United States v. Candelario Silvestre Beltran-Munguia , 489 F.3d 1042 ( 2007 )


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  • OPINION

    BERZON, Circuit Judge:

    Candelario Silvestre Beltran-Munguia pleaded guilty, under 8 U.S.C. § 1326, to unlawful reentry into the United States. Sentences for that offense are governed by United States Sentencing Guideline § 2L1.2. This case presents the question whether a prior felony conviction under Oregon Revised Statute (ORS) section 163.425 for sexual abuse in the second degree qualifies as a “crime of violence” for purposes of that guideline. We hold that it does not, both because the state statute does not make force — be it used, attempted, or threatened — an element of the crime and because the crime does not constitute a “forcible sex offense” within the meaning of the applicable guideline. Because the district court concluded otherwise, we vacate Beltran-Munguia’s sentence and remand for resentencing.

    Beltran-Munguia also contends that his sentence violates his Fifth and Sixth Amendment rights because the district judge found facts about his prior conviction that allowed him to increase his sentence beyond the two-year maximum allowed under 8 U.S.C. § 1326(a). This argument is foreclosed by Supreme Court and Ninth Circuit precedents.

    I

    The base offense level for a violation of § 1326 is eight. U.S. Sentenoing Guidelines Manual § 2L1.2(a). Where the defendant was previously deported after being convicted of a felony that constitutes a “crime of violence,” the offense level goes up by sixteen levels. Id. § 2L1.2(b)(l)(A)(ii).

    The presentence report (“PSR”) on Beltran-Munguia noted that he had been previously convicted for sexual abuse in *1044the second-degree under ORS section 163.425 and recommended that the district court impose the sixteen-level enhancement on the basis of that conviction. Bel-tran-Munguia objected to this recommendation, arguing that his prior conviction did not- constitute a “crime of violence” as defined for purposes of § 2L1.2(b)(l)(A)(ii), because the Oregon statute criminalizes non-consensual sex and can be committed without the use of force. The district court disagreed, increased Beltran-Munguia’s offense level by the recommended sixteen levels, and sentenced him to a 57-month prison term. Beltran-Munguia timely appealed.1

    We review de novo the district court’s decision that a defendant’s prior conviction qualifies for a sentencing enhancement under U.S.S.G. § 2L1.2(b). See United States v. Gonzalez-Perez, 472 F.3d 1158,1159 (9th Cir.2007).

    II

    For the purpose of § 2L1.2(b)(l)(A)(ii), a “crime of violence” is defined as:

    any of the following: murder, manslaughter, kidnapping, aggravated assault, forcible sex offenses, statutory rape, sexual abuse of a minor, robbery, arson, extortion, extortionate extension of credit, burglary of a dwelling, or any offense under federal, state, or local law that has as an element the use, attempted use, or threatened use of physical force against the person of another.

    U.S. SENTENCING GüIDELINES MANUAL § 2L1.2 cmt. n. l(B)(iii) (emphases added). Applying this definition, second-degree sexual abuse in Oregon constitutes a “crime of violence” only if: (1) the crime qualifies as a “forcible sex offense,” a term left undefined by the guidelines; or (2) conviction of the crime requires proof of “the use, attempted use, or threatened use of physical force against the person of another.”2

    A

    We begin with the latter possibility.

    In Taylor v. United States, 495 U.S. 575, 600-02, 110 S.Ct. 2143, 109 L.Ed.2d 607 (1990), the Supreme Court instructed that in determining whether a prior conviction meets the requirements of a federal recidivism provision, courts should ordinarily look only to the coverage of the statute of conviction and not to the specific conduct involved in the defendant’s conviction. This examination is necessarily limited to “the elements of the crimes of *1045which the defendant was previously convicted.” United States v. Selfa, 918 F.2d 749, 751 (9th Cir.1990). To constitute an “element” of a crime, the particular factor in question needs to be “a ‘constituent part’ of the offense[that] must be proved by the prosecution in every case to sustain a conviction under a given statute.” United States v. Hasan, 983 F.2d 150, 151 (9th Cir.1992) (per curiam) (internal quotation marks omitted).

    A plain reading of ORS section 163.425 makes clear that force — used, attempted, or threatened — is decidedly not an “element” of the crime of second-degree sexual abuse in Oregon. Instead, the victim’s lack of consent is the crime’s defining characteristic.

    Specifically, under the state statute,

    [a] person commits the crime of sexual abuse in the second degree when that person subjects another person to sexual intercourse, deviate sexual intercourse, or ... penetration of the vagina, anus or penis with any object other than the penis or mouth of the actor and the victim does not consent thereto.

    OR. Rev. Stat. § 163.425(1) (emphasis added). Thus, the government bears no burden of proving force extrinsic to the act of penetration. By comparison, when prosecuting a defendant for either rape in the first degree or sexual abuse in the first degree under ORS sections 163.375(l)(a) and 163.427(l)(a)(B), respectively, the state bears the burden of proving that the victim was “subjected to forcible compulsion,.” Id. §§ 163.375(l)(a), 163.427(l)(a)(B) (emphasis added).

    That the same “forcible compulsion” requirement does not apply to second-degree sexual abuse is evident not only from the language of ORS section 163.425 but also from its legislative history. That history makes clear that ORS section 163.425 was enacted to fill a specific “omission” in the Oregon criminal code — namely, the failure to make criminal “subjecting] another to sexual intercourse without the victim’s consent — but not by forcible compulsion.” See State v. Stamper, 197 Or.App. 413, 106 P.3d 172, 177-78 (discussing a 1983 amendment to Oregon’s second degree sexual abuse statute), review denied, 339 Or. 230, 119 P.3d 790 (2005).3

    That force, actual or inchoate, is not a required element of ORS section 163.425 is further corroborated by the Oregon appellate decisions that have interpreted the statute. Those decisions make clear that a defendant can be convicted of second-degree sexual abuse where the victim professed consent but was legally incapable of giving it. See id. at 179; State v. Mezick, 109 Or.App. 563, 820 P.2d 849, 850 (1991); State v. Landino, 38 Or.App. 447, 590 P.2d 737, 739 (1979).

    ORS section 163.315 delineates four types of legal incapacity that apply to all sexual offenses listed in the Oregon criminal code, including second-degree sexual abuse. See Ok. Rev. Stat. § 163.315; Lan-dino, 590 P.2d at 739 (“That all four types of legal incapacity set out in ORS 163.315 were intended to apply to all sexual offenses is clear.”):4 Under ORS section 163.315(1):

    *1046A person is considered incapable of consenting to a sexual act if the person is:
    (a) Under 18 years of age;
    (b) Mentally defective;
    (c) Mentally incapacitated; or
    (d) Physically helpless.

    OR. Rev. Stat. § 163.315(1). ORS section 163.305, in turn, defines the terms “mentally defective,” “mentally incapacitated,” and “physically helpless.” Id. § 163.305(3)-(5). To be “mentally defective,” for example, “means that a person suffers from a mental disease or defect that renders[her] incapable of appraising the nature of the conduct of the person.” Id. § 163.305(3). To be “mentally incapacitated,” the victim must have been

    rendered incapable of appraising or controlling the conduct of the person at the time of the alleged offense because of the influence of a controlled or other intoxicating substance administered to the person without the consent of the person or because of any other act committed upon the person without [her] consent.

    Id. § 163.305(4). Finally, to be “physically helpless,” the victim must have been “unconscious or for any other reason [was] physically unable to communicate unwillingness to an act.” Id. § 163.305(5).

    Given the applicability of ORS section 163.315 to ORS section 163.425, a perpetrator could commit second-degree sexual abuse by surreptitiously adding to his victim’s drink a drug that affects one’s judgment, thereby rendering her “mentally incapacitated.” She would then be legally incapable of consent even if she participated fully in the sex act. Similarly, the victim could be “mentally defective,” yet fully physically cooperative. Under both those circumstances, a perpetrator would not necessarily have to use, attempt to use, or threaten to use any force above and beyond the force inherent in the act of penetration, see infra p. 1047, to commit second-degree sexual abuse. In other words, under such circumstances, a perpetrator would not have categorically committed a “crime of violence,” as the term is defined for purposes of § 2L1.2(b)(l)(A)(ii).

    To be sure, a victim of second-degree sexual abuse could, in reality, have been subjected to force during the commission of the crime. In defining the term “without [her] consent,” the Oregon state legislature included not only victims “considered to be incapable of consenting as a matter of law,” but also victims who were “forcibly compelled to submit” and victims who did “not acquiesce in the actor’s conduct.” Stamper, 106 P.3d at 176 (citing to the Commentary to Criminal Law Revision Commission Proposed Oregon Criminal Code, Final Draft and Report §§ 105, 106 (July 1971)). But the possibility that extrinsic force was used in some fashion in the commission of the crime does not make it an essential “element” of second-degree sexual abuse. Put another way, even if a defendant did use force to commit his offense, the prosecution bore no burden to *1047prove that fact, as the government could establish lack of consent in some other fashion. Absent such a burden, this portion of § 2L1.2(b)(l)(A)(ii)’s “crime of violence” definition does not categorically apply-

    B

    The government argues otherwise, and in so doing, claims support in this circuit’s case law. We do not agree that our precedents support the proposition that § 2L1.2(b)(l)(A)(ii) applies where it is possible that force will be used to accomplish the sex crime but the prosecution need not prove that it was.

    United States v. Yanez-Saucedo, 295 F.3d 991 (9th Cir.2002), for example, involved a markedly different question than the one presented here. There, the court was charged with determining whether third-degree rape, as defined under Washington law, constituted an “aggravated felony” under § 2L1.2. Id. at 992. Like the Oregon statute at issue here, the Washington statute in Yanez-Saucedo criminalizes non-consensual sex.5 Id. at 992, 995. Unlike the “crime of violence” definition used for purposes of § 2L1.2(b)(l)(A)(ii), however, an aggravated felony, under the same guideline, is defined as including “rape,” in general. Id. at 993-94. In holding that third-degree rape constituted an aggravated felony, Yanez-Saucedo concluded only that that particular crime “fit[ ] within a generic, contemporary definition of rape, which can, but does not necessarily, include an element of physical force beyond that required for penetration.” Id. at 996 (emphasis added). In other words, far from indicating that nonconsensuaí sex necessarily involves the use or threatened use of force as an element of the crime, Yanez-Saucedo held only that “rape”— which is an “aggravated felony,” but not a per se “crime of violence” — need not include any such element.

    As the careful wording of Yanez-Saucedo indicates, this circuit has never held that a sex crime can be considered to require the “use of force,” as an element of the crime, simply because it involves the act of penetration. While we have never expressly ruled out that possibility, the majority of other circuits have. See United States v. Sarmiento-Funes, 374 F.3d 336, 340 (5th Cir.2004) (rejecting that “the act of penetration itself is enough to supply the force required under § 2L1.2”); United States v. Meader, 118 F.3d 876, 881-82 (1st Cir.1997) (concluding that a statutory rape offense did not involve the “use of force,”' within the meaning of U.S.S.G. § 4B1.2, even though penetration was involved in the crime); United States v. Shannon, 110 F.3d 382, 384-85 (7th Cir.1997) (en banc) (same); but see United States v. Ivory, 475 F.3d 1232, 1236 (11th Cir.2007) (concluding that a state offense was a categorical match for § 4B1.2(a)(l) because the “nonconsensuaí act of sexual penetration by its nature involves at least some level of physical force and pressure directed against another person’s body”). While the Eleventh Circuit’s approach may have common sense appeal, it does not satisfy the statutory requirement that an “element” of the crime involve “the use, attempted use, or threatened use of physical force against the person of another.” See Hasan, 983 F.2d at 151 (explaining that an “element” must be a “constituent *1048part of the offense” (internal quotations omitted) (emphasis added)).6

    Like in Yanez-Saucedo, in Castro-Baez v. Reno, 217 F.3d 1057 (9th Cir.2000), it was also unnecessary to find force as a requisite element of the prior conviction. There, we were asked to decide whether a defendant’s prior rape conviction under California Penal Code section 261(a)(3) qualified as an “aggravated felony” within the meaning of § 101(a)(43)(A) of the Immigration and Nationality Act, 8 U.S.C. § 1101(a)(43)(A). Id. at 1058. California defines “rape” for purposes of section 261(a)(3) as including “an act of sexual intercourse” accomplished “[w]here a person is prevented from resisting by any intoxicating or anesthetic substance, or any controlled substance, and this condition was known, or reasonably should have been known by the accused.” Id. at 1059 (alteration in original) (quoting CAL. PENAL CODE § 261(a)(3)) (internal quotation marks omitted). We explained in Castro-Baez that “[i]n ordinary usage, rape is understood to include the act of engaging in non-consensual sexual intercourse with a person whose ability to resist has been substantially impaired by drugs or other intoxicants.” Id.; see also id. (citing the Black’s Law Dictionary definition of rape as an “act of sexual intercourse committed by a man with a woman not his wife and without her consent, committed when the woman’s resistance is overcome by force or fear, or under other prohibitive conditions” (emphases added)). A prior conviction for rape under California Penal Code section 261(a)(3) therefore qualified as “rape” and thus as an “aggravated felony” under the immigration statute. Id. Like Yanez-Saucedo, then, Castro-Baez held only that a sexual offense that covers nonconsensual sexual intercourse can be “rape” for purposes of federal provisions using that term.

    United States v. Cortez-Arias, 403 F.3d 1111 (9th Cir.2005), is also inapplicable here, albeit for a different reason. Cortez-Arias held that the “threatened use of physical force against the person of another” portion of U.S.S.G. § 2L1.2(b)(l)(A)(ii)’s “crime of violence” definition inherently encompasses “acts that communicate to another person an intent to use physical force against that person and acts suggesting that physical force against that person may be impending.” Id. at 1116. The Oregon second-degree sexual abuse statute does not establish as a required element such communicative or suggestive acts. See also United States v. Anderson, 989 F.2d 310, 311 (9th Cir.1993) (holding that where a “ ‘violent felony’ includes any crime that ‘has as an element the use, attempted use, or threatened use of physical force against the person of another,’ ” “[a] threat of *1049force against a person is an element of a crime only if the crime must involve a threat of force” (emphasis omitted) (quoting 18 U.S.C. § 924(e)(2)(B)(i))).

    Finally, United States v. Riley, 183 F.3d 1155 (9th Cir.1999), does not support the government’s submission either. Riley concerned a prior conviction under Louisiana’s “simple rape” statute — a statute that, much like ORS section 163.425, criminalizes nonconsensual, but not necessarily forceful, sexual intercourse. See id. at 1157 n. 2 (quoting La. Rev. Stat. ANN. § 14:43 (1998)). Riley, however, involved a separate Sentencing Guideline from the one at issue here — namely, § 4B1.2, which defines “crime of violence” in materially different terms than § 2L1.2.

    Under § 4B1.2(a), a “crime of violence” is a federal or state felony that:

    (1) has as an element the use, attempted use, or threatened use of physical force against the person of another, or
    (2) is burglary of a dwelling, arson, or extortion, involves use of explosives, or otherwise involves conduct that presents a serious potential risk of physical injury to another.

    U.S. SENTENCING GUIDELINES MANUAL § 4B1.2(a) (emphases added). Although the first part of this definition mirrors some of the language used in the commentary to § 2L1.2(b)(l)(A)(ii), the second part of the definition — in particular, the words “otherwise involves conduct that presents a serious potential risk of physical injury to another” — are unique to § 4B1.2. It was those words that Riley relied upon when it held that “simple rape” constituted a crime of violence, emphasizing the potential risk of violence inherent in all sexual crimes. See 183 F.3d at 1157-58.

    Because § 4B1.2 contains the “serious potential risk of physical injury” catchall provision not applicable to § 2L1.2(b)(l)(A), Riley does not control our outcome. Cortez-Arias ■ dictates this conclusion, as it declined to transfer to the § 2L1.2(b)(l)(A) context a holding premised on the “serious risk” language in § 4B1.2(a):

    Cortez-Arias received a sentencing enhancement under USSG § 2L1.2. The commentary to that section defines a “crime of violence” somewhat differently than does § 4B1.2(a)_ Neither[§ 2L1.2] nor its commentary in explicit words refer to crimes that “involve conduct that presents a serious risk of physical injury to another.”
    Accordingly, we conclude that ... [a case] holding that California Penal Code section 246 is a “crime of violence” [for purposes of § 4B1.2] because it involves conduct that presents a serious risk of physical injury to another does not necessarily resolve the question of whether the same offense is a “crime of violence” for purposes of USSG § 2L1.2.

    403 F.3d at 1114 (citing United States v. Weinert, 1 F.3d 889 (9th Cir.1993) (per curiam)); see also United States v. Paxton, 422 F.3d 1203, 1206 (10th Cir.2005) (explaining that, as a result of the difference between §§ 4B1.2 and 2L1.2, an offense that is not a crime of violence under § 2L1.2 because it “laek[s] the use of physical force as an element” can nonetheless be a crime of violence under § 4B1.2 “because of an inherent risk of physical injury”), cert. denied, — U.S. —, 126 S.Ct. 1403, 164 L.Ed.2d 103 (2006); United States v. Jaimes-Jaimes, 406 F.3d 845, 849-50 (7th Cir.2005) (explaining that ‘“crime of violence’ is defined more narrowly in § 2L1.2 than in other contexts because the definition does not encompass acts ... that merely pose a risk of harm to another person”).

    There are cases in our circuit containing language which, taken out of context, can *1050be read to suggest that the phrase “crime of violence” must be interpreted to carry the same meaning throughout the guidelines, even when the defining language in particular guidelines differs. See, e.g., United States v. Pereira-Salmeron, 337 F.3d 1148, 1153 (9th Cir.2003) (writing that “there is no indication that the term [‘crime of violence’] is intended to mean something different for [one] provision than it does elsewhere”); United States v. Granbois, 376 F.3d 993, 996 (9th Cir.2004) (same). Pereira-Salmeron and Granbois, however, do not equate § 4B1.2’s “serious potential risk of physical injury” prong with § 2L1.2’s “force as an element of the crime” prong, but instead equate only the per se crimes of violence aspects of the two definitions. See Pereira-Salmeron, 337 F.3d at 1154 (noting, after discussing in dicta the results reached under the catchall provision of another guideline, that “[t]he specific issue before us is whether Pereira-Salmeron’s conviction ... falls within the category of ‘sexual abuse of a minor,’ ” a per se category); Granbois, 376 F.3d at 995 (noting that Pereira-Salmeron “explained that crimes involving the sexual abuse of a minor are per se ‘crimes of violence,’ ” and following that holding while declining to consider the application of the “serious risk of physical injury” catchall provision in § 4B1.2); United States v. Asberry, 394 F.3d 712, 716 (9th Cir.2005) (stating that “[i]n Granbois, we held in the context of interpreting ‘sexual abuse of a minor’ that ‘there is no indication that [“crime of violence”] is intended to mean something different’ in section 4B1.2 than it does in section 2L1.2” (second alteration in original) (emphasis added) (quoting Granbois, 376 F.3d at 996)). Because these cases did not concern the application of § 4B1.2’s catchall “serious risk” language to § 2L1.2, the controlling precedent for purposes of this case is Cortez-Arias, which does concern precisely that issue.

    We note that the holding of Cortez-Arias is supported by the fact that § 4B 1.2(a) defines “crime of violence” under that section as encompassing, in addition to the list of per se crimes of violence, both offenses that “ha[ve] as an element the use, attempted use, or threatened use of physical force against the person of another,” and offenses that “otherwise involve[] conduct that presents a serious potential risk of physical injury to another,” while the definition applicable to § 2L1.2(b)(l)(A)(ii) contains only the former phrase. Compare U.S. Sentencing Guidelines Manual § 4B1.2(a), with id. § 2L1.2 cmt. n. l(B)(iii). To equate the two sections even though one has a phrase of some length entirely absent from the other would violate established principles of construction proscribing interpretations that assume mere surplusage. See, e.g., United States v. Stevens, 462 F.3d 1169, 1171 (9th Cir.2006); United States v. Wenner, 351 F.3d 969, 975 (9th Cir.2003). Instead, it is evident that the catchall language of § 4B1.2 is broader than the catchall provision language applicable to § 2L1.2.

    Nor does Riley’s reliance on the words “serious potential risk of physical injury to another” mean that second-degree sexual abuse in Oregon necessarily involves the “threatened use of physical force.” In explicating what it meant by “risk,” Riley reasoned that the act of rape, whether overtly forceful or “merely” nonconsensual, always “creates an atmosphere that fosters the potential for physical confrontation.” 183 F.3d at 1159 (emphasis added) (explaining how, in cases involving simple rape, “if the victim realize[s] at any point that the perpetrator [is] not her husband or if the victim[comes] out of her stupor, the situation could easily escalate into a *1051violent confrontation”). But the “threatened use” of physical force is not the same as the “potential use” of physical force. “Threatened use” for purposes of § 2L1.2(b)(l)(A)(ii) must be an element of the crime, and denotes a specific communication, explicit or implicit, by the defendant — a threat — not a risk that may occur as a result of the action that constitutes the offense.

    In short, because ORS section 163.425 of the Oregon Revised Statutes does not make “the use, attempted use, or threatened use of physical force” an element of the crime of second-degree sexual abuse, Beltran-Munguia’s prior conviction does not qualify as a “crime of violence” under this prong of our §, 2L1.2(b)(l)(A)(ii) analysis.

    C

    Beltran-Munguia’s prior conviction does not qualify as a “crime of violence” under § 2L1.2(b)(l)(A)(ii)’s “forcible sex offenses”, alternative either. Not surprisingly, given its language, we have interpreted the phrase “forcible sex offenses” as requiring the use of force, an interpretation that precludes application to the Oregon crime here at issue.

    United States v. Lopez-Montanez, 421 F.3d 926 (9th Cir.2005), concerned whether a conviction under California’s sexual battery statute, California Penal Code section 243.4(a), qualifies as a conviction for a “forcible sex offense” and therefore as a conviction for a “crime of violence” under § 2L1.2. We held that it does not, because “under the California sexual battery statute, the touching may be ‘ephemeral,’ or committed without the use of force.” Id. at 929.7 In so holding, we relied on several other Ninth Circuit cases that require some degree of force to label a crime “violent.” See id. (citing Ye v. INS, 214 F.3d 1128 (9th Cir.2000), for the proposition that “the force necessary to constitute a crime of violence [] must actually be violent in nature,” and Singh v. Ashcroft, 386 F.3d 1228 (9th Cir.2004), as declining to make a conviction under an Oregon harassment statute a categorical crime of violence “because it, did not involve the requisite use of force” (alteration in original) (quoting Ye, 214 F.3d at 1133) (internal quotation marks omitted)). While it recognized that other cases in our circuit, like Pereira-Salmeron and Granbois, had held that “sexual abuse of a minor” is a “crime of violence” under § 2L1.2, Lopez-Montanez distinguished those cases by concluding that “[n]either our case law nor the statute ... supports the proposition that the commission of a ‘forcible sex offense[ ]’ against an individual who is not a minor constitutes a crime of violence if the statute of conviction does not require the use of force.” Id. at 930 (alteration in original). It thus “rejected] the government’s invitation to read out ‘forcible’ from ‘forcible sex offenses.’ ” Id.8

    *1052D

    Although we have already determined that sexual abuse in the second degree does not categorically require the use of force, under the modified categorical approach we separately consider whether any judicially noticeable facts show that Beltran-Munguia was in fact convicted of committing second-degree sexual abuse through the use of force. See United States v. Rivera-Sanchez, 247 F.3d 905, 908 (9th Cir.2001) (en banc); Lopez-Montanez, 421 F.3d at 931-32.9 Doing so, we conclude that none of the additional documents examined by the sentencing judge— the charging document, the judgment, the plea agreement, a court order for HIV testing, and the notice of sex offender registration — establish that Beltran-Munguia was convicted of a crime involving the use of force.

    As a result, Beltran-Munguia’s conviction of second-degree sexual abuse under Oregon law does not amount to a “crime of violence” under the modified categorical approach.

    Ill

    Beltran-Munguia next argues that the district judge violated his Fifth and Sixth Amendment rights by finding that his deportation occurred “subsequent to” a prior conviction. We reject this argument.10

    Under recent Supreme Court and Ninth Circuit jurisprudence, Almendarez-Torres v. United States, 523 U.S. 224, 118 S.Ct. 1219, 140 L.Ed.2d 350 (1998), holding that the fact of a prior conviction need not be proven to a jury beyond a reasonable doubt, remains good law. So a judge may find the fact of a prior conviction — including facts about that conviction apparent from the face of the cognizable documents — to enhance a sentence. See Booker, 543 U.S. at 244, 125 S.Ct. 738; Apprendi v. New Jersey, 530 U.S. 466, 489-90, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000); United States v. Quintana-Quintana, 383 F.3d 1052, 1053 (9th Cir.2004) (order); see also United States v. Beng-Salazar, 452 F.3d 1088, 1091 (9th Cir.2006) (holding that nothing in two post-Apprendi Supreme Court cases, Shepard v. United States, 544 U.S. 13, 125 S.Ct. 1254, 161 L.Ed.2d 205 (2005), and Dretke v. Haley, 541 U.S. 386, 124 S.Ct. 1847, 158 L.Ed.2d 659 (2004), overrules Almendarez-Torres).

    We have held, in contrast, that district courts do commit Apprendi error by finding on its own both the fact of prior removal and the fact of prior conviction. See United States v. Zepeda-Martinez, *1053470 F.3d 909, 912-13 (9th Cir.2006); United States v. Covian-Sandoval, 462 F.3d 1090, 1097-98 (9th Cir.2006), cert. denied — U.S. -, 127 S.Ct. 1866, 167 L.Ed.2d 355 (2007). But in this case, Beltran-Munguia admitted when pleading guilty that he was removed from the United States “on or about April 8, 2005.” And the date of his prior conviction under ORS section 163.425—April 25, 2000—was readily apparent from several of the judicially noticeable documents available to the district court. The district court could, therefore, readily conclude that Beltran-Munguia was removed “subsequent to” his prior conviction, without making any factual findings not apparent from the face of the conviction documents. Almendarez-Torres is therefore binding on us in this case.

    IV

    In conclusion, the sentencing judge erred when he enhanced Beltran-Mung-uia’s sentence sixteen levels, under § 2L1.2(b)(l)(A)’s “crime of violence” provision. As a result, we vacate Beltran-Munguia’s sentence and remand for resen-tencing.

    VACATED AND REMANDED.

    . The Sentencing Guidelines are, of course, now advisory rather than mandatory. See United States v. Booker, 543 U.S. 220, 245, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005). This court has twice suggested that there are circumstances in which determining the precise Guidelines sentence may be more complicated than it is worth, and so may not be required. See United States v. Jennings, 439 F.3d 604, 606 n. 3 (9th Cir.2006); United States v. Cantrell, 433 F.3d 1269, 1279 n. 3 (9th Cir.2006); see also United States v. Crosby, 397 F.3d 103, 112 (2d Cir.2005) (noting situations where "precise calculation of the applicable Guidelines range may not be necessary”), abrogation on other grounds recognized by United States v. Lake, 419 F.3d 111, 113 n. 2 (2d Cir.2005). We leave that possibility open again. Here, however, the district court did not follow that procedure but calculated a specific Guideline level and then followed it. We therefore review the Guideline determination made and followed by the district court, in accord with our post Booker precedents. See, e.g., United States v. Gonzalez-Perez, 472 F.3d 1158, 1159 (9th Cir.2007); United States v. Baza-Martinez, 464 F.3d 1010, 1013 (9th Cir.2006).

    . Because ORS section 163.425 makes no mention of the age of the victim, it is clear from the face of the statute that second-degree sexual abuse cannot be categorically classified as "sexual abuse of a minor” or "statutory rape.”

    . The original second-degree sexual abuse statute was adopted in 1971, but treated the offense as only a Class A misdemeanor. See Or. Rev. Stat. § 163.415 (1971). In 1983, the statute was codified as section 163.425 and reclassified as a Class C felony. We note that Oregon now also criminalizes this exact "omission” as rape in the first degree. See Or Rev Stat. § 163.375(l)(d).

    . Landino interpreted an earlier version of Oregon's second-degree sexual abuse statute, codified as ORS section 163.415, which defined the offense, in relevant part, as follows:

    *1046A person commits the crime of sexual abuse in the second degree if he subjects another person to sexual contact; and
    (a) The victim does not consent to the sexual contact; or
    (b) The victim is incapable of consent by reason of being mentally defective, mentally incapacitated or physically helpless.

    Or. Rev. Stat. § 163.415(1) (1971). The current version of Oregon’s second-degree sexual abuse statute, codified as ORS section 163.425, contains a more specific definition of the type of "sexual contact” at issue and has also replaced subparts (a) and (b) with the general language "the victim does not consent thereto.” Despite this change, Landino remains good law, and the new language regarding consent still encompasses the four categories of legal incapacity listed in section 163.315. See Stamper, 106 P.3d at 176.

    . Under Washington Revised Code section 9A.44.060(1), a person is guilty of third-degree rape if he engaged in sexual intercourse: "(a) [w]here the victim did not consent ... and such lack of consent was clearly expressed by the victim’s words or conduct, or (b) [wjhere there is threat of substantial unlawful harm to property rights of the victim.” Wash. Rev. Code § 9A.44.060(1).

    . In addition, the Eleventh Circuit case law that underlies Ivory has evolved differently than similar case law in our circuit. Compare Ivory, 475 F.3d at 1235 (explaining that, under Eleventh Circuit precedent, the crime of "simple battery” has "as an element, the use or attempted use of physical force” because it involves "physical contact of an insulting or provoking nature”), with Ortega-Mendez v. Gonzales, 450 F.3d 1010, 1017-18 (9th Cir. 2006) (explaining that "[w]e have held that conduct involving mere offensive touching does not rise to the level of a ‘crime of violence,’ ” and that, as a result, a prior conviction for battery cannot be considered a crime of violence, within the meaning of 18 U.S.C. § 16), and id. at 1016-18 (citing a series of Ninth Circuit cases for the proposition that battery, as criminalized under various state statutes, cannot be a categorical "crime of violence”), and id. at 1016 (explaining that "we have 'squarely held that the force necessary to be a crime of violence [under 18 U.S.C. § 16(a)] must actually be violent in nature' ” (citing Singh v. Ashcroft, 386 F.3d 1228, 1233 (9th Cir.2004) (internal quotation marks omitted))).

    . Under the California statute:

    Any person who touches an intimate part of another person while that person is unlawfully restrained by the accused or an accomplice, and if the touching is against the will of the person touched and is for the purpose of sexual arousal, sexual gratification, or sexual abuse, is guilty of sexual battery.

    Cal. Penal Code § 243.4(a) (emphasis added).

    . The Third Circuit has concluded otherwise, holding that a “forcible sex offense” does not require some "application of direct physical force.” See United States v. Remoi, 404 F.3d 789, 794 (3d Cir.) (per curiam), cert. denied - U.S. -, 126 S.Ct. 467, 163 L.Ed.2d 355 (2005). We are, however, bound by Lopez-Montanez. See Miller v. Gammie, 335 F.3d 889, 899 (9th Cir.2003) (en banc) (holding that "a three-judge panel may not overrule a prior decision of the court” unless the *1052"prior decision ... [has] been undercut by higher authority to such an extent that it has been effectively overruled”).

    . We do not decide whether the modified categorical approach can be used to decide if a prior conviction constitutes a "crime of violence” under the provision that defines § 2L1.2(b)(l)(A)(ii) to include "any offense ... that has as an element the use, attempted use, or threatened use of physical force against the person of another.” We have previously assumed both that this approach does apply and that it does not. Compare United States v. Martinez-Martinez, 468 F.3d 604, 613-14 (9th Cir.2006), with United States v. Piccolo, 441 F.3d 1084, 1086-86, 1088 n. 7 (9th Cir.2006). Given that none of the available documents here make any mention of force, we need not resolve this question today.

    . Although we vacate Beltran-Munguia’s current sentence, we reach this claim because it is likely to be raised again if we do not. On remand, the district court will have to recalculate the appropriate guidelines level. See Cantrell, 433 F.3d at 1280. In doing so, the question of reliance on the sexual abuse in the second degree conviction will arise again, because § 2L1.2(b)(1)(C) allows for an eight-level increase where a prior conviction constitutes an "aggravated felony.” U.S. Sentencing Guidelines Manual § 2L1.2(b)(l)(C).

Document Info

Docket Number: 06-30118

Citation Numbers: 489 F.3d 1042, 2007 U.S. App. LEXIS 13144

Judges: Ann, Berzon, Marsha, Pamela, Richard, Rymer, Tallman

Filed Date: 6/7/2007

Precedential Status: Precedential

Modified Date: 10/19/2024