Provenzano v. Singletary , 148 F.3d 1327 ( 1998 )


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  •                                                                 [PUBLISH]
    IN THE UNITED STATES COURT OF APPEALS
    FOR THE ELEVENTH CIRCUIT                  FILED
    U.S. COURT OF APPEALS
    ________________________       ELEVENTH CIRCUIT
    08/06/98
    No. 97-2576             THOMAS K. KAHN
    CLERK
    ________________________
    D. C. Docket No. 93-523-CIV-ORL-18
    THOMAS HARRISON PROVENZANO,
    Petitioner-Appellant,
    versus
    HARRY K. SINGLETARY, JR.,
    Secretary, Florida Department of
    Corrections,
    Respondent-Appellee.
    ________________________
    Appeal from the United States District Court
    for the Middle District of Florida
    _________________________
    (August 6, 1998)
    Before EDMONDSON, COX and CARNES, Circuit Judges.
    CARNES, Circuit Judge:
    Thomas H. Provenzano, a Florida death row inmate, appeals from the
    district court’s denial of his 28 U.S.C. § 2254 petition for habeas relief from his
    murder conviction and death sentence. The facts relevant to the crime and the
    evidence at trial are set out in the Florida Supreme Court’s decision affirming
    the conviction and sentence on direct appeal. See Provenzano v. State, 
    497 So. 2d
    1177, 1179-85 (Fla. 1986). On April 20, 1987, the Supreme Court denied
    certiorari, 
    481 U.S. 1024
    , 
    107 S. Ct. 1912
    , thus ending the direct review process.
    Provenzano’s initial state collateral relief motion, filed under Florida Rule
    of Criminal Procedure 3.850, was denied by the state trial court. The Florida
    Supreme Court affirmed that denial while at the same time denying a state
    habeas corpus petition, which in Florida is filed directly with the state supreme
    court. See Provenzano v. Dugger, 
    561 So. 2d 541
    (Fla. 1990). In its opinion
    denying relief on that occasion, the Florida Supreme Court ordered the state
    attorney to disclose certain portions of his file to Provenzano, and it granted
    Provenzano permission to file a second state collateral motion should any Brady
    v. Maryland, 
    373 U.S. 83
    , 
    83 S. Ct. 1194
    (1963), claims arise from the disclosed
    materials. 
    See 561 So. 2d at 549
    . Some did, but Provenzano’s second or
    2
    supplemental state collateral motion raising them was denied by the state trial
    court, and the Florida Supreme Court again affirmed the denial of relief. See
    Provenzano v. State, 
    616 So. 2d 428
    (Fla. 1993).
    Having run out of state court remedial options, Provenzano filed a 28
    U.S.C. § 2254 petition in the district court on June 30, 1993.1 That court, like
    the state collateral courts, saw no need for an evidentiary hearing and concluded
    that Provenzano was not entitled to any relief. The district court did issue a
    detailed opinion thoroughly analyzing each of the many claims Provenzano
    raised. See Provenzano v. Singletary, No. 93-523-CIV-ORL-18, 
    1997 WL 909440
    (M.D. Fla. March 3, 1997)(manuscript opinion). Because the district
    1
    Provenzano’s counsel in the district court, who were attorneys with the Office of
    Capital Collateral Representative, filed a 335-page habeas petition which included much
    legal argument and extensive quotations from the record and various documents. We have
    previously warned that such a prolix filing, resembling a treatise more than a petition, is not
    consistent with the requirements of Rule 2(c) of the Rules Governing Section 2254 Cases in
    the United States District Court, and is subject to being struck. “Attorneys who cannot
    discipline themselves to write concisely are not effective advocates, and they do a disservice
    not only to the courts but also to their clients.” Spaziano v. Singletary, 
    36 F.3d 1028
    , 1031
    n.2 (11th Cir. 1994), cert. denied, 
    513 U.S. 1115
    , 
    115 S. Ct. 911
    (1995); accord, Buenoano
    v. Singletary, 
    74 F.3d 1078
    , 1081 n. 1 (11th Cir. 1996) (“The petition in this case reads as if
    it were both petition and brief. ... This practice, which has become common, is not
    contemplated either by the habeas rules or the civil rules and makes it difficult for courts to
    identify discrete claims in a petition. We expressly disapprove the practice.”); Kennedy v.
    Herring, 
    54 F.3d 678
    , 681 - 82 n.1 (11th Cir. 1995) . In fairness to Provenzano’s counsel in
    this appeal, we note that she was not one of the attorneys who represented him so poorly by
    filing such a lengthy petition in the district court.
    3
    court’s treatment of many of the claims leaves us with little or nothing to add,
    we will rely upon it to dispose of most of the claims Provenzano presses on
    appeal.
    CLAIMS PRESSED ON APPEAL
    The claims that Provenzano contends the district court should have
    granted relief on, or at least should have conducted an evidentiary hearing about,
    are listed below. In order to facilitate cross-reference to the district court’s
    opinion, we have inserted a parenthetical reference to the number each claim has
    in that opinion where that number is different from the one used for it in this
    opinion.
    I.      The Change of Venue Claims
    (I in the district court opinion)
    II.     Guilt Phase Ineffective Assistance of
    Counsel     (I - V and IX(1) in the district
    court opinion)2
    2
    In the district court, among the ineffective assistance issues Provenzano raised were
    some relating to the separation of the jury between the guilt and sentence stages. He claimed
    counsel was ineffective for failing to object to the separation instructions as inadequate and
    for failing to request that the judge question the jurors in depth when they returned for the
    penalty stage. However, he did not raise in the district court the claim that counsel were
    ineffective for failing to object to the separation itself. That claim appears for the first time
    in Provenzano’s briefs to this Court. Because he did not raise the claim below, we do not
    consider it. See, e.g., Walker v. Jones, 
    10 F.3d 1569
    , 1572 (11th Cir. 1994); Allen v.
    Alabama, 
    728 F.2d 1384
    , 1387 (11th Cir. 1984).
    4
    III.    Penalty Phase Ineffective Assistance of
    Counsel (VII and IX in the district court
    opinion)3
    IV.     Prosecutorial Misconduct
    (XII in the district court opinion)
    V.      The Ake v. Oklahoma Claim
    (VII in the district court opinion)
    VI.     The Adversarial Testing Claim
    (VI in the district court opinion)
    VII. The Aggravating Circumstances Claim
    (XVII in the district court opinion)
    VIII. Competency to Stand Trial
    (VIII in the district court opinion)
    IX.     Ineffective Assistance of Appellate
    Counsel (XVIII in the district court
    opinion)
    X.      The Mitigating Circumstances Jury
    Instruction Claim (XV in the district court
    opinion)
    3
    Of the guilt stage ineffective assistance claims Provenzano asserted in the district
    court, see Provenzano v. Singletary, manuscript op. at 9-27, 
    1997 WL 909440
    at *4-*15, he
    has not argued in this Court the ones relating to: difficulty in securing counsel; waiver of
    attorney-client privilege regarding the testimony of two State’s witnesses; and Provenzano
    not testifying at the guilt stage. Accordingly, those contentions are waived. See, e.g., Marek
    v. Singletary, 
    62 F.3d 1295
    , 1298 n.2 (11th Cir. 1995) (“Issues not clearly raised in the briefs
    are considered abandoned.”); Love v. Deal, 
    5 F.3d 1406
    , 1407 n.1 (11th Cir. 1993).
    5
    XI.   The Mitigating Circumstances Findings
    Claim (XIII in the district court opinion)
    XII. The Caldwell v. Mississippi Claim
    (XIV in the district court opinion)
    DISCUSSION
    We affirm on the basis of the district court’s opinion, without further
    comment, its denial of relief on the following claims as previously enumerated
    (using our numbers for the claims, not the numbers used in the district court):
    Claims II, IV, VI, VIII, IX, X, and XI.
    We supplement the district court’s discussion of the remaining claims as
    follows:
    The Change of Venue Claims
    Provenzano claims that the failure of the trial court to grant a change of
    venue because of pretrial publicity violated his Fourth, Fifth, Sixth, Eighth, and
    Fourteenth Amendment rights. However, it is undisputed that after the trial
    judge stated he was inclined to grant a change of venue if one were properly
    requested, defense counsel deliberately chose for strategic reasons not to request
    that the venue be changed. Accordingly, as the Florida Supreme Court and the
    district court concluded, the claim that the trial court should have granted a
    6
    change of venue was procedurally defaulted. See, Provenzano v. State, 
    497 So. 2d
    at 1181; Provenzano v. Singletary, manuscript op. at 4-6, 
    1997 WL 909440
    at *2-*4.
    The only cause Provenzano put forward for the procedural default is his
    related claim that trial counsel was ineffective for failing to move for a change
    of venue. Both the Florida Supreme Court, 
    see 561 So. 2d at 544-45
    , and the
    district court, see Provenzano v. Singletary, manuscript op. at 9-10, 
    1997 WL 909440
    at *4-*5, rejected that ineffective assistance claim. We agree with their
    reasoning and conclusion that counsel’s failure to request a change of venue was
    not outside the wide range of reasonable professional assistance, but we add to
    their discussion.4
    4
    We note the district court’s statement that “it is unlikely that a change of venue would
    have been granted since there [were] no undue difficulties in selecting an impartial jury,”
    Provenzano v. Singletary, manuscript op. at 9, 
    1997 WL 909440
    at *5, is partially incorrect.
    Regardless of whether there were undue difficulties in selecting a jury, the trial judge did
    state that he was inclined to grant a change of venue if one was requested. Of course, it is
    a different matter whether there is a reasonable probability of a different result had a change
    of venue been sought and obtained. We seriously doubt that there is, but we see no reason
    to decide that question, which is the prejudice prong of the ineffectiveness inquiry. See
    Strickland v. Washington, 
    466 U.S. 693
    , 697, 
    104 S. Ct. 2052
    , 2069 (1984) (if a petitioner
    fails to establish one prong of the ineffectiveness inquiry the court need not reach the other).
    7
    Inquiries into strategic or tactical decisions challenged as ineffective
    assistance of counsel involve both a factual and a legal component. The
    question of whether an attorney’s actions were actually the product of a tactical
    or strategic decision is an issue of fact, and a state court’s decision concerning
    that issue is presumptively correct. By contrast, the question of whether the
    strategic or tactical decision is reasonable enough to fall within the wide range
    of professional competence is an issue of law not one of fact, so we decide it de
    novo. See Jackson v. Herring, 
    42 F.3d 1350
    , 1367 (11th Cir. 1995); Horton v.
    Zant, 
    941 F.2d 1444
    , 1462 (11th Cir. 1991); Bundy v. Wainwright, 
    808 F.2d 1410
    , 1419 (11th Cir. 1987).
    As to the factual component, in this case the Florida Supreme Court found
    that trial counsel made a deliberate tactical decision not to obtain a change of
    venue. See Provenzano v. 
    State, 561 So. 2d at 544-45
    . More specifically, it
    found the following facts concerning that decision:
    The venue issue came up early in the case when trial
    counsel stated on the record that he had been advised
    that any change of venue would involve a trial in St.
    Augustine and that he preferred the trial to be held in
    Orlando. He felt that a juror’s knowledge of the case
    would not necessarily be an impediment, since an
    insanity defense would be presented and he believed an
    8
    Orlando jury would be more receptive to such a defense
    than a more conservative one in St. Augustine.
    
    Id., at 544.
    It is true that those fact findings were not based upon sworn
    testimony given at a hearing but were instead drawn from defense counsel’s
    statements on the record when the issue came up at trial. That matters not,
    because deference is owed to state appellate court findings based upon
    statements in the trial record even when those statements were not made under
    oath. See, e.g., Parker v. Dugger, 
    498 U.S. 308
    , 320, 
    111 S. Ct. 731
    , 739 (1991)
    (deference must be given to state appellate court’s fact finding as to what the
    trial judge’s ambiguous order meant); Wainwright v. Goode, 
    464 U.S. 78
    , 85,
    
    104 S. Ct. 378
    , 382 (1983) (same); King v. Strickland, 
    714 F.2d 1481
    , 1489,
    1494 (11th Cir. 1983) (state appellate court’s finding from the trial record that
    counsel was prepared to try all the charges on the trial date entitled to
    presumption of correctness) vacated 
    467 U.S. 1211
    , 
    104 S. Ct. 2651
    (1984),
    reinstated upon remand, 
    748 F.2d 1462
    (11th Cir. 1984).
    Provenzano does not contend that his trial counsel’s decision to forego a
    change of venue was not a strategic or tactical one. He concedes as much,
    saying that: “it is the reasonableness of the tactic or strategy that is the issue, not
    9
    whether one exists.” Provenzano’s Reply Brief at 3. Provenzano contends the
    district court erred in failing to grant him an evidentiary hearing on the
    reasonableness of his counsel’s strategic decision not to request a change of
    venue. He did not get an evidentiary hearing in state court either. In support of
    his argument that an evidentiary hearing should have been held, Provenzano
    points to an affidavit he proffered from Joseph W. DuRocher who had served
    as Public Defender for Orange County since 1981.5 DuRocher’s affidavit, in its
    entirety, states as follows:
    1. My name is Joseph W. DuRocher. I have
    practiced law in Florida since 1967 and have had
    extensive experience with the criminal justice system
    since that time.
    2. I was elected Public Defender of Orange
    County in 1980 and took office in 1981. Presently, I
    am serving my third term as Public Defender.
    3. I was familiar with the considerable pretrial
    publicity in the case of State of Florida v. Thomas
    Provenzano in 1984. This was a very high profile case,
    5
    Mr. DuRocher did not represent Provenzano at trial or on appeal, because the entire
    Orange County Public Defender’s Office recused itself. The basis of the recusal was
    personal knowledge and association with the court officials whom Provenzano shot. Private
    outside counsel from another county were appointed to represent Provenzano at trial, and a
    different public defender’s office represented him on appeal. An outside prosecutor and judge
    were also brought in for the trial.
    10
    and it received extensive attention from both the written
    and broadcast news media.
    4. In my opinion, this case presented a textbook
    example of a case in which pretrial publicity had so
    pervaded the Orlando community that any first-year
    lawyer would have questioned venue. I was surprised
    to learn that no motion to change venue was pursued in
    this case, particularly when the defense was one of
    insanity.
    5. Orlando is a very conservative community. In
    the more than two decades that I have been involved
    with the criminal justice system, I have never seen an
    insanity defense succeed in a capital case in Orlando.
    In fact, I believe no insanity defense in a capital case
    has prevailed in over a generation.
    6. I am acquainted with Jack Edmund and Dan
    Brawley, the defense attorneys in the Provenzano case.
    Neither attorney contacted me for any opinion
    regarding the issues of venue or insanity.
    There are several reasons why this affidavit does not entitle Provenzano to an
    evidentiary hearing.
    First, the affidavit is conspicuous for what it does not say. For example,
    although it describes Orlando as a very conservative community, it does not
    negate the possibility that St. Augustine is even more conservative. While the
    affidavit says that Mr. DuRocher has never seen an insanity defense succeed in
    11
    a capital case in Orlando, it does not say that one has ever succeeded in St.
    Augustine either. As to whether an insanity defense had prevailed in over a
    generation, insanity was the only defense that Provenzano had after he shot three
    people in front of a courthouse full of witnesses. The DuRocher affidavit
    establishes at most that its author would have sought a change of venue, but
    when scrutinized it does not actually say even that much. The affidavit says that
    “any first-year lawyer would have questioned venue,” and that it’s author was
    “surprised to learn that no motion to change venue was pursued in this case,” but
    it does not say that he definitely would have insisted on a change of venue had
    he been representing Provenzano at trial.
    Even if the affidavit had said that its author would have insisted on a
    change of venue, it would establish only that two attorneys disagreed about trial
    strategy, which is hardly surprising. After all, “[t]here are countless ways to
    provide effective assistance in any given case,” and “[e]ven the best criminal
    defense attorneys would not defend a particular client in the same way.”
    Strickland v. Washington, 
    466 U.S. 668
    , 689, 
    104 S. Ct. 2052
    , 2065 (1984);
    accord, e.g., Waters v. Thomas, 
    46 F.3d 1506
    , 1522 (11th Cir. 1995) (en banc)
    (“Three different defense attorneys might have defended Waters three different
    12
    ways, and all of them might have defended him differently from the way the
    members of this Court would have, but it does not follow that any counsel who
    takes an approach we would not have chosen is guilty of rendering ineffective
    assistance.”).   In order to show that an attorney’s strategic choice was
    unreasonable, a petitioner must establish that no competent counsel would have
    made such a choice. See, e.g., White v. Singletary, 
    972 F.2d 1218
    , 1221 (11th
    Cir. 1992) (defendant must establish “that the approach taken by defense
    counsel would have been used by no professionally competent counsel”); Harich
    v. Dugger, 
    844 F.2d 1464
    , 1470-71 (11th Cir. 1988) (same). Even if accepted
    as gospel, the affidavit does not do that.
    There is another more fundamental reason why Provenzano is not entitled
    to an evidentiary hearing on the reasonableness of his counsel’s decision to
    forego a change of venue, regardless of any affidavit he may have proffered.
    Our Jackson, Horton, and Bundy decisions establish that the reasonableness of
    a strategic choice is a question of law to be decided by the court, not a matter
    subject to factual inquiry and evidentiary proof. Accordingly, it would not
    matter if a petitioner could assemble affidavits from a dozen attorneys swearing
    that the strategy used at his trial was unreasonable. The question is not one to
    13
    be decided by plebiscite, by affidavits, by deposition, or by live testimony. It
    is a question of law to be decided by the state courts, by the district court, and
    by this Court, each in its own turn.
    We have no doubt that the Florida courts and the district court were
    correct in concluding that the strategic choice Provenzano’s trial attorney made
    not to pursue a change of venue was well within the broad boundaries of
    reasonableness staked out by decisional law in this area. We reached the same
    decision in Weeks v. Jones, 
    26 F.3d 1030
    , 1046 n.13 (11th Cir. 1994), in which
    the petitioner challenged his trial counsel’s decision not to have the case moved
    from a county in which there had been considerable pretrial publicity, because
    counsel thought that the petitioner still had the best chance for acquittal in that
    county. We said, “this is the type of tactical decision that the Supreme Court has
    recognized that a criminal defendant’s counsel may elect as a reasonable choice
    considering all of the circumstances and has cautioned courts against
    questioning.” 
    Id. The Supreme
    Court and this Court have said that strategic
    choices are “virtually unchallengeable.” See, e.g., Washington v. 
    Strickland, 466 U.S. at 690
    , 104 S. Ct. at 2066; Waters v. Thomas, 
    46 F.3d 1506
    , 1522 (11th
    Cir. 1995).
    14
    Our strong reluctance to second guess strategic decisions is even greater
    where those decisions were made by experienced criminal defense counsel. See
    Spaziano v. Singletary, 
    36 F.3d 1028
    , 1040 (11th Cir. 1994) (“[T]he more
    experienced an attorney is, the more likely it is that his decision to rely on his
    own experience and judgment in rejecting a defense without substantial
    investigation was reasonable under the circumstances.”) (quoting Gates v. Zant,
    
    863 F.2d 1492
    , 1498 (11th Cir. 1989)). At the time of Provenzano’s trial, one of
    his two counsel had tried eighty-seven criminal cases and had been lead counsel
    in nine capital cases. The other attorney had tried even more criminal cases in
    general and capital cases in particular, had been practicing twenty years, and had
    earned the reputation in the Bar and community as a leading criminal defense
    attorney. Clearly, these two experienced criminal defense attorneys knew what
    they were doing; their decisions were informed by years of experience with
    juries in capital and non-capital cases.      We will not second guess their
    considered decision about whether Provenzano stood a better chance, however
    slim it may have been, with a jury in Orlando than with a jury in St. Augustine.
    As we said in 
    Spaziano, 36 F.3d at 1039
    , cases in which habeas petitioners can
    properly prevail on the ground of ineffective assistance of counsel are few and
    15
    far between, and cases in which deliberate strategic decisions have been found
    to constitute ineffective assistance are even fewer and farther between. This is
    not one of those rare cases.
    Effective Assistance of Counsel
    at the Penalty Phase
    The Florida Supreme Court analyzed and rejected Provenzano’s penalty
    stage ineffective assistance claim, see Provenzano v. 
    State, 561 So. 2d at 545
    -
    46, as did the district court, see Provenzano v. Singletary, No. 93-523-CIV-
    ORL-18, manuscript op. at 31-34, 59-63, 
    1997 WL 909440
    at *18-*19, *32-*35
    (M.D. Fla. March 3, 1997). The relevant facts are set out well in those opinions.
    We add to their discussions the observation that our decision in Waters v.
    Thomas, 
    46 F.3d 1506
    (11th Cir. 1995) (en banc), is closely on point.
    In Waters, as in this case, counsel presented mental state expert witnesses
    at the guilt stage in support of a not guilty by reason of insanity plea; much of
    the testimony of those witnesses at the guilt stage was relevant to mitigating
    circumstances; and counsel chose not to recall them and attempt to elicit
    16
    additional mitigating circumstance evidence from them at the sentence hearing.
    See 
    id. at 1512-13.
    Rejecting the contention that effective assistance required
    counsel to recall expert witnesses at the penalty stage in such circumstances, we
    noted in Waters that which witnesses to call “is the epitome of a strategic
    decision, and it is one that we will seldom, if ever, second guess,” and we held
    that a reasonable lawyer could decide to leave well enough alone and not subject
    to another round of cross-examination witnesses from whom he had already
    obtained during the guilt stage substantial evidence of serious mental problems.
    See 
    id. at 1512.
    Exactly the same is true here.
    In this case, Provenzano has brought forth a report from another mental
    state expert indicating that additional mitigating circumstance evidence could
    have been put before the jury. See 
    id. We noted
    in Waters that it is “a common
    practice” to file affidavits from witnesses who say they could have provided
    additional mitigating circumstance evidence, but “the existence of such
    affidavits, artfully drafted though they be, usually proves little of significance.”
    See 
    id. at 1513.
    We reiterated in that decision what we had said more than once
    before: “The mere fact that other witnesses might have been available or that
    other testimony might have been elicited from those who testified is not a
    17
    sufficient ground to prove ineffectiveness of counsel.” 
    Id. at 1514,
    quoting
    Atkins v. Singletary, 
    965 F.2d 952
    , 960 (11th Cir. 1992); Foster v. Dugger, 
    823 F.2d 402
    , 406 (11th Cir. 1987).
    In this case, Provenzano’s experienced criminal defense attorneys retained
    investigators, interviewed myriad witnesses including family members,
    examined medical records, and assembled background information about their
    client. They forwarded that information to the mental state experts they
    obtained. See Provenzano v. Singletary, manuscript op. at 33, 
    1997 WL 909440
    at *19. At trial, they presented two mental state experts, who were well versed
    in Provenzano’s background and behavior, and who testified to his serious
    mental problems, giving their opinion that he was insane at the time of the
    crime. See 
    id., manuscript op.
    at 32-33, 59-61, 
    1997 WL 909440
    at *19, *32-
    34. Counsel used that expert testimony skillfully in arguments to the jury at the
    penalty stage. See 
    id., manuscript op.
    at 59-60, 
    1997 WL 909440
    at *32-*34.
    Provenzano’s counsel also used his sister as a guilt stage witness on the
    insanity issue. She testified in depth about her brother’s life and problems. At
    the penalty stage, counsel called a detective who testified about Provenzano’s
    paranoid behavior, and also about Provenzano having told officers about
    18
    explosives in his apartment because he did not want them to get hurt. They also
    called Provenzano himself as a witness in his own behalf at penalty stage, and
    it appears from the record that he testified for about two hours. See Waters v.
    
    Zant, 46 F.3d at 1519
    (recognizing that skilled defense counsel sometimes put
    a capital defendant on the stand to “humanize” him, because “it may be more
    difficult for a jury to condemn to death a man who has sat on the stand a few
    feet from them, looked them in the eyes, and talked to them.”). Provenzano
    received effective assistance of counsel at the penalty stage.
    The Ake v. Oklahoma Claim
    To the district court’s discussion of the Ake v. Oklahoma, 
    470 U.S. 68
    ,
    
    105 S. Ct. 1087
    (1985), claim, we add that this Circuit’s leading decision on
    Ake, which is Clisby v. Jones, 
    960 F.2d 925
    (11th Cir. 1992) (en banc),
    forecloses Provenzano’s claim that the mental health assistance he received
    violated the Ake rule. Clisby holds that Ake is a due process doctrine, 
    see 960 F.2d at 928-29
    , which requires the petitioner in all but the most unusual
    circumstances to show that he requested from the trial court something in the
    way of mental health expert assistance that the trial court refused to give him.
    See 
    id. at 934
    (“Petitioner’s claim of a due process violation collapses as soon
    19
    as one seeks to identify the trial court’s ruling that purportedly rendered
    petitioner’s trial fundamentally unfair.”) Provenzano was given all that he
    requested from the trial court in the way of expert witnesses on the mental health
    issues.
    We did speculate in Clisby that under certain limited circumstances due
    process might require the trial court to intervene to ensure that a defendant
    receives the assistance of a competent mental health expert, but we held that
    there was no indication the examination of the psychiatrist in that case was
    anything less than adequate. See 
    id. at 934
    n.12. The mental health experts who
    examined Provenzano and testified on his behalf at trial were fully competent.
    Moreover, the assistance they rendered Provenzano, see Provenzano v.
    Singletary, manuscript op. at 22-23, 32-33, 59-61, 
    1997 WL 909440
    at *12, *19,
    *32-*34, far exceeded what Clisby held was adequate in that case, 
    see 960 F.2d at 930-33
    . There was no Ake violation.
    The Aggravating Circumstances Claim
    To the district court’s discussion of Provenzano’s aggravating
    circumstances claim, see Provenzano v. Singletary, manuscript op. at 70-73,
    
    1997 WL 909440
    at *39-*40, we add this brief note: Insofar as Provenzano
    20
    contends that his advisory jury received insufficient narrowing instructions, that
    claim is foreclosed by the Teague v. Lane, 489 U.S. 288,109 S. Ct.1060 (1989),
    nonretroactivity doctrine. See Lambrix v. Singletary, 
    117 S. Ct. 1517
    (1997);
    Davis v. Singletary, 
    119 F.3d 1471
    , 1477-78 (11th Cir. 1997).
    The Caldwell v. Mississippi Claim
    The district court held that Provenzano’s Caldwell v. Mississippi, 
    472 U.S. 320
    , 
    105 S. Ct. 2633
    (1985), claim is not procedurally barred but is devoid of
    merit. See Provenzano v. Singletary, manuscript op. at 39-48, 
    1997 WL 909440
    at *23-*27. The State contends that the claim is procedurally barred, and that
    may be so. However, we need not resolve the procedural bar issue, because we
    agree with the district court that Provenzano’s Caldwell claim is meritless. See
    Smith v. Dugger, 
    840 F.2d 787
    , 791 (11th Cir. 1988).
    Since the district court released its opinion, we have issued our decision
    in Davis v. Singletary, 
    119 F.3d 1471
    (11th Cir. 1997). In Davis, at 1481-82, we
    held that our decisions in Mann v. Dugger, 
    844 F.2d 1446
    (11th Cir. 1988), and
    Harich v. Dugger, 
    844 F.2d 1464
    (11th Cir. 1988) (en banc), had to be read in
    light of the Supreme Court’s subsequent decisions in Romano v. Oklahoma, 
    512 U.S. 1
    , 
    114 S. Ct. 2004
    (1994), and Dugger v. Adams, 
    489 U.S. 401
    , 
    109 S. Ct. 21
    1211 (1989). Doing that, we concluded that there can be no Caldwell violation
    unless the jury is affirmatively misled regarding its role in the sentencing
    process. 
    See 119 F.3d at 1482
    . Moreover, we held in Davis that in deciding a
    Caldwell claim questionable remarks and comments must be considered in the
    context of the entire trial. See 
    id. Having done
    so in this case, we conclude that
    the district court was correct when it decided that there was no Caldwell
    violation.
    CONCLUSION
    The district court’s denial of habeas relief is AFFIRMED.
    22
    

Document Info

Docket Number: 97-2576

Citation Numbers: 148 F.3d 1327

Filed Date: 8/6/1998

Precedential Status: Precedential

Modified Date: 10/17/2019

Authorities (31)

Caldwell v. Mississippi , 105 S. Ct. 2633 ( 1985 )

Ake v. Oklahoma , 105 S. Ct. 1087 ( 1985 )

Eurus Kelly Waters v. Albert G. Thomas, Warden Georgia ... , 46 F.3d 1506 ( 1995 )

Lambrix v. Singletary , 117 S. Ct. 1517 ( 1997 )

Varnall Weeks v. Charlie E. Jones, Warden, Holman State ... , 26 F.3d 1030 ( 1994 )

Amos Lee King, Jr. v. Charles G. Strickland, Jr., Warden, ... , 714 F.2d 1481 ( 1983 )

Dugger v. Adams , 109 S. Ct. 1211 ( 1989 )

Joseph R. Spaziano v. Harry K. Singletary, Secretary, ... , 36 F.3d 1028 ( 1994 )

Parker v. Dugger , 111 S. Ct. 731 ( 1991 )

Provenzano v. Dugger , 561 So. 2d 541 ( 1990 )

Roosevelt Love v. Emit C. Deal , 5 F.3d 1406 ( 1993 )

Theodore Robert Bundy v. Louie L. Wainwright, Secretary ... , 808 F.2d 1410 ( 1987 )

Amos Lee King, Jr. v. Charles G. Strickland, Jr., Warden, ... , 748 F.2d 1462 ( 1984 )

Brady v. Maryland , 83 S. Ct. 1194 ( 1963 )

Patricia Ann Thomas Jackson v. Tommy Herring, Cross-Appellee , 42 F.3d 1350 ( 1995 )

Phillip Alexander Atkins v. Harry K. Singletary , 965 F.2d 952 ( 1992 )

Romano v. Oklahoma , 114 S. Ct. 2004 ( 1994 )

Charles Kenneth Foster v. Richard L. Dugger, and Robert A. ... , 823 F.2d 402 ( 1987 )

James Allen v. State of Alabama , 728 F.2d 1384 ( 1984 )

Larry Eugene Mann v. Richard L. Dugger, Secretary, Florida ... , 844 F.2d 1446 ( 1988 )

View All Authorities »