State v. Watkins , 734 Utah Adv. Rep. 42 ( 2013 )


Menu:
  •                 This opinion is subject to revision before final
    publication in the Pacific Reporter
    
    2013 UT 28
    IN THE
    SUPREME COURT OF THE STATE OF UTAH
    STATE OF UTAH,
    Plaintiff and Respondent,
    v.
    ANTHONY WATKINS,
    Defendant and Petitioner.
    No. 20110458
    Filed May 10, 2013
    On Certiorari to the Utah Court of Appeals
    Eighth District, Vernal Dep’t
    The Honorable John R. Anderson
    No. 081800579
    Attorneys:
    John Swallow, Att’y Gen., Jeanne B. Inouye, Asst. Att’y Gen.,
    Salt Lake City, for respondent
    Michael K. Mohrman, Mitchell S. Maio, Jamie G. Pleune,
    Salt Lake City, for petitioner
    JUSTICE PARRISH authored the opinion of the Court, in which
    CHIEF JUSTICE DURRANT, ASSOCIATE CHIEF JUSTICE NEHRING,
    JUSTICE DURHAM, and JUSTICE LEE joined.
    JUSTICE PARRISH, opinion of the Court:
    INTRODUCTION
    ¶1 Anthony Watkins was convicted of aggravated sexual
    abuse of a child, H.C. His conviction was based on the holding that
    he occupied a “position of special trust in relation to the victim”
    under Utah Code section 76-5-404.1(4)(h). Because Mr. Watkins was
    temporarily staying in the spare bedroom of H.C.’s father’s house,
    the district court and the court of appeals both held that he was an
    “adult cohabitant of a parent [of the victim].” Id.; State v. Watkins,
    
    2011 UT App 96
    , ¶ 16, 
    250 P.3d 1019
    . The position of “adult
    cohabitant of a parent” is one of several positions specifically
    referenced in section 76-5-404.1(4)(h). The question before us is
    whether Mr. Watkins’s status as an “adult cohabitant” of H.C.’s
    STATE v. WATKINS
    Opinion of the Court
    father was sufficient, as a matter of law, to support the conclusion
    that he occupied a “position of special trust in relation to [H.C.].”
    ¶2 We vacate Mr. Watkins’s conviction and remand the case
    for further proceedings. The fact that a defendant occupies one of
    the positions listed in section 76-5-404.1(4)(h), such as “adult
    cohabitant of a parent,” is insufficient, standing alone, to aggravate
    the crime of sexual abuse of a child. Rather, to establish that a
    defendant occupies a “position of special trust in relation to the
    victim,” the State must establish that the defendant occupies “a
    position of authority” in relation to the victim and must further
    establish that “by reason of that position [the defendant] is able to
    exercise undue influence over the victim.” 
    Id.
     § 76-5-404.1(4)(h).
    BACKGROUND
    ¶3 In September of 2008, Mr. Watkins temporarily moved in
    with his niece, Tristan Schoenberger; her husband, Joe Schoenberger;
    and their family. The Schoenbergers had three children of their own
    living in the home. In addition, Mr. Shoenberger’s daughter from a
    prior relationship, H.C., regularly visited and stayed overnight on at
    least two occasions while Mr. Watkins was present.
    ¶4 During Mr. Watkins’s stay, the Schoenbergers told their
    children to call Mr. Watkins “Uncle Tony.” But H.C. testified that
    she simply called him “Tony,” not understanding how he fit into the
    family. Though Mr. Watkins watched the children on at least one
    occasion and would speak up if he saw the children doing some-
    thing inappropriate, Mrs. Shoenberger testified that Mr. Watkins did
    not have a formal role in the daily operations of the family.
    ¶5 On approximately October 15, 2008, H.C. stayed over at the
    Schoenbergers. After H.C. and her brothers had gone to bed in
    H.C.’s room, Mr. Watkins came into the room and lay down next to
    H.C. Mr. Watkins then “started kissing [H.C.’s] head and kind of
    pinching [her] butt.” H.C. “told him to leave” and when he did not,
    “[she] got mad and told him to leave again,” at which point Mr.
    Watkins left the room.
    ¶6 Later, “[Mr. Watkins] came back in and gave [H.C. a] $100
    bill and told [her] not to tell anybody.” While H.C. told her father
    about the one hundred dollar bill the next morning, she did not tell
    him about the rest of the incident until a few weeks later.
    ¶7 The State charged Mr. Watkins with aggravated sexual
    assault of a child under Utah Code section 76-5-404.1(4)(h). State v.
    Watkins, 
    2011 UT App 96
    , ¶ 5, 
    250 P.3d 1019
    . The State asserted that
    2
    Cite as: 
    2013 UT 28
    Opinion of the Court
    Mr. Watkins’s status as an “adult cohabitant of a parent” constituted
    an aggravating factor because he occupied a “position of special
    trust” under section 76-5-404.1(4)(h). 
    Id.
    ¶8 The case was tried to a jury. At the close of the State’s case,
    Mr. Watkins moved for dismissal, arguing that the State had failed
    to satisfy the statutory elements of aggravated sexual abuse of a
    child under Utah Code section 76-5-404.1(4)(h) because it had failed
    to demonstrate that Mr. Watkins occupied a “position of special
    trust” in relation to H.C. and that under Utah Code section 76-5-
    401.1(2), he had not acted with the “intent to arouse or gratify the
    sexual desire of any person.” 
    Id.
    ¶9 The district court denied Mr. Watkins’s motion to dismiss
    and concluded that “the position of trust was simply indicated by a
    mature adult and a 10-year-old child who had lived in the same
    home” and that the jury should decide the issue of intent. 
    Id.
    (internal quotation marks omitted). The jury convicted Mr. Watkins
    as charged. 
    Id.
    ¶10 Prior to sentencing, Mr. Watkins filed a motion for a new
    trial, asserting in part the same theories he had raised in his motion
    to dismiss. The district court denied the motion and sentenced
    Mr. Watkins to a prison term of ten years to life.
    ¶11 Mr. Watkins appealed the denial of his motions to dismiss
    and for a new trial to the court of appeals. 
    Id.
     ¶¶ 7–8. Mr. Watkins
    argued, among other things, that he was not in a “position of special
    trust” in relation to H.C. and could not therefore have used such a
    position to exert undue influence over her. Id. ¶¶ 9, 11 n.5.
    ¶12 The court of appeals rejected Mr. Watkins’s argument,
    holding that Mr. Watkins held a “position of special trust” under its
    interpretation of section 76-5-404.1(4)(h). Id. ¶ 9. It ruled:
    [A] position of special trust may be established in two
    ways:
    either by occupying a position specifically listed
    by statute or by fitting the definition of a position
    of special trust, which the statute clearly defines
    as a position occupied by a person in a position of
    authority, who, by reason of that position is able
    to exercise undue influence over the victim.
    Id. ¶ 11 (footnote omitted) (internal quotation marks omitted).
    Because Mr. Watkins was a cohabitant of H.C.’s father, a position
    specifically listed in the statute, the court of appeals concluded that
    3
    STATE v. WATKINS
    Opinion of the Court
    he held a “position of special trust” in relation to H.C. as a matter of
    law. Id. ¶ 16. And it rejected Mr. Watkins’s argument that the
    temporary nature of his residence with H.C.’s father was relevant.
    Id. ¶.
    ¶13 On certiorari, Mr. Watkins argues that the court of appeals
    erred in its interpretation of section 76-5-404.1(4)(h). Specifically, he
    contends that the court erred when it held that proof of Mr.
    Watkins’s position as a cohabitant of H.C.’s father created an
    irrebuttable presumption that Mr. Watkins both occupied a “position
    of authority, [and], by reason of that position [was] able to exercise
    undue influence over the victim.” UTAH CODE § 76-5-404.1(4)(h).
    ¶14 We granted certiorari and have jurisdiction pursuant to
    Utah Code section 78A–3–102(3)(a).
    STANDARD OF REVIEW
    ¶15 On certiorari, we review the decision of the court of
    appeals for correctness. State v. Visser, 
    2000 UT 88
    , ¶ 9, 
    22 P.3d 1242
    .
    Likewise, a question of statutory construction is reviewed for
    correctness and we accord no deference to the legal conclusions of
    the court of appeals. State v. Martinez, 
    2002 UT 80
    , ¶ 5, 
    52 P.3d 1276
    .
    ANALYSIS
    I. THE PLAIN LANGUAGE OF UTAH CODE SECTION
    76-5-404.1(4)(h) PRESENTS THREE POSSIBLE
    INTERPRETATIONS THAT AFFECT ITS
    APPLICATION TO MR. WATKINS
    ¶16 Utah Code section 76-5-404.1 articulates the elements of
    sexual abuse of a child. Under subsection (4)(h), the crime of sexual
    abuse of a child is aggravated if “the offense was committed by a
    person who occupied a position of special trust in relation to the
    victim.” UTAH CODE § 76-5-404.1(4)(h) (emphasis added). Subsec-
    tion (4)(h) states that a
    “position of special trust” means that position occu-
    pied by a person in a position of authority, who, by
    reason of that position is able to exercise undue
    influence over the victim, and includes, but is not
    limited to, a youth leader or recreational leader who is
    an adult, adult athletic manager, adult coach, teacher,
    counselor, religious leader, doctor, employer, foster
    parent, baby-sitter, adult scout leader, natural parent,
    stepparent, adoptive parent, legal guardian, grandpar-
    ent, aunt, uncle, or adult cohabitant of a parent.
    4
    Cite as: 
    2013 UT 28
    Opinion of the Court
    
    Id.
     (emphasis added).
    ¶17 Mr. Watkins argues that the court of appeals erred when
    it held that he occupied a “position of special trust” based solely on
    the fact that he occupied the enumerated position of “adult
    cohabitant of a parent of the victim.” Specifically, Mr. Watkins
    argues that the State was required to show both that he occupied a
    “position of authority” over H.C. and, “by reason of that position
    [wa]s able to exercise undue influence over [her].” The State
    responds that
    proof that a person occupies one of the statute’s
    twenty listed positions in relation to a child, including
    the position of “adult cohabitant of a parent,” is, as a
    matter of law, proof that he stands in a position of
    authority, by which means he has the capacity to
    exercise undue influence over the child.
    ¶18 “When interpreting statutes, our primary goal is to evince
    the true intent and purpose of the Legislature.” State v. Martinez,
    
    2002 UT 80
    , ¶ 8, 
    52 P.3d 1276
     (internal quotation marks omitted). In
    doing so, “[w]e first interpret the statute according to its plain
    language.” Wilcox v. CSX Corp., 
    2003 UT 21
    , ¶ 8, 
    70 P.3d 85
    . Here,
    the statute reveals three possibilities as to the legal significance of a
    finding that a defendant occupied the position of an “adult
    cohabitant of a parent.” Specifically, the statute raises a question of
    whether the enumerated positions are “position[s] of special trust”
    or “position[s] of authority.” UTAH CODE § 76-5-404.1(4)(h). This
    question leads to three possible interpretations of the statute that
    impact the elements of the crime of which Mr. Watkins was con-
    victed.
    ¶19 The first possible interpretation of the statute is advocated
    by the State and was adopted by the district court and the court of
    appeals. Under this interpretation, the fact that a defendant occupies
    an enumerated position is the legal equivalent of proof both that the
    defendant occupies a “position of authority” and, “by reason of that
    position is able to exercise undue influence over the victim.” Under
    this reading of the statute, a finding that the defendant was an
    “adult cohabitant of a parent” would constitute proof that the
    defendant occupies a “position of special trust.” Thus, to aggravate
    a defendant’s sexual abuse of a child, the State need prove only that
    the defendant occupies an enumerated position “in relation to the
    victim.” Id.
    5
    STATE v. WATKINS
    Opinion of the Court
    ¶20 A second possible interpretation of section 76-5-404.1(4)(h)
    is that a defendant’s occupation of an enumerated position estab-
    lishes only that the defendant occupies a “position of authority.”
    Under this interpretation, to establish that a defendant occupies a
    “position of special trust,” the State would be required to prove both
    that (1) the defendant occupies a position of authority (whether
    enumerated or not) in relation to the victim, and (2) the defendant,
    by reason of that position, “is able to exercise undue influence over
    the victim.” Id.
    ¶21 A third possible interpretation of the statute is the one
    advanced by Mr. Watkins. Under his proposed interpretation, the
    list of enumerated positions is merely illustrative of positions that
    are likely to fulfill the requirements of the aggravating statute. Thus,
    the occupation of such a position does not absolve the State of its
    burden to prove that the defendant met underlying elements of
    section 76-5-404.1(4)(h), namely that (1) the defendant actually
    occupies a position of authority in relation to the victim, and (2) by
    means of that position is able to exercise undue influence over the
    victim. Id.
    II. BASED ON A TEXTUAL ANALYSIS OF THE STATUTE
    AND REFERENCE TO LEGISLATIVE HISTORY, THE
    POSITIONS LISTED IN UTAH CODE SECTION
    76-5-404.1(4)(h) ARE POSITIONS “OCCUPIED BY
    A PERSON IN A POSITION OF AUTHORITY”
    ¶22 Having identified the possible interpretations of the
    statute, we now assess their reasonableness to determine if the
    statute is ambiguous. A statute is ambiguous only ”if it is reasonably
    susceptible of different interpretations.” Grant v. Utah State Land Bd.,
    
    485 P.2d 1035
    , 1037 (Utah 1971) (emphasis added).
    ¶23 In interpreting statutes, “our primary objective is to
    ascertain the intent of the [L]egislature.” Summit Operating, LLC v.
    Utah State Tax Comm’n, 
    2012 UT 91
    , ¶ 11, 
    293 P.3d 369
     (internal
    quotation marks omitted). “Because the best evidence of the
    [L]egislature’s intent is the plain language of the statute itself, we
    first look to the plain language of the statute.” 
    Id.
     (footnote omitted)
    (internal quotation marks omitted). In addition, we “interpret[]
    statutes to give meaning to all parts, and avoid[] rendering portions
    of the statute superfluous.” 
    Id.
     (second and third alternations in
    original) (internal quotation marks omitted).
    ¶24 “[W]hen statutory language is ambiguous—in that its
    terms remain susceptible to two or more reasonable interpretations
    6
    Cite as: 
    2013 UT 28
    Opinion of the Court
    after we have conducted a plain language analysis—we generally
    resort to other modes of statutory construction and seek guidance
    from legislative history . . . .” Marion Energy, Inc. v. KFJ Ranch P’ship,
    
    2011 UT 50
    , ¶ 15, 
    267 P.3d 863
     (internal quotation marks omitted); see
    also Wilcox v. CSX Corp., 
    2003 UT 21
    , ¶ 12, 
    70 P.3d 85
     (where
    statutory ambiguity exists “it is . . . proper to look to legislative
    history and policy considerations for guidance in our statutory
    interpretation”); Martinez v. Media-Paymaster Plus/Church of Jesus
    Christ of Latter-Day Saints, 
    2007 UT 42
    , ¶ 47, 
    164 P.3d 384
     (“[I]f the
    language is ambiguous, the court may look beyond the statute to
    legislative history . . . to ascertain the statute’s intent.”).
    A. Mr. Watkins’s Proposed Interpretation is Unreasonable Because
    it Does not Comport with the Statute’s Plain Language
    ¶25 Mr. Watkins contends that we should interpret the
    enumerated positions as “illustrative, not definitive,” of positions
    that might place a defendant in a “special position of trust.” But
    such an interpretation neither comports with the plain language of
    the statute nor “give[s] meaning to all parts [of the statute].” Summit
    Operating, 
    2012 UT 91
    , ¶ 11 (internal quotation marks omitted).
    ¶26 The statute reads in relevant part: “‘[P]osition of special
    trust’ means that position occupied by a person in a position of
    authority, who, by reason of that position is able to exercise undue
    influence over the victim, and includes, but is not limited to . . . [an]
    adult cohabitant of a parent.” UTAH CODE § 76-5-404.1(4)(h)
    (emphasis added).
    ¶27 The statutory language clearly states that the list of
    enumerated positions was meant to include, and not simply to
    illustrate, positions that are, as a matter of law, “position[s] of
    authority” or “position[s] of special trust.” Thus, Mr. Watkins’s
    suggested interpretation that the enumerated positions were not
    intended to comprise part of the legal definition of an aggravating
    factor contradicts the plain language of the statute. We therefore
    reject it.
    B. The Other Possible Interpretations of Utah Code
    Section 76-5-404.1(4)(h) are Both Reasonable
    Interpretations of the Statutory Text
    ¶28 The State’s proposed interpretation equates proof that a
    defendant occupied an enumerated position with proof that the
    defendant occupied a “position of special trust.” The State asserts
    that the Legislature intended that, as a matter of law, a defendant
    who occupies an enumerated position both (1) occupies a “position
    7
    STATE v. WATKINS
    Opinion of the Court
    of authority” and (2) has the ability to “exercise undue influence.”
    While we find this to be a plausible interpretation, it is not the only
    plausible interpretation, and we conclude that the other plausible
    interpretation is most consistent with the statutory text and legisla-
    tive history.
    ¶29 When undertaking statutory interpretation, “we do not
    view individual words and subsections in isolation; instead, our
    statutory interpretation requires that each part or section be
    construed in connection with every other part or section so as to
    produce a harmonious whole.” Summit Operating, 
    2012 UT 91
    , ¶ 11
    (internal quotation marks omitted). Thus, we assume that the
    Legislature intended for the statute, as a whole, to be read in
    harmony. Determining which plausible statutory interpretation
    evinces the Legislature’s intent can therefore be accomplished by
    comparing possible interpretations of the ambiguous language with
    the accompanying unambiguous statutory language.
    ¶30 The plain language of the statute creates an enhanced
    penalty for perpetrators who both occupied a “position of authority”
    and had the ability to “exercise undue influence” over their victims.
    UTAH CODE § 76-5-404.1(4)(h).1 “[W]e presume that the Legislature
    used each term advisedly, and we endeavor to] give effect to each
    term . . . .” Versluis v. Guar. Nat’l. Cos., 
    842 P.2d 865
    , 867 (Utah 1992).
    1
    For instance, in State v. Tanner, a school bus driver was con-
    victed of aggravated sexual abuse of a child under Utah Code
    section 76-5-404.1(4)(h), even though a school bus driver is not listed
    as an enumerated position. 
    2009 UT App 326
     ¶ 13, 
    221 P.3d 901
    .
    Despite the fact that the defendant did not occupy an enumerated
    position, the State demonstrated that, as a bus driver, (1) the
    defendant occupied a position of authority in relation to the victim,
    and (2) that because of his position the defendant was able to
    exercise undue influence over the victim. 
    Id.
     ¶ 18–20.
    Similarly, in State v. Beason, a step-grandparent was convicted of
    aggravated sexual abuse of a child under a former version of Utah
    Code section 76-5-404.1(4)(h). 
    2000 UT App 109
    , ¶ 1, 
    2 P.3d 459
    . At
    the time, neither a grandparent nor a step-grandparent were
    enumerated positions under the statute. Id. ¶ 17. However, the
    court held that a defendant could be convicted of aggravated sexual
    abuse of a child if the State could demonstrate that the defendant (1)
    occupied a position of authority, and (2) by reason of that position
    is able to exercise undue influence over the victim. Id. ¶ 20.
    8
    Cite as: 
    2013 UT 28
    Opinion of the Court
    ¶31 The State’s proposed interpretation is based on the premise
    that the final clause of section 76-5-404.1(4)(h), which states that it
    “includes . . . adult cohabitant of a parent,” modifies the statute’s
    initial clause. Under the State’s interpretation, the initial clause,
    which states that “the offense was committed by a person who
    occupied a position of special trust in relation to the victim” is
    modified by the enumerated list. But these two clauses are sepa-
    rated by two other clauses, one of which states that a “‘position of
    special trust’ means that position occupied by a person in a position
    of authority.” UTAH CODE § 76-5-404.1(4)(h). It is also a reasonable
    interpretation that the enumerated list was intended to modify the
    clause regarding a “position of authority,” rather than the phrase
    “position of special trust.” And this interpretation is consistent with
    the statutory text, inasmuch as positions such as an “adult athletic
    manager, adult coach, teacher, counselor, religious leader, doctor,
    [and] employer” are all positions of authority, but not necessarily
    positions of special trust in which the perpetrator is able to exercise
    undue influence over the victim.
    ¶32 We can conceive of many situations in which a perpetrator
    might occupy an enumerated position of authority but still be unable
    to exercise undue influence over the victim. For example, listed
    among the enumerated positions is the position of “natural parent.”
    Id. In the case of adoption, birth parents do not cease to be “natural
    parents.” In many situations, however, the child’s birth parents
    have no contact with the child; thus, they have no opportunity to
    exercise any influence over the child, much less undue influence.
    Under the State’s proposed interpretation, however, the child’s birth
    parents could still be convicted under section 76-5-404.1(4)(h), as
    “natural parents.” Such may also be the case with estranged
    relatives, doctors who care for children in limited capacities, or
    religious leaders at higher levels of a religious hierarchy whom the
    victim does not recognize from his religious or leadership capacity.
    Here, while Mr. Watkins may have occupied one of the enumerated
    9
    STATE v. WATKINS
    Opinion of the Court
    positions,2 he still may have lacked any capacity to exercise undue
    influence over H.C.
    ¶33 We also find it significant that the Legislature chose to
    include the list of enumerated positions within a subsection
    enhancing the penalty for those who both occupied a “position of
    authority” and were “able to exercise undue influence.” UTAH CODE
    § 76-5-404.1(4)(h). Had the Legislature intended to enhance the
    sentence for all perpetrators who occupied each of the enumerated
    positions, it could have included a separate subsection stating that
    defendants who occupied certain positions could be convicted as a
    matter of strict liability. It chose not to do so. And the language
    specifying the underlying elements of a “position of special trust”
    would be rendered superfluous with regards to the majority of
    defendants if a perpetrator’s occupation of an enumerated position
    were sufficient, standing alone, to subject him to the enhanced
    penalty.
    2
    In the instant case, the jury instructions incorporated the
    definition of cohabitant found in the Cohabitant Abuse Act, Utah
    Code section 78B-7-102(2), and informed the jury that Mr. Watkins
    was a cohabitant of Mr. Schoenberger if he was “related by blood or
    marriage to [Mr. Schoenberger]” or he “resides or has resided in the
    same residence as [Mr. Schoenberger].” State v. Watkins, 
    2011 UT App 96
    , ¶ 12, 
    250 P.3d 1019
     (internal quotation marks omitted). It is
    worth noting that the Cohabitant Abuse Act’s definition of cohabita-
    tion has been specifically rejected by case law in other contexts. See,
    e.g., Haddow v. Haddow, 
    707 P.2d 669
    , 672 (Utah 1985) (stating, in a
    case to determine appropriate alimony payments, that cohabitation
    includes two elements: “the sharing of a common abode” and a
    “relatively permanent sexual relationship akin to that generally
    existing between husband and wife”); State v. Barlow, 
    335 P.2d 629
    ,
    631 (Utah 1959) (stating, in prosecuting bigamy, that cohabitation is
    “living together as husband and wife” (internal quotation marks
    omitted)). Thus, counsel’s failure to dispute the jury instruction’s
    definition of a cohabitant raises possible concerns about his effective-
    ness.
    10
    Cite as: 
    2013 UT 28
    Opinion of the Court
    C. Our Determination that the Enumerated Positions in
    Utah Code Section 76-5-404.1(4)(h) are Positions
    “Occupied by a Person in a Position of Authority”
    is Consistent with Legislative History
    ¶34 Having identified two reasonable interpretations of the
    statutory text, we conclude that the statute is ambiguous. “Where
    [statutory] text leaves room for more than one interpretation . . . , the
    legislative history may be consulted to the extent it informs the
    prevailing understanding of the ambiguous words of the statute at
    the time of its enactment.” J.M.W. v. T.I.Z, (In re adoption of Baby
    E.Z.), 
    2011 UT 38
    , ¶ 112, 
    266 P.3d 702
    . Here, the legislative history
    is particularly relevant because it directly addresses the competing
    interpretations of section 76-5-404.1(4)(h).
    ¶35 In 1998, section 76-5-404.1(4)(h) was amended to expand
    the list of enumerated positions and to add the position of “an adult
    cohabitant of a parent.” 
    1998 Utah Laws 418
    . During the legislative
    process, the Attorney General’s office weighed in as to its under-
    standing of the Legislature’s intent regarding the statute and the
    State’s burden in applying the proposed amendment. In a memo-
    randum to the Legislature, the Attorney General’s office stated that
    even if a defendant occupied one of the enumerated positions, “the
    prosecution must prove not just that the defendant occupied such a
    position, but that such person ‘by reason of that position is able to
    exercise undue influence over the victim.’” Memorandum from Rob
    Parrish, Asst. Att’y Gen., to Utah State Legis., Explanation of House
    Bill 267 - Sex Abuse of a Child (undated).
    ¶36 In addition, the legislative history reveals correspondence
    between the Attorney General’s Office and the Legislative General
    Counsel’s Office as to whether “to simply end subsection (h) with
    the phrase ‘is able to exercise undue influence over the victim’” or
    to “list all the possible persons to which this [statute] might apply.”
    E-mail from Rob Parrish, Asst. Att’y Gen., to Janetha Hancock (Nov.
    24, 1997, 1:48 PM) (emphasis added). This correspondence further
    suggests that the Legislature’s intent was to punish those who both
    occupied “position[s] of authority” and by virtue of those positions,
    possessed the ability to “exercise undue influence.” Absolutely
    nothing in the legislative history suggests that the Legislature’s
    intent was to create strict liability for all who occupy one of the
    enumerated positions.
    ¶37 The Attorney General’s memorandum to the Legislature
    clearly contradicts the interpretation of the statute proffered by the
    11
    STATE v. WATKINS
    Opinion of the Court
    State and adopted by the district court and the court of appeals.
    Rather, it lends support to our conclusion that the enumerated
    positions refer to those who occupy “position[s] of authority”—not
    to those who occupy positions of special trust or to those who are
    necessarily in positions where they are “able to exercise undue
    influence over the victim.” UTAH CODE § 76-5-404.1(4)(h).
    ¶38 In short, the legislative history coincides with the language
    of the statute and supports the conclusion that the Legislature
    intended to aggravate child sexual abuse only in those cases where
    the perpetrator occupied both a “position of authority” and was
    “able to exercise undue influence” in relation to the victim. Id.3
    CONCLUSION
    ¶39 Proof that a defendant occupies one of the enumerated
    positions under Utah Code section 76-5-404.1(4)(h) suffices to
    establish only that the defendant occupied a “position of authority.”
    But for the State to establish aggravated sexual abuse of a child
    under subsection (4)(h), it must prove both that the defendant
    occupied a “position of authority” over the victim and that the
    position gave the defendant the ability to “exercise undue influence”
    over the victim. Because the lower courts did not require the State
    to establish both elements, we vacate Mr. Watkins’s conviction and
    remand for further proceedings consistent with this opinion.
    3
    Our conclusion that the State is required to prove both that the
    defendant occupied a position of authority and was able to exercise
    undue influence over the victim likewise accords with the rule of
    lenity. The rule of lenity applies “when, after consulting traditional
    canons of statutory construction, we are left with an ambiguous
    statute,” United States v. Shabani, 
    513 U.S. 10
    , 17 (1994), and “pre-
    scribes the narrow construction of ambiguous penal laws against the
    state.” Marion Energy, Inc. v. KFJ Ranch P’ship, 
    2011 UT 50
    , ¶ 44, 
    267 P.3d 863
     (Lee, J., dissenting).
    12
    

Document Info

Docket Number: 20110458

Citation Numbers: 2013 UT 28, 309 P.3d 209, 734 Utah Adv. Rep. 42, 2013 Utah LEXIS 81, 2013 WL 1960623

Judges: Parrish, Durrant, Nehring, Durham, Lee

Filed Date: 5/10/2013

Precedential Status: Precedential

Modified Date: 11/13/2024

Cited By (20)

Salt Lake City v. Valdez-Sadler , 358 P.3d 341 ( 2015 )

State v. Peterson , 787 Utah Adv. Rep. 39 ( 2015 )

State v. Gibson , 2016 Utah App. LEXIS 11 ( 2016 )

State v. Wilkerson , 2020 UT App 160 ( 2020 )

State v. Rasabout , 2015 UT 72 ( 2015 )

State v. Lebeau , 2014 Utah LEXIS 164 ( 2014 )

Christensen v. Juab Sch. Dist. , 2017 Utah LEXIS 124 ( 2017 )

Christensen v. Juab Sch Dist , 2017 UT 47 ( 2017 )

Anadarko Petroleum Corp. v. Utah State Tax Commission , 2015 Utah LEXIS 170 ( 2015 )

Heaps and Sykes v. Nuriche , 2015 Utah LEXIS 61 ( 2015 )

State v. Kay , 783 Utah Adv. Rep. 19 ( 2015 )

L.G. v. State , 2015 UT 41 ( 2015 )

Dahl v. Dahl , 345 P.3d 566 ( 2015 )

State v. Whitaker , 2016 Utah App. LEXIS 109 ( 2016 )

State v. Ellis , 766 Utah Adv. Rep. 7 ( 2014 )

Allred v. Saunders , 772 Utah Adv. Rep. 5 ( 2014 )

State v. Rasabout , 793 Utah Adv. Rep. 91 ( 2015 )

Snyder v. Hertzske , 830 Utah Adv. Rep. 17 ( 2017 )

Dahl v. Dahl , 2015 UT 23 ( 2015 )

State v. Stricklan , 2020 UT 65 ( 2020 )

View All Citing Opinions »