United States v. Bryant , 711 F.3d 364 ( 2013 )

11-5452-cr
United States v. Bryant
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
_____________________
August Term, 2012
(Argued: December 11, 2012 Decided: April 3, 2013)
Docket No. 11-5452-cr
_____________________
UNITED STATES OF AMERICA,
Appellee,
-v.-
RON BRYANT,
Defendant-Appellant.
_______________________
Before:
POOLER, HALL, LIVINGSTON, Circuit Judges.
_______________________
Defendant Ron Bryant appeals from a judgment of the United States District Court for
the Western District of New York convicting Bryant of one count of possession with intent to
distribute cocaine base and one count of unlawful possession of a firearm in furtherance of a
drug trafficking crime and sentencing Bryant to a total effective sentence of 81 months’
imprisonment. On appeal, Bryant argues that his conviction under 18 U.S.C. § 924(c) for
unlawful possession of a firearm in furtherance of drug trafficking is barred by the Second
Amendment because his conviction burdens his lawful right to possess a firearm for self-defense
in his home. We reject Bryant’s challenge, and we join our sister circuits in holding that 18
U.S.C. § 924(c) is constitutional as applied and that the Second Amendment does not safeguard
1
the unlawful purpose of possessing a firearm in furtherance of drug trafficking. For the reasons
stated herein and in an accompanying summary order addressing the remainder of Bryant’s
challenges, we AFFIRM the judgment of conviction.
AFFIRMED.
_______________________
MONICA J. RICHARDS, Assistant United States Attorney, for William J. Hochul,
Jr., United States Attorney for the Western District of New York, Buffalo, New
York, for Appellee.
ANNE M. BURGER, Assistant Federal Public Defender, Rochester, New York, for
Defendant-Appellant.
_______________________
PER CURIAM:
Defendant Ron Bryant (“Bryant”) appeals from a judgment of the United States District
Court for the Western District of New York (Siragusa, J.) convicting Bryant of one count of
possession with intent to distribute cocaine base, in violation of 21 U.S.C. § 841(a)(1), (b)(1)(C),
and one count of unlawful possession of a firearm in furtherance of a drug trafficking crime, in
violation of 18 U.S.C. § 924(c)(1), and sentencing Bryant to a total effective sentence of 81
months’ imprisonment. We decide three of four issues in an accompanying summary order. We
write here to address Bryant’s argument that his conviction under 18 U.S.C. § 924(c) is barred by
the Second Amendment.
Following the conclusion of trial but before sentencing and entry of final judgment,
Bryant filed a motion to vacate his 18 U.S.C. § 924(c)(1) conviction for unlawful possession of a
firearm. He argued that the Supreme Court’s decision in District of Columbia v. Heller, 554
U.S. 570 (2008), which had issued after the date of his conviction, required his § 924(c)
conviction be vacated. Specifically, he argued that under Heller’s clarification of the Second
Amendment, he had a right to possess the “legal shotgun” he had purchased and retained within
2
his home in order to protect himself. That motion was denied. Bryant argued below and now
argues to us that “it cannot constitutionally be assumed that all such people” charged with
violating 18 U.S.C. § 942(c)(1) “pose a risk of future violence.” On that basis he asserts that §
924(c) is unconstitutional as applied because his conviction burdened his constitutional right to
keep and bear arms in defense of his own home. We reject Bryant’s challenge, and we join our
sister circuits in holding that 18 U.S.C. § 924(c) is constitutional as applied and that the Second
Amendment does not safeguard the unlawful purpose of possessing a firearm in furtherance of
drug trafficking.
For the reasons stated herein and in an accompanying summary order addressing the
remainder of Bryant’s challenges, we AFFIRM the judgment of conviction.
I. BACKGROUND
In March 2007, officers from the Rochester Police Department executed a search warrant
for a residence at 102 Cottage Street, a home in Rochester, New York. The search recovered in
the master bedroom of the residence:
[S]even small baggies containing a white rock-like substance in an unmarked pill bottle
on top of the television, approximately $83 cash next to the pill bottle, a loaded 12 gauge
Remington shotgun with one round in the chamber and four rounds in the magazine
underneath the bed, $700 in a phonebook in a headboard drawer, two digital scales (one
in the headboard of the bed and one underneath the bed in a shoe box which also
contained pieces of Bryant’s mail), a bottle marked “Superior B Crystallized Powder”
containing a powder or “cut” on the headboard, $1,000 in a lockbox underneath the bed,
and a box of 12 gauge shotgun shells in the closet.
Appellee’s Br. at 4 (record citations omitted). The search also recovered new plastic bags of
assorted sizes in the basement and pieces of mail addressed to Bryant in the kitchen.
After completion of the search, Bryant, who had been in the residence when the police
arrived, agreed to speak with a Rochester police officer. His statement was memorialized in
writing and signed by both him and the officer. The statement reads in part:
3
I have lived at 102 Cottage Street for approximately three years. I have a
roommate named VJ. His real name is Vernon Something. About a month ago VJ started
selling cocaine out of my house. If VJ is not home and someone wants some cocaine I
will sell that cocaine. Two months after I moved in I was robbed. That is why I have a
shotgun.
All the cocaine, scales, and baking soda that was found in my room is all that I
have.
Joint Appendix (“J.A.”) 270. In the course of the prosecution, Bryant filed a motion to suppress
this statement. The district court denied that motion, and Bryant does not challenge that
disposition on appeal.
Following seizure of the drugs and the shotgun, a forensic chemist at the Monroe County
Public Safety Laboratory tested the drugs and concluded that each of the seven bags contained
cocaine base and niacinamide, a component of vitamin B3, and weighed in aggregate a total of
0.948 grams. A firearms examiner with the same laboratory test-fired the shotgun with the
ammunition seized from the house and determined the shotgun to be operable. Bryant was
indicted on two counts: (1) possession with intent to distribute a mixture and substance
containing a detectable amount of cocaine base, in violation of 21 U.S.C. § 841(a)(1), (b)(1)(C),
and (2) possession of a firearm, namely, a Remington, Model 870 Express, 12 gauge shotgun, “in
furtherance of a drug trafficking crime,” in violation of 18 U.S.C. § 924(c)(1).
The case proceeded to trial in March 2008. The evidence presented against Bryant
included a stipulation regarding the nature (cocaine base and niacinamide) and weight (0.948
grams) of the contents of the seven bags seized from Bryant’s room, and Bryant’s post-arrest
statement that he lived at 102 Cottage Street, that his roommate sold cocaine, and that, when his
roommate was “not home and someone want[ed] cocaine,” Bryant would sell it. J.A. 120, 270.
4
During the government’s rebuttal and pursuant to a waiver provision in a proffer
agreement between Bryant and the government, Agent Christopher Robinson testified, inter alia,
that he had previously reviewed with Bryant his post-arrest statement, and that:
[Bryant] admitted that the statement was truthful and he further admitted that he was
selling, what we would call narcotics, from his residence and he was using the shotgun
recovered by the police department pursuant to the search warrant for protection in his
narcotics selling activities.1
J.A. 154. On March 10, 2008, after two days of deliberation, the jury found Bryant guilty on
both counts of the indictment.
At the end of June 2008, the Supreme Court issued its decision in District of Columbia v.
Heller, 554 U.S. 570 (2008). Some three months later, before the district court imposed sentence
on Bryant, Bryant filed a motion to vacate his conviction for possession of a firearm in
furtherance of a drug trafficking crime, arguing that 18 U.S.C. § 924(c), as applied, violated his
Second Amendment right, which the Supreme Court had declared in Heller was an “inherent
right” to possess and use a firearm in defense of his own home. He argued that the “conclusion
to be drawn from” Heller was “that any restrictions on gun possession that ‘burden the right of
self-defense’ by imposing serious criminal sanctions for firearms possession in the home are
constitutionally suspect.” J.A. 314. Bryant explained that he had purchased the shotgun for
protection, following a robbery at his residence. Bryant’s post-arrest statement that “[t]wo
months after I moved in I was robbed” and “[t]hat is why I have a shotgun” reflects this position.
See J.A. 270. Bryant also noted that he possessed the firearm legally, that it bore a serial
number, and that there was no evidence that he “brandished or even discharged” the firearm in
public.
1
We address the admissibility of this statement in the accompanying summary order.
5
The government opposed the motion to vacate, arguing that possession of a firearm in
furtherance of a drug trafficking crime is not protected under the Second Amendment. The
government asserted that “[i]t would be an absurd leap, both as a reading of Heller and as a
matter of common sense, to conclude that the Second Amendment provides a right to possess
firearms for unlawful purposes” and that “there is no basis for thinking that the Second
Amendment right enshrines a right to possess firearms [for] unlawful activities.”
At a hearing held to address Bryant’s motion to vacate and to impose sentence, the
district court denied the motion, concluding: “The Court believes that the statute is constitutional
and that legislatively there is a right to impose criminal sanctions for the unlawful possession of
a weapon, such as occurred in this case. . . .” The court then sentenced Bryant to 21 months’
imprisonment on count one (the drug conviction) followed by a consecutive sentence of 60
months’ imprisonment on count two (the firearms conviction).
The district court entered final judgment against Bryant on January 20, 2009. Bryant has
timely appealed.
II. DISCUSSION
Bryant asserts, and the government does not contest, that he lived at 102 Cottage Street
for approximately three years, that he purchased the Remington shotgun a few months after he
moved in because he had been the victim of a robbery, and that he started selling cocaine from
his residence one month prior to the search of the premises and his arrest. It is undisputed that
Bryant legally purchased the shotgun and that the shotgun was not defaced or sawed-off. As
Bryant contends, there is no evidence that he ever carried, brandished, or discharged the weapon
in public.
6
At trial, Bryant did not contest the sufficiency of the evidence to support the firearm
conviction. Nor did he contest the sufficiency of that evidence in his motion to vacate his
conviction. In fact, Bryant noted that “the Government’s proof related to Mr. Bryant possessing
the shotgun for protection during narcotics trafficking.” J.A. 315. Thus Bryant does not argue
on appeal that the evidence is insufficient to sustain his firearms conviction.2 Rather, Bryant’s
sole argument regarding his firearm conviction is that § 924(c) “cannot withstand constitutional
muster as applied” because it “bans the possession of any type of firearm, even for a legitimate
purpose such as self-defense, where the individual is accused of also possessing the firearm in
furtherance of a drug trafficking crime.” Appellant’s Br. at 50.
We therefore turn to whether § 924(c) impermissibly burdens Bryant’s Second
Amendment right by prohibiting his possession of a firearm in furtherance of a drug trafficking
crime.
A. CONSTITUTIONALITY OF § 924(c)
We review de novo a challenge to the constitutionality of a statute. United States v.
Decastro, 682 F.3d 160, 163 (2d Cir. 2012). In rejecting Bryant’s as-applied challenge, we look
first to the Supreme Court’s seminal decision in District of Columbia v. Heller, 554 U.S. 570(2008), then to subsequent decisions in our Circuit, and lastly to decisions in our sister circuits
that have directly resolved and likewise rejected similar challenges to the constitutionality of
§ 924(c).
In Heller, the Supreme Court concluded, by parsing the language in the operative clause
of the Second Amendment, that the Amendment does “guarantee the individual right to possess
2
Even if Bryant were to have advanced such a challenge, our examination of the evidence
presented at trial would lead us to conclude there was sufficient evidence to support the jury’s
verdict with respect to the firearms charge. See United States v. Snow, 462 F.3d 55, 62-63 (2d
Cir. 2006).
7
and carry weapons in case of confrontation,” a codification, the Court said, of a “pre-existing”
right. Heller, 554 U.S. at 592; see id. at 595 (“There seems to us no doubt, on the basis of both
text and history, that the Second Amendment conferred an individual right to keep and bear
arms.”). The Court explained that “the inherent right of self-defense has been central to the
Second Amendment” and that this right attaches with particular force “to the home, where the
need for defense of self, family, and property is most acute.” Id. at 628. The “core lawful
purpose” of the right to bear arms, therefore, is for “self-defense.” Id. at 630.
The Court, however, explicitly limited this individual right by reference to other
individual Constitutional rights and by reference to the Second Amendment itself. “Like most
rights, the right secured by the Second Amendment is not unlimited.” Id. at 626; see id. at 595(“Of course the right was not unlimited, just as the First Amendment’s right of free speech was
not.”). As the Supreme Court does not “read the First Amendment to protect the right of citizens
to speak for any purpose,” so it does not “read the Second Amendment to protect the right of
citizens to carry arms for any sort of confrontation.” Id. at 595. Specifically, the Court has made
clear that the right embodied in the Second Amendment is “not a right to keep and carry any
weapon whatsoever in any manner whatsoever and for whatever purpose.” Id. at 626. The Court
stated explicitly: “[N]othing in our opinion should be taken to cast doubt on longstanding
prohibitions on the possession of firearms by felons and the mentally ill, or laws forbidding the
carrying of firearms in sensitive places such as schools and government buildings, or laws
imposing conditions and qualifications on the commercial sale of arms.” Id. at 626-27.
The Court further explained that, “whatever else [the Second Amendment] leaves to
future evaluation, it surely elevates above all other interests the right of law-abiding, responsible
citizens to use arms in defense of hearth and home.” Id. at 635. We read this exegesis as an
8
implicit limitation on the exercise of the Second Amendment right to bear arms for “lawful
purpose[s],” id. at 628, 630, and a limitation on ownership to that of “law-abiding, responsible
citizens,” id. at 635. In its subsequent decision in McDonald v. City of Chicago, 130 S. Ct. 3020(2010), the Court substantially confirmed such limitation when it wrote that the “central holding
in Heller” was “that the Second Amendment protects a personal right to keep and bear arms for
lawful purposes, most notably for self-defense within the home.” Id. at 3044 (emphasis added).
Following the Supreme Court’s decision in Heller, our Circuit’s cases have also
embraced this implicit limitation. In United States v. Decastro, 682 F.3d 160 (2d Cir. 2012), we
held that “heightened scrutiny is triggered only by those restrictions that (like the complete
prohibition on handguns struck down in Heller) operate as a substantial burden on the ability of
law-abiding citizens to possess and use a firearm for self-defense (or for other lawful purposes).”
Id. at 166 (emphases added). In Kachalsky v. County of Westchester, 701 F.3d 81 (2d Cir. 2012),
we held that New York’s handgun licensing scheme did not violate the Second Amendment
when that scheme required “an applicant to demonstrate ‘proper cause’ to obtain a license to
carry a concealed handgun in public.” Id. at 83. There we rejected the Second Amendment
challenge, in part, because “[r]estricting handgun possession in public to those who have a
reason to possess the weapon for a lawful purpose is substantially related to New York’s
interests in public safety and crime prevention.” Id. at 98 (emphasis added); see also id. at 93(explaining further that “some form of heightened scrutiny would be appropriate” because New
York’s licensing scheme “place[d] substantial limits on the ability of law-abiding citizens to
possess firearms for self-defense in public”).
Other circuits have addressed arguments similar to those Bryant advances, and they have
rejected any contention that the Second Amendment entitles citizens to keep and bear arms “for
9
all self-protection,” given that the Supreme Court has said the purpose of the right is for “lawful
self-protection.” United States v. Jackson, 555 F.3d 635, 636 (7th Cir. 2009) (rejecting as-
applied challenge to constitutionality of § 924(c)). “Both implicitly and explicitly, the Court
made clear that its holding concerned the lawful possession and use of a firearm [and] . . . it
cannot seriously be contended that the Second Amendment guarantees a right to use a firearm in
furtherance of drug trafficking.” United States v. Potter, 630 F.3d 1260, 1261 (9th Cir. 2011)
(rejecting as-applied and facial challenges to constitutionality of § 924(c)). The “Constitution
does not give anyone the right to be armed while committing a felony, or even to have guns in
the next room for emergency use should suppliers, customers, or the police threaten a dealer’s
stash.” Jackson, 555 F.3d at 636. Congress has seen fit to make unlawful the possession of a
firearm in furtherance of a drug trafficking crime, and “there is no constitutional problem with
separating guns from drugs.” Id.In sum, given the Supreme Court’s guidance, our own jurisprudence, and the persuasive
authority from our sister circuits that have addressed this issue directly, we hold that the Second
Amendment does not protect the unlawful purpose of possessing a firearm in furtherance of a
drug trafficking crime and that 18 U.S.C. § 924(c) as applied in this case does not violate the
Second Amendment. Potter, 630 F.3d at 1261; Jackson, 555 F.3d at 636.
Here, Bryant may have purchased and possessed the Remington shotgun for the “core
lawful purpose” of self-defense, Heller, 554 U.S. at 630, but his right to continue in that
possession is not absolute. The jury determined there was sufficient evidence to convict Bryant
of drug trafficking and also to convict him of possessing a firearm in connection with that drug
trafficking. Bryant does not challenge these convictions on the ground that there was insufficient
evidence to support them. Thus, once Bryant engaged in “an illegal home business,” Jackson,
10
555 F.3d at 636, he was no longer a law-abiding citizen using the firearm for a lawful purpose,
and his conviction for possession of a firearm under these circumstances does not burden his
Second Amendment right to bear arms.
III. CONCLUSION
For the reasons stated herein as well as those in our accompanying summary order, we
AFFIRM the judgment of conviction.
11