Wakeland v. New Mexico Dep't of Workforce Solutions ( 2011 )


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    New Mexico Compilation
    Commission, Santa Fe, NM
    '00'05- 15:57:31 2012.11.16
    Certiorari Denied, January 19, 2012, No. 33,351
    IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
    Opinion Number: 
    2012-NMCA-021
    Filing Date: September 27, 2011
    Docket No. 31,031
    ROBIN WAKELAND,
    Petitioner-Appellant,
    v.
    NEW MEXICO DEPARTMENT OF
    WORKFORCE SOLUTIONS and
    GILMAN LAW OFFICES, LLC,
    Respondents-Appellees.
    APPEAL FROM THE DISTRICT COURT OF BERNALILLO COUNTY
    Alan M. Malott, District Judge
    Robin Wakeland
    Albuquerque, NM
    Pro Se Appellant
    Gilman Law Offices, LLC
    James K. Gilman
    Albuquerque, NM
    for Appellee
    Lucy Salsbury Payne
    Albuquerque, NM
    for Appellee N.M. Department of Workforce Solutions
    OPINION
    VANZI, Judge.
    1
    {1}     Robin Wakeland’s uncertainty about the proper procedure for seeking appellate
    review in this case caused her to file a notice of appeal and a docketing statement rather than
    a petition for writ of certiorari. Because Wakeland’s docketing statement provides
    information sufficient to evaluate it as a petition for writ of certiorari, we will accept it as a
    non-conforming petition; however, the petition was untimely, and the fact that it was
    untimely is a procedural defect that will only be excused in unusual circumstances.
    Wakeland’s uncertainty about the proper procedure is not an unusual circumstance that will
    excuse the late filing, so we deny her non-conforming petition as untimely.
    BACKGROUND
    {2}      Wakeland sought unemployment compensation benefits after she was fired from her
    job. The New Mexico Department of Workforce Solutions (the Department) denied the
    unemployment benefits based on evidence that Wakeland had been terminated because she
    wilfully violated the terms and conditions of her employment. Wakeland appealed to the
    district court pursuant to NMSA 1978, Section 51-1-8(N) (2004), which provides for an
    appeal as of right to the district court by means of a petition for writ of certiorari that the
    district court is required by statute to grant, so long as it is timely. The district court
    affirmed in an order filed on December 22, 2010, and Wakeland appealed to this Court by
    filing a notice of appeal in the district court on January 3, 2011, and a docketing statement
    in this Court on January 28, 2011.
    {3}     Because it appeared that Wakeland did not have an appeal as of right to this Court
    and that she should have sought review by means of a petition for writ of certiorari, we asked
    the parties to brief the question whether the procedural defects warranted either dismissal
    of the appeal or denial of the non-conforming petition.
    DISCUSSION
    Wakeland Is Not Entitled to an Appeal as of Right
    {4}      Wakeland asserts that she is entitled to an appeal as of right to this Court from the
    district court’s decision affirming the Department. Our law is clear, however, that she is not.
    In Section 51-1-8(N), the Legislature chose to provide an appeal as of right to the district
    court from the Department’s decision. The Legislature did not provide for an appeal as of
    right to this Court from the decision of the district court. Both Section 51-1-8(N) and Rule
    1-077(L) NMRA, which govern unemployment compensation appeals, state that an
    aggrieved party may appeal the district court’s order or judgment in accordance with the
    Rules of Appellate Procedure. Rule 12-505 NMRA governs “review by the Court of
    Appeals of decisions of the district court . . . from administrative appeals pursuant to . . .
    Rule 1-077.” Rule 12-505(A)(1). Rule 12-505(B) requires a party to seek discretionary
    review in this Court by means of a petition for writ of certiorari.
    {5}    Wakeland raises a number of arguments in support of her claim that she must be
    provided with an appeal as of right, even if Rule 12-505 is to the contrary. These include
    2
    (1) an argument that our Supreme Court is without authority to issue a rule of procedure that
    gives the Court of Appeals discretion to decline to review this matter on the merits; (2) an
    argument that she is denied equal protection and due process by being limited to a petition
    for writ of certiorari rather than being permitted the processes allowed for an appeal as of
    right; and (3) an argument that by issuing an order in this case, this Court has already
    assumed jurisdiction, such that it cannot now decline to review her appeal on its merits. We
    have reviewed these arguments and conclude that Wakeland has not demonstrated that she
    is entitled to an appeal as of right.
    A Non-Conforming Document Will Be Accepted as a Petition for Writ of Certiorari if
    the Document Provides Sufficient Information to Assess Its Merits as a Petition
    {6}      Because Wakeland is not entitled to an appeal to this Court as of right, she was
    required to seek discretionary review by means of a petition for writ of certiorari. She did
    not do so and instead filed a notice of appeal and a docketing statement. Wakeland asserts
    that this Court should exercise its discretion to accept these non-conforming documents and
    review her arguments on their merits.
    {7}      Generally, New Mexico courts have not been stringent about the form and content
    requirements of documents filed in an effort to seek appellate review, so long as the
    information provided in the non-conforming document is adequate to convey the basic intent
    of the party filing the document. See Govich v. N. Am. Sys., Inc., 
    112 N.M. 226
    , 230, 
    814 P.2d 94
    , 98 (1991) (holding that a notice of appeal was effective despite its failure to meet
    the requirements for form and content because it met the jurisdictional time and place of
    filing requirements and the opposing party was not prejudiced by the defects in the notice);
    Marquez v. Gomez, 
    111 N.M. 14
    , 15, 
    801 P.2d 84
    , 85 (1990) (holding that a docketing
    statement was effective as a substitute for a notice of appeal where the docketing statement
    was sufficient to convey the intent to appeal, it met the time and place of filing requirements
    for a notice of appeal, and the opposing party was not prejudiced); Johnson v. Johnson, 
    74 N.M. 567
    , 569, 
    396 P.2d 181
    , 182 (1964) (holding that a motion for leave to appeal was
    effective as a notice of appeal). This liberal approach has been adopted in order to further
    a policy of hearing appeals on their merits rather than dismissing them on technical grounds.
    See, e.g., Govich, 
    112 N.M. at 230
    , 
    814 P.2d at 98
     (stating that the appellate court’s “policy
    of facilitating the right of appeal by liberally construing technical deficiencies in a
    [document] otherwise satisfying the time and place of filing requirements”).
    {8}     Despite this liberal policy, in Roberson v. Board of Educ. of City of Santa Fe, 
    78 N.M. 297
    , 298-99, 
    430 P.2d 868
    , 869-70 (1967), our Supreme Court held that a notice of
    appeal is not an adequate substitute for a petition for writ of certiorari. In Roberson, a
    teacher was fired from her job by the board of education of the city of Santa Fe. 
    Id. at 298
    ,
    
    430 P.2d at 869
    . The petitioner appealed to the state board of education, which affirmed.
    
    Id.
     Although there was no statute or rule permitting an appeal from this decision, the
    petitioner filed a notice of appeal with the district court. 
    Id.
     The district court issued a writ
    of certiorari to the state board. 
    Id.
     The city and state boards of education filed a motion to
    quash the writ and a motion to dismiss based on the petitioner’s improper filing of a notice
    of appeal rather than a petition for writ of certiorari. 
    Id. at 298-99
    , 
    430 P.2d at 869-70
    . The
    3
    district court dismissed the matter because the petitioner was not entitled to an appeal as of
    right, and she failed to present a proper petition for writ of certiorari. 
    Id. at 299
    , 
    430 P.2d at 870
    . The petitioner appealed to the New Mexico Supreme Court but never perfected the
    appeal, so the matter was not reviewed at that time. 
    Id.
     Then the petitioner filed a proper
    petition for writ of certiorari in the district court, arguing that this petition related back and
    was a continuation of the issues raised by her notice of appeal. 
    Id.
     The district court again
    dismissed, and the petitioner sought review in the New Mexico Supreme Court. 
    Id.
    {9}      The Supreme Court held that the petitioner’s notice of appeal could not substitute for
    a petition for writ of certiorari. 
    Id.
     It stated that it was “amply clear” that “the notice of
    appeal [was] not sufficient” because “a formal application showing a prima facie case for
    relief is a prerequisite to issuance of certiorari” and a notice of appeal does not meet these
    requirements. 
    Id. at 300
    , 
    430 P.2d at 871
     (internal quotation marks and citation omitted).
    While the Court stated that it was not holding that “any particular nicety of pleading or
    precision of drafting is required,” it would not construe the notice as a petition because “the
    record here discloses a total absence of any pleading which remotely approximates a petition
    or which contains any of the elements required as a minimum to merit such a description in
    a proceeding wherein certiorari is sought.” 
    Id.
     Accordingly, the Court concluded that the
    petitioner’s later-filed petition for writ of certiorari did not revive the issues raised by the
    notice of appeal since the notice itself did not properly bring the case before the district
    court. 
    Id.
     However, because at that time there was no statute or rule setting a time limit for
    the filing of a petition for certiorari and because laches did not bar the filing of the petition
    that the petitioner filed after she filed her improper notice of appeal, our Supreme Court held
    that the petition was properly filed and should not have been dismissed. 
    Id. at 300-03
    , 
    430 P.2d at 871-74
    .
    {10} Despite our Supreme Court’s decision in Roberson, this Court has issued several
    opinions indicating that we may, in our discretion, elect to treat a timely filed notice of
    appeal as a petition for writ of certiorari. In West Gun Club Neighborhood Ass’n v.
    Extraterritorial Land Use Auth., 
    2001-NMCA-013
    , ¶ 3, 
    130 N.M. 195
    , 
    22 P.3d 220
    , this
    Court chose to treat a notice of appeal filed within the then-twenty-day period for filing
    petitions for writ of certiorari as a petition for such a writ. In doing so, West Gun Club relied
    on Hyden v. New Mexico Human Servs. Dep’t., 
    2000-NMCA-002
    , 
    128 N.M. 423
    , 
    993 P.2d 740
    . Hyden, however, was not directly applicable since the issue in Hyden was about
    timeliness, not about the form or content of the documents that were filed. Id. ¶ 4. In
    Hyden, the question was whether unusual circumstances justified granting an extension of
    time to file two petitions for writ of certiorari when the parties had failed to meet the time
    of filing requirement that is a mandatory precondition to the exercise of this Court’s
    jurisdiction. Id. ¶¶ 6-7, 14-15. Although the parties had filed notices of appeal, Hyden did
    not hold that a notice of appeal would be accepted as a substitute for a petition for writ of
    certiorari. In fact, the Court did not accept the notices filed in that case, but instead
    permitted the parties an extension of time to file proper petitions. Id. ¶¶ 4, 18.
    {11} In Dixon v. State, Taxation & Revenue Dep’t., 
    2004-NMCA-044
    , ¶ 9, 
    135 N.M. 431
    ,
    
    89 P.3d 680
    , this Court accepted a timely notice of appeal as a substitute for a petition for
    writ of certiorari without considering whether the notice substantially complied with the
    4
    form and content requirements of Rule 12-505. In Dixon, two parties filed notices of appeal
    within the then-twenty-day period for filing petitions for writs of certiorari. Id. ¶ 10.
    Relying on Hyden, this Court imported the “unusual circumstances” test that is generally
    employed when determining whether to accept an untimely filed notice of appeal or petition
    for writ of certiorari and used it as part of the analysis for determining whether to accept a
    document that was timely but improper in its form and content. Dixon, 
    2004-NMCA-044
    ,
    ¶ 9. Dixon determined that “unusual circumstances” warranted accepting the notices of
    appeal as petitions for writ of certiorari, where this Court had previously accepted notices
    of appeal in lieu of petitions in past administrative appeals involving one of the parties. 
    Id.
    {12} Finally, in Glynn v. State, Taxation and Revenue Dep’t., 
    2011-NMCA-031
    , ¶ 11, 
    149 N.M. 518
    , 
    252 P.3d 742
    , cert. denied, 
    2011-NMCERT-003
    , 
    150 N.M. 619
    , 
    264 P.3d 520
    (No. 32,862, Mar. 8, 2011), this Court again elected to accept a notice of appeal filed within
    the then-twenty-day period for petitions for writ of certiorari as a substitute for a petition.
    This Court did not expressly rely on the “unusual circumstances” test, but did state that it
    would choose to accept the non-conforming document due to the “uncertainty regarding the
    district court’s order and the uncertainty regarding the correct procedure for appealing a
    district court’s decision involving both its appellate and original jurisdiction[.]” 
    Id.
    {13} Neither West Gun Club, Dixon, nor Glynn cited to Roberson. Although Roberson
    did not discuss the effect of the filing of a non-conforming document that addresses the
    merits of the issues raised on appeal, we conclude that Roberson is in fact controlling when
    the only document filed is a notice of appeal. Further, we take this opportunity to clarify
    West Gun Club, Dixon, and Glynn, and to explain that it is the docketing statement, not the
    notice of appeal, that we may accept as a substitute for a petition for writ of certiorari.
    {14} Roberson has not been overruled, and neither has it been abrogated by our Supreme
    Court’s more recent cases setting forth a liberal policy for accepting notices of appeal that
    are deficient as to form or content. Roberson simply holds that, because a notice of appeal
    contains no information about the issues raised on appeal, it cannot substitute for a petition
    for writ of certiorari since it does not substantially comply with the content requirements for
    a petition. 
    78 N.M. at 300
    , 
    430 P.2d at 871
    . A petition must contain a statement of the
    issues sought to be reviewed and a discussion of the facts material to the questions presented.
    Rule 12-505(D)(2)(b) and (c). Furthermore, in order to warrant review, a petition must show
    the existence of: (1) a conflict between the district court order and a prior appellate opinion
    of either this Court or the Supreme Court; (2) a conflict between the district court order and
    any statutory provision, ordinance, or agency regulation; (3) a significant question of law
    under the New Mexico or United States Constitutions; or (4) an issue of substantial public
    interest that should be determined by the court. Rule 12-505(D)(2)(d). “The critical issue
    under [Rule 12-505(D)(2)(d)] is whether the case presents issues of significant importance
    to justify the granting of a writ of certiorari[.]” Rio Grande Chapter of Sierra Club v. N.M.
    Mining Comm’n, 
    2003-NMSC-005
    , ¶ 16, 
    133 N.M. 97
    , 
    61 P.3d 806
    . In contrast, there is
    very little that is required to be included in a notice of appeal, see Rule 12-202 NMRA, such
    that a notice of appeal will rarely demonstrate that discretionary appellate review is
    warranted.
    5
    {15} In addition, the policy considerations that favor a liberal construction of a notice of
    appeal are not at issue when a party seeks discretionary appellate review. A notice of appeal
    is filed when a party is entitled to an appeal as of right. See Rule 12-202 (governing appeals
    as of right from the district court); Rule 12-601 NMRA (governing appeals as of right from
    administrative entities and special statutory proceedings). Under such circumstances, our
    courts have expressed concern that a strict adherence to formal requirements might unduly
    infringe on the absolute right to one appeal provided by Article VI, Section 2 of the New
    Mexico Constitution. See Govich, 
    112 N.M. at 230
    , 
    814 P.2d at 98
    . But this concern is not
    at issue here. Whether to grant a petition for writ of certiorari to review the district court’s
    decision in an administrative appeal rests in the sound discretion of this Court. Paule v.
    Santa Fe Cnty. Bd. of Cnty. Comm’rs, 
    2005-NMSC-021
    , ¶ 14, 
    138 N.M. 82
    , 
    117 P.3d 240
    .
    Article VI, Section 2 only applies to appeals from the district court’s exercise of its original
    jurisdiction. City of Las Cruces v. Sanchez, 
    2007-NMSC-042
    , ¶ 9, 
    142 N.M. 243
    , 
    164 P.3d 942
    . It does not apply to appeals to this Court from the district court’s decision on appeal
    from an administrative agency ruling. See VanderVossen v. City of Espanola, 2001-NMCA-
    016, ¶¶ 7-16, 
    130 N.M. 287
    , 
    24 P.3d 319
     (explaining that the absolute right to one appeal
    contained in Article VI, Section 2 of the New Mexico Constitution does not apply to review
    by the Court of Appeals of a district court’s decision on appeal from an administrative
    agency’s zoning decision). To the degree that the principle underlying Article VI, Section
    2 might support acceptance of a notice of appeal in lieu of a petition for writ of certiorari,
    the principle is not applicable here because the parties have already had an appeal as of right
    to the district court. Cf. Schultz ex rel. Schultz v. Pojoaque Tribal Police Dep’t,
    
    2010-NMSC-034
    , ¶¶ 17, 19, 
    148 N.M. 692
    , 
    242 P.3d 259
     (applying the policy established
    in Article VI, Section 2 to an appeal from a workers’ compensation decision to the Court of
    Appeals, even though a workers’ compensation proceeding is a special statutory proceeding
    that does not originate in the district court).
    {16} Although a notice of appeal contains almost no substantive information related to a
    party’s claims of error, a docketing statement is quite different. A docketing statement must
    contain a statement of the nature of the proceeding, a statement of the issues presented by
    the appeal, a summary of all facts material to a consideration of the issues, and a list of
    authorities supporting each claim of error, among other information. Rule 12-208(D)
    NMRA. If a docketing statement complies with these requirements, this Court should
    generally be able to assess whether the issues raised meet one of the four criteria for granting
    a petition for writ of certiorari pursuant to Rule 12-505(D)(2)(d). Furthermore, because the
    filing of the docketing statement triggers the filing of the record proper, Rule 12-209(B)
    NMRA, this Court will generally have access to the materials that must be attached to a
    petition for writ of certiorari. See Rule 12-505(D)(3) (stating that a petition shall have
    attached the final order or judgment of the district court and any findings or decisions
    leading to the order or judgment, a copy of the administrative decision, and a copy of the
    statements of appellate issues filed in the district court). Accordingly, although Roberson
    generally precludes the acceptance of a notice of appeal in lieu of a petition for writ of
    certiorari, it does not preclude our acceptance of a docketing statement. A docketing
    statement will generally substantially comply with Rule 12-505 so as to permit this Court
    to review it as a substitute for a petition for writ of certiorari under a liberal standard of
    construing documents in order to reach their merits.
    6
    {17} We recognize that there is some degree of unfairness in accepting a non-conforming
    document such as a docketing statement in lieu of a petition for writ of certiorari. For
    instance, a docketing statement has no page or type-volume limitations, whereas a petition
    for writ of certiorari does. Compare Rule 12-208, with Rule 12-505(E). Furthermore, the
    filing of a notice of appeal and a docketing statement incorrectly suggests to this Court that
    an appeal is as of right, whereas a petition for writ of certiorari alerts the Court to the fact
    that its review is discretionary. However, we do not believe that these possible inequities
    warrant the rejection of a non-conforming document that, liberally construed, substantially
    complies with Rule 12-505. To the degree that an opposing party believes it may be
    prejudiced by the filing of a docketing statement or other non-conforming document when
    a petition for writ of certiorari is the appropriate means for seeking appellate review, that
    party is permitted to file a motion with this Court to require the party seeking review to file
    a proper petition for writ of certiorari; it can file a notice with this Court to alert the Court
    to the fact that the appeal is not as of right; it can file a response to what may otherwise be
    construed as a petition explaining why the writ should not be granted; or it can do any
    combination of these. See Rule 12-309 NMRA (setting out the requirements for motions
    filed in this Court); Rule 12-505(I) (permitting a response to a petition for writ of certiorari).
    A Non-Conforming Petition for Writ of Certiorari Must Meet the Timeliness
    Requirement of Rule 12-505(C), and an Untimely Filing Will Only Be Excused in
    Unusual Circumstances
    {18} Our Supreme Court has held that the time requirement for filing a petition for writ
    of certiorari is a mandatory precondition to the exercise of an appellate court’s jurisdiction
    to review a petition on its merits. See Gulf Oil Corp. v. Rota-Cone Field Operating Co., 
    85 N.M. 636
    , 636, 
    515 P.2d 640
    , 640 (1973) (per curiam) (holding that, as with the time
    requirement for a notice of appeal, the timely filing of a petition for writ of certiorari is a
    mandatory precondition to the exercise of an appellate court’s jurisdiction that will not be
    excused absent unusual circumstances). Therefore, a non-conforming document such as a
    docketing statement must be filed within thirty days of the order to be reviewed, as is
    required for a petition. See Rule 12-505(C) (stating that a petition for writ of certiorari must
    be filed with the clerk of this Court within thirty days of the entry of the final action of the
    district court). When a party seeks to benefit from this Court’s willingness to consider a
    docketing statement as a substitute for a petition for writ of certiorari, the party often will
    not meet this requirement due to the differences between the procedural rules governing an
    appeal as of right and the rules governing discretionary review. The time for filing the
    docketing statement in this Court is triggered by the filing of a notice of appeal. See Rule
    12-208(B) (stating that the docketing statement shall be filed within thirty days after the
    filing of the notice of appeal). The notice of appeal must generally be filed within thirty
    days of the judgment or order appealed from. See Rule 12-201(A)(2) NMRA. Therefore,
    a party who erroneously files a notice of appeal and docketing statement instead of a petition
    for writ of certiorari is likely to miss the thirty-day requirement of Rule 12-505(C), even
    though the notice of appeal and docketing statement would have been timely if the appeal
    were as of right.
    7
    {19} In those unusual cases where a party happens to file both the notice of appeal and the
    docketing statement early so that the docketing statement is filed in this Court within thirty
    days of the district court’s order and therefore meets the time requirement of Rule 12-
    505(C), this Court will construe the docketing statement as a petition for writ of certiorari
    without requiring any showing of unusual circumstances, since the non-conforming
    document is timely and substantially complies with the content requirements of Rule 12-505
    under a liberal interpretation. This approach is consistent with the policy of not exalting
    form over substance when the mandatory preconditions to the exercise of this Court’s
    jurisdiction have been met. See Govich, 
    112 N.M. at 230
    , 
    814 P.2d at 98
    .
    {20} But consistent with the rule that a timely filing of a petition for writ of certiorari is
    a mandatory precondition to the exercise of this Court’s jurisdiction, in those cases in which
    a docketing statement is not filed in this Court within thirty days of the district court’s order
    or judgment, this Court will not excuse the untimely filing of the non-conforming document
    absent a showing of the kind of unusual circumstances that would justify an untimely
    petition. See Gulf Oil Corp., 
    85 N.M. at 636
    , 
    515 P.2d at 640
     (refusing to excuse the late
    filing of a petition for writ of certiorari where there were no unusual circumstances justifying
    the untimely filing). Our Supreme Court has explained that it is “[o]nly the most unusual
    circumstances beyond the control of the parties—such as error on the part of the court,” that
    will warrant overlooking the requirement that a document must be timely filed as a
    mandatory precondition to the exercise of a court’s jurisdiction. See Trujillo v. Serrano, 
    117 N.M. 273
    , 278, 
    871 P.2d 369
    , 374 (1994) (holding that there would be unusual
    circumstances to excuse the late filing of a notice of appeal to the district court if the
    untimely filing was caused by the magistrate court and remanding for a finding of fact on
    this issue). Our Supreme Court has also held that unusual circumstances may warrant
    waiving the mandatory timeliness requirement when the filing is not very late, and there are
    other unusual circumstances that were not caused by the court system but that were not
    within the control of the party seeking appellate review. See Chavez v. U-Haul Co.,
    
    1997-NMSC-051
    , ¶¶ 19-22, 
    124 N.M. 165
    , 
    947 P.2d 122
     (hearing an appeal when the notice
    was filed fifty-eight minutes late, the appellant filed the notice pro se, his trial counsel had
    been in the process of arranging for substitute counsel, and after trial it was not clear which
    attorney would be responsible for prosecuting the appeal); see also Schultz,
    
    2010-NMSC-034
    , ¶ 21 (holding that unusual circumstances required excusing the mandatory
    timeliness requirement where the notice of appeal was received two days late because the
    appellant had mailed the notice four days prior to the due date, and the fact that the United
    States Postal Service took more than four days to deliver the document from Albuquerque
    to Santa Fe was an unusual circumstance outside of the appellant’s control).
    {21} Although we may have applied the unusual circumstances test more liberally than
    this in Dixon and, arguably, in Glynn, that is because in both of those cases, we considered
    the relevant non-conforming document to have been timely filed, and we therefore only
    determined whether to accept a timely document that was improper as to form. As we have
    clarified in this opinion, a non-conforming document that substantially complies with Rule
    12-505 will be accepted as a petition for writ of certiorari without a showing of unusual
    circumstances. It is only when the non-conforming document does not meet the mandatory
    8
    timeliness requirement of Rule 12-505 that the stringent unusual circumstances standard
    comes into play.
    {22} In considering whether to exercise this Court’s discretion to waive the mandatory
    timeliness requirement for a late, non-conforming document that is to be construed as a
    petition for writ of certiorari, this Court is mindful of the fact that, unlike cases in which a
    party has an appeal as of right, review in this Court of the district court’s order on appeal
    from an administrative agency is discretionary. Paule, 
    2005-NMSC-021
    , ¶ 14. Because
    Article VI, Section 2 of the New Mexico Constitution does not apply to appeals to this Court
    from the district court’s decision on appeal from an administrative agency ruling, see
    VanderVossen, 
    2001-NMCA-016
    , ¶¶ 7-16, and because the parties have already had an
    appeal as of right, we need not consider the policy of a party’s absolute right to one appeal
    in determining whether unusual circumstances warrant accepting an untimely document
    when a timely petition for writ of certiorari should have been filed. Cf. Schultz, 2010-
    NMSC-034, ¶¶ 19, 21.
    Wakeland’s Non-Conforming Petition for Writ of Certiorari Was Late, and No
    Unusual Circumstances Excuse the Late Filing
    {23} Because Wakeland’s docketing statement contains information that is sufficient to
    determine whether the issues she raises meet the requirements for granting a petition for writ
    of certiorari, we construe her docketing statement as a petition. However, because her non-
    conforming petition was not filed within thirty days of the district court’s order, this Court
    will excuse the late filing only if it was due to unusual circumstances beyond her control.
    {24} Wakeland filed her notice of appeal and docketing statement well within the
    deadlines provided under Rules 12-201 and 12-208. Wakeland argues that she should be
    excused for following those rules, rather than Rule 12-505, because she was not on notice
    that Rule 12-505 applied. Wakeland points out that nothing in Section 51-1-8 or Rule 1-077
    specifically refers to Rule 12-505.
    {25} Simply being confused or uncertain about the appropriate procedure for seeking
    review is not the sort of unusual circumstance beyond the control of a party that will justify
    an untimely filing. See Trujillo, 
    117 N.M. at 278
    , 
    871 P.2d at 374
     (stating that “[o]nly the
    most unusual circumstances beyond the control of the parties—such as error on the part of
    the court[,]” will warrant overlooking the requirement that a document must be timely filed
    as a mandatory precondition to the exercise of a court’s jurisdiction). But see Glynn, 2011-
    NMCA-031, ¶ 11 (finding unusual circumstances based on a party’s uncertainty about the
    proper procedure for seeking review where the relevant document was considered to have
    been timely filed and the only question was whether unusual circumstances excused the
    filing of a document was non-conforming as to form and content). In very limited
    circumstances, this Court has held that uncertainty in the law will excuse the late filing of
    a petition. In Hyden, we held that unusual circumstances excused the late filing of two
    petitions for writ of certiorari where the law was so uncertain that the uncertainty essentially
    rose to the level of court-created error. 
    2000-NMCA-002
    , ¶¶ 14-17. There, the Legislature
    had enacted a comprehensive statute that significantly changed the way appeals could be
    9
    taken from certain administrative agency decisions. Id. ¶ 2. The newly-enacted statute
    provided for a direct appeal to the district court and for discretionary review in the Court of
    Appeals by means of a petition for writ of certiorari. Id. The statute, however, provided no
    deadline within which to file a petition and stated that the relevant procedure would be
    “governed by rules adopted by the Supreme Court.” Id. ¶ 17. The court rule, which
    contained the time for filing, was not enacted until several months later, and it was not
    published in the most readily available legal sources. Id. We view Hyden as applicable to
    those limited circumstances where the legal uncertainty involves a sea change in the relevant
    procedure and where the uncertainty relates to the time of filing itself—a situation that does
    not exist here. Wakeland does not assert that she was unaware of the time for filing a
    petition for writ of certiorari; instead, she contends that she did not know that she was
    supposed to file such a petition. The fact that Wakeland did not know that any further
    appellate review would be governed by Rule 12-505 does not excuse the late filing in this
    case.
    {26} We note that any uncertainty about whether review in this Court should be had as an
    appeal as of right or pursuant to discretionary review can always be addressed by filing both
    a timely notice of appeal in the district court and a timely petition for writ of certiorari in this
    Court. The party seeking review is free to explain the basis of their uncertainty about the
    proper procedure in their petition and to inform this Court that a notice of appeal has been
    timely filed in the district court. In the event the Court determines that the appeal, or some
    portion of the appeal, is of right, the party can request that the Court enter an order
    construing the petition as a docketing statement for those issues that are appealed as of right.
    CONCLUSION
    {27} Wakeland’s non-conforming petition for writ of certiorari was not filed within thirty
    days of the district court’s order and was therefore untimely. As her uncertainty about the
    proper procedure for seeking review is not an unusual circumstance that will excuse the late
    filing, we deny the petition.
    {28}    IT IS SO ORDERED.
    ____________________________________
    LINDA M. VANZI, Judge
    WE CONCUR:
    ____________________________________
    CELIA FOY CASTILLO, Chief Judge
    ____________________________________
    CYNTHIA A. FRY, Judge
    Topic Index for Wakeland v. NM Dept of Workforce Solutions, No. 31,031
    10
    AE      APPEAL AND ERROR
    AE-CF   Certiorari
    AE-DS   Docketing Statements
    AE-NA   Notice of Appeal
    AE-TA   Timeliness of Appeal
    EL      EMPLOYMENT LAW
    EL-TE        Termination of Employment
    EL-UC   Unemployment Compensation
    PA      PUBLIC ASSISTANCE
    PA-UC   Unemployment Compensation
    11
    

Document Info

Docket Number: 31,031

Filed Date: 9/27/2011

Precedential Status: Precedential

Modified Date: 10/30/2014