 8, 2021. Gross
failed to appear and a bench warrant was issued.
{¶ 4} Gross was finally sentenced on November 23, 2021. The court imposed a
30-day suspended term of jail, restitution of $671.01, and a three-year period of probation
during which he may not own, harbor, or keep a dog. Gross was ordered to surrender
Whitey to Lucas County Animal Control to be euthanized. The trial court granted a
2.
motion by Gross to stay pending appeal its orders (1) requiring surrender of Whitey, and
(2) prohibiting him from keeping dogs at his home.
{¶ 5} In this appeal, Gross assigns the following errors for our review:
I. The Trial Court Erred When it Denied Mr. Gross’s Motion to
Withdraw His Uncounseled Plea Prior to Sentencing.
II. Mr. Gross Received Ineffective Assistance of Counsel.
II. Law and Analysis
{¶ 6} In his first assignment of error, Gross argues that the trial court erred in
denying his motion to withdraw his plea. In his second assignment of error, he argues
that if his first assignment fails “for want of an action that should have been taken by his
attorney, such as timely objecting or waiving” his rights, we should find that he received
ineffective assistance of counsel.
A. Motion to Withdraw His Plea
{¶ 7} Gross first argues that the trial court erred in denying his motion to withdraw
his plea of no contest. He claims that the factors a court must consider in determining
whether to grant a motion to withdraw a plea weigh in favor of allowing him to do so, yet
the trial court denied his motion without a hearing. The state responds that Gross failed
to appear at the hearing at which counsel sought to withdraw his plea, the court
conducted a thorough and comprehensive plea colloquy, and Gross understood the nature
of the charges and his potential sentence.
3.
{¶ 8} Crim.R. 32.1 governs the withdrawal of a plea of guilty or no contest and
provides that such motion “may be made only before sentence is imposed; but to correct
manifest injustice the court after sentence may set aside the judgment of conviction and
permit the defendant to withdraw his or her plea.” Crim.R. 32.1 does not specify the
circumstances under which a presentence motion to withdraw may be granted, however,
Ohio courts typically evaluate nine factors when considering such a motion:
(1) whether the state will be prejudiced by withdrawal; (2) the
representation afforded to the defendant by counsel; (3) the extent of the
Crim.R. 11 plea hearing; (4) the extent of the hearing on the motion to
withdraw; (5) whether the trial court gave full and fair consideration to the
motion; (6) whether the timing of the motion was reasonable; (7) the
reasons for the motion; (8) whether the defendant understood the nature of
the charges and potential sentences; and (9) whether the accused was
perhaps not guilty or had a complete defense to the charge.
State v. Griffin, 141 Ohio App.3d 551, 554, 752 N.E.2d 310 (7th Dist.2001).
{¶ 9} “A defendant does not have an absolute right to withdraw a guilty plea prior
to sentencing.” State v. Xie, 62 Ohio St.3d 521, 527, 584 N.E.2d 715 (1992), paragraph
one of the syllabus. A mere change of heart is not a sufficient reason to permit
withdrawal of a plea. (Citations omitted.) State v. Acosta, 6th Dist. Wood No. WD-15-
066, 2016-Ohio-5698, ¶ 18. Nevertheless, the Ohio Supreme Court has recognized that
“a presentence motion to withdraw a guilty plea should be freely and liberally granted.”
4.
Xie at 527. We review the denial of a motion to withdraw a plea under an abuse-of-
discretion standard. Id. at paragraph two of the syllabus.
{¶ 10} Although not pointed out by the state, there is a fundamental problem with
Gross’s first assignment of error: there is nothing in the record unambiguously
demonstrating that he moved to withdraw his plea. Gross claims that he “attempted to
withdraw his plea contemporaneously with acquiring counsel.” Problematically, no such
motion is contained in the file. The only writing trial counsel submitted on Gross’s
behalf is his entry of appearance, within which he requested that the court “vacate the
hearing date of September 3, 2021, as newly hired counsel is out of town,” and “move[d]
for a new date to be scheduled.”
{¶ 11} Gross contends that a “motion to return the case to a pretrial status was
filed along with the entry of appearance of Mr. Gross’s counsel.” The record on appeal
contains no such motion. There is a docket entry indicating that counsel was present in
court on September 7, 2021, “requesting case be placed back to pretrial conference
status.” Gross apparently believes we should construe this as a motion to withdraw his
plea. But even if we construe it as such, there was no written memorandum in support of
the request or transcript of the proceeding from which we can discern a basis for the
motion. Gross did not utilize App.R. 9(C) (statement of the evidence or proceedings
when no transcript of proceedings is available) or (D) (agreed statement as the record on
appeal) in place of a transcript. As such, we do not know what—if anything—was
presented to the trial court in support of his purported request to withdraw his plea.
5.
{¶ 12} Also absent from the record is the transcript of the June 8, 2021 plea
hearing itself. Several of the factors for determining whether to allow withdrawal of a
plea require consideration of what transpired at the plea hearing. Without that transcript,
we are unable to evaluate those factors. See State v. Mack, 11th Dist. Portage No. 2005-
P-0033, 2006-Ohio-1694, ¶ 18-19 (“The transcript of the guilty plea hearing is necessary
to determine whether, based upon the change of plea colloquy, appellant fully understood
the nature and consequences of his guilty plea. * * * Because a transcript of the guilty
plea hearing is not available, we cannot adequately determine whether appellant fully
understood the sentencing consequences of his guilty plea, or what effect the alleged
misinformation would have had on his guilty plea.”).
Gross also complains that no hearing was held on his motion. It is true that a trial
court must generally conduct a hearing to determine whether there is a reasonable and
legitimate basis for the withdrawal of the plea. State v. Murphy, 176 Ohio App.3d 345,
2008-Ohio-2382, 891 N.E.2d 1255, ¶ 38 (6th Dist.). But “[t]he scope of a hearing on a
Crim.R. 32.1 motion to withdraw a guilty plea is ‘dependent upon the facial validity of
the motion itself.’” State v. Thomas, 8th Dist. Cuyahoga No. 103759, 2016-Ohio-4961, ¶
18, quoting State v. Wittine, 8th Dist. Cuyahoga No. 90747, 2008-Ohio-5745, ¶ 8.
“[B]old assertions without evidentiary support * * * should not merit the type of scrutiny
that substantiated allegations would merit.” (Internal quotations omitted.) Id., quoting
Wittine at ¶ 9, quoting State v. Hall, 8th Dist. Cuyahoga No. 55289, 1989 Ohio App.
LEXIS 1602 (Apr. 27, 1989).
6.
{¶ 13} Here, there is no motion to withdraw the plea in the record. There is no
transcript of the plea hearing. There is no transcript evidencing the content of Gross’s
“motion to return the case to a pretrial status.” There is no App.R. 9(C) and (D)
substitute for a transcript. We cannot under these circumstances find that the trial court
abused its discretion in denying, without a hearing, Gross’s request to “return the case to
a pretrial status.”
{¶ 14} We find Gross’s first assignment of error not well-taken.
B. Ineffective Assistance of Counsel
{¶ 15} In his second assignment of error, Gross argues that if his first assignment
of error fails “for want of an action that should have been taken by his attorney,” then we
should find that trial counsel was ineffective and “the matter should be remanded to
correct that injustice.” The state responds that the trial court conducted a thorough
Crim.R. 11(C) plea hearing, Gross understood the rights he was waiving when he entered
his plea, Gross declined to get an attorney until months after he entered his plea, and an
attorney would not have made a difference in the outcome of this case.
{¶ 16} Properly licensed Ohio lawyers are presumed competent. State v. Banks,
9th Dist. Lorain No. 01CA007958, 2002-Ohio-4858, ¶ 16. In order to prevail on a claim
of ineffective assistance of counsel, an appellant must show that counsel’s conduct so
undermined the proper functioning of the adversarial process that the trial court cannot be
relied on as having produced a just result. State v. Shuttlesworth, 104 Ohio App.3d 281,
287, 661 N.E.2d 817 (7th Dist.1995). To establish ineffective assistance of counsel, an
7.
appellant must show “(1) deficient performance of counsel, i.e., performance falling
below an objective standard of reasonable representation, and (2) prejudice, i.e., a
reasonable probability that, but for counsel’s errors, the proceeding’s result would have
been different.” State v. Hale, 119 Ohio St.3d 118, 2008-Ohio-3426, 892 N.E.2d 864, ¶
204, citing Strickland v. Washington, 466 U.S. 668, 687-88, 104 S.Ct. 2052, 80 L.Ed.2d
674 (1984). “A reasonable probability is a probability sufficient to undermine confidence
in the outcome.” State v. Sanders, 94 Ohio St.3d 150, 151, 761 N.E.2d 18 (2002).
{¶ 17} Gross does not articulate in what manner he believes trial counsel was
ineffective. Perhaps Gross anticipated that his first assignment would fail based on trial
counsel’s failure to file an unambiguous motion to withdraw his plea or to create a record
stating clear bases for such a motion.
{¶ 18} In State v. Bowman, 7th Dist. Belmont No. 03-BE-40, 2004-Ohio-6372, ¶
33, the defendant argued, inter alia, that counsel was ineffective for failing to provide
reasons in support of his motion to withdraw his plea. The court found that “[t]o prove
counsel’s performance fell below an objective standard of reasonable representation by
not providing reasoning for the motion, appellant should at least highlight the obvious
factual arguments that his counsel missed.” Id. Because appellant failed to explain how
counsel’s conduct fell below the reasonableness standard, instead relying on a bare
assertion that his counsel was ineffective, the court found that appellant failed to meet his
burden of proof on his ineffective-assistance-of-counsel claim.
8.
{¶ 19} Here, too, Gross has failed to highlight the obvious factual arguments that
trial counsel missed. What’s more, he has neglected to file hearing transcripts or utilize
App.R. 9(C) or (D) in place of hearing transcripts, thus this court has nothing to evaluate
in determining counsel’s performance or the probability of success on his motion to
withdraw his plea but for trial counsel’s errors. As such, he has not met his burden to
establish ineffective assistance of counsel.
{¶ 20} We find Gross’s second assignment of error not well-taken.
III. Conclusion
{¶ 21} We find Gross’s first assignment of error not well-taken. The record does
not contain a motion to withdraw Gross’s plea. Even construing Gross’s oral “request
[that the] case be placed back to pretrial conference status” as a motion to withdraw his
plea, the record contains no memorandum or transcripts setting forth the bases for the
motion, the transcript of the plea hearing is not contained in the record, and counsel did
not utilize App.R. 9(C) or (D) as a substitute for transcripts. The trial court did not abuse
its discretion in denying his request to place the matter “back to pretrial conference
status.”
{¶ 22} We also find Gross’s second assignment of error not well-taken. Gross has
failed to meet his burden of showing that trial counsel was ineffective. He neglected to
highlight the obvious factual arguments that trial counsel should have made in support of
his motion to withdraw his plea. What’s more, he did not file hearing transcripts or
utilize App.R. 9(C) or (D) in place of hearing transcripts, thus this court cannot evaluate
9.
counsel’s performance or the probability of success on his motion but for trial counsel’s
errors.
{¶ 23} We affirm the November 23, 2021 judgment of the Maumee Municipal
Court. Gross is ordered to pay the costs of this appeal under App.R. 24.
Judgment affirmed.
A certified copy of this entry shall constitute the mandate pursuant to App.R. 27.
See also 6th Dist.Loc.App.R. 4.
Mark L. Pietrykowski, J. ____________________________
JUDGE
Christine E. Mayle, J.
____________________________
Myron C. Duhart, P.J. JUDGE
CONCUR.
____________________________
JUDGE
This decision is subject to further editing by the Supreme Court of
Ohio’s Reporter of Decisions. Parties interested in viewing the final reported
version are advised to visit the Ohio Supreme Court’s web site at:
http://www.supremecourt.ohio.gov/ROD/docs/.
10.