State v. Ames ( 2024 )


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    2024 UT App 30
    THE UTAH COURT OF APPEALS
    STATE OF UTAH,
    Appellee,
    v.
    DAVID WAYNE AMES,
    Appellant.
    Amended Opinion ∗
    No. 20220143-CA
    Filed March 7, 2024
    Eighth District Court, Duchesne Department
    The Honorable Samuel P. Chiara
    No. 211800119
    Peter Daines, Attorney for Appellant
    Sean D. Reyes and Emily Sopp,
    Attorneys for Appellee
    JUDGE RYAN D. TENNEY authored this Opinion, in which JUDGES
    GREGORY K. ORME and DAVID N. MORTENSEN concurred.
    TENNEY, Judge:
    ¶1     A jury convicted David Ames on three counts of possessing
    a dangerous weapon as a restricted person and one count of
    possessing drug paraphernalia. Ames now challenges his
    convictions on two grounds. First, he argues that he received
    ineffective assistance when his counsel failed to object to certain
    omissions in the jury instructions regarding the dangerous
    weapon counts. And second, he argues that he received
    ineffective assistance when his counsel failed to seek a directed
    ∗ This Amended Opinion replaces the Opinion that was originally
    issued on February 23, 2024. In this Amended Opinion, we have
    changed footnote 3, but the rest of the Opinion remains
    unchanged.
    State v. Ames
    verdict on the drug paraphernalia count. For the reasons set forth
    below, we reverse one of Ames’s dangerous weapon convictions,
    but we affirm his remaining convictions.
    BACKGROUND 1
    The Incident
    ¶2     In April 2021, Ames lived in the basement unit of a duplex
    with his mother (Mother) and nephew (Nephew). Additional
    family members, including some children, lived in the duplex’s
    upstairs unit. Ames was a Category I restricted person, which
    meant that he was prohibited from possessing a “dangerous
    weapon” under Utah Code section 76-10-503(2).
    ¶3     Ames suffers from schizophrenia. He had previously been
    prescribed medication for his condition, but he had stopped
    taking it “at least a couple of years” before April 2021. In Mother’s
    experience, Ames’s symptoms came in cycles. He would do
    “really well for a while” and then “kind of fall[] off.” In the bad
    phases, Ames didn’t “think accurately” and would become
    paranoid. In the days leading up to April 7, 2021, Mother
    observed Ames’s symptoms worsening.
    ¶4     A few days before April 7, Ames brought an axe into his
    bedroom. Typically, the axe was stored outside, where he and the
    other “boys” in the house would sometimes use it to cut wood.
    Ames told Mother that somebody had stolen a different axe of his
    and that he needed this axe “for protection.” When Mother tried
    1. “On appeal, we recite the facts from the record in the light most
    favorable to the jury’s verdict and present conflicting evidence
    only as necessary to understand issues raised on appeal.” State v.
    Suhail, 
    2023 UT App 15
    , n.1, 
    525 P.3d 550
     (quotation simplified),
    cert. denied, 
    531 P.3d 730
     (Utah 2023).
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    State v. Ames
    to substantiate Ames’s claim, however, she found the other axe in
    its regular place.
    ¶5     On the morning of April 7, Mother looked out the window
    of the basement unit and saw Ames holding a chain with an
    attached padlock. Ames was “throwing [the] chain around and
    throwing it against the house and flipping it around over his
    head.”
    ¶6     Mother stepped outside and asked Ames what he was
    doing. Ames entered the house and said that “[e]verybody was
    messing with him.” Ames added, “I’m about to crack somebody’s
    head open[,] and they’re going to be just as dead as the two bodies
    under my bed.” With his worsening schizophrenia symptoms in
    mind, Mother was worried that Ames might be referring to “one
    of . . . the kids at the house or me or somebody” with this
    comment. Ames then said, “Come with me. Come here and look
    and see and let me show you.” Mother understood this to be an
    invitation to go to his room, but she was “concerned that he might
    do harm” to her, so she declined. Instead, she decided to call
    Ames’s probation officer.
    ¶7      Mother began walking down the hall to retrieve her purse
    so that she could go to her car and make the call outside of Ames’s
    hearing. Ames followed her. At some point, Ames picked up a
    “little hook” that he sometimes used to deep fry turkeys and
    began “swinging it around.” Mother was now “concerned about
    being safe.” As the two reached the end of the hallway and
    entered the kitchen, Ames turned and threw the hook down the
    hall into a closet.
    ¶8    Mother got into her car, drove “down the road a little
    ways,” and then stopped and called Ames’s probation officer. The
    probation officer advised her to call 911. After doing so, Mother
    returned to the house. Rather than returning to the basement,
    Mother went to the upstairs unit to warn the children who lived
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    State v. Ames
    there that Ames “wasn’t thinking clear” and that law enforcement
    was “going to come talk to him.”
    ¶9     Mother stayed in the upstairs unit until police officers
    arrived, but Nephew went downstairs to “grab a shirt.” When he
    approached the door, Ames yelled, “Get the fuck out of the
    house.” Nephew entered anyway, replying, “This is my house,
    too. I’m just coming downstairs to grab a shirt.” Nephew heard
    Ames say “something about breaking [his] windshield,” and he
    then heard a sound like “a chain” “jingling” “off of like wood.”
    After retrieving a shirt from his bedroom, Nephew looked back to
    see what Ames was doing. He saw that officers had arrived and
    had stopped Ames at the front door of the unit.
    ¶10 Officers took statements from Mother and searched the
    residence. During that search, officers found the axe in a closet
    next to Ames’s room where Ames stored his clothes, the chain and
    padlock outside the front door where Ames had thrown it when
    the police first arrived, and the turkey hook hanging from the
    ceiling fan in Ames’s bedroom.
    ¶11 While officers were conducting their search, Mother also
    gave them a lightbulb that she had taken from the trash can in
    Ames’s bedroom a few days earlier. This lightbulb was deformed
    in several unusual ways. First, it had “the part that screws into the
    light socket broken off” so that there was “a hole going all the way
    through.” Second, there was a hole on top of the lightbulb with
    “somewhat melted” duct tape placed over it. And third, inside the
    lightbulb, there were “burn marks and some type of residue.”
    Mother later explained that the other residents of the house
    “pretty much stayed out of” Ames’s bedroom. She also explained
    that in the days leading up to April 7, she had become concerned
    that Ames was using methamphetamine due to his recent
    behavioral changes and increasing anger. On the day of his arrest,
    Ames tested positive for methamphetamine.
    20220143-CA                     4                
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    State v. Ames
    Charges, Trial, and Jury Instructions
    ¶12 The State charged Ames with a host of mostly possession-
    related offenses, but many of the counts were dismissed at a
    preliminary hearing. The case later went to trial on six counts:
    three counts of possessing a dangerous weapon as a restricted
    person, one count of possessing drug paraphernalia, one count of
    public intoxication (which was based on the positive
    methamphetamine test), and one count of disorderly conduct. The
    three dangerous weapon counts were based on the axe, the chain
    and padlock, and the turkey hook, respectively, while the drug
    paraphernalia count was based on the altered lightbulb that
    Mother found in Ames’s trash can.
    ¶13 At trial, Mother and Nephew testified to the events
    described above. One of the responding officers (Officer) testified
    to the circumstances surrounding the seizure of various items and
    about Ames’s positive drug test.
    ¶14 In the jury instructions, the jury was informed that for the
    possession of a dangerous weapon counts, the term “dangerous
    weapon” meant “an object that in the manner of its use or
    intended use is capable of causing death or serious bodily injury.”
    See Utah Code § 76-10-501(6)(a)(ii). But no instruction informed
    the jury what the term “serious bodily injury” meant.
    ¶15    Ames was convicted on all counts. He now appeals.
    ISSUES AND STANDARD OF REVIEW
    ¶16 Ames argues that his counsel was ineffective for (1) not
    requesting a jury instruction defining the term “serious bodily
    injury” as it related to the dangerous weapon counts and (2) not
    moving for a directed verdict on the drug paraphernalia count.
    “An ineffective assistance of counsel claim raised for the first time
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    State v. Ames
    on appeal presents a question of law.” State v. Suhail, 
    2023 UT App 15
    , ¶ 72, 
    525 P.3d 550
     (quotation simplified), cert. denied, 
    531 P.3d 730
     (Utah 2023).
    ANALYSIS
    ¶17 Ames argues that he received ineffective assistance on two
    grounds. To prevail on an ineffective assistance claim, Ames must
    show (1) “that counsel’s performance was deficient” and (2) “that
    the deficient performance prejudiced the defense.” Strickland v.
    Washington, 
    466 U.S. 668
    , 687 (1984). Ames must establish both
    prongs. See State v. Suhail, 
    2023 UT App 15
    , ¶ 122, 
    525 P.3d 550
    ,
    cert. denied, 
    525 P.3d 730
     (Utah 2023). If either is lacking, “the claim
    fails” and this court “need not address the other.” State v. Nelson,
    
    2015 UT 62
    , ¶ 12, 
    355 P.3d 1031
    .
    ¶18 To establish deficient performance, Ames must “overcome
    the presumption that, under the circumstances, the challenged
    action might be considered sound trial strategy.” Strickland, 
    466 U.S. at 689
     (quotation simplified). The focus of this inquiry is
    reasonableness, and we “judge the reasonableness of counsel’s
    challenged conduct, viewed as of the time of counsel’s conduct.”
    State v. Carter, 
    2023 UT 18
    , ¶ 45, 
    535 P.3d 819
     (quotation
    simplified).
    ¶19     To establish prejudice, Ames “must show that there is a
    reasonable probability that, but for counsel’s unprofessional
    errors, the result of the proceeding would have been different. A
    reasonable probability is a probability sufficient to undermine
    confidence in the outcome.” State v. Bonds, 
    2023 UT 1
    , ¶ 53, 
    524 P.3d 581
     (quotation simplified). When evaluating a prejudice
    claim in the ineffective assistance context, “we assess
    counterfactual[] scenarios—that is, what would have happened
    but for the ineffective assistance”—and “we may do so with the
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    State v. Ames
    evidence available to us, even when not part of the original
    record.” Ross v. State, 
    2019 UT 48
    , ¶ 76, 
    448 P.3d 1203
    .
    I. Possession of a Dangerous Weapon
    ¶20 Ames was charged with three counts of possessing a
    dangerous weapon—one count each for the axe, the chain and
    padlock, and the turkey hook. Under Utah Code section 76-10-
    503(2), a “Category I restricted person” who “intentionally or
    knowingly purchases, transfers, possesses, uses, or has under the
    person’s custody or control . . . a dangerous weapon other than a
    firearm is guilty of a third degree felony.” For purposes of this
    offense, a “dangerous weapon” is either a “firearm” or “an object
    that in the manner of its use or intended use is capable of causing
    death or serious bodily injury.” 
    Id.
     § 76-10-501(6)(a). And “serious
    bodily injury” means “bodily injury that creates or causes serious
    permanent disfigurement, protracted loss or impairment of the
    function of any bodily member or organ, or creates a substantial
    risk of death.” Id. § 76-1-101.5(17).
    ¶21 The jury was instructed about the elements of the offense
    and the definition of “dangerous weapon.” But the jury was not
    given an instruction with the definition of “serious bodily injury.”
    Ames now claims his attorneys provided ineffective assistance by
    not requesting that instruction.
    A.     Deficient Performance
    ¶22 “The general rule for jury instructions is that an accurate
    instruction upon the basic elements of an offense is essential.”
    State v. Bird, 
    2015 UT 7
    , ¶ 14, 
    345 P.3d 1141
     (quotation simplified).
    “Ordinarily, non-technical words of ordinary meaning should not
    be elaborated upon in the instructions.” State v. Ekstrom, 
    2013 UT App 271
    , ¶ 15, 
    316 P.3d 435
     (quotation simplified). “Legal term[s]
    of art,” however, generally “ought to be explicitly explained to a
    jury.” Bird, 
    2015 UT 7
    , ¶ 19 (quotation simplified). In particular, a
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    State v. Ames
    definition is required where a term “has a technical legal meaning
    so different from its ordinary meaning that the jury, without
    further explanation, would misunderstand its import in relation
    to the factual circumstances.” Ekstrom, 
    2013 UT App 271
    , ¶ 15
    (quotation simplified). Failure to object to the absence of a
    relevant technical definition constitutes deficient performance
    where “correcting the error was sufficiently important under the
    circumstances that failure to do so was objectively
    unreasonable—i.e., a battle that competent counsel would have
    fought.” State v. Ray, 
    2020 UT 12
    , ¶ 32, 
    469 P.3d 871
    .
    ¶23 In the context of Utah’s criminal code, the term “serious
    bodily injury” is a legal term of art. As we explained in Ekstrom,
    the Utah Code employs a three-tiered system for certain offenses,
    and that system turns on particular gradations amongst the kinds
    of injuries (or potential injuries) at issue. 
    2013 UT App 271
    , ¶ 16.
    “Serious bodily injury” sits at the highest tier, followed by
    “substantial bodily injury,” followed by “bodily injury.” See id.;
    see also Utah Code § 76-1-101.5(4), (17)–(18). But the hierarchical
    relationship between these tiers might not be obvious to lay jurors
    from the names alone. We can readily imagine uninstructed jurors
    disagreeing, for example, about whether “serious bodily injury”
    is more severe than “substantial bodily injury.” Indeed, Merriam-
    Webster’s Thesaurus indicates that the terms “substantial” and
    “serious” are synonyms. 2
    ¶24 Moreover, the legal definitions of these two terms and the
    differences between them are not obvious or intuitive. Under the
    statute, “serious bodily injury” “means bodily injury that creates
    or causes serious permanent disfigurement, protracted loss or
    impairment of the function of any bodily member or organ, or
    creates a substantial risk of death.” Utah Code § 76-1-101.5(17).
    “‘Substantial bodily injury’ means bodily injury, not amounting
    2. Serious, Merriam-Webster Thesaurus, https://www.merriam-
    webster.com/thesaurus/serious [https://perma.cc/ZA5Z-8RQ5].
    20220143-CA                     8                
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    State v. Ames
    to serious bodily injury, that creates or causes protracted physical
    pain, temporary disfigurement, or temporary loss or impairment
    of the function of any bodily member or organ.” 
    Id.
     § 76-1-
    101.5(18). As we explained in Ekstrom, “these different categories
    of injury are not subject to analysis using ordinary meaning.
    Rather, the Utah Legislature has assigned each a technical legal
    meaning that requires further explanation.” 
    2013 UT App 271
    ,
    ¶ 16 (quotation simplified).
    ¶25 The question here is whether Ames’s counsel performed
    deficiently by not requesting an instruction for the term “serious
    bodily injury.” We agree with Ames that it was objectively
    unreasonable for counsel to not request such an instruction. Not
    only would Ames have been entitled to such an instruction, but
    this instruction would have very likely helped his defense.
    Without an instruction, jurors who were approaching the
    question from common parlance alone could plausibly think that
    the term “serious bodily injury” includes injuries that fall far short
    of “serious permanent disfigurement, protracted loss or
    impairment of the function of any bodily member or organ, or
    creat[ing] a substantial risk of death.” Utah Code § 76-1-101.5(17).
    By requesting and then receiving such an instruction, counsel
    would have ensured that the State was held to its full burden of
    proof for these three charged offenses. We accordingly conclude
    that this definition was “sufficiently important” that it “was
    objectively unreasonable” for counsel not to request an
    instruction on it. Ray, 
    2020 UT 12
    , ¶ 44.
    ¶26 The State pushes back, however, arguing that competent
    counsel could have reasonably concluded that the statutory
    definition would “draw unwanted attention to the kinds of injury
    that the metal items were capable of causing but did not in fact
    cause here.” In the State’s view, counsel’s strategy may have been
    to highlight the items’ use or intended use while minimizing any
    focus on the dangerous nature of the objects themselves.
    20220143-CA                      9                
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    State v. Ames
    ¶27 But even under the relevant statutory definitions, the focus
    would have remained on the use or intended use of the objects.
    Again, for an object that’s not a firearm, the term “dangerous
    weapon” means “an object that in the manner of its use or intended
    use is capable of causing death or serious bodily injury.” Utah
    Code § 76-10-501(6)(a) (emphasis added). Jurors were given an
    instruction setting out these elements, and they were also told to
    “[t]hink about each instruction in the context of all the others.” As
    a result, if jurors had been given an additional instruction with the
    definition of “serious bodily injury,” this added instruction would
    not have given jurors license to disregard or minimize the “use or
    intended use” component of the elements instruction. Rather, this
    added instruction would have properly channeled that inquiry.
    And because the statutory definition for “serious bodily injury”
    sits at the highest tier of the statutory scheme, this additional
    instruction would have likely narrowed the range of injuries that
    could have been associated with Ames’s “use or intended use,”
    thereby heightening the State’s burden of proof.
    ¶28 In these circumstances, we conclude that any competent
    attorney would have requested this additional instruction. As a
    result, we agree with Ames that it was deficient performance for
    his counsel not to have done so.
    B.     Prejudice
    ¶29 Ames must also show that he was prejudiced. To do this,
    he must “show that there is a reasonable probability that, but for
    counsel’s unprofessional errors, the result of the proceeding
    would have been different.” Strickland, 
    466 U.S. at 694
    . And when
    assessing such a claim, we may consider the counterfactual
    scenario of “what would have happened but for the ineffective
    assistance.” Ross, 
    2019 UT 48
    , ¶ 76. So viewed, we agree with the
    State that Ames was not prejudiced by the deficient performance
    relating to either the axe or the chain and padlock. But we agree
    with Ames that he was prejudiced with respect to the turkey hook.
    20220143-CA                     10               
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    State v. Ames
    1.     The Axe
    ¶30 The question is whether there’s a reasonable probability
    that the jury would have concluded that the axe was not “capable
    of causing death or serious bodily injury” under its “use or
    intended use” if the jury had been given an instruction on the
    meaning of “serious bodily injury.” Utah Code §§ 76-1-101.5(17),
    76-10-501(6)(a)(ii). We see no such probability. 3
    ¶31 As is clear from a picture that was introduced as an exhibit
    at trial, the object in question was indeed an axe. And the record
    shows that it was sharp enough to cut things—Mother testified
    that before Ames brought it into the house, this axe had been
    outside where the “boys” would use it to cut wood for the family’s
    wood burning stove. As for its use or intended use here, Mother
    testified that Ames told her that he needed to bring the axe into
    the home “for protection.” The most natural reading of this
    statement is that Ames intended to use it as a weapon. And when
    an axe is used as a weapon, it’s clear enough that it would be
    capable of causing “bodily injury that creates or causes serious
    3. In the subsection of Ames’s opening brief that addressed the
    axe, the subheading began by pointing out that “Ames Did Not
    Use the Axe at All on the Date at Issue,” and the first sentence of
    that subsection then asserted that “Ames did not touch, hold,
    reference, or otherwise use the axe on the day at issue.” In light of
    these assertions, we originally understood Ames to be suggesting
    that the axe wasn’t actually in his “custody or control” on the day
    in question as required by statute. In footnote 3 of our original
    opinion, we explained why the evidence showed otherwise. After
    we issued the opinion, Ames’s counsel filed a letter under rule
    35(b) of the Utah Rules of Appellate Procedure (which sets forth
    the procedures for a petition for rehearing) informing us that he
    did not intend to make such an argument. With the added clarity
    provided by counsel’s letter, we withdraw that analysis as
    unnecessary. This opinion is otherwise unchanged.
    20220143-CA                     11               
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    State v. Ames
    permanent disfigurement, protracted loss or impairment of the
    function of any bodily member or organ, or creates a substantial
    risk of death.” 
    Id.
     § 76-1-101.5(17).
    ¶32 Ames nevertheless suggests that when he said he needed
    the axe “for protection,” this might have just been a reference to a
    potential “show of force.” And in Ames’s view, a mere “show of
    force” would not satisfy the “serious bodily injury” element. But
    this argument would have only worked if the jury had believed
    that Ames had no intent to then swing the axe if the “show of
    force” failed to ward off any potential threat. There’s little reason
    to think that this was so, and even less reason to think that adding
    a definition for “serious bodily injury” would have convinced the
    jury of this. After all, the jury was instructed that it could only
    convict Ames if it believed that the axe’s “use or intended use”
    was capable of causing “serious bodily injury.” Although the jury
    may not have understood just how much injury was required, the
    given instructions did convey the requirement that some form of
    physical or “bodily injury” was required. By convicting Ames of
    this offense, the jury thus indicated that it did not view the
    evidence in the manner that Ames now suggests.
    ¶33 And there was good reason for this conclusion. Ames
    brought the axe into his bedroom during a period in which his
    schizophrenia-related symptoms were worsening. Mother
    testified that Ames was “kind of fall[ing] off” and wasn’t
    “think[ing] accurately,” and she also said that he was “ornery”
    and “wan[ted] to fight everything.” Of particular note, on the day
    in question, Ames referred to the “two bodies under my bed,” a
    comment that indicated that the use of force against people was
    on his mind. 4
    4. Ames’s counsel did not raise a mental illness related defense
    below. Indeed, to the seeming contrary, counsel successfully
    (continued…)
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    State v. Ames
    ¶34 In light of all this, we don’t see a reasonable probability that
    there would have been a different outcome on this count if the
    jury had been given an added instruction about the definition of
    serious bodily injury. Ames therefore has not shown prejudice
    relating to the lack of such an instruction.
    2.     The Chain and Padlock
    ¶35 For similar reasons, we conclude that Ames was not
    prejudiced with respect to the count relating to the chain and
    padlock. A picture of the chain and padlock was introduced as an
    exhibit below, and it is included in the record on appeal. The
    picture confirms that the items were as described—a metal chain
    attached to a metal padlock. On the day in question, Ames was
    “throwing” the combo “against the house and flipping it around
    over his head.” Shortly after Mother observed him doing this,
    Ames said that “[e]verybody was messing with him,” after which
    he said, “I’m about to crack somebody’s head open[,] and they’re
    going to be just as dead as the two bodies under my bed.” Mother
    was worried that the latter comment might be directed at one of
    “the kids at the house or me or somebody” and that Ames “might
    do harm” to someone. Indeed, Mother was worried enough that
    she drove away before calling Ames’s probation officer so that
    Ames wouldn’t hear the call.
    ¶36 Swinging a chain and padlock around with enough force
    to “crack somebody’s head open” would plainly be an act that’s
    capable of causing “serious permanent disfigurement, protracted
    loss or impairment of the function of any bodily member or
    organ” or creating “a substantial risk of death.” Utah Code § 76-
    1-101.5(17). Given this, we see no probability (let alone a
    reasonable one) that Ames would have received a more favorable
    objected when Mother speculated that Ames “truly” “believe[d]”
    his schizophrenic delusions. On appeal, Ames has not argued that
    counsel was ineffective for not asserting such a defense.
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    outcome on this count if the jury had been given an additional
    definitions instruction.
    3.     The Turkey Hook
    ¶37 The turkey hook, however, stands on different footing.
    Unlike an axe or a chain and padlock, this was not the kind of
    object that would readily produce serious bodily injury. At trial,
    Mother described this turkey hook as “little.” As with the other
    objects in question, a photo of this was admitted as an exhibit at
    trial, and the photo shows that this hook is indeed “little.” It has
    two curved metal prongs stemming out from a single metal spine,
    and it appears to be a fairly harmless kitchen utensil.
    ¶38 It might not take much force to cause serious bodily injury
    to another person with an axe or a chain and padlock. But from
    the available record, this turkey hook would likely have caused
    serious bodily injury to another only if it were used with an
    unusual amount of force or in an unusual way. There’s no
    evidence, however, that Ames ever used (or intended to use) this
    turkey hook with such force or in such a manner. True, Mother
    testified that Ames was “swinging it around and stuff” while
    walking down the hall, and she likewise worried that “he might
    hit me.” But Mother said nothing about whether Ames was using
    any particular amount of force, much less that he was using lots
    of force. And given that Mother was facing away from Ames for
    most of the time that he was wielding the hook, she may not have
    been in a position to observe those details anyway.
    ¶39 When evaluating a prejudice claim in the ineffective
    assistance context, we make our counterfactual determination
    using “the evidence available to us.” Ross, 
    2019 UT 48
    , ¶ 76. Based
    on the evidence available to us here—the description of the turkey
    hook and the photo of it that was presented at trial—we believe
    that there’s a reasonable probability that the jury would have
    acquitted Ames on the charge relating to the turkey hook if it had
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    been informed of just how much injury is required to qualify as a
    “serious bodily injury.” We accordingly reverse Ames’s
    conviction on this count.
    II. Possession of Drug Paraphernalia
    ¶40 Ames next argues that his attorneys were ineffective for
    failing to move for a directed verdict on the drug paraphernalia
    charge. We disagree.
    ¶41 “If the State presents no competent evidence from which a
    reasonable jury could find the elements of the relevant crime, then
    trial counsel should move for a directed verdict and the failure to
    do so would likely constitute deficient performance.” State v. Baer,
    
    2019 UT App 15
    , ¶ 7, 
    438 P.3d 979
     (quotation simplified). If, on the
    other hand, the State presents “some evidence from which a
    reasonable jury could find all the elements, trial counsel’s decision
    not to raise a futile motion for a directed verdict would not be
    deficient performance.” 
    Id.
     (quotation simplified).
    ¶42 In relevant part, the State was required to prove that Ames
    “possess[ed] with intent to use, drug paraphernalia to . . . inject,
    ingest, inhale or otherwise introduce a controlled substance into
    the human body.” Utah Code § 58-37a-5(1)(a). The jury could
    consider “all” “logically relevant factors” when determining
    “whether an object” is drug paraphernalia, including “statements
    by an owner or by anyone in control of the object concerning its
    use,” “the proximity of the object, in time and space, to a direct
    violation of this chapter,” and “the existence of any residue of a
    controlled substance on the object.” Id. § 58-37a-4(1), (3), (5).
    ¶43 Here, there was certainly “some evidence” from which a
    reasonable jury could find that Ames possessed this lightbulb and
    that it was drug paraphernalia. On the possession front, Mother
    said that she found the lightbulb in Ames’s bedroom and that the
    other residents of the house “pretty much stayed out of” that
    20220143-CA                     15               
    2024 UT App 30
    State v. Ames
    bedroom. Cf. State v. Layman, 
    1999 UT 79
    , ¶ 13, 
    985 P.2d 911
    (explaining that a fact-finder may find “constructive possession”
    of drug paraphernalia where “the accused had both the power
    and the intent to exercise dominion and control over the . . .
    paraphernalia” (quotation simplified)).
    ¶44 On the question of whether the lightbulb was drug
    paraphernalia, there were several things suggesting that it was.
    First, there was the curious condition of the bulb itself. This
    lightbulb had “the part that screws into the light socket broken
    off” so that there was “a hole going all the way through,” there
    was a hole on top of the lightbulb with “somewhat melted” duct
    tape placed over it, and there were “burn marks and some type of
    residue inside.” Second, Mother testified that Ames’s erratic and
    angry behavior in the days leading up to these events made her
    “concerned that [he] was using” methamphetamine. And third,
    Ames tested positive for methamphetamine on April 7. Taken
    together, a jury could reasonably conclude that Ames had used
    this altered lightbulb as a pipe with which to smoke
    methamphetamine.
    ¶45 Ames nevertheless points out that Mother took this
    lightbulb from his trash sometime before April 7. As a result,
    Ames argues that even if he “was high on meth on April 7, it was
    not by virtue of the lightbulb.” Ames points to no expert
    testimony about the absorption rates for methamphetamine, but
    his point is still taken. Even so, however, the fact that Ames
    apparently got high that day through some other mechanism
    doesn’t mean that he didn’t previously use this lightbulb as a
    methamphetamine pipe too. Indeed, the statute states that a jury
    should consider “all” “logically relevant factors” when
    determining “whether an object is drug paraphernalia.” Utah
    Code § 58-37a-4. So here, (1) Mother’s suspicions that Ames was
    using methamphetamine, Ames’s erratic behavior, and Ames’s
    positive test on April 7, all suggest that Ames had an ongoing
    habit of using methamphetamine that extended up through April
    20220143-CA                   16              
    2024 UT App 30
    State v. Ames
    7, as opposed to one that was confined to a single use on April 7;
    and (2) the particular alterations to the pipe and the presence of
    some “residue” inside it suggest that it had previously been used
    as some sort of pipe. While this may not have been the most
    conclusive of cases, there was at least “some evidence from which
    a reasonable jury” could find that this was indeed a
    methamphetamine pipe. Baer, 
    2019 UT App 15
    , ¶ 7 (quotation
    simplified). As a result, we see no basis for concluding that
    Ames’s counsel performed deficiently by failing to request a
    directed verdict on this count.
    CONCLUSION
    ¶46 On the possession of a dangerous weapon counts, Ames’s
    counsel performed deficiently by failing to ask for a jury
    instruction that would define “serious bodily injury.” Even so, we
    conclude that Ames was not prejudiced with respect to the
    convictions that were based on the axe and the chain and padlock.
    We do conclude, however, that Ames was prejudiced with respect
    to the conviction that was based on the turkey hook, so we reverse
    the conviction on that count.
    ¶47 On the possession of drug paraphernalia count, we
    conclude that there was some evidence to support the conviction.
    We accordingly reject Ames’s claim that counsel was ineffective
    for not moving for a directed verdict on that count.
    20220143-CA                   17               
    2024 UT App 30
                                

Document Info

Docket Number: 20220143-CA

Filed Date: 3/7/2024

Precedential Status: Precedential

Modified Date: 3/11/2024