United States v. Hull , 2011 CAAF LEXIS 462 ( 2011 )


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  •                          UNITED STATES, Appellee
    v.
    Shawn R. Hull, Staff Sergeant
    U.S. Air Force, Appellant
    No. 11-0131
    Crim. App. No. 37470
    United States Court of Appeals for the Armed Forces
    Argued April 21, 2011
    Decided June 10, 2011
    EFFRON, C.J., delivered the opinion of the Court, in which
    BAKER, ERDMANN, STUCKY, and RYAN, JJ., joined.
    Counsel
    For Appellant: Major Bryan A. Bonner (argued); Lieutenant
    Colonel Gail E. Crawford and Major Darrin K. Johns (on brief);
    Colonel Eric N. Eklund.
    For Appellee: Captain Joseph J. Kubler (argued); Colonel Don M.
    Christensen and Gerald R. Bruce, Esq. (on brief).
    Military Judge:    Ronald A. Gregory
    THIS OPINION IS SUBJECT TO REVISION BEFORE FINAL PUBLICATION.
    United States v. Hull, No. 11-0131/AF
    Chief Judge EFFRON delivered the opinion of the Court.
    A general court-martial composed of a military judge sitting
    alone, convicted Appellant, pursuant to mixed pleas, of
    dereliction of duty (providing alcohol to a minor), rape, and
    adultery, in violation of Articles 92, 120, and 134, Uniform
    Code of Military Justice (UCMJ), 
    10 U.S.C. §§ 892
    , 920, 934
    (2006).   The sentence adjudged by the court-martial and approved
    by the convening authority included a dishonorable discharge,
    confinement for three years, and reduction to E-1.   The United
    States Air Force Court of Criminal Appeals affirmed.   United
    States v. Hull, No. ACM 37470, 
    2010 CCA LEXIS 342
    , at *7, 
    2010 WL 4069060
    , at *3 (A.F. Ct. Crim. App. Sept. 15, 2010)
    (unpublished).
    On Appellant’s petition, we granted review of the following
    issue:
    WHETHER THE STAFF JUDGE ADVOCATE ERRED IN
    ADVISING THE CONVENING AUTHORITY, PURSUANT
    TO RULE FOR COURTS-MARTIAL (R.C.M.) 1106,
    THAT NO NEW TRIAL WAS WARRANTED, AND WHETHER
    THE CONVENING AUTHORITY ERRED BY FAILING TO
    ORDER A NEW TRIAL DESPITE THE STAFF JUDGE
    ADVOCATE’S ACKNOWLEDGEMENT THAT APPELLANT
    HAD PRESENTED NEW EVIDENCE THAT FELL WITHIN
    THE PARAMETERS OF R.C.M. 1210.
    For the reasons set forth below, we conclude that the staff
    judge advocate (SJA) did not err in his advice to the convening
    authority, and that the convening authority did not abuse her
    discretion in denying Appellant’s request for a new trial.
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    United States v. Hull, No. 11-0131/AF
    I.    THE NEW TRIAL REQUEST
    Subsequent to the adjudication of findings and sentence,
    but prior to the convening authority’s action, information came
    to the attention of defense counsel regarding the credibility of
    a key prosecution witness.        Based upon this information, the
    post-trial submissions by the defense to the convening authority
    under Rule for Court-Martial (R.C.M.) 1105 included a request
    for a rehearing pursuant to R.C.M. 1107(c)(2)(B).
    The convening authority’s decision to deny the defense
    request provides the focus for the present appeal.         To place the
    appellate consideration of these matters in context, Part A
    describes the pertinent testimony at trial.          Part B describes
    the post-trial proceedings, including the defense request for a
    new trial, the recommendation by the SJA, and the action by the
    convening authority.
    A.   TRIAL PROCEEDINGS
    1.   The prosecution’s primary witnesses
    The prosecution relied primarily on three witnesses to
    establish the essential facts on the underlying charges:
    Officer Ryan Freeman, a civilian law enforcement official who
    investigated the allegations in the immediate aftermath of
    the alleged rape; a neighbor, Daniel Yarbrough; and the
    complainant, TB.
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    United States v. Hull, No. 11-0131/AF
    Officer Freeman testified that on the night of the
    incident, he responded to a call indicating that a rape had
    taken place at an apartment complex near Hill Air Force Base,
    Utah.    Officer Freeman stated that he obtained statements from
    TB and her friend, Jessica Hutchison.    Over defense objection,
    the military judge permitted Officer Freeman to relate details
    of the statements provided to him by TB and Ms. Hutchison on the
    theory that the statements constituted excited utterances under
    Military Rule of Evidence 803(2).
    According to Officer Freeman, Ms. Hutchison related the
    following information in her verbal statement.    On the night of
    the incident, she had spent the evening in the apartment with TB
    and Appellant.    TB told Ms. Hutchison that her boyfriend was
    coming over to pick her up, and TB went into her bedroom to
    change clothes.    Ms. Hutchison subsequently heard some noises
    coming from TB’s room.    When she entered TB’s bedroom to
    investigate, she saw TB with her face on the bed, repeating the
    word “No.”    Appellant, who was naked from the waist down, was
    positioned on top of TB.    Upon this discovery, Ms. Hutchison ran
    to the apartment of her neighbor in order to call the police.
    Ms. Hutchison told Officer Freeman that Appellant had “possibly
    raped” TB.    In a written statement provided to Officer Freeman,
    Ms. Hutchison added that when she walked into TB’s room to
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    United States v. Hull, No. 11-0131/AF
    investigate the noises, TB “was saying No No No” and Appellant
    “had her pinned down behind her raping her.”
    TB’s neighbor, Daniel Yarbrough, testified that at
    approximately 11:00 p.m., he heard a woman’s voice at his door
    “screaming hysterically.”    He described it as a bloodcurdling
    scream” of “[h]elp me.”     He opened the door and saw Ms.
    Hutchison, who was “topless,” being followed by Appellant, whose
    “pants were halfway on, half off.”     According to Mr. Yarbrough,
    the two individuals at his door were screaming at each other.
    After he called 911 to report the altercation, he heard noises
    coming from TB’s apartment “like furniture being bumped around
    and . . . people struggling, fighting.”    Subsequently, he
    entered the apartment, which he described as being in “disarray
    . . . like people had been messing around in there, fighting
    around in there.”   He saw TB, who was crying.
    TB provided a similar description of the evening’s events.
    She stated that after entering her bedroom, Appellant proceeded
    to remove her clothes, push her on the bed, and rape her.
    2.   The defense at trial
    The defense took the position that TB and Appellant had
    engaged in consensual sexual activity, and that TB had not been
    truthful in claiming that she had been raped.    The defense
    relied primarily upon the trial testimony of Ms. Hutchison, who
    had significantly revised her original account of the incident.
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    United States v. Hull, No. 11-0131/AF
    At the time of the incident, Ms. Hutchison was dating Appellant,
    had recently given birth to Appellant’s child, and had recently
    moved into TB’s apartment where she and her young child lived in
    TB’s living room.   In contrast to her initial statement to
    Officer Freeman, Ms. Hutchison testified at trial that Appellant
    and TB “had been flirting that night,” and that she observed
    “what was about to be consensual sex” when she entered TB’s
    bedroom.
    At trial, Ms. Hutchison indicated that TB may have been
    motivated to make a rape allegation in response to Ms.
    Hutchison’s reaction upon seeing TB and Appellant in the
    bedroom.   Ms. Hutchison described herself as a person who tends
    to “overreact.”   She added that upon discovering Appellant and
    TB together in the bedroom, she became the angriest that she had
    “ever been.”   When she confronted TB after the discovery, Ms.
    Hutchison “was very mad, very mad, and [she] was like . . . Was
    that rape?”    At this point she described her demeanor as
    “hostile” towards TB, and testified that she “would have
    probably hit her or done something violent to her” if TB had
    informed her that the actions had in fact been consensual.    In
    addition, because she was taller and larger than TB, it “would
    have been very easy, and I’m sure she knew it, for me to hurt
    her in some way.”
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    United States v. Hull, No. 11-0131/AF
    In response to questions at trial as to why she had changed
    her description of the events -- from an initial
    characterization of rape to her trial testimony of a consensual
    romantic encounter -- Ms. Hutchison testified that she had
    initially agreed with TB that a rape had occurred because she
    was “extremely mad” at Appellant and wanted him “to pay” for
    cheating on her.    She stated that at the time “it was easier to
    believe that it was rape than that it was totally consensual,
    because then at that point it would mean that he had more or
    less betrayed my trust.”
    The defense also directly attacked TB’s credibility at
    trial.    The defense sought to portray TB’s description of the
    alleged rape as lacking consistency from one telling to the
    next.    In that regard, the defense focused on TB’s changing
    descriptions, over time, regarding the timeline of events, the
    location of her clothing, her positions on the bed, and
    Appellant’s actions.
    In response to the defense case, the Government relied
    primarily upon the evidence obtained on the night of the
    incident.    The Government argued that Ms. Hutchison’s initial
    verbal and written statements, TB’s initial verbal and written
    statements, the testimony of TB’s neighbor, and Officer
    Freeman’s description of the evening’s events all led to the
    conclusion that Appellant had raped TB.    In addition, the
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    United States v. Hull, No. 11-0131/AF
    Government argued that Ms. Hutchison’s later contrary trial
    testimony lacked credibility.    Specifically, the Government
    contended that Ms. Hutchison had “a motive to lie” and to
    protect Appellant because she continued to receive financial
    assistance from him.     In support of this proposition, the
    Government noted that Appellant currently paid Ms. Hutchison’s
    gas, electric, garbage, sewer, and water bills, and also
    provided medical care, clothes, and toys for their young child.
    B.    POST-TRIAL PROCEEDINGS
    1.   The defense request for a new trial
    On January 29, 2009, the military judge entered a finding
    of guilty on the charge that Appellant had raped TB.    On March
    17, 2009, the SJA served on the defense the SJA’s recommendation
    to the convening authority under R.C.M. 1106, which recommended
    approval of the findings and sentence.
    The area defense counsel submitted a clemency request to
    the convening authority on April 9, 2009, requesting that the
    convening authority “set aside AB Hull’s conviction” or, in the
    alternative, “grant a new trial” because of “new evidence that
    was not available at trial.”    Counsel attached an unsworn
    statement signed by Taycee Smith, dated April 8, 2009, which
    contained the following two paragraphs:
    1. I am Taycee Smith, a resident of the
    State of Utah. I worked at Citibank
    Financial with [TB] in October of 2008. I
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    United States v. Hull, No. 11-0131/AF
    knew [TB] from work. I am aware that [TB]
    claimed to have been raped by SSgt Shawn
    Hull. [TB] told me on two occasions that
    what happened between SSgt Hull and [TB] was
    not rape. [TB] stated that everything had
    been planned and that it was all consensual.
    2. I was not present with [TB] and SSgt
    Hull when the alleged rape occurred. I only
    know what [TB] told me afterwards. She did
    not tell me why she claimed that it was
    rape, she only told me that it was not rape,
    that what happened was consensual.
    Below her signature, Ms. Smith added the following handwritten
    note, followed by her initials:   “Conrad Quick heard [TB] say
    this as well.”
    The defense submission offered the following background on
    the development of this information.    According to defense
    counsel, Ms. Micaela Gonzalez, a defense witness, had informed
    Ms. Smith that Appellant had been found guilty of raping TB, at
    which time Ms. Smith told Ms. Gonzalez that TB had described the
    incident as consensual.   Ms. Gonzalez relayed this information
    to Ms. Hutchison, who in turn informed the defense on March 23,
    2009, more than a month after the conclusion of trial.
    Defense counsel contended that the newly discovered
    evidence warranted relief because there was “no question [that]
    this evidence could have made a difference” at trial.    According
    to the defense, the “only evidence that an actual rape occurred
    was [TB]’s testimony” at trial, and that even “without Ms.
    Smith’s new evidence, there were several problems with [TB]’s
    9
    United States v. Hull, No. 11-0131/AF
    testimony and her recollection of the event.”    Defense counsel
    added that TB had “given multiple accounts as to what happened
    and they have all changed significantly from each other.”     The
    defense counsel concluded by contending that with “Miss Smith’s
    new evidence to place [TB]’s testimonial inconsistencies in
    perspective, it is very likely that AB Hull would not be found
    guilty at all.”
    The senior defense counsel submitted a similar request to
    the convening authority.   The senior defense counsel’s request
    asked the convening authority to “set aside the conviction” or,
    in the alternative, “order a rehearing (i.e., a new trial)
    pursuant to RCM 1107(c)(2)(B).”
    2.   The Government’s inquiry
    The Government sought to obtain further details regarding
    the information from Ms. Smith, but ran into difficulties.
    When trial counsel attempted to interview Ms. Smith, she proved
    uncooperative and evasive.   Trial counsel made multiple
    unsuccessful attempts to call Ms. Smith, and left various
    messages that went unanswered.    When he subsequently reached Ms.
    Smith by phone on April 14, 2009, she agreed to a short in-
    person interview at her home the next morning.   When trial
    counsel showed up for the meeting the next day, however, Ms.
    Smith was not present.   She did not respond to trial counsel’s
    ensuing phone calls.
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    United States v. Hull, No. 11-0131/AF
    On April 17, 2009, trial counsel was able to reach Ms.
    Smith by phone.   He emphasized the importance of an interview in
    view of the consequences for SSgt Hull, who was facing a three-
    year prison term.   She declined to meet with the trial counsel,
    but agreed to address a few questions during the phone call.
    When the trial counsel asked Ms. Smith as to whether she had
    been truthful in her written statement, she said:   “‘I don’t
    know how true the statement is.    I didn’t believe it.   I didn’t
    believe much of anything that [TB] or Jessica Hutchison said
    because every day the story changed.’”   When trial counsel asked
    her to provide contact information for Conrad Quick, the other
    party mentioned in her statement, she responded:    “‘I asked him
    if he heard [TB] say it and he said he must not have been paying
    attention at the time.’”   She did not provide trial counsel with
    any contact information for Mr. Quick.   In a subsequent phone
    call, she stated that she could not identify the date or
    location of her conversation with TB, other than noting that it
    was “at a party in Layton, likely during the month of Oct 08.”
    Ms. Smith also noted that TB had made a similar statement “in a
    restaurant in Roy, also in Oct 08.”
    Over the next three days, trial counsel again tried to
    contact Ms. Smith in an effort to compare Ms. Smith’s statement
    with TB’s statements.   Ms. Smith, however, did not return his
    phone messages.   At that point, trial counsel summarized the
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    United States v. Hull, No. 11-0131/AF
    developments in a memorandum entitled:    “Attempted Witness
    Interview:    Taycee Smith.”   After setting forth the details of
    his efforts to contact Ms. Smith and her brief remarks to him,
    he concluded:
    Ms. Smith’s oral statement that she really
    didn’t believe what [TB] or Ms. Hutchison
    said, combined with her inability to recall
    the place or month of the conversation casts
    significant doubt on the credibility of her
    written statement. Her refusal to
    participate in an in-person interview, as
    well as her repeated failure to return phone
    calls also weakens the credibility of her
    written statement.
    3.   The SJA’s addendum
    On May 28, 2009, the SJA prepared an addendum to his
    recommendation to the convening authority under R.C.M.
    1106(f)(7).    The addendum, which was served on the defense,
    addressed the defense request for a new trial, the trial
    counsel’s memorandum, and a sworn statement provided by TB on
    May 14, 2009.    In the sworn statement, TB denied that she had
    ever told Ms. Smith that she had made false allegations against
    Appellant, adding:    “I stand by the statements I made at SSgt
    Hull’s trial.”
    The SJA’s addendum described the discovery of the new
    evidence by the defense, the difficulties encountered by trial
    counsel in conducting the subsequent inquiry, the unwillingness
    of Ms. Smith to cooperate, and the nature of the information
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    United States v. Hull, No. 11-0131/AF
    provided by Ms. Smith.    Based on these considerations, the SJA
    advised the convening authority that “the credibility of her
    written statement should be considered by you.”    The SJA also
    noted that TB had “remained completely cooperative, as well as
    firm and consistent in her statements and affidavit, contrasting
    the demeanor of the alleged new witness, Ms. Smith.”
    The SJA informed the convening authority that “Rule for
    Courts-Martial 1210(f)(1)(2)(3) states that a new trial may be
    granted only on grounds of newly discovered evidence or fraud in
    the court-martial.    The rule further provides that:
    a new trial shall not be granted on the
    grounds of newly discovered evidence unless
    the petition shows that: the evidence was
    discovered after the trial; the evidence is
    not such that it would have been discovered
    by the petitioner at the time of trial in
    the exercise of due diligence; and the newly
    discovered evidence, if considered by a
    court-martial in the light of all other
    pertinent evidence, would probably produce a
    substantially more favorable result for the
    accused.
    Based on this standard and his analysis of the newly
    discovered evidence, the SJA informed the convening
    authority:
    The statements by the new witness Taycee
    Smith do fall within the parameters of RCM
    1210. However, the unwillingness of this
    witness to make herself available to be
    interviewed, the potential credibility
    issues of Ms. Smith . . . and the fact that
    the court members had substantial
    opportunity to assess the victim’s
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    United States v. Hull, No. 11-0131/AF
    credibility, all give compelling reasons to
    uphold the conviction and finding of the
    Court.
    In that context, the SJA recommended against granting a new
    hearing.
    4.   The defense response to the SJA’s addendum
    In defense counsel’s June 9, 2009, response to the SJA’s
    addendum, the defense reiterated its request that the convening
    authority either set aside the findings or order a new trial.
    Defense counsel contended that it “is clear that [Ms. Smith]
    wants no part of this process.”    The defense added that this
    circumstance “does not mean that [Ms. Smith] is in any way
    untruthful in what she told both me and the government
    representative,” as she “has absolutely no reason to lie and has
    in fact told the same facts to both sides.”   Counsel further
    argued that the information Ms. Smith “possesses is vital for
    finding the truth,” and that one “of the benefits of a new
    trial, is that Ms. Smith can be compelled to cooperate.”
    According to the defense, “[i]n the trial process, she can be
    made to appear to testify or even to provide a deposition.    No
    such power to compel her cooperation exists in these post trial
    proceedings.”
    5.   The second addendum and the convening authority’s action
    On June 10, 2009, the SJA provided the convening authority
    with a further addendum, stating that he “still find[s] no
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    United States v. Hull, No. 11-0131/AF
    compelling reason” to set aside Appellant’s conviction or order
    a rehearing.    On June 11, 2009, the convening authority took
    action, approving Appellant’s adjudged sentence, thereby denying
    his request to set aside the conviction or grant a new trial.
    II.   DISCUSSION
    A.     THE SCOPE OF POST-TRIAL ACTION BY A CONVENING AUTHORITY
    A convening authority is authorized “to modify the findings
    and sentence of a court-martial” as “a matter of command
    prerogative involving the sole discretion of the convening
    authority.”    Article 60(c)(1), UCMJ, 
    10 U.S.C. § 860
    (c)(1); see
    R.C.M. 1107(b)(1).    When taking action on the results of trial,
    the convening authority may order a rehearing “as to some or all
    offenses of which findings of guilty were entered and the
    sentence, or as to sentence only.”      R.C.M. 1107(e)(1)(A).
    In practical terms, a rehearing in full ordered by a
    convening authority under Article 60 involves the same trial-
    stage procedures as a new trial ordered by the Judge Advocate
    General or appellate courts under Article 73, UCMJ, 
    10 U.S.C. § 873
    .    See R.C.M. 810.   The convening authority’s power to order
    a rehearing under Article 60, however, differs in a number of
    significant respects from the authority to order a new trial
    under Article 73 by the Judge Advocate General and appellate
    courts.    A petition under Article 73 may be submitted at “any
    15
    United States v. Hull, No. 11-0131/AF
    time within two years after approval by the convening authority
    of a court-martial sentence . . . on the grounds of newly
    discovered evidence or fraud on the court,” and is subject to
    the standards and criteria set forth in R.C.M. 1210.    By
    contrast, the convening authority, who may order a full or
    partial rehearing when taking post-trial action on the case as a
    matter of command prerogative, is not limited by the standards
    and criteria of Article 73 and R.C.M. 1210.    See Article 60,
    UCMJ; R.C.M. 1107.
    In view of the potential impact of newly discovered
    evidence on appellate consideration of a case, the SJA or the
    convening authority may find it useful to apply Article 73 and
    R.C.M. 1210 criteria as a means of addressing such information
    early in the post-trial process.     The convening authority,
    however, is not obligated to apply those criteria in exercising
    command prerogative powers under Article 60.
    In the course of considering action under Article 60 in the
    face of newly discovered evidence, the convening authority has
    options other than considering a rehearing on the findings and
    sentence.   The convening authority also has the power to address
    post-trial developments by returning the record for a limited
    post-trial hearing before the military judge under Article
    39(a), UCMJ, 
    10 U.S.C. § 839
    (a).     See R.C.M. 1102(b)(2)
    (authorizing a hearing “for the purpose of inquiring into, and,
    16
    United States v. Hull, No. 11-0131/AF
    when appropriate, resolving any matter that arises after trial
    and that substantially affects the legal sufficiency of any
    findings of guilty or the sentence”).
    In the present case, the defense asked the convening
    authority to either dismiss the charges or order a rehearing in
    full.    The defense did not ask the convening authority to return
    the case to the military judge for a hearing under Article 39(a)
    to resolve any of the post-trial issues under R.C.M. 1102(b)(2).
    On appeal, the defense contends:       (1) that the SJA provided the
    convening authority with erroneous legal advice when he
    recommended that the convening authority not order a new trial;
    and (2) that the convening authority erred in not ordering a new
    trial after the SJA noted that the defense request “f[ell]
    within the parameters” of the new trial standards under
    R.C.M. 1210.
    B.     THE STAFF JUDGE ADVOCATE’S ADVICE AND THE CONVENING
    AUTHORITY’S ACTION
    Prior to acting on the results of a general court-martial
    and certain special courts-martial, the convening authority must
    consider the SJA’s recommendation prepared under R.C.M. 1106.
    See Article 60(d), UCMJ.    Although the SJA “is not required to
    examine the record for legal errors,” the SJA must state whether
    “corrective action on the findings or sentence should be taken
    when an allegation of legal error is raised in matters submitted
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    United States v. Hull, No. 11-0131/AF
    [by the defense] under R.C.M. 1105 or when otherwise deemed
    appropriate by the staff judge advocate.”     R.C.M. 1106 (d)(4).
    The SJA’s response to legal errors raised by the defense “may
    consist of a statement of agreement or disagreement with the
    matter raised by the accused.”    
    Id.
        “An analysis or rationale
    for the staff judge advocate’s statement, if any, concerning
    legal errors, is not required.”    
    Id.
        Although not required, an
    analysis of legal issues raised by the defense may facilitate
    resolution of legal issues at the trial level, thereby
    conserving appellate resources.    See United States v. Taylor, 
    60 M.J. 190
    , 195 (C.A.A.F. 2004) (noting that “[b]ecause the
    defense submission included allegations of legal error, the
    staff judge advocate’s advice to the convening authority was
    particularly important”).
    In the present case, the defense submitted a post-trial
    request for a rehearing invoking the new trial criteria of
    R.C.M. 1210.   The SJA proceeded to address the defense request
    on the terms raised by the defense.      In that context, it was not
    inappropriate for the SJA to apply the criteria set forth in
    R.C.M. 1210 by analogy to the rehearing request.     Cf. United
    States v. Scaff, 
    29 M.J. 60
    , 65-66 (C.M.A. 1989) (noting the
    propriety of utilizing R.C.M. 1210 criteria in the post-trial
    setting while examining newly discovered evidence in the context
    of an Article 39(a) session).    Although the SJA might have added
    18
    United States v. Hull, No. 11-0131/AF
    further information concerning the distinction between a “new
    trial” ordered during appellate review under Article 73, and a
    “rehearing” ordered by a convening authority under Article 60,
    omission of that information did not constitute error in the
    context of the defense request in the present case.    In that
    regard, we note that the defense, which has not raised that
    distinction in the present appeal, has persisted in treating the
    present case as involving the criteria for a new trial under
    Article 73 and R.C.M. 1210.
    In his advice to the convening authority, the SJA
    focused primarily upon the vague nature of Ms. Smith’s
    unsworn oral and written statements, as well as her
    failure to cooperate when the Government attempted to
    further investigate the matter.    The SJA concluded
    that:
    the unwillingness of [Ms. Smith] to make
    herself available to be interviewed, the
    potential credibility issues of Ms. Smith .
    . . , and the fact that the court members
    had substantial opportunity to assess the
    victim’s credibility, all give compelling
    reasons to uphold the conviction and finding
    of the Court.
    In the defense post-trial submissions, and on appeal,
    the defense contends that any difficulty in obtaining
    information regarding the details of Ms. Smith’s
    account or the credibility of her statements could
    19
    United States v. Hull, No. 11-0131/AF
    have been resolved by setting aside the findings and
    ordering a new trial, which would then have the power
    to compel her attendance by subpoena.
    This Court has emphasized that “requests for a new trial,
    and thus rehearings and reopenings of trial proceedings, are
    generally disfavored,” and are “granted only if a manifest
    injustice would result absent a new trial, rehearing, or
    reopening based on proffered newly discovered evidence.”      United
    States v. Williams, 
    37 M.J. 352
    , 356 (C.M.A. 1993).     The defense
    has not contested the validity of the trial counsel’s memorandum
    regarding the difficulties in obtaining information from Ms.
    Smith, nor has the defense presented a sworn statement from Ms.
    Smith or any corroborating evidence.    Most important, the
    defense -- having been informed of the SJA’s negative view of
    the defense request due to the vagueness of the information and
    related matters -- did not ask the convening authority to order
    a post-trial Article 39(a) session for the purpose of compelling
    Ms. Smith or any other witnesses to appear and give sworn
    testimony.   In the absence of a defense request for a post-trial
    Article 39(a) session, and in light of the vague nature of the
    unsworn information provided by the defense, the SJA was not
    obligated to inform the convening authority as to the
    possibility of ordering such a hearing.   See United States v.
    20
    United States v. Hull, No. 11-0131/AF
    Ruiz, 
    49 M.J. 340
    , 348 (C.A.A.F. 1998); United States v.
    Begnaud, 
    848 F.2d 111
    , 113 (8th Cir. 1988).
    In addition to contending that the SJA erred, the defense
    also contends that the convening authority erred by not relying
    upon that portion of the SJA’s advice which noted that the newly
    discovered evidence “fall[s] within the parameters of RCM 1210.”
    Although the phrase highlighted by the defense could be viewed
    as favorable to Appellant’s position on appeal, it would be
    inappropriate to focus on this phrase in isolation without
    considering the remainder of the SJA’s advice in context.    When
    viewing the SJA’s recommendation in its entirety, it is apparent
    that the SJA did not take the position that a new trial was
    required under the criteria set forth in R.C.M. 1210.    Instead,
    the recommendation makes clear that the SJA was advising the
    convening authority that the defense evidence could be
    considered under the criteria of R.C.M. 1210, and that the
    nature of the evidence did not warrant a new trial under those
    criteria.
    Under the circumstances of this case, particularly the
    nature of the defense’s newly discovered evidence and the
    absence of a defense request for a post-trial Article 39(a)
    session, the SJA did not misadvise the convening authority.
    Likewise, the convening authority did not abuse her discretion
    in approving the findings and sentence.
    21
    United States v. Hull, No. 11-0131/AF
    III.    CONCLUSION
    The decision of the United States Air Force Court of
    Criminal Appeals is affirmed.
    22
    

Document Info

Docket Number: 11-0131-AF

Citation Numbers: 70 M.J. 145, 2011 CAAF LEXIS 462, 2011 WL 2314610

Judges: Baker, Effron, Erdmann, Ryan, Stucky

Filed Date: 6/10/2011

Precedential Status: Precedential

Modified Date: 11/9/2024